Proceedings

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IN THE MATTER OF THE SECURITIES ACT
R.S.O. 1990, c.S.5, AS AMENDED

–AND–

IN THE MATTER OF

MARTIN TREMBLAY

DIRECTION
(Section 126(5))

 

TO:
Research Capital
Ernst & Young Tower
222 Bay Street, Suite 1500
Toronto-Dominion Centre
Toronto, Ontario
M5K 1J5

 

 

    TAKE NOTICE that, pursuant to subsection 126(5)) of the Securities Act (the “Act”), you are hereby directed to retain all funds, securities or property which you may have on deposit in the following listed accounts or any other account in the name of or otherwise under the control of Martin Tremblay and to hold same until the Ontario Securities Commission in writing revokes this Direction or consents to a release to a particular fund, security or property subject to this Direction, or until the Ontario Superior Court of Justice orders otherwise. The accounts are:

  1. Dominion Investments:

    (a) CDN Cash Account 3041XA2 in cash and in securities
    (b) US Cash Account 3041SB0 in securities
  2. Two Wheeler:

    (a) CDN Option Account 3032VL9 in cash and in securities
  3. First Financial:

    (a) CDN Margin Account 3051KE7 in cash and in securities
    (b) US Margin Account 3051KF5
  4. XEPA Investments:

    (a) CDN Cash Account 3057NAO in cash and in securities
  5. MEM Group Int’l SA:

    (a) CDN Margin Account 3040XE5 in cash and in securities
    (b) US Margin Account 3040XF3 in cash and in securities
  6. TC Management:

    (a) CDN Cash Account 3027GA1 in cash and in securities
    (b) US Cash Account 3027GB9 in cash and in securities
  7. Oster Services:

    (a) CDN Option Account 3021FL1 in cash and in securities.

     AND TAKE FUTHER NOTICE that this Direction applies to any and all funds, securities or property in a recognized clearing agency, and to any and all securities in the process of transfer by a transfer agent.

     AND TAKE FUTHER NOTICE that this Direction may be served by fax or courier to the last known address of the parties named herein as indicated in the records of Research Capital.

     DATED at Toronto this 25th day of January, 2006.

“Robert L. Shirriff”
“Suresh Thakrar”
Robert L. Shirriff
Suresh Thakrar