Proceedings

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FILE NO.: 2019-16

 

IN THE MATTER OF
JOSEPH DEBUS

M. Cecilia Williams, Commissioner and Chair of the Panel

August 26, 2019

 

ORDER

(Section 21.7 of the
Securities Act, RSO 1990, c S.5)

 

WHEREAS on August 21, 2019, the Ontario Securities Commission held a hearing at 20 Queen Street West, 17th Floor, Toronto, Ontario,in relation to the Application by Joseph Debus (Debus) to review decisions of the Investment Industry Regulatory Organization of Canada (IIROC) dated March 18, 2019 and June 25, 2019;

ON READING the Application and on hearing the submissions of Staff of IIROC, Staff of the Commission, and the representative of Debus, and on considering the consent of all parties to the stay of the IIROC Decisions pending the disposition of the Application for Hearing and Review;

IT IS ORDERED THAT:

  1. the IIROC Decisions are stayed pending the disposition of the Application for Hearing and Review;
  2. Debus shall ensure that the record of the original proceeding is served and filed by no later than August 29, 2019;
  3. the parties shall serve and file witness lists, if any, and give notice of any intention to rely on documents or things not included in the record of the original proceeding, and shall disclose such documents or things, by no later than December 10, 2019;
  4. Debus shall serve and file his hearing brief and witness summaries, if any, and written submissions, by no later than January 17, 2020;
  5. IIROC Staff shall serve and file their hearing brief and witness summaries, if any, and responding written submissions, by no later than January 31, 2020;
  6. the parties shall give notice of any other interlocutory matter, including motions, by no later than January 31, 2020;
  7. an attendance is scheduled for February 11, 2020 at 10:00 a.m.;
  8. Staff of the Commission shall serve and file written submissions by no later than February 13, 2020;
  9. Debus shall serve and file reply written submissions, if any, no later than February 28, 2020;
  10. the hearing of the Application will be held on March 23, 2020 and shall continue on March 24, 2020, commencing at 10:00 a.m. on each scheduled day, or on such other dates or times as may be agreed to by the parties and set by the Office of the Secretary.

 
"M. Cecilia Williams "
M. Cecilia Williams