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Pac West Minerals Limited Pac West Minerals Limited
	April 24, 2013	Notice from the Office of the Secretary: In the Matter of Colby Cooper Capital Inc. et al.
	April 24, 2013	Order: In the Matter of Colby Cooper Capital Inc. et al.
	April 24, 2013	Notice from the Office of the Secretary: In the Matter of Colby Cooper Capital Inc. et al.
	April 24, 2013	Order: In the Matter of Colby Cooper Capital Inc. et al.
	April 22, 2013	Notice from the Office of the Secretary: In the Matter of Colby Cooper Capital Inc. et al. - Colby Cooper Capital Inc.
	April 18, 2013	Settlement Agreement: In the Matter of Colby Cooper Capital Inc. et al.
	April 18, 2013	Notice of Hearing: In the Matter of Colby Cooper Capital Inc. et al. - Colby Cooper Capital Inc. et al.
	March 22, 2013	Notice from the Office of the Secretary: In the Matter of Colby Cooper Capital Inc. et al.
	March 22, 2013	Order: In the Matter of Colby Cooper Capital Inc. et al.
	December 24, 2012	Notice from the Office of the Secretary: In the Matter of Colby Cooper Capital Inc. et al.
	December 19, 2012	Order: In the Matter of Colby Cooper Capital Inc. et al.
	October 15, 2012	Notice from the Office of the Secretary: In the Matter of Colby Cooper Capital Inc. et al.
	October 12, 2012	Order: In the Matter of Colby Cooper Capital Inc. et al.
	August 17, 2012	Notice from the Office of the Secretary: In the Matter of Colby Cooper Capital Inc. et al.
	August 16, 2012	Order: In the Matter of Colby Cooper Capital Inc. et al.
	June 28, 2012	Notice from the Office of the Secretary: In the Matter of Colby Cooper Capital Inc. et al.
	June 26, 2012	Order: In the Matter of Colby Cooper Capital Inc. et al.
	April 25, 2012	Notice from the Office of the Secretary: In the Matter of Colby Cooper Capital Inc. et al.
	April 23, 2012	Order: In the Matter of Colby Cooper Capital Inc. et al.
	March 29, 2012	Notice from the Office of the Secretary: In the Matter of Colby Cooper Capital Inc. et al.
	March 27, 2012	Notice of Hearing: In the Matter of Colby Cooper Capital Inc. et al.
	March 27, 2012	Statement of Allegations: In the Matter of Colby Cooper Capital Inc. et al.

PACC Ainslie Corporation PACC Ainslie Corporation
	May 28, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 28, 2019	Notice of Withdrawal: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 24, 2019	Order: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Amended Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.
	May 8, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Notice of Hearing: In the Matter of Paramount Equity Financial Corporation et al.
	March 29, 2019	Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.

PACC Costigan Corporation PACC Costigan Corporation
	May 28, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 28, 2019	Notice of Withdrawal: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Order: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Amended Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 8, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.
	March 29, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Notice of Hearing: In the Matter of Paramount Equity Financial Corporation et al.

PACC Crystallina Corporation PACC Crystallina Corporation
	May 28, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 28, 2019	Notice of Withdrawal: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Order: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Amended Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 8, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.
	March 29, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Notice of Hearing: In the Matter of Paramount Equity Financial Corporation et al.

PACC Dacey Corporation PACC Dacey Corporation
	May 28, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 28, 2019	Notice of Withdrawal: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Order: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Amended Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 8, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.
	March 29, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Notice of Hearing: In the Matter of Paramount Equity Financial Corporation et al.

PACC Goulais Corporation PACC Goulais Corporation
	May 28, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 28, 2019	Notice of Withdrawal: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Order: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Amended Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 8, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.
	March 29, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Notice of Hearing: In the Matter of Paramount Equity Financial Corporation et al.

PACC Harriet Corporation PACC Harriet Corporation
	May 28, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 28, 2019	Notice of Withdrawal: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Order: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Amended Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 8, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.
	March 29, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Notice of Hearing: In the Matter of Paramount Equity Financial Corporation et al.

PACC Major Mack Corporation PACC Major Mack Corporation
	May 28, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 28, 2019	Notice of Withdrawal: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Order: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Amended Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 8, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.
	March 29, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Notice of Hearing: In the Matter of Paramount Equity Financial Corporation et al.

PACC Maple Corporation PACC Maple Corporation
	May 28, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 28, 2019	Notice of Withdrawal: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Order: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Amended Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 8, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.
	March 29, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Notice of Hearing: In the Matter of Paramount Equity Financial Corporation et al.

PACC Mulcaster Corporation PACC Mulcaster Corporation
	May 28, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 28, 2019	Notice of Withdrawal: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Order: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Amended Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 8, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.
	March 29, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Notice of Hearing: In the Matter of Paramount Equity Financial Corporation et al.

PACC Regent Corporation PACC Regent Corporation
	May 28, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 28, 2019	Notice of Withdrawal: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Order: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Amended Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 8, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.
	March 29, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Notice of Hearing: In the Matter of Paramount Equity Financial Corporation et al.

