News & Events

News Release

Ontario Securities
Commission


20 Queen St. W.
Box 55, Suite 1900
Toronto, ON M5H 3S8
Commission des valeurs mobilières de l'Ontario
FOR IMMEDIATE RELEASE

October 27, 2010


OSC Releases 2010 Branch Reports


TORONTO - The Ontario Securities Commission (OSC) recently released annual reports on the activities of four of its Branches: Compliance and Registrant Regulation, Corporate Finance, Investment Funds and Market Regulation.

The reports summarize each Branch’s key activities for the 2010 fiscal year, such as policy initiatives, and results of compliance and disclosure reviews. The reports are intended to assist market participants in understanding and complying with their obligations under Ontario securities law. The reports also highlight new initiatives that will impact market participants.

The OSC has oversight responsibility for approximately 1,400 registered firms, 65,000 registered individuals, 1,400 reporting issuers and 3,100 publicly-offered investment funds, as well as self-regulatory organizations, marketplaces and clearing agencies.

The reports are available under the Instruments, Rules & Policies section of the OSC website at www.osc.gov.on.ca:

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For Media Inquiries: Wendy Dey
Director, Communications & Public Affairs
416-593-8120

Theresa Ebden
Senior Communications Specialist
416-593-8307

Robert Merrick
Senior Communications Specialist
416-593-2315

For Investor Inquiries: OSC Contact Centre
416-593-8314
1-877-785-1555 (Toll Free)