FILE NO.: 2018-27
IN THE MATTER OF
Mark J. Sandler, Commissioner and Chair of the Panel
AnneMarie Ryan, Commissioner
M. Cecilia Williams, Commissioner
June 13, 2018
(Subsections 127(1) and 127.1 of the
Securities Act, RSO 1990, c S.5)
WHEREAS on June 13, 2018, the Ontario Securities Commission (the Commission) held a hearing at the offices of the Commission, located at 20 Queen Street West, 17th Floor, Toronto, Ontario, to consider the approval of a settlement agreement dated June 8, 2018 (the Settlement Agreement) between Peter Volk (the Respondent) and Staff of the Commission (Staff);
ON READING the Statement of Allegations dated June 8, 2018, the Settlement Agreementand on hearing the submissions of the representatives for Staff and the Respondent;
AND WHEREAS pursuant to the Settlement Agreement, the Respondent has given an undertaking to the Commission dated June 5, 2018, in the form attached to the Settlement Agreement;
IT IS ORDERED THAT:
- The Settlement Agreement is approved;
- The Respondent be reprimanded, pursuant to paragraph 6 of subsection 127(1) of the Act; and
- The Respondent pay costs in the amount of $10,000, pursuant to section 127.1 of the Act.
" Mark J. Sandler "
Mark J. Sandler
" AnneMarie Ryan "
" M. Cecilia Williams "
M. Cecilia Williams