Securities Law & Instruments

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Comments Received (comment period closes March 1, 2019)
Date Comment Letters
January 14, 2019 Sheri Monardo
January 24, 2019 Ken Kivenko
January 25, 2019 Joel Freudman (Resurgent Capital Corp.)
February 1, 2019 Randee Pavalow (ZigZag Applications and Solutions Inc.)
February 5, 2019 Norman Light (Enlightened Private Capital Inc.)
February 7, 2019 Andrea Harland
February 14, 2019 Denys Calvin (Nexus Investment Management Inc.)
February 19, 2019 Kevin Thomas (The Shareholder Association for Research and Education)
February 22, 2019 Anil Aggarwal, Stephen Erlichman, Garth J. Foster, Daniel Fuke, Munier M. Saloojee, John M. Sabetti, Tracy L. Hooey, John Kruk, François Brais, Jonathan Halwagi and Élise Renaud (Fasken Martineau DuMoulin LLP)
February 22, 2019 Anil Aggarwal, Stephen Erlichman, Garth J. Foster, Daniel Fuke, Munier M. Saloojee, John M. Sabetti, Tracy L. Hooey, John Kruk, François Brais, Jonathan Halwagi and Élise Renaud (Fasken Martineau DuMoulin LLP)
February 25, 2019 Frank Callaghan
February 26, 2019 Jeremy Rutke
February 26, 2019 James S. Hershaw
February 28, 2019 Cathy Hui Chun Lin and Jaclyn Moody (Burgundy Asset Management Ltd.)
February 28, 2019 Marcia Moffatt (Canadian Coalition for Good Governance)
February 28, 2019 Joy Thomas (Chartered Professional Accountants of Canada)
February 28, 2019 Neil Gross (Investor Advisory Panel)
February 28, 2019 Len Racioppo (Coerente Capital Management Inc.)
March 1, 2019 Sayuri Childs (EdgePoint Wealth Management Inc.)
March 1, 2019 Tim Currie (Susan Copland (CI Investments Inc.)
March 1, 2019 Leo Salom (TD Wealth)
March 1, 2019 Daniella MacDonald (Nicola Wealth Management Ltd.)
March 1, 2019 Martin Gagnon (National Bank of Canada)
March 1, 2019 Laura Hewitt (Sun Life Financial)
March 1, 2019 Craig Asano (National Crowdfunding & Fintech Association of Canada)
March 1, 2019 Katherine Darras (International Swaps and Derivatives Association, Inc.)
March 1, 2019 Janet Holmes (AUM Law)
March 1, 2019 Michelle Alexander (The Investment Industry Association of Canada)
March 1, 2019 Cheryl Graden (TMX Group Limited)
March 1, 2019 Tim Baron, Robert Murphy, David Wilson and Daniel Pearlman (Davies)
March 1, 2019 Paul C. Bourque (The Investment Funds Institute of Canada)
March 1, 2019 Ricky Dogon (Foremost Financial)
March 1, 2019 Rhonda Starkman
March 1, 2019 Andrew Fitzpatrick (AVP Government Relations & Strategic Policy of the Great-West Life Assurance Company)
March 1, 2019 Jamie Anderson (CNSX Markets Inc.)
March 1, 2019 Canadian Advocacy Council for Canadian CFA Institute Societies
March 1, 2019 Anthony Couture (Silver Maple Ventures inc. (dba FrontFundr)
March 1, 2019 Daniella Shteynfeld (Refinitiv, on behalf of Thomson Reuters (SEF) LLC and Reuters Transaction Services Limited)
March 1, 2019 Canadian Bankers Association
March 1, 2019 David Gilkes, Nadine Milne, Brian Koscak, Frank Laferriere, Craig Skauge and Georgina Blanas (The Private Capital Markets Association of Canada)
March 1, 2019 Robert Sklar (Fidelity Investments Canada ULC)
March 1, 2019 Lisa McDonald (PDAC)
March 1, 2019 Raj Vijh (Lysander Funds Limited)
March 1, 2019 Rebecca A. Cowdery and Manoj Pundit (Borden Ladner Gervais LLP)
March 1, 2019 Chris Donnelly (Manulife Financial Corporation)
March 1, 2019 Claire Van Wyk Allan, Stacy McLean, Francesca Smirnakis, Sarah Gardiner, Robert Lemon, Tim Baron, Elizabeth Purrier, Michael Burns, Daniel Dorenbush, Belle Kaura, Steve Banquier and Supriya Kapoor (Alternative Investment Management Association)
March 1, 2019 Mark Adams (AGF Investments Inc.)
March 1, 2019 Katie Walmsley and Margaret Gunawan (The Portfolio Management Association of Canada)
March 1, 2019 Robert Lemon (CIBC World Markets Inc.)
March 1, 2019 Alex S. Holtan and Blair Page Scott (The Canadian Commercial Energy Working Group)
March 1, 2019 Bernard Letendre and Rick Annaert (Manulife)
March 1, 2019 James Kemp (The Global Foreign Exchange Division of the Global Financial Markets Association)
March 1, 2019 Torys LLP
March 1, 2019 Sandra L. Kegie (The Federation of Mutual Fund Dealers)
March 1, 2019 Christine J. Prudman (Xplornet Communications Inc.)
March 4, 2019 Jason Jardine (Leede Jones Gable Inc.)
March 4, 2019 Ronald Schwass (Wildeboer Dellelce LLP)
March 4, 2019 John McKinlay (CME Group Inc.)
March 4, 2019 Margaret Gunawan (BlackRock Asset Management Canada Limited (BlackRock Canada))
March 4, 2019 Jenna Hay (Lending Loop)
March 4, 2019 FNT 104 Financial Services Regulatory Landscape and RegTech Class S(eneca Colleage School of Accounting and Financial Services)
March 5, 2019 Louis Marcotte (Intact Financial Corporation)
March 8, 2019 Cindy Petlock (NEO Exchange Inc.)
March 8, 2019 Pat Dunwoody (Canadian Exchange-Traded Fund Association)
March 11, 2019 Independent Trading Group
March 18, 2019 Brian Koscak (Pinnacle Wealth Brokers Inc.)
March 20, 2019 Torys LLP
April 11, 2019 Jessica Mitchell (Tri View Capital Ltd.)