Industry

Aequitas Innovations Inc. and Aequitas Neo Exchange Inc. (the Applicants) have each applied to the Commission for recognition as an exchange pursuant to section 21 of the Securities Act (Ontario). A notice requesting comment, the application submitted by the Applicants, a draft recognition order and other related materials were published on June 27, 2014 and are available at http://www.osc.gov.on.ca/documents/en/Marketplaces/xxr-aequitas_20140627_nrfc-application2.pdf. 60 comments have been received.

On November 13, 2014, each of the Applicants has been recognized as an exchange by the Commission. The notice of recognition approval (Notice), the recognition order and a summary of comments and a response prepared by Aequitas Neo Exchange Inc. are published in Chapter 13 of this Bulletin. The Notice, recognition order and the summary of comments and response, as well as other supporting materials are also available on the OSC website at www.osc.gov.on.ca.