Proceedings

Notice from the
Office of the Secretary

Ontario Crest

Ontario
Securities
Commission


20 Queen St. W.
22nd Floor
Toronto, ON M5H 3S8
Commission des
valeurs mobilières
de l'Ontario
FOR IMMEDIATE RELEASE

August 11, 2015


IN THE MATTER OF THE SECURITIES ACT,
R.S.O. 1990, c. S.5, AS AMENDED

- AND -

IN THE MATTER OF A HEARING AND REVIEW OF THE DECISION
OF THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA REGARDING PORTFOLIO STRATEGIES SECURITIES INC.

- AND –

IN THE MATTER OF CLIFFORD TODD MONAGHAN



TORONTO – On August 10, 2015, the Commission issued a Notice of Hearing to consider a request made by Clifford Todd Monaghan for a Hearing and Review of a Decision of the Ontario District Council of the Investment Industry Regulatory Organization Of Canada (“IIROC”), which approved an Application for Investors Holding 10% or More of an IIROC Member Firm, filed by Portfolio Strategies Securities Inc.

The hearing will be held on October 16, 2015 at 10:00 a.m. or as soon thereafter as the hearing can be held at Commission’s offices at 20 Queen Street West, 17th Floor, Toronto, Ontario.

A confidential pre-hearing conference will be held at the offices of the Commission at 20 Queen Street West, 17th Floor, on August 18, 2015 at 12:00 p.m.

A copy of the Notice of Hearing dated August 10, 2015 and the Application dated May 15, 2015 are available at www.osc.gov.on.ca.

OFFICE OF THE SECRETARY
JOSÉE TURCOTTE
SECRETARY

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