Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)



(published weekly on behalf of the OSC by Carswell)


Volume 33, Issue 19
-- May 14, 2010 --


Table of Contents


Chapter 1 Notices / News Releases 4281
1.1 Notices 4281
1.1.1 Current Proceedings Before The Ontario Securities Commission 4281
1.1.2 OSC Staff Notice 81-710 - Approvals for Change in Control of a Mutual Fund Manager and Change of a Mutual Fund Manager under National Instrument 81-102 Mutual Funds 4288
1.1.3 Sextant Capital Management Inc. et al. 4290
1.2 Notices of Hearing 4290
1.2.1 Nelson Financial Group Ltd. et al. - ss. 127(1), 127.1 4290
1.3 News Releases (nil)
1.4 Notices from the Office of the Secretary 4295
1.4.1 Sulja Bros. Building Supplies, Ltd. et al. 4295
1.4.2 Juniper Fund Management Corporation et al. 4295
1.4.3 Robert Joseph Vanier (a.k.a. Carl Joseph Gagnon) 4296
1.4.4 Sextant Capital Management Inc. et al. 4296
1.4.5 Nelson Financial Group Ltd. et al. 4297
Chapter 2 Decisions, Orders and Rulings 4299
2.1 Decisions 4299
2.1.1 AGF Investments Inc. et al. 4299
2.1.2 Stanton Asset Management Inc. et al. 4303
2.1.3 Canext Energy Ltd. 4306
2.1.4 Progress Energy Resources Corp. 4307
2.1.5 Homburg Invest Inc. 4309
2.1.6 Consolidated Envirowaste Industries Inc. 4311
2.1.7 West Face Capital Inc. 4313
2.1.8 AltaGas Income Trust and AltaGas Ltd. 4316
2.1.9 Blumont Capital Corporation et al. 4321
2.1.10 Casgrain & Company Limited 4326
2.1.11 4554051 Canada Inc. (formerly known as Overland Realty Limited) 4329
2.2 Orders 4330
2.2.1 Sulja Bros. Building Supplies, Ltd. et al. 4330
2.2.2 Juniper Fund Management Corporation et al. - s. 127 4332
2.2.3 Robert Joseph Vanier (a.k.a. Carl Joseph Gagnon) - ss. 127, 127.1 4335
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions, Orders and Rulings (nil)
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 4337
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 4337
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 4337
4.2.2 Outstanding Management & Insider Cease Trading Orders 4338
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 4339
Chapter 8 Notice of Exempt Financings 4473
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 4473
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 4479
Chapter 12 Registrations 4489
12.1.1 Registrants 4489
Chapter 13 SROs, Marketplaces, and Clearing Agencies 4491
13.1 SROs (nil)
13.2 Marketplaces 4491
13.2.1 Notice and Request for Comment - CNSX Markets Inc. - Application for Variation and Restatement of its Recognition Order 4491
13.2.2 CNSX Notice 2010-01 - Notice and Request for Comments of Proposed Rule Change - Rule 1-101 Definitions and Rule 11-102 Qualifications for Alternative Market 4522
13.3 Clearing Agencies 4525
13.3.1 Material Amendments to CDS Procedures - Soft Cap for the New York Link Service - Notice and Request for Comment 4525
13.3.2 CDS Notice and Request for Comments - Material Amendments to CDS Rules - Termination of Euroclear UK Direct Service 4537
13.3.3 CDS Notice and Request for Comments - Material Amendments to CDS Rules - Participant Application to Use Functionality for Roles re Securities 4541
Chapter 25 Other Information (nil)
Index 4545