PACC Scugog Corporation PACC Scugog Corporation
	May 28, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 28, 2019	Notice of Withdrawal: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Order: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Amended Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 8, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.
	March 29, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Notice of Hearing: In the Matter of Paramount Equity Financial Corporation et al.

PACC Sechelt Corporation PACC Sechelt Corporation
	May 28, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 28, 2019	Notice of Withdrawal: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Order: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Amended Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 8, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.
	March 29, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Notice of Hearing: In the Matter of Paramount Equity Financial Corporation et al.

PACC Shaver Corporation PACC Shaver Corporation
	May 28, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 28, 2019	Notice of Withdrawal: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Order: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Amended Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 8, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.
	March 29, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Notice of Hearing: In the Matter of Paramount Equity Financial Corporation et al.

PACC Simcoe Corporation PACC Simcoe Corporation
	May 28, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 28, 2019	Notice of Withdrawal: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Order: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Amended Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 8, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.
	March 29, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Notice of Hearing: In the Matter of Paramount Equity Financial Corporation et al.

PACC Thorold Corporation PACC Thorold Corporation
	May 28, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 28, 2019	Notice of Withdrawal: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Order: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Amended Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 8, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.
	March 29, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Notice of Hearing: In the Matter of Paramount Equity Financial Corporation et al.

PACC Wilson Corporation PACC Wilson Corporation
	May 28, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 28, 2019	Notice of Withdrawal: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Order: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Amended Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 8, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.
	March 29, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Notice of Hearing: In the Matter of Paramount Equity Financial Corporation et al.

Pagliasotti, Mary Therese Pagliasotti, Mary Therese
	June 23, 2000	Order: In the Matter of H. Howard Cooper et al.
	June 9, 2000	Temporary Order: In the Matter of H. Howard Cooper et al.
	June 9, 2000	Notice of Hearing: In the Matter of H. Howard Cooper et al.
	June 9, 2000	Statement of Allegations: In the Matter of H. Howard Cooper et al.

Pala Investments Holdings Limited Pala Investments Holdings Limited
	September 2, 2009	Notice from the Office of the Secretary: In the Matter of Neo Material Technologies Inc. et al.
	September 1, 2009	Reasons for Decision: In the Matter of Neo Material Technologies Inc. et al.
	May 11, 2009	Notice from the Office of the Secretary: In the Matter of Neo Material Technologies Inc. et al.
	May 11, 2009	Decision: In the Matter of Neo Material Technologies Inc. et al.
	May 7, 2009	Agreed Statement of Facts: In the Matter of Neo Material Technologies Inc. et al.
	May 4, 2009	Submission: In the Matter of Neo Material Technologies Inc. et al.
	May 1, 2009	Reply Memorandum of Fact and Law: In the Matter of Neo Material Technologies Inc. et al. - Pala Investments Holdings Limited and 0833824 B.C. Ltd.
	April 29, 2009	Supplemental Memorandum of Fact and Law: In the Matter of Neo Material Technologies Inc. et al. - Neo Material Technologies Inc.
	April 28, 2009	Memorandum of Fact and Law: In the Matter of Neo Material Technologies Inc. et al. - Neo Material Technologies Inc.
	April 21, 2009	Notice from the Office of the Secretary: In the Matter of Neo Material Technologies Inc. et al.
	April 15, 2009	Application: In the Matter of Neo Material Technologies Inc. et al.

