Proceedings

PDF Version

PDF Version



IN THE MATTER OF THE SECURITIES ACT,
R.S.O. 1990, c. S.5 AS AMENDED

- AND -

IN THE MATTER OF
NELSON FINANCIAL GROUP LTD., NELSON INVESTMENT GROUP LTD.,
MARC D. BOUTET, STEPHANIE LOCKMAN SOBOL,
PAUL MANUEL TORRES, H. W. PETER KNOLL

ORDER



    WHEREAS on May 12, 2010, the Ontario Securities Commission (the “Commission”) issued a Notice of Hearing pursuant to section 127 of the Securities Act, R.S.O. 1990, c. S.5, as amended (the “Act”) in relation to a Statement of Allegations filed by Staff of the Commission (“Staff”) with respect to Nelson Financial Group Ltd., Nelson Investment Group Ltd., Marc D. Boutet, Stephanie Lockman Sobol, Paul Manuel Torres, and H.W. Peter Knoll;

    AND WHEREAS on August 16, 2010, the Commission ordered that the hearing on the merits shall commence on Monday, February 14, 2011 at 10:00 a.m.;

    AND WHEREAS on January 31, 2011, the Commission ordered that:

  1. The hearing for this matter is adjourned to May 16, 2011 through to May 31, 2011, excluding May 23 and 24, 2011, peremptory to the Respondents with or without counsel; and
  2. A pre-hearing conference will be held on February 25, 2011 at 11:00 a.m;

    AND WHEREAS on May 13, 2011, the Commission ordered that the hearing on the merits was adjourned until May 17, 2011 at 10:00 a.m.;

    AND WHEREAS on May 16, 2011, the Commission ordered that the hearing on the merits was adjourned until May 25, 2011;

    AND WHEREAS the parties consent to the adjournment;

    AND WHEREAS the Commission is of the opinion that it is in the public interest to make this Order;

    IT IS ORDERED THAT the hearing is adjourned to May 30, 2011 at 11:00 a.m., or such other date as the Secretary’s Office may advise and the parties agree to.

 

    DATED at Toronto this 24th day of May, 2011.

 

 

" James Turner "