News & Events

OSC Enforcement News Releases 2016

20161220070000December 20, 2016OSC News Release: William Wallace and Robert Heward Sentenced to Four Years Imprisonment Each for Fraud, Illegal Distribution and Unregistered Trading
20161219190000December 20, 2016OSC News Release: Court Dismisses Appeal by Former First Leaside Group Representatives
20161215090000December 15, 2016OSC News Release: OSC Approves No-Contest Settlement Agreement with BMO Nesbitt Burns Inc., BMO Private Investment Counsel Inc., BMO Investments Inc. and BMO InvestorLine Inc.
20161206050000December 6, 2016OSC News Release: Court Dismisses Appeals in Insider Trading Case
20161101100000November 1, 2016OSC News Release: Court Dismisses Appeal in Insider Trading Case
20160930060000September 30, 2016OSC News Release: Reza Mokhtarian Charged with Fraud Over $5,000
20160923070000September 23, 2016OSC News Release: Ronald Haller Charged with Fraud and Forgery Offences
20160826093000August 26, 2016OSC News Release: David C. Campbell and Carlos A. Da Silva Sentenced for Breaching a Commission Cease Trade Order and Unregistered Trading
20160826070000August 26, 2016OSC News Release: Venard “Lenny” Gaudet Sentenced After Pleading Guilty to Unregistered Trading and Illegal Distribution
20160824093000August 24, 2016OSC News Release: OSC Announces Additional Sentences in Hospital Privacy Breach Case
20160802103000August 2, 2016OSC News Release: Sydney Klein Sentenced After Guilty Plea to Fraud Charges
20160729103000July 29, 2016OSC News Release: OSC Approves No-Contest Settlement Agreement with Scotia Capital Inc., Scotia Securities Inc. and HollisWealth Advisory Services Inc.
20160719100000July 19, 2016OSC News Release: Joern Scholz (John Scholz) Charged with Criminal Fraud Offences
20160714073000July 14, 2016OSC News Release: OSC launches Office of the Whistleblower
20160708090000July 8, 2016OSC News Release: Srikaran Chandrasekaram and Stevi-Dawn Skinner Charged with Criminal Fraud and Theft Offences
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