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AEQUITAS NEO EXCHANGE INC.

NOTICE OF APPROVAL

AMENDMENTS TO TRADING POLICIES


In accordance with the Process for the Review and Approval of Rules and the Information Contained in Form 21-101F1 and the Exhibits Thereto, Aequitas NEO Exchange (NEO Exchange) filed, and the OSC approved amendments to the Trading Policies of NEO Exchange (the Amendments).

The Amendments relate to:

• revisions to closing call functionality;

• the addition of an odd lot trader concept;

• revisions to the definition of Latency Sensitive Trader;

• the addition of a definition of Opening Call;

• revisions to price band description; and

• clarification of mid-point functionality availability.

The Amendments were published for comment on January 7, 2016 for 30 days. No comments were received.