Paladin Capital Markets Inc. Paladin Capital Markets Inc.
	January 14, 2011	Notice from the Office of the Secretary: In the Matter of Paladin Capital Markets Inc. et al.
	January 14, 2011	Order: In the Matter of Paladin Capital Markets Inc. et al.
	January 13, 2011	Notice from the Office of the Secretary: In the Matter of Paladin Capital Markets Inc. et al.
	January 13, 2011	Notice of Hearing: In the Matter of Paladin Capital Markets Inc. et al.
	January 12, 2011	Settlement Agreement: In the Matter of Paladin Capital Markets Inc. et al.
	December 14, 2010	Notice from the Office of the Secretary: In the Matter of Paladin Capital Markets Inc. et al.
	December 13, 2010	Order: In the Matter of Paladin Capital Markets Inc. et al.
	November 26, 2010	Notice from the Office of the Secretary: In the Matter of Paladin Capital Markets Inc. et al.
	November 26, 2010	Order: In the Matter of Paladin Capital Markets Inc. et al.
	August 25, 2010	Notice from the Office of the Secretary: In the Matter of Paladin Capital Markets Inc. et al.
	August 5, 2010	Order: In the Matter of Paladin Capital Markets Inc. et al.
	August 25, 2010	Notice from the Office of the Secretary: In the Matter of Paladin Capital Markets Inc. et al.
	August 5, 2010	Order and Settlement Agreement: In the Matter of Paladin Capital Markets Inc. et al.
	August 3, 2010	Notice from the Office of the Secretary: In the Matter of Paladin Capital Markets Inc. et al.
	August 3, 2010	Notice of Withdrawal: In the Matter of Paladin Capital Markets Inc. et al.
	July 30, 2010	Notice from the Office of the Secretary: In the Matter of Paladin Capital Markets Inc. et al.
	July 19, 2010	Order: In the Matter of Paladin Capital Markets Inc. et al.
	June 18, 2010	Notice from the Office of the Secretary: In the Matter of Paladin Capital Markets Inc. et al.
	June 15, 2010	Order: In the Matter of Paladin Capital Markets Inc. et al.
	June 10, 2010	Notice from the Office of the Secretary: In the Matter of Paladin Capital Markets Inc. et al.
	June 10, 2010	Notice of Hearing: In the Matter of Paladin Capital Markets Inc. et al.
	June 10, 2010	Notice from the Office of the Secretary: In the Matter of Paladin Capital Markets Inc. et al.
	June 10, 2010	Notice of Hearing: In the Matter of Paladin Capital Markets Inc. et al.
	June 9, 2010	Statement of Allegations: In the Matter of Paladin Capital Markets Inc. et al.
	June 9, 2010	Notice from the Office of the Secretary: In the Matter of Paladin Capital Markets Inc. et al.
	March 23, 2010	Notice from the Office of the Secretary: In the Matter of Paladin Capital Markets Inc. et al.
	March 22, 2010	Order: In the Matter of Paladin Capital Markets Inc. et al.
	February 4, 2010	Notice from the Office of the Secretary: In the Matter of Paladin Capital Markets Inc. et al.
	February 2, 2010	Order: In the Matter of Paladin Capital Markets Inc. et al.
	November 30, 2009	Notice from the Office of the Secretary: In the Matter of Paladin Capital Markets Inc. et al.
	November 30, 2009	Order: In the Matter of Paladin Capital Markets Inc. et al.
	September 30, 2009	Notice from the Office of the Secretary: In the Matter of Paladin Capital Markets Inc. et al.
	September 29, 2009	Order: In the Matter of Paladin Capital Markets Inc. et al.
	July 10, 2009	Reasons for Decision: In the Matter of Paladin Capital Markets Inc. et al.
	June 17, 2009	Notice from the Office of the Secretary: In the Matter of Paladin Capital Markets Inc. et al.
	June 17, 2009	Order: In the Matter of Paladin Capital Markets Inc. et al.
	June 5, 2009	Notice from the Office of the Secretary: In the Matter of Paladin Capital Markets Inc. et al.
	June 4, 2009	Notice of Hearing: In the Matter of Paladin Capital Markets Inc. et al.
	June 2, 2009	Temporary Order: In the Matter of Paladin Capital Markets Inc. et al.

Palmer, Steven Douglas Palmer, Steven Douglas
	February 19, 2019	Notice from the Office of the Secretary: AlphaNorth Asset Management and Steven Douglas Palmer, File No. 2019-3
	February 19, 2019	Order: In the Matter of AlphaNorth Asset Management and Steven Douglas Palmer
	February 19, 2019	Settlement Agreement: In the Matter of AlphaNorth Asset Management and Steven Douglas Palmer
	February 19, 2019	Oral Reasons for Approval of a Settlement: In the Matter of AlphaNorth Asset Management and Steven Douglas Palmer
	February 14, 2019	Notice from the Office of the Secretary: AlphaNorth Asset Management and Steven Douglas Palmer, File No. 2019-3
	February 14, 2019	Notice of Hearing: In the Matter of AlphaNorth Asset Management and Steven Douglas Palmer
	February 14, 2019	Statement of Allegations: In the Matter of AlphaNorth Asset Management and Steven Douglas Palmer

Pan, Kit Ching (a.k.a. Christine Pan) Pan, Kit Ching (a.k.a. Christine Pan)
	September 22, 2011	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	September 21, 2011	Order: In the Matter of Global Partners Capital et al.
	September 21, 2011	Reasons and Decision on Sanctions and Costs: In the Matter of Global Partners Capital et al.
	December 22, 2010	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	December 16, 2010	Order: In the Matter of Global Partners Capital et al.
	November 19, 2010	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	November 18, 2010	Order: In the Matter of Global Partners Capital et al.
	November 10, 2010	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	November 5, 2010	Order: In the Matter of Global Partners Capital et al.
	October 18, 2010	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	September 1, 2010	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	August 31, 2010	Reasons and Decision: In the Matter of Global Partners Capital et al.
	November 27, 2008	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	November 27, 2008	Order: In the Matter of Global Partners Capital et al.
	October 1, 2008	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	October 1, 2008	Order: In the Matter of Global Partners Capital et al.
	September 23, 2008	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	September 11, 2008	Notice of Hearing: In the Matter of Global Partners Capital et al.
	September 11, 2008	Statement of Allegations: In the Matter of Global Partners Capital et al.
	January 22, 2008	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	January 22, 2008	Order: In the Matter of Global Partners Capital et al.
	October 24, 2007	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	October 24, 2007	Order: In the Matter of Global Partners Capital et al.
	October 22, 2007	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	October 15, 2007	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	October 12, 2007	Notice of Hearing: In the Matter of Global Partners Capital et al.
	October 11, 2007	Notice from the Office of the Secretary: In The Matter Of Global Partners Capital et al.
	October 11, 2007	Temporary Order: In the Matter of Global Partners Capital et al.

