OSC Registrant Search

In general, anyone selling securities, offering investment advice or managing a mutual fund in Ontario must register with the OSC, unless they have an exemption.

Individuals and firms are registered by category - each category has different requirements and permits different activities. Regulators may impose restrictions on a registration. These are known as “terms and conditions”.

Use Registrant Search below to find out:

  • if a firm or individual is registered with the OSC
  • what category or categories they are registered in
  • if there are any terms and conditions on their registration

Registrant Search