Proceedings

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IN THE MATTER OF THE SECURITIES ACT,
R.S.O. 1990, c. S.5 AS AMENDED

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IN THE MATTER OF AN APPLICATION FOR A HEARING AND REVIEW OF A
DECISION OF THE ONTARIO COUNCIL OF THE INVESTMENT INDUSTRY
REGULATORY ORGANIZATION OF CANADA, PURSUANT TO SECTION 21.7 OF
THE SECURITIES ACT, R.S.O. 1990, c. S.5, AS AMENDED

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IN THE MATTER OF DISCIPLINE PROCEEDINGS PURSUANT TO THE BY-LAWS
OF THE INVESTMENT DEALERS ASSOCIATION OF CANADA AND THE DEALER
MEMBER RULES OF THE INVESTMENT INDUSTRY REGULATORY
ORGANIZATION OF CANADA

BETWEEN

STAFF OF THE INVESTMENT INDUSTRY
REGULATORY ORGANIZATION OF CANADA

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HECTOR WONG

NOTICE OF HEARING
Section 21.7



TAKE NOTICE THAT the Ontario Securities Commission will hold a hearing pursuant to section 21.7 of the Securities Act, R.S.O. 1990, c S-5, as amended, to consider the Application made by Hector Wong for a review of decisions of the Investment Industry Regulatory Organization of Canada made June 16, 2010 and October 29, 2010;

AND TAKE FURTHER NOTICE THAT the hearing will be held on June 1 and 2, 2011 at 10:00 a.m. on the 17th floor of the Commission’s offices located at 20 Queen Street West, Toronto.

 

Dated at Toronto this 3rd day of February, 2011

 

" John Stevenson "
John Stevenson
                     Secretary to the Commission