Notice of Commission Approval – MFDA Amendments to MFDA Rule 1.1.7 Regarding Business Names, Styles, Etc. – Mutual Fund Dealers Association of Canada (MFDA)

The Ontario Securities Commission approved the amendments to MFDA Rule 1.1.7 regarding Business Names, Styles etc. In addition, the Alberta Securities Commission, Nova Scotia Securities Commission and Saskatchewan Financial Services Commission approved, and the British Columbia Securities Commission did not object to the amendments. The amendments are to clarify the requirements regarding the use of trade names by Approved Persons of MFDA Members, and to allow the use of an Approved Person's trade name on contracts, account statements and trade confirmations. A copy and description of these amendments were published on July 9, 2004 at (2004) 27 OSCB 6419. No comments were received.