Applications and Pre-filings pertaining to Recognition or Exemption from Recognition as an Exchange
The following entities have pending applications or pre-filings with the Commission pertaining to recognition or exemption from recognition as an exchange.
360 Treasury Systems AG MTF
|April 11, 2019||OSC Notice and Request for Comment Regarding Application for Exemption from Recognition as an Exchange by 360 Treasury Systems AG MTF|
|April 11, 2019||Application for Exemption from Recognition as an Exchange|
The London Metal Exchange (LME)
|November 8, 2018||Notice and Request for Comment – Application by The London Metal Exchange for Exemption from Recognition and Registration as an Exchange and Related Registration Relief|