Proceedings


Before the Commission


Under section 127 of the Securities Act (Ontario), the OSC can initiate proceedings against individuals or companies (the respondents) suspected of violating securities law or acting contrary to the public interest.

A proceeding is initiated when a notice of hearing is issued and a statement of allegations is filed. It is heard before an administrative tribunal of the Commission. The Commission can impose sanctions such as financial penalties and bans on trading and other activities in the capital markets.

For documents relating to open and completed proceedings, see All Commission Proceedings.

OSC tribunal reasons issued since 2004 are also available free of charge on the Canadian Legal Information Institute website (CanLII).

Commission hearings are generally open to the public. They are held at the OSC’s offices:

Ontario Securities Commission
20 Queen Street West
17th floor
Toronto, ON
M5H 3S8

Upcoming Proceedings

Date and Time Proceeding Information
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May 19, 2020
10:00 AM

Miner Edge Inc. , Miner Edge Corp. , Handa, Rakesh,
Section: 127(1) and 127.1
Panel: To be announced
Note: K. Gustafson in attendance for Staff
June 8, 2020
9:00 AM

Solar Income Fund Inc., Grossman, Allan, Mazzacato, Charles , Kadonoff, Kenneth,
Section: 127(1) and 127.1
Panel: Timothy Moseley
Note: A.Faith in attendance for Staff
July 31, 2020
10:00 AM

Kitmitto, Majd , Vannatta, Steven , Candusso, Claudio , Candusso, Christopher , Goss, Donald Alexander (Sandy), Fielding, John , Fakhry, Frank ,
Section: 127(1) and 127.1
Panel: To be announced
Note: K. Gustafson/M. Britton in attendance for Staff
September 1, 2020
10:00 AM

September 2-4, 8-11, October 5, 7-9, 13-16, 19, 21-23, 26-30, November 2, 4-6, 12-13, 16, 18-20, 23, 25-27, 30 & December 1-2, 9-11, 2020

10:00 AM
Kitmitto, Majd , Vannatta, Steven , Candusso, Claudio , Candusso, Christopher , Goss, Donald Alexander (Sandy), Fielding, John , Fakhry, Frank ,
Section: 127(1) and 127.1
Panel: To be announced
Note: K. Gustafson/M. Britton in attendance for Staff