Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)



(published weekly on behalf of the OSC by Carswell)


Volume 33, Issue 16
-- April 23, 2010 --


Table of Contents


Chapter 1 Notices / News Releases 3599
1.1 Notices 3599
1.1.1 Current Proceedings Before The Ontario Securities Commission 3599
1.1.2 Notice of Ministerial Approval of NI 55-104 Insider Reporting Requirements and Exemptions and Consequential Amendments to Related Instruments and Repeal Instruments for Certain Predecessor Instruments 3606
1.1.3 Exchange of Letters between certain provincial securities regulators and the China Banking Regulatory Commission concerning regulatory cooperation related to the overseas wealth management business of Chinese commercial banks on behalf of their clients 3608
1.2 Notices of Hearing 3616
1.2.1 Hillcorp International Services et al. - s. 127 3616
1.3 News Releases 3617
1.3.1 Canadian Regulators Seek Comment on Proposed Changes to National Mining Rule 3617
1.4 Notices from the Office of the Secretary 3618
1.4.1 Axcess Automation LLC et al. 3618
1.4.2 Norshield Asset Management (Canada) Ltd. et al. 3618
1.4.3 XI Biofuels Inc. et al. 3619
1.4.4 Hillcorp International Services et al. 3619
1.4.5 Ameron Oil and Gas Ltd. and MX-IV, Ltd. 3620
1.4.6 Christina Harper et al. 3620
Chapter 2 Decisions, Orders and Rulings 3621
2.1 Decisions 3621
2.1.1 Daylight Resources Trust and Daylight Energy Ltd. 3621
2.1.2 Titan Funds Incorporated et al. 3626
2.1.3 Scotiamocatta Physical Copper Fund 3630
2.1.4 BlackWatch Energy Services Corp. 3632
2.1.5 Randgold Resources Limited 3635
2.1.6 Research In Motion Limited 3638
2.1.7 Diamedica Inc. - s. 9.1 3640
2.1.8 TD Asset Management Inc. et al. 3643
2.1.9 Invesco Trimark Ltd. 3646
2.1.10 Invesco Trimark Ltd. 3649
2.1.11 Citigroup Inc. et al. 3651
2.1.12 AGF Investments Inc. et al. 3654
2.1.13 SMC Man AHL Alpha Fund et al. 3657
2.2 Orders 3660
2.2.1 Axcess Automation LLC et al. -- ss. 127(1), 127(8) 3660
2.2.2 BCE Inc. - s. 104(2)(c) 3661
2.2.3 Ameron Oil and Gas Ltd. and MX-IV, Ltd. - ss. 127(7), 127(8) 3663
2.2.4 Christina Harper et al. - s.. 127(7), 127(8) 3664
2.2.5 Merrill Lynch Canada Inc. - s. 80 of the CFA 3665
2.3 Rulings 3667
2.3.1 JC Clark Ltd. et al. - s. 74(1) 3667
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions, Orders and Rulings (nil)
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 3671
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 3671
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 3671
4.2.2 Outstanding Management & Insider Cease Trading Orders 3671
Chapter 5 Rules and Policies 3673
5.1.1 NI 55-104 Insider Reporting Requirements and Exemptions and Consequential Amendments to Related Instruments and Repeal Instruments for Certain Predecessor Instruments 3673
Chapter 6 Request for Comments 3703
6.1.1 CSA Notice and Request for Comment - Proposed Repeal and Replacement of NI 43-101 Standards of Disclosure for Mineral Projects, Form 43-101F1 Technical Report, and Companion Policy 43-101CP 3703
Chapter 7 Insider Reporting 3781
Chapter 8 Notice of Exempt Financings 3847
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 3847
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 3853
Chapter 12 Registrations 3863
12.1.1 Registrants 3863
Chapter 13 SROs, Marketplaces, and Clearing Agencies 3865
13.1 SROs 3865
13.1.1 Proposed Amendments - Request for Comments - Provisions Respecting Market Maker, Odd Lot and Other Marketplace Trading Obligations 3865
13.2 Marketplaces (nil)
13.3 Clearing Agencies 3878
13.3.1 Material Amendments to CDS Procedures - Issuance of Money Market Securities - Notice and Request for Comments 3878
Chapter 25 Other Information 3895
25.1 Consents 3895
25.1.1 Atikwa Resources Inc. - s. 4(b) of the Regulation 3895
25.2 Approvals 3896
25.2.1 Man Investments Canada Corp. - s. 213(3)(b) of the LTCA 3896
Index 3897