Proceedings

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IN THE MATTER OF THE SECURITIES ACT
R.S.O. 1990, c. S.5, AS AMENDED 

AND

IN THE MATTER OF
CERTAIN DIRECTORS, OFFICERS AND INSIDERS OF
RESEARCH IN MOTION LIMITED

(BEING THE PERSONS AND COMPANIES LISTED
IN schedule “a” HERETO)

ORDER

(Paragraphs 127(1) 2 and 2.1, Subsection 127(2) and Section 144)

WHEREAS on November 7, 2006, the Ontario Securities Commission (the “Commission”) made an Order under paragraphs 2 and 2.1 of subsection 127(1) of the Securities Act, R.S.O. 1990, c. S.5, as amended (the “Act”), as varied by Orders of the Commission dated, November 30, 2006 and December 18, 2006 (collectively, the MCTO), that all trading in and acquisition of securities, whether direct or indirect, by the persons and companies listed in Schedule “A” in securities of Research In Motion Limited (“RIM”) cease until two full business days following the receipt by the Commission of all filings RIM is required to make pursuant to Ontario securities law;

AND WHEREAS the MCTO provides that, if the Commission has not received by March 5, 2007 all filings RIM is required to make pursuant to Ontario securities laws, RIM will appear before the Commission with a report on the status of its continuous disclosure obligations;

AND WHEREAS the Commission did not receive by March 5, 2007 all filings RIM is required to make pursuant to Ontario securities laws;

AND WHEREAS a hearing was held before the Commission on the 7 th day of March, 2007 for RIM to report on the status of its continuous disclosure obligations;

AND WHEREAS RIM has represented to the Commission that, since November 7, 2006, the following persons have come within the definition of “Defaulting Management and Other Insiders” as that term is defined in OSC Policy 57-603 Defaults by Reporting Issuers in Complying with Financial Statement Filing Requirements and accordingly should be named as additional respondents in the MCTO:

Bienfait, Roberta Ann
Totzke, Scott Willam
Nguyen, Vu
Stymiest, Barbara Gayle
Wetmore, John Donald

(collectively, the “Additional Respondents”);

AND WHEREAS RIM has represented to the Commission that each of the Additional Respondents has consented to being named as a respondent in the MCTO;

AND UPON reviewing written submissions of counsel to RIM and hearing submissions from counsel to RIM and Staff of the Commission;

AND WHEREAS the Commission is of the opinion that it is in the public interest to make this order;

IT IS ORDERED under paragraphs 2 and 2.1 of subsection 127(1) of the Act and under section 144 of the Act that the list of Respondents appended to the MCTO as Schedule “A” is varied to include the Additional Respondents, as that term is defined in this Order.

IT IS FURTHER ORDERED pursuant to subsection 127(2) and section 144 of the Act, that the MCTO is varied to provide that, if the Commission has not received by June 1, 2007 all filings RIM is required to make pursuant to Ontario securities laws, RIM will appear before the Commission on June 5, 2007 with a report on the status of its continuous disclosure obligations.

DATED at Toronto, this 7 th day of March, 2007.

Ontario Securities Commission

 

“James E A. Turner”
James E. A. Turner
“Carol S. Perry”
Carol S. Perry

 


Schedule “A”

 

Asthana, Atul
Balsillie, James Laurence
Bawa, Frenny
Bawa, Karima
Bidulka, Brian
Bose, Robert
Boudreau, Jesse Joseph
Broughall, Peter
Brown, Wade
Caci, Joe
Castell, William David
Conlee, Larry
Cork , Edwin Kendall
Cort, Gary
Costanzo, Rito Natale
Crow, Robert Eric
Davies, William Aubrey
Devenyi, Peter John
Dikun, Raymond Michael
Donald, Paul David
Ebbs, Edel Bridget Anne
Efstathiou Jr., Chris
Eggberry, Charmaine
Estill, James
Fregin, Douglas Edgar
Gagne, Alain
Gould, Peter James
Guibert, Mark
Hind, Hugh Robert Faulkner
Hoddle, Ian James
Jarmuszewski, Perry
Kavelman, Dennis
Kempf, Paul Hans
Labrador, Christopher
Landry, Richard
Lazaridis, Michael
LeBlanc, Anthony Dale
Lewis, Allan
Lo, Norm Wai Keung
Loberto, Angelo
Maybee, Bradley Warren
McAndrews, Mike Patrick
McDowell, Jeffrey Wayne
McLennan, Craig Arthur
Miller, Deborah Glee
Morrison, Donald
Morrissey, Michael Paul
Neumann, Ronald Scott
Pacey, Dean Leslie
Panezic, Alan Tom
Payne, Susan
Pecen, Mark Edward
Periyalwar, Suresh
Pillar, Catherine Jean
Richardson, John
Rivers, Brian Thomas
Robinson, Clint
Roe Pfeifer, Mary Elizabeth Anne
Rooks, Michael
Sanchez, Tom Carl
Spence, Patrick Alexander
Tendler, Benson
Werezak, David
Witteveen, Roger
Wright, Dr. Douglas
Yach, David
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