Carter Securities Inc.

TORONTO – The Ontario Securities Commission (OSC) is alerting investors not to purchase securities from Carter Securities Inc. (Carter). Carter is located in North York, Ontario.

Effective September 22, 2010, Carter’s registration has been suspended by the Director on behalf of the OSC. A suspension means that Carter may not sell securities to investors. Pursuant to section 28 of the Securities Act (Ontario), the OSC may suspend the registration of a firm if we have serious concerns about a firm’s continued fitness for registration, or if we determine that it is no longer in the public interest for a firm to be registered.

For more information, see In the Matter of Staff’s Recommendation to Suspend the Registration of Carter Securities Inc., dated September 22, 2010, at www.osc.gov.on.ca.

If you have any questions or information relating to this matter, please contact the OSC Contact Centre at 416-593-8314 or toll free at 1-877-785-1555.

 

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