Proceedings

Notice from the
Office of the Secretary

Ontario Crest

Ontario
Securities
Commission


20 Queen St. W.
22nd Floor
Toronto, ON M5H 3S8
Commission des
valeurs mobilières
de l'Ontario
FOR IMMEDIATE RELEASE

May 27, 2014


IN THE MATTER OF THE SECURITIES ACT
R.S.O. 1990, c. S.5, AS AMENDED

- AND -

IN THE MATTER OF PRO-FINANCIAL ASSET MANAGEMENT INC.



TORONTO – The Commission issued an Order in the above named matter which provides that:

  1. The term and condition on PFAM’s registration imposed by Commission order dated March 4, 2014 which stated that “PFAM may only distribute securities of the Pro-Index Funds to existing security holders of the Pro-Index Funds” is deleted and replaced with “PFAM shall not distribute securities of the Pro-Index Funds.”
  2. A confidential pre-hearing conference in respect of the section 8 hearings and reviews of the Director Decisions will proceed on June 5, 2014 at 10:00 a.m.
  3. The Temporary Order is extended to July 4, 2014.
  4. The hearing is adjourned to July 2, 2014 at 2:00 p.m.

A copy of the Order dated May 23, 2014 is available at www.osc.gov.on.ca.


OFFICE OF THE SECRETARY
JOSEE TURCOTTE
ACTING SECRETARY

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