Notice of Commission Approval – Housekeeping Amendments to MFDA By-law No. 1, Sections 1, 11.6.1, 13.8, 20.5, 20.7, 24.3.3 and 37 – Mutual Fund Dealers Association of Canada (MFDA)

Market Regulation Document Type
MFDA rule review

The Ontario Securities Commission approved the amendments to MFDA By-law No. 1, Sections 1, 11.6.1, 13.8, 20.5, 20.7, 24.3.3 and 37. In addition, the Alberta Securities Commission, Nova Scotia Securities Commission and Saskatchewan Financial Services Commission approved, and the British Columbia Securities Commission did not object to the amendments. The amendments correct inaccurate cross-references or obsolete references in By-law No. 1. The amendments are housekeeping in nature. The description and a copy of the amendment is contained in Chapter 13 of this Ontario Securities Commission Bulletin.