| Notice from the Office of the Secretary |
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| Ontario Securities Commission 20 Queen St. W. Box 55, Suite 1900 Toronto, ON M5H 3S8 |
Commission des valeurs mobilières de l'Ontario |
FOR IMMEDIATE RELEASE February 14, 2013 |
IN THE MATTER OF THE SECURITIES ACT
R.S.O. 1990, c. S.5, AS AMENDED
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IN THE MATTER OF AN APPLICATION FOR A HEARING AND REVIEW OF A
DECISION OF THE ONTARIO COUNCIL OF THE INVESTMENT INDUSTRY
REGULATORY ORGANIZATION OF CANADA, PURSUANT TO SECTION 21.7 OF THE
SECURITIES ACT, R.S.O. 1990, c. S.5, AS AMENDED
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IN THE MATTER OF DISCIPLINE PROCEEDINGS PURSUANT TO THE BY-LAWS OF
THE INVESTMENT DEALERS ASSOCIATION OF CANADA AND THE DEALER
MEMBER RULES OF THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION
OF CANADA
BETWEEN
STAFF OF THE INVESTMENT INDUSTRY
REGULATORY ORGANIZATION OF CANADA
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ROGER CARL SCHOER
TORONTO – The Commission issued an Order in the above named matter which provides that the Application shall be dismissed.
A copy of the Order dated February 13, 2013 is available at www.osc.gov.on.ca
OFFICE OF THE SECRETARY
JOHN P. STEVENSON
SECRETARY
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Carolyn Shaw-Rimmington Manager, Public Affairs 416-593-2361 Alison Ford Media Relations Specialist 416-593-8307 |
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| For Investor Inquiries: | OSC Contact Centre 416-593-8314 1-877-785-1555 (Toll Free) |