Panama Opportunity Fund Panama Opportunity Fund
	November 2, 2009	Oral Ruling and Reasons: In the Matter of Ernest Anderson et al.
	October 5, 2009	Notice from the Office of the Secretary: In the Matter of Ernest Anderson et al.
	October 2, 2009	Order: In the Matter of Ernest Anderson et al.
	October 2, 2009	Notice from the Office of the Secretary: In the Matter of Ernest Anderson et al.
	October 2, 2009	Order: In the Matter of Ernest Anderson et al.
	September 25, 2009	Settlement Agreement: In the Matter of Ernest Anderson et al.
	September 30, 2009	Notice from the Office of the Secretary: In the Matter of Ernest Anderson et al.
	September 28, 2009	Notice of Hearing: In the Matter of Ernest Anderson et al.
	September 30, 2009	Notice from the Office of the Secretary: In the Matter of Ernest Anderson et al.
	September 28, 2009	Notice of Hearing: In the Matter of Ernest Anderson et al.
	September 22, 2009	Notice from the Office of the Secretary: In the Matter of Ernest Anderson et al.
	September 21, 2009	Notice of Hearing: In the Matter of Ernest Anderson et al.
	September 21, 2009	Statement of Allegations: In the Matter of Ernest Anderson et al.
	September 21, 2009	Notice from the Office of the Secretary: In the Matter of Berkshire Capital Limited et al.
	September 21, 2009	Order: In the Matter of Berkshire Capital Limited et al.
	August 10, 2009	Notice from the Office of the Secretary: In the Matter of Berkshire Capital Limited et al.
	August 10, 2009	Order: In the Matter of Berkshire Capital Limited et al.
	July 9, 2009	Notice from the Office of the Secretary: In the Matter of Berkshire Capital Limited et al.
	July 8, 2009	Order: In the Matter of Berkshire Capital Limited et al.
	May 5, 2009	Notice from the Office of the Secretary: In the Matter of Berkshire Capital Limited et al.
	May 5, 2009	Order: In the Matter of Berkshire Capital Limited et al.
	March 19, 2009	Notice from the Office of the Secretary: In the Matter of Berkshire Capital Limited et al.
	March 19, 2009	Order: In the Matter of Berkshire Capital Limited et al.
	February 11, 2009	Notice from the Office of the Secretary: In the Matter of Berkshire Capital Limited et al.
	February 10, 2009	Order: In the Matter of Berkshire Capital Limited et al.
	February 9, 2009	Notice from the Office of the Secretary: In the Matter of Berkshire Capital Limited et al.
	February 6, 2009	Notice of Hearing: In the Matter of Berkshire Capital Limited et al.
	February 6, 2009	Statement of Allegations: In the Matter of Berkshire Capital Limited et al.
	January 28, 2009	Notice from the Office of the Secretary: In the Matter of Berkshire Capital Limited et al.
	January 27, 2009	Temporary Order: In the Matter of Berkshire Capital Limited et al.

Pang, Zhen (Steven) Pang, Zhen (Steven)
	December 14, 2015	Notice from the Office of the Secretary: In the Matter of Zhen (Steven) Pang and Oasis World Trading Inc.
	December 14, 2015	Order: In the Matter of Zhen (Steven) Pang and Oasis World Trading Inc.
	December 11, 2015	Settlement Agreement: In the Matter of Zhen (Steven) Pang and Oasis World Trading Inc.
	December 11, 2015	Notice from the Office of the Secretary: In the Matter of Zhen (Steven) Pang and Oasis World Trading Inc.
	December 10, 2015	Notice of Hearing: In the Matter of Zhen (Steven) Pang and Oasis World Trading Inc.
	December 10, 2015	Statement of Allegations: In the Matter of Zhen (Steven) Pang and Oasis World Trading Inc.

