Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)



(published weekly on behalf of the OSC by Carswell)


Volume 33, Issue 20
-- May 21, 2010 --


Table of Contents


Chapter 1 Notices / News Releases 4549
1.1 Notices 4549
1.1.1 Current Proceedings Before The Ontario Securities Commission 4549
1.2 Notices of Hearing 4556
1.2.1 Sextant Capital Management Inc. et al. - ss. 127, 127.1 4556
1.3 News Releases (nil)
1.4 Notices from the Office of the Secretary 4557
1.4.1 Sextant Capital Management Inc. et al. 4557
1.4.2 Investment Industry Regulatory Organization of Canada v. Julius Caesar Phillip Vitug 4558
Chapter 2 Decisions, Orders and Rulings 4559
2.1 Decisions 4559
2.1.1 Dioro Exploration NL - s. 1(10) 4559
2.1.2 North West Company Fund 4560
2.1.3 Allon Therapeutics Inc. et al. 4565
2.1.4 Burgundy Asset Management Ltd. on behalf of Burgundy European Foundation Fund 4571
2.1.5 Keystone North America Inc. - s. 1(10) 4572
2.1.6 Blackrock Asset Management Canada Limited et al. 4573
2.1.7 Royal Mutual Funds Inc. 4576
2.1.8 Almaden Minerals Ltd. 4579
2.1.9 Vault Minerals Inc. 4582
2.1.10 Sterling Shoes Income Fund and Sterling Shoes Inc. 4584
2.1.11 Franklin Templeton Investments Corp. et al. 4589
2.1.12 Vaaldiam Resources Ltd. - s. 1(10)(b) 4592
2.2 Orders 4594
2.2.1 Burgundy Asset Management Ltd. et al. - s. 1(10)(b) 4594
2.2.2 Investment Industry Regulatory Organization of Canada v. Julius Caesar Phillip Vitug - s. 9(2) of the Securities Act and Rule 3 of the OSC Rules of Procedure 4596
2.2.3 World Color Press Inc. - s. 4.2 of OSC Rule 56-501 Restricted Shares 4597
2.2.4 Rainy River Resources Ltd. - s. 1(11)(b) 4599
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 4601
3.1 OSC Decisions, Orders and Rulings 4601
3.1.1 Investment Industry Regulatory Organization of Canada v. Julius Caesar Phillip Vitug 4601
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 4607
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 4607
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 4607
4.2.2 Outstanding Management & Insider Cease Trading Orders 4607
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 4609
Chapter 8 Notice of Exempt Financings 4717
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 4717
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 4723
Chapter 12 Registrations 4731
12.1.1 Registrants 4731
Chapter 13 SROs, Marketplaces, and Clearing Agencies 4733
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies 4733
13.3.1 CDS Notice and Request for Comments - Material Amendments to CDS Procedures - Issue and Entitlement Procedures - Other Securities 4733
Chapter 25 Other Information (nil)
Index 4737