Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)



(published weekly on behalf of the OSC by Carswell)


Volume 33, Issue 24
-- June 18, 2010 --


Table of Contents


Chapter 1 Notices / News Releases 5441
1.1 Notices 5441
1.1.1 Current Proceedings Before The Ontario Securities Commission 5441
1.1.2 CSA Staff Notice 81-319 - Status Report on the Implementation of Point of Sale Disclosure for Mutual Funds 5449
1.1.3 Notice of Ministerial Approval of Amendments to Form 81-101F2 Contents of Annual Information Form under NI 81-101 Mutual Fund Prospectus Disclosure and to Form 41-101F2 Information Required in an Investment Fund Prospectus under NI 41-101 General Prospectus Requirements 5456
1.1.4 Notice of Memorandum of Understanding Concerning Consultation, Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Regulated Entities 5457
1.1.5 CSA Staff Notice 45-307 - Regulatory Developments Regarding Securitization 5470
1.1.6 Notice of Ministerial Approval of Amendments to NI 24-101 Institutional Trade Matching and Settlement 5472
1.2 Notices of Hearing 5473
1.2.1 Global Energy Group, Ltd. et al. - ss. 37, 127, 127.1 5473
1.2.2 Paladin Capital Markets Inc. et al. - ss. 127(1), 127.1 5478
1.2.3 Paladin Capital Markets Inc. et al. - ss. 127, 127.1 5480
1.2.4 Magna International Inc. et al. - s. 127 5481
1.3 News Releases 5486
1.3.1 Securities Regulators Urge Canadians to Help Prevent Financial Abuse of Seniors 5486
1.3.2 SEC, Quebec Autorité des Marchés Financiers and Ontario Securities Commission Sign Regulatory Cooperation Arrangement 5488
1.3.3 Canadian Securities Regulators to Proceed with Staged Implementation of Point of Sale Disclosure Regime for Mutual Funds 5490
1.3.4 OSC Lays Charges Against Howard Rash in Ontario Court of Justice 5492
1.4 Notices from the Office of the Secretary 5493
1.4.1 Global Energy Group, Ltd. et al. 5493
1.4.2 Paladin Capital Markets Inc. et al. 5493
1.4.3 Paladin Capital Markets Inc. et al. 5494
1.4.4 Al-tar Energy Corp. et al. 5494
1.4.5 York Rio Resources Inc. et al. 5495
1.4.6 Brilliante Brasilcan Resources Corp. et al. 5495
1.4.7 Peter Robinson and Platinum International Investments Inc. 5496
1.4.8 Sextant Capital Management Inc. et al. 5497
1.4.9 Magna International Inc. et al. 5506
Chapter 2 Decisions, Orders and Rulings 5507
2.1 Decisions 5507
2.1.1 BMO Nesbitt Burns Inc. 5507
2.1.2 Sentry Select Capital Inc. et al. 5510
2.1.3 Sentry Select Capital Inc. and Sentry Select Investments Inc. 5513
2.1.4 AGF Funds Inc. 5517
2.1.5 9222-9129 Québec Inc. (formerly, MethylGene Inc.) 5519
2.1.6 Franklin Templeton Investments Corp. 5521
2.2 Orders 5524
2.2.1 CD ROM Network Corp. - s. 144 5524
2.2.2 Red Mile Minerals Corp. (formerly Red Mile Capital Corp.) - s. 1(11)(b) 5528
2.2.3 Thomas Weisel Partners Group, Inc. - s. 1(10) 5530
2.2.4 York Rio Resources Inc. et al. - s. 127 5530
2.2.5 Brilliante Brasilcan Resources Corp. et al. - ss. 127(1), 127(2), 127(8) 5531
2.2.6 Peter Robinson and Platinum International Investments Inc. 5533
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 5535
3.1 OSC Decisions, Orders and Rulings 5535
3.1.1 Al-tar Energy Corp. et al. 5535
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 5583
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 5583
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 5583
4.2.2 Outstanding Management & Insider Cease Trading Orders 5583
Chapter 5 Rules and Policies (nil)
5.1.1 Amendments to Form 81-101F2 Contents of Annual Information Form under NI 81-101 Mutual Fund Prospectus Disclosure 5585
5.1.2 Amendments to Form 41-101F2 Information Required in an Investment Fund Prospectus under NI 41-101 General Prospectus Requirements 5587
5.1.3 NI 24-101 Institutional Trade Matching and Settlement 5589
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 5619
Chapter 8 Notice of Exempt Financings 5721
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 5721
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 5733
Chapter 12 Registrations 5745
12.1.1 Registrants 5745
Chapter 13 SROs, Marketplaces, and Clearing Agencies 5747
13.1 SROs (nil)
13.2 Marketplaces 5747
13.2.1 TriAct Canada Marketplace LP (MATCH Now) - Proposed Changes to the Operations of MATCH Now to Introduce a New Order Type and to Change the Handling of Anonymous Orders - Notice and Request for Feedback 5747
13.2.2 TriAct Canada Marketplace LP (MATCH Now) - Notice of Proposed Changes 5748
13.3 Clearing Agencies (nil)
Chapter 25 Other Information
Index 5749