Pangia, Teodosio Vincent Pangia, Teodosio Vincent
	April 8, 2010	Notice from the Office of the Secretary: In the Matter of Teodosio Vincent Pangia
	April 8, 2010	Order: In the Matter of Teodosio Vincent Pangia
	March 1, 2010	Notice from the Office of the Secretary: In the Matter of Teodosio Vincent Pangia
	February 26, 2010	Notice from the Office of the Secretary: In the Matter of Teodosio Vincent Pangia
	February 26, 2010	Order: In the Matter of Teodosio Vincent Pangia
	February 25, 2010	Notice of Hearing: In the Matter of Teodosio Vincent Pangia
	September 2, 2009	Notice from the Office of the Secretary: In the Matter of Teodosio Vincent Pangia
	September 1, 2009	Order: In the Matter of Teodosio Vincent Pangia
	July 23, 2009	Notice from the Office of the Secretary: In the Matter of Teodosio Vincent Pangia
	July 23, 2009	Order: In the Matter of Teodosio Vincent Pangia
	June 1, 2009	Notice from the Office of the Secretary: In the Matter of Teodosio Vincent Pangia
	June 1, 2009	Order: In the Matter of Teodosio Vincent Pangia
	May 29, 2009	Notice from the Office of the Secretary: In the Matter of Teodosio Vincent Pangia and Transdermal Corp.
	May 29, 2009	Notice of Withdrawal: In the Matter of Teodosio Vincent Pangia and Transdermal Corp.
	May 29, 2009	Notice from the Office of the Secretary: In the Matter of Teodosio Vincent Pangia
	May 29, 2009	Notice of Hearing: In the Matter of Teodosio Vincent Pangia
	May 29, 2009	Amended Statement of Allegations: In the Matter of Teodosio Vincent Pangia
	May 14, 2009	Notice from the Office of the Secretary: In the Matter of Teodosio Vincent Pangia and Transdermal Corp.
	May 8, 2009	Temporary Order: In the Matter of Teodosio Vincent Pangia and Transdermal Corp.
	April 8, 2009	Notice from the Office of the Secretary: In the Matter of Teodosio Vincent Pangia and Transdermal Corp.
	April 8, 2009	Temporary Order: In the Matter of Teodosio Vincent Pangia and Transdermal Corp.
	March 10, 2009	Notice from the Office of the Secretary: In the Matter of Teodosio Vincent Pangia and Transdermal Corp.
	March 9, 2009	Order: In the Matter of Teodosio Vincent Pangia and Transdermal Corp.
	February 26, 2009	Notice from the Office of the Secretary: In the Matter of Teodosio Vincent Pangia and Transdermal Corp.
	February 25, 2009	Notice of Hearing: In the Matter of Teodosio Vincent Pangia and Transdermal Corp.
	February 25, 2009	Statement of Allegations: In the Matter of Teodosio Vincent Pangia and Transdermal Corp.
	February 23, 2009	Temporary Order: In the Matter of Teodosio Vincent Pangia and Transdermal Corp.
	January 9, 2004	Reasons for Decision: In the Matter of Teodosio Vincent Pangia et al.
	December 16, 2003	Order: In the Matter of Teodosio Vincent Pangia et al.
	December 4, 2003	Settlement Agreement: In the Matter of Teodosio Vincent Pangia et al.
	November 3, 2003	Amended Notice of Hearing: In the Matter of Teodosio Vincent Pangia et al.
	October 25, 2002	Decision: In the Matter of Teodosio Vincent Pangia et al.
	September 30, 2002	Amended Statement of Allegations: In The Matter of Teodosio Vincent Pangia et al.
	October 23, 2001	Notice of Hearing: In the Matter of Teodosio Vincent Pangia et al.
	October 23, 2001	Statement of Allegations: In The Matter of Teodosio Vincent Pangia et al.

Pangilinan, Rafael Pangilinan, Rafael
	May 29, 2009	Notice from the Office of the Secretary: In the Matter of Sunwide Finance Inc. et al.
	May 28, 2009	Order: In the Matter of Sunwide Finance Inc. et al.
	May 28, 2009	Reasons and Decision: In the Matter of Sunwide Finance Inc. et al.
	September 4, 2008	Notice from the Office of the Secretary: In the Matter of Sunwide Financial Inc. et al.
	September 4, 2008	Order: In the Matter of Sunwide Financial Inc. et al.
	August 22, 2008	Notice from the Office of the Secretary: In the Matter of Sunwide Financial Inc. et al.
	August 21, 2008	Notice of Hearing: In the Matter of Sunwide Finance Inc. et al.
	August 21, 2008	Statement of Allegations: In the Matter of Sunwide Finance Inc. et al.

Panza, Angelo Panza, Angelo
	February 28, 2003	Settlement Agreement: In the Matter of The Farini Companies Inc. et al. - Angelo Panza and Camille Ayoub

Paradigm Capital Inc. Paradigm Capital Inc.
	June 21, 2004	Notice of the Office of the Secretary: In the Matter of Paradigm Capital Inc. et al.
	June 18, 2004	Reasons: In the Matter of Paradigm Capital Inc.
	June 11, 2004	Notice from the Office of the Secretary: In the Matter of Paradigm Capital Inc. et al.
	June 11, 2004	Order: In the Matter of Paradigm Capital Inc.
	June 11, 2004	Settlement Agreement: In the Matter of Paradigm Capital Inc. and Patrick McCarthy
	June 8, 2004	Notice of the Office of the Secretary: In the Matter of Paradigm Capital Inc. et al.
	June 8, 2004	Notice of Hearing: In the Matter of Paradigm Capital Inc. et al.
	June 8, 2004	Statement of Allegations: In the Matter of Paradigm Capital Inc. et al.

Paramount Alternative Capital Corporation Paramount Alternative Capital Corporation
	May 28, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 28, 2019	Notice of Withdrawal: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 24, 2019	Order: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Amended Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.
	May 8, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Notice of Hearing: In the Matter of Paramount Equity Financial Corporation et al.
	March 29, 2019	Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.

Paramount Equity Financial Corporation Paramount Equity Financial Corporation
	May 28, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 28, 2019	Notice of Withdrawal: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 24, 2019	Order: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Amended Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.
	May 8, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Notice of Hearing: In the Matter of Paramount Equity Financial Corporation et al.
	March 29, 2019	Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.

Paramount Equity Investments Inc. Paramount Equity Investments Inc.
	May 24, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 24, 2019	Order: In the Matter of Paramount Equity Financial Corporation et al.
	May 8, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Notice of Hearing: In the Matter of Paramount Equity Financial Corporation et al.
	March 29, 2019	Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.

