Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)



(published weekly on behalf of the OSC by Carswell)


Volume 33, Issue 14
-- April 9, 2010 --


Table of Contents


Chapter 1 Notices / News Releases 2999
1.1 Notices 2999
1.1.1 Current Proceedings Before The Ontario Securities Commission 2999
1.1.2 Notice of Commission Approval - Amendments to the Rules of the Toronto Stock Exchange to Eliminate the Indicative Calculated Closing Price Feature on the Market On Close Facility 3006
1.1.3 OSC Staff Notice 11-739 (Revised) - Policy Reformulation Table of Concordance and List of New Instruments 3007
1.2 Notices of Hearing 3009
1.2.1 Agoracom Investor Relations Corp. et al. - ss. 127(1), 127.1 3009
1.2.2 Ralph James Tersigni - ss. 127, 127.1 3012
1.2.3 Roy Michael Steplock - ss. 127, 127.1 3014
1.2.4 Edward John Holko - ss. 127, 127.1 3017
1.2.5 Christopher Joseph Geddes - ss. 127, 127.1 3019
1.3 News Releases (nil)
1.4 Notices from the Office of the Secretary 3020
1.4.1 Anthony Ianno and Saverio Manzo 3020
1.4.2 Hillcorp International Services et al. 3021
1.4.3 Agoracom Investor Relations Corp. et al. 3021
1.4.4 XI Biofuels Inc. et al. 3022
1.4.5 Richvale Resource Corp. et al. 3022
1.4.6 Sextant Capital Management Inc. et al. 3023
1.4.7 Ralph James Tersigni 3032
1.4.8 Roy Michael Steplock 3032
1.4.9 Edward John Holko 3033
1.4.10 Christopher Joseph Geddes 3033
1.4.11 Sextant Capital Management Inc. et al. 3034
Chapter 2 Decisions, Orders and Rulings 3035
2.1 Decisions 3035
2.1.1 Resverlogix Corp. et al. 3035
2.1.2 Sirit Inc. - s. 1(10) 3041
2.1.3 O'Leary Funds Management LP et al. 3041
2.1.4 Pebercan inc. - s. 1(10) 3043
2.1.5 Athabasca Potash Inc. - s. 1(10) 3044
2.1.6 Westaim Holdings Limited - s. 1(10) 3045
2.1.7 Picton Mahoney Asset Management and Picton Mahoney Diversified Strategies Fund 3046
2.1.8 Compagnie de Saint-Gobain 3050
2.1.9 Schneider Electric S.A. 3055
2.1.10 Arkema 3061
2.1.11 Australian Solomons Gold Limited 3065
2.1.12 Broadview Press Inc. - s. 1(10) 3066
2.2 Orders 3067
2.2.1 Shermag Inc. - s. 144 3067
2.2.2 Anthony Ianno and Saverio Manzo 3070
2.2.3 Hillcorp International Services et al. - ss. 127(1), 127(7), 127(8) 3071
2.2.4 Richvale Resource Corp. et al. - ss. 127(1), 127(8) 3073
2.2.5 IGM Financial Inc. - s. 104(2)(c) 3074
2.2.6 Sextant Capital Management Inc. et al. - s. 127 3076
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 3077
3.1 OSC Decisions, Orders and Rulings 3077
3.1.1 XI Biofuels Inc. et al. 3077
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 3101
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 3101
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 3101
4.2.2 Outstanding Management & Insider Cease Trading Orders 3101
Chapter 5 Rules and Policies 3103
5.1.1 CSA Notice of Amendments to NI 81-101 Mutual Fund Prospectus Disclosure and Form 81-101F2 Contents of Annual Information Form and to NI 41-101 General Prospectus Requirements and Form 41-101F2 Information Required in an Investment Fund Prospectus 3103
Chapter 6 Request for Comments 3109
6.1.1 Notice and Request for Comments - Proposed Amendments to NI 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer and Companion Policy 54-101CP Communication with Beneficial Owners of Securities of a Reporting Issuer - Proposed Amendments to NI 51-102 Continuous Disclosure Obligations and Companion Policy 51-102CP Continuous Disclosure Obligations - Proposed Amendments to NP 11-201 Delivery of Documents by Electronic Means 3109
Chapter 7 Insider Reporting 3139
Chapter 8 Notice of Exempt Financings 3237
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 3237
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 3245
Chapter 12 Registrations 3257
12.1.1 Registrants 3257
Chapter 13 SROs, Marketplaces, and Clearing Agencies 3259
13.1 SROs 3259
13.1.1 IIROC Rules Notice - Request for Comment - Dealer Member Rules 3259
13.2 Marketplaces 3267
13.2.1 Amendments to the Rules of the TSX to Eliminate the Indicative Calculated Closing Price Feature on the Market On Close Facility - Summary of Comments and Responses 3267
13.3 Clearing Agencies (nil)
Chapter 25 Other Information 3269
25.1 Consents 3269
25.1.1 Cronus Resources Ltd. - s. 4(b) of the Regulation 3269
25.2 Approvals 3271
25.2.1 Mukuba Resources Limited - s. 7.1 of NP Escrow for Initial Public Offerings 3271
Index 3273