Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)



(published weekly on behalf of the OSC by Carswell)


Volume 33, Issue 15
-- April 16, 2010 --


Table of Contents


Chapter 1 Notices / News Releases 3277
1.1 Notices 3277
1.1.1 Current Proceedings Before The Ontario Securities Commission 3277
1.1.2 Notice of Approval of Final Amendments to NI 24-101 Institutional Trade Matching and Settlement 3284
1.1.3 CSA Staff Notice 31-317 - Reporting Obligations Related to Terrorist Financing for Registrants, Exempt International Dealers, and Exempt International Advisers 3285
1.2 Notices of Hearing 3296
1.2.1 Ameron Oil and Gas Ltd. and MX-IV, Ltd. - ss. 127(7), 127(8) 3296
1.2.2 Chartcandle Investments Corporation et al. - ss. 127, 127.1 3296
1.2.3 QuantFX Asset Management Inc. et al. - ss. 127(7), 127(8) 3297
1.2.4 Christina Harper et al. - ss. 127(7), 127(8) 3298
1.3 News Releases 3299
1.3.1 Canadian Securities Regulators Make Proposals to Improve Issuer Communications with Investors 3299
1.4 Notices from the Office of the Secretary 3300
1.4.1 IBK Capital Corp. and William F. White 3300
1.4.2 Robert Joseph Vanier (a.k.a. Carl Joseph Gagnon) 3300
1.4.3 Ameron Oil and Gas Ltd. and MX-IV, Ltd. 3301
1.4.4 Teodosio Vincent Pangia 3301
1.4.5 Chartcandle Investments Corporation et al. 3302
1.4.6 Robert Joseph Vanier (a.k.a. Carl Joseph Gagnon) 3302
1.4.7 Brilliante Brasilcan Resources Corp. et al. 3303
1.4.8 York Rio Resources Inc. et al. 3303
1.4.9 Robert Joseph Vanier (a.k.a. Carl Joseph Gagnon) 3304
1.4.10 Abel Da Silva 3304
1.4.11 Uranium308 Resources Inc. et al. 3305
1.4.12 Peter Robinson and Platinum International Investments Inc. 3305
1.4.13 Innovative Gifting Inc. et al. 3306
1.4.14 QuantFX Asset Management Inc. et al. 3306
1.4.15 Christina Harper et al. 3307
1.4.16 Roy Michael Steplock 3307
1.4.17 Christopher Joseph Geddes 3308
1.4.18 Edward John Holko 3308
1.4.19 Ralph James Tersigni 3309
Chapter 2 Decisions, Orders and Rulings 3311
2.1 Decisions 3311
2.1.1 Extorre Gold Mines Limited 3311
2.1.2 Blumont Capital Corporation et al. 3315
2.1.3 Skylon Big Three STAR LP and CI Investments Inc. 3317
2.1.4 Challenger Energy Corp. 3319
2.2 Orders 3321
2.2.1 IBK Capital Corp. and William F. White - ss. 127, 127.1 3321
2.2.2 Marine Mining Corp. - s. 144 3322
2.2.3 Robert Joseph Vanier (a.k.a. Carl Joseph Gagnon) - ss. 127, 127.1 3325
2.2.4 Ameron Oil and Gas Ltd. and MX-IV, Ltd. - ss. 127(1), 127(5) 3325
2.2.5 Teodosio Vincent Pangia - ss. 127, 127.1 3327
2.2.6 Robert Joseph Vanier (a.k.a. Carl Joseph Gagnon) - ss. 127, 127.1 3332
2.2.7 Brilliante Brasilcan Resources Corp. et al. - ss. 127(1), (2) and (8) 3332
2.2.8 York Rio Resources Inc. et al. - s. 127 3334
2.2.9 Robert Joseph Vanier (a.k.a. Carl Joseph Gagnon) - ss. 127, 127.1 3334
2.2.10 Abel Da Silva 3335
2.2.11 Uranium308 Resources Inc. et al. - s. 127 3336
2.2.12 Peter Robinson and Platinum International Investments Inc. 3337
2.2.13 Innovative Gifting Inc. et al. - s. 127 3338
2.2.14 QuantFX Asset Management Inc. et al. - ss. 127(1), 127(5) 3340
2.2.15 Christina Harper et al. - ss. 127(1), 127(5) 3341
2.2.16 Roy Michael Steplock 3343
2.2.17 Christopher Joseph Geddes 3352
2.2.18 Edward John Holko 3358
2.2.19 Ralph James Tersigni 3365
2.2.20 CNSX Markets Inc. - s. 15.1 of NI 21-101 Marketplace Operation and s. 6.1 of OSC Rule 13-502 Fees 3374
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions, Orders and Rulings (nil)
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 3377
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 3377
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 3377
4.2.2 Outstanding Management & Insider Cease Trading Orders 3377
Chapter 5 Rules and Policies 3379
5.1.1 CSA Notice of Amendments to NI 24-101 Institutional Trade Matching and Settlement and Companion Policy 24-101CP Institutional Trade Matching and Settlement 3379
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 3453
Chapter 8 Notice of Exempt Financings 3579
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 3579
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 3585
Chapter 12 Registrations 3593
12.1.1 Registrants 3593
Chapter 13 SROs, Marketplaces, and Clearing Agencies (nil)
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
Chapter 25 Other Information (nil)
Index 3595