Pardo, Rene Pardo, Rene
	August 17, 2012	Notice from the Office of the Secretary: In the Matter of Mega-C Power Corporation et al. - Rene Pardo
	August 17, 2012	Order: In the Matter of Mega-C Power Corporation et al. - Rene Pardo
	August 15, 2012	Settlement Agreement: In the Matter of Mega-C Power Corporation et al. - Rene Pardo
	August 15, 2012	Notice from the Office of the Secretary: In the Matter of Mega-C Power Corporation et al. - Rene Pardo
	August 15, 2012	Notice of Hearing: In the Matter of Mega-C Power Corporation et al. - Rene Pardo
	April 20, 2011	Notice from the Office of the Secretary: In the Matter of Mega-C Power Corporation et al.
	April 19, 2011	Order: In the Matter of Mega-C Power Corporation et al.
	January 27, 2011	Notice from the Office of the Secretary: In the Matter of Mega-C Power Corporation et al.
	January 26, 2011	Order: In the Matter of Mega-C Power Corporation et al.
	January 26, 2011	Reasons and Decision on Sanctions and Costs: In the Matter of Mega-C Power Corporation et al.
	December 8, 2010	Notice from the Office of the Secretary: In the Matter of Mega-C Power Corporation et al.
	November 30, 2010	Endorsement: In the Matter of Mega-C Power Corporation et al.
	October 7, 2010	Notice from the Office of the Secretary: In the Matter of Mega-C Power Corporation et al.
	September 28, 2010	Order: In the Matter of Mega-C Power Corporation et al.
	September 8, 2010	Notice from the Office of the Secretary: In the Matter of Mega-C Power Corporation et al.
	September 7, 2010	Reasons and Decision: In the Matter of Mega-C Power Corporation et al.
	September 9, 2009	Endorsement: In the Matter of Mega-C Power Corporation et al.
	October 1, 2008	Confidential Decision on a Motion for a Stay: In the Matter of Mega-C Power Corporation et al.
	September 7, 2007	Confidential Reasons and Decision on Motion for Particulars: In the Matter of Rene Pardo et al.
	July 26, 2007	Redacted Reasons and Decision Made Pursuant to the Confidential Reasons and Decision Regarding the Request for Redaction: In the Matter of A, B, C, D, E, F, G and H
	July 26, 2007	Confidential Reasons and Decision Regarding the Request for Redaction of the Confidential Reasons and Decision Dated May 18, 2007: In the Matter of Mega-C Power Corporation et al.
	May 18, 2007	Confidential Reasons and Decision: In the Matter of Mega-C Power Corporation et al.
	September 28, 2009	Notice from the Office of the Secretary: In the Matter of Mega-C Power Corporation et al.
	September 28, 2009	Notice of Hearing: In the Matter of Mega-C Power Corporation et al.
	September 25, 2009	Notice from the Office of the Secretary: In the Matter of Mega-C Power Corporation et al.
	September 17, 2009	Order: In the Matter of Mega-C Power Corporation et al.
	September 16, 2009	Settlement Agreement: In the Matter of Mega-C Power Corporation et al. - Usling, Gary
	September 16, 2009	Notice from the Office of the Secretary: In the Matter of Mega-C Power Corporation et al.
	September 15, 2009	Notice of Hearing: In the Matter of Mega-C Power Corporation et al.
	October 8, 2008	Notice from the Office of the Secretary: In the Matter of Mega-C Power Corporation et al.
	October 8, 2008	Order: In the Matter of Mega-C Power Corporation et al.
	November 6, 2007	Notice from the Office of the Secretary: In the Matter of Mega-C Power Corporation et al.
	November 5, 2007	Order: In the Matter of Mega-C Power Corporation et al.
	October 26, 2007	Notice from the Office of the Secretary: In the Matter of Mega-C Power Corporation et al.
	October 19, 2007	Notice from the Office of the Secretary: In the Matter of Mega-C Power Corporation et al.
	October 18, 2007	Order: In the Matter of Mega-C Power Corporation et al.
	June 6, 2007	Notice from the Office of the Secretary: In the Matter of Mega-C Power Corporation et al.
	June 4, 2007	Notice of Withdrawal: In the Matter of Mega-C Power Corporation et al.
	February 8, 2007	Notice from the Office of the Secretary: In the Matter of Mega-C Power Corporation et al.
	February 6, 2007	Amended Notice of Hearing: In the Matter of Mega-C Power Corporation et al.
	December 5, 2006	Notice from the Office of the Secretary: In the Matter of Mega-C Power Corporation et al.
	December 5, 2006	Order: In the Matter of Mega-C Power Corporation et al.
	May 31, 2006	Notice from the Office of the Secretary: In the Matter of Mega-C Power Corporation et al.
	May 31, 2006	Order: In the Matter of Mega-C Power Corporation et al.
	March 31, 2006	Notice from the Office of the Secretary: In the Matter of Mega-C Power Corporation et al.
	March 30, 2006	Order: In the Matter of Mega-C Power Corporation et al.
	November 16, 2005	Notice from the Office of the Secretary: In the Matter of Mega-C Power Corporation et al.
	November 16, 2005	Notice of Hearing: In the Matter of Mega-C Power Corporation et al.
	November 16, 2005	Statement of Allegations: In the Matter of Mega-C Power Corporation et al.

