Proceedings

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FILE NO.: 2018-74

IN THE MATTER OF
MICHELLE DUNK



Mark J. Sandler, Commissioner and Chair of the Panel

January 24, 2019

ORDER

(Subsections 127(1) and 127(10) of the
Securities Act, RSO 1990, c S.5)

 

WHEREAS the Ontario Securities Commission held a hearing in writing to consider a request by Staff of the Commission (Staff) for an order imposing sanctions against Michelle Dunk pursuant to ss. 127(1) and 127(10) of the Securities Act, RSO 1990, c S.5 (the Act);

ON READING the Reasons for Judgment issued by the Ontario Court of Justice on April 23, 2018, and the Reasons for Sentence issued by the same court on October 17, 2018, as well as the other materials filed by Staff, and considering that Ms. Dunk did not file any materials, although properly served;

IT IS ORDERED THAT:

  1. pursuant to paragraph 2 of s. 127(1) of the Act, trading in any securities or derivatives by Ms. Dunk shall cease permanently;
  2. pursuant to paragraph 2.1 of s. 127(1) of the Act, acquisition of any securities by Ms. Dunk is prohibited permanently;
  3. pursuant to paragraph 3 of s. 127(1) of the Act, any exemptions contained in Ontario securities law do not apply to Ms. Dunk permanently;
  4. pursuant to paragraphs 7, 8.1 and 8.3 of s. 127(1) of the Act, Ms. Dunk shall resign any positions that she holds as a director or officer of any issuer or registrant;
  5. pursuant to paragraphs 8, 8.2 and 8.4 of s. 127(1) of the Act, Ms. Dunk is prohibited permanently from becoming or acting as a director or officer of any issuer or registrant; and
  6. pursuant to paragraph 8.5 of s. 127(1) of the Act, Ms. Dunk is prohibited permanently from becoming or acting as a registrant or promoter.

 



" Mark J. Sandler"
Mark J. Sandler