Proceedings

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IN THE MATTER OF
BENEDICT CHENG, FRANK SOAVE,
JOHN DAVID ROTHSTEIN AND ERIC TREMBLAY

Philip Anisman, Commissioner and Chair of the Panel
Deborah Leckman, Commissioner
Robert P. Hutchison, Commissioner

September 24, 2018

ORDER

WHEREAS on September 24, 2018, the Respondent, Frank Soave, closed his case in this hearing before the Ontario Securities Commission;

ON HEARING the submissions of the representativesfor Staff of the Commission (Staff) and the representatives for the Respondent, both parties consenting;

IT IS ORDERED that:

  1. Staff and the Respondent shall file written closing submissions by 4:30 p.m. on October 19, 2018;
  2. closing submissions shall be heard on November 9, 2018; and
  3. the hearing dates of September 25 and 28 and October 4, 5, 9, 10, 11 and 12, 2018 are vacated.

 

" Philip Anisman "
Philip Anisman
" Deborah Leckman "
Deborah Leckman
" Robert P. Hutchiso "
Robert P. Hutchiso