Pariak-Lukic, Lucy Marie Pariak-Lukic, Lucy Marie
	July 2, 2015	Notice from the Office of the Secretary: In the Matter of Lucy Marie Pariak-Lukic
	June 30, 2015	Order: In the Matter of Lucy Marie Pariak-Lukic
	June 23, 2015	Notice from the Office of the Secretary: In the Matter of Lucy Marie Pariak-Lukic
	June 22, 2015	Order: In the Matter of Lucy Marie Pariak-Lukic
	June 22, 2015	Reasons and Decision: In the Matter of Lucy Marie Pariak-Lukic
	July 24, 2014	Notice from the Office of the Secretary: In the Matter of Lucy Marie Pariak-Lukic
	July 16, 2014	Notice of Hearing: In the Matter of Lucy Marie Pariak-Lukic
	April 9, 2014	Application for a Hearing and Review: In the Matter of Lucy Marie Pariak-Lukic

Parker, Donald Parker, Donald
	April 5, 2018	Order: In the Matter of USI Tech Limited et al.
	April 5, 2018	Notice from the Office of the Secretary: USI Tech Limited et al., File No. 2018-8
	May 18, 2004	Notice of the Office of the Secretary: In the Matter of Donald Parker
	May 18, 2004	Order: In the Matter of Donald Parker
	May 18, 2004	Settlement Agreement: In the Matter of Donald Parker
	April 23, 2004	Notice from the Office of the Secretary: In the Matter of Donald Parker
	April 23, 2004	Order: In the Matter of Donald Parker
	April 14, 2004	Notice of Hearing: In the Matter of Donald Parker
	April 14, 2004	Statement of Allegations: In the Matter of Donald Parker

Parker, Eleanor Parker, Eleanor
	January 11, 2019	Motion: In the Matter of USI Tech Limited et al.
	September 11, 2018	Notice from the Office of the Secretary: USI Tech Limited et al., File No. 2018-8
	September 11, 2018	Order: In the Matter of USI Tech Limited et al.
	August 15, 2018	Motion: In the Matter of USI Tech Limited et al.
	July 18, 2018	Notice from the Office of the Secretary: USI Tech Limited et al., File No. 2018-8
	July 18, 2018	Order: In the Matter of USI Tech Limited et al.
	July 5, 2018	Motion: In the Matter of USI Tech Limited et al.
	April 9, 2018	Notice from the Office of the Secretary: USI Tech Limited et al., File No. 2018-8
	April 6, 2018	Amended Application: In the Matter of USI Tech Limited et al.
	February 16, 2018	Notice from the Office of the Secretary: USI Tech Limited et al., File No. 2018-8
	February 26, 2018	Order: In the Matter of USI Tech Limited et al.
	February 16, 2018	Notice of Hearing: In the Matter of USI Tech Limited et al.
	February 15, 2018	Application: In the Matter of USI Tech Limited et al.
	February 15, 2018	Notice from the Office of the Secretary: USI Tech Limited et al.
	February 14, 2018	Temporary Order: USI Tech Limited et al.

Parkview Limited Partnership Parkview Limited Partnership
	May 24, 2017	Notice from the Office of the Secretary: In the Matter of Danish Akhtar Soleja et al.
	May 23, 2017	Reason and Decision: In the Matter of Danish Akhtar Soleja et al.
	May 23, 2017	Order: In the Matter of Danish Akhtar Soleja et al.
	January 24, 2017	Notice from the Office of the Secretary: In the Matter of Danish Akhtar Soleja et al.
	January 23, 2017	Order: In the Matter of Danish Akhtar Soleja et al.
	December 21, 2016	Notice from the Office of the Secretary: In the Matter of Danish Akhtar Soleja et al.
	December 19, 2016	Notice of Hearing: In the Matter of Danish Akhtar Soleja et al.
	December 14, 2016	Statement of Allegations: In the Matter of Danish Akhtar Soleja et al.

Parkwood GP Inc. Parkwood GP Inc.
	April 27, 2012	Notice from the Office of the Secretary: In the Matter of Daniel Sternberg et al.
	April 26, 2012	Order: In the Matter of Daniel Sternberg et al.
	April 24, 2012	Settlement Agreement: In the Matter of Daniel Sternberg et al.
	April 24, 2012	Notice from the Office of the Secretary: In the Matter of Daniel Sternberg et al.
	April 24, 2012	Notice of Hearing: In the Matter of Daniel Sternberg et al.
	April 24, 2012	Notice of Hearing: In the Matter of Daniel Sternberg et al.
	April 24, 2012	Statement of Allegations: In the Matter of Daniel Sternberg et al.

