Proceedings

Notice from the
Office of the Secretary

Ontario

Ontario
Securities
Commission


20 Queen St. W.
22nd Floor
Toronto, ON M5H 3S8
Commission des
valeurs mobilières
de l'Ontario
FOR IMMEDIATE RELEASE

October 1, 2013


IN THE MATTER OF THE SECURITIES ACT
R.S.O. 1990, c. S.5, AS AMENDED

- AND -

IN THE MATTER OF DAVID M. O’BRIEN



TORONTO – The Commission issued an Order in the above named matter which provides that:

  1. a confidential pre-hearing conference shall take place on December 11, 2013 at 10:00 a.m.;

  2. O’Brien shall file and serve any materials on which he intends to rely at the pre-hearing conference by December 2, 2013; and

  3. the records from the September 30, 2013 and December 11, 2013 confidential pre-hearing conferences shall be sealed and treated as confidential pursuant to subsection 9(1) of the SPPA and rule 8.1 and subrule 5.2(1) of the Rules of Procedure.

The pre-hearing conference will be in camera.

A copy of the Order dated September 30, 2013 is available at www.osc.gov.on.ca

 

OFFICE OF THE SECRETARY
JOHN P. STEVENSON
SECRETARY

 

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