Notice of Commission Approval – Housekeeping Amendments to MFDA By-Law No. 1, Section 23, Regarding Co-operation with Other Authorities – Mutual Fund Dealers Association of Canada (MFDA)

Market Regulation Document Type
MFDA rule review

The Ontario Securities Commission approved the amendments to MFDA section 23 of By-law No. 1, regarding co-operation with other authorities. In addition, the Alberta Securities Commission, Nova Scotia Securities Commission and Saskatchewan Financial Services Commission approved, and the British Columbia Securities Commission did not object to the amendments. The amendments to section 23 of By-law No. 1 broaden the type of information that may be shared with various regulatory authorities by deleting the phrase "relating to trading in securities in Canada or elsewhere". The amendments are housekeeping in nature. The description and a copy of the amendment is contained in Chapter 13 of this Ontario Securities Commission Bulletin.