Second Publication for Comment of Proposed Amendments to Implement Core Principles of the Client Relationship Model – Correction – Mutual Fund Dealers Association of Canada (MFDA)

 
The Commission is re-publishing proposed amendments to MFDA Rule 2.2 (Client Accounts), Policy No. 2 – Minimum Standards for Account Supervision, Rule 2.8 (Client Communications) and Rule 5.3 (Client Reporting) to implement core principles of the Client Relationship Model, which were published for comment on April 24, 2009 at (2009) 32 OSCB 3577, to correct a drafting error in MFDA Policy No. 2. The corrections clarify the review thresholds for branch and head office supervision under sections IV and V of the Policy. The comment period end will remain at July 23, 2009.