Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)



(published weekly on behalf of the OSC by Carswell)


Volume 33, Issue 22
-- June 4, 2010 --


Table of Contents


Chapter 1 Notices / News Releases 4997
1.1 Notices 4997
1.1.1 Current Proceedings Before The Ontario Securities Commission 4997
1.1.2 IIROC - Variation and Restatement of Recognition Order - Notice of Commission Approval 5004
1.2 Notices of Hearing 5004
1.2.1 Sextant Capital Management Inc. et al. - s. 127 5004
1.2.2 Sunil Tulsiani et al. - ss. 127, 127.1 5005
1.3 News Releases (nil)
1.4 Notices from the Office of the Secretary 5007
1.4.1 Sextant Capital Management Inc. et al. 5007
1.4.2 Sunil Tulsiani et al. 5008
1.4.3 Sextant Capital Management Inc. et al. 5008
Chapter 2 Decisions, Orders and Rulings 5009
2.1 Decisions 5009
2.1.1 Metallic Ventures Gold Inc. 5009
2.1.2 Natcan Investment Management Inc. and National Bank Trust Inc. 5011
2.1.3 Stratos Global Corporation - s. 1(10) 5016
2.1.4 Philex Gold Inc. - s. 1(10) 5017
2.1.5 Karmin Exploration Inc. 5017
2.1.6 West Face Capital Inc. 5020
2.1.7 Prime Restaurants Inc. 5024
2.2 Orders 5027
2.2.1 IIROC - Variation and Restatement of Recognition Order - s. 144 of the Securities Act and s. 78(1) of the CFA 5027
2.2.2 IGM Financial Inc. - s. 104(2)(c) 5043
2.2.3 Sextant Capital Management Inc. et al. 5045
2.2.4 Alpha ATS LP - s. 15.1 of NI 21-101 Marketplace Operation and s. 6.1 of OSC Rule 13-502 Fees 5050
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions, Orders and Rulings (nil)
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 5053
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 5053
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 5053
4.2.2 Outstanding Management & Insider Cease Trading Orders 5053
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 5055
Chapter 8 Notice of Exempt Financings 5141
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 5141
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 5149
Chapter 12 Registrations 5163
12.1.1 Registrants 5163
Chapter 13 SROs, Marketplaces, and Clearing Agencies 5165
13.1 SROs 5165
13.1.1 IIROC Rules Notice - Request for Comments - Proposed over-the-counter securities fair pricing rule and confirmation disclosure requirements 5165
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
Chapter 25 Other Information 5193
25.1 Approvals 5193
25.1.1 K2 & Associates Investment Management Inc. - s. 213(3)(b) of the LTCA 5193
25.2 Exemptions 5194
25.2.1 Sprott Physical Gold Trust - NI 41-101 General Prospectus Requirements, Part 19 5194
Index 5195