Parr, Westall Parr, Westall
	February 27, 1997	Order: In the Matter of Westall Parr
	February 26, 1997	Settlement Agreement: In the Matter of Westall Parr

Parrish & Heimbecker, Limited Parrish & Heimbecker, Limited
	August 13, 2014	Notice from the Office of the Secretary: In the Matter of Thirdcoast Limited and Parrish & Heimbecker, Limited
	August 11, 2014	Reasons for Decision: In the Matter of Thirdcoast Limited and Parrish & Heimbecker, Limited
	July 4, 2012	Notice from the Office of the Secretary: In the Matter of Thirdcoast Limited and Parrish & Heimbecker, Limited
	July 4, 2012	Order: In the Matter of Thirdcoast Limited and Parrish & Heimbecker, Limited
	June 14, 2012	Notice from the Office of the Secretary: In the Matter of Thirdcoast Limited and Parrish & Heimbecker, Limited
	June 14, 2012	Notice of Hearing: In the Matter of Thirdcoast Limited and Parrish & Heimbecker, Limited
	June 12, 2012	Application: In the Matter of Thirdcoast Limited
	June 8, 2012	Application: In the Matter of Parrish & Heimbecker, Limited

Parry Sound Mall Inc. Parry Sound Mall Inc.
	March 28, 2013	Notice from the Office of the Secretary: In the Matter of Aurelio Baglione et al.
	March 28, 2013	Order: In the Matter of Aurelio Baglione et al.
	March 27, 2013	Notice from the Office of the Secretary: In the Matter of Aurelio Baglione et al.
	March 27, 2013	Notice of Hearing: In the Matter of Aurelio Baglione et al.
	March 27, 2013	Statement of Allegations: In the Matter of Aurelio Baglione et al.
	March 26, 2013	Settlement Agreement: In the Matter of Aurelio Baglione et al.

Parry Sound Mall Investment Corporation Parry Sound Mall Investment Corporation
	March 28, 2013	Notice from the Office of the Secretary: In the Matter of Aurelio Baglione et al.
	March 28, 2013	Order: In the Matter of Aurelio Baglione et al.
	March 27, 2013	Notice from the Office of the Secretary: In the Matter of Aurelio Baglione et al.
	March 27, 2013	Notice of Hearing: In the Matter of Aurelio Baglione et al.
	March 27, 2013	Statement of Allegations: In the Matter of Aurelio Baglione et al.
	March 26, 2013	Settlement Agreement: In the Matter of Aurelio Baglione et al.

Pasquill, Earle Douglas Pasquill, Earle Douglas
	May 17, 2017	Notice from the Office of the Secretary: In the Matter of Michael Patrick Lathigee et al.
	May 16, 2017	Order: In the Matter of Michael Patrick Lathigee et al.
	May 16, 2017	Reasons and Decision: In the Matter of Michael Patrick Lathigee et al.
	January 18, 2017	Notice from the Office of the Secretary: In the Matter of Michael Patrick Lathigee et al.
	January 12, 2017	Order: In the Matter of Michael Patrick Lathigee et al.
	December 1, 2016	Notice from the Office of the Secretary: In the Matter of Michael Patrick Lathigee et al.
	November 30, 2016	Order: In the Matter of Michael Patrick Lathigee et al.
	November 15, 2016	Notice from the Office of the Secretary: In the Matter of Michael Patrick Lathigee et al.
	November 9, 2016	Notice of Hearing: In the Matter of Michael Patrick Lathigee et al.
	November 8, 2016	Statement of Allegations: In the Matter of Michael Patrick Lathigee et al.

Pasternak, Oded Pasternak, Oded
	February 24, 2015	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	February 20, 2015	Order: In the Matter of Global Energy Group, Ltd. et al.
	May 28, 2014	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	May 27, 2014	Order: In the Matter of Global Energy Group, Ltd. et al.
	March 31, 2014	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	March 28, 2014	Order: In the Matter of Global Energy Group, Ltd. et al.
	January 29, 2014	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	January 29, 2014	Order: In the Matter of Global Energy Group, Ltd. et al.
	December 19, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	December 17, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	December 16, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	December 13, 2013	Reasons and Decision on Sanctions and Costs: In the Matter of Global Energy Group, Ltd. et al.
	December 13, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	September 5, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	September 4, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	August 21, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	August 19, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	April 26, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	April 26, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	February 28, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	February 27, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	January 21, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	January 15, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	December 24, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	December 21, 2012	Order: In the Matter of Global Energy Group, Ltd. et al.
	December 21, 2012	Reasons and Decision: In the Matter of Global Energy Group, Ltd. et al.
	October 24, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	October 19, 2012	Order: In the Matter of Global Energy Group, Ltd. et al.
	March 29, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al. - Elliot Feder
	March 28, 2012	Order: In the Matter of Global Energy Group, Ltd. et al. - Elliot Feder
	February 29, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	February 29, 2012	Order: In the Matter of Global Energy Group, Ltd. et al.
	February 27, 2012	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al. - Gaye Knowles
	February 27, 2012	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 24, 2012	Order: In the Matter of Ameron Oil and Gas Ltd. et al. - Gaye Knowles
	February 24, 2012	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 23, 2012	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 23, 2012	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 23, 2012	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 22, 2012	Notice of Withdrawal: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 22, 2012	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al. - Gaye Knowles
	February 22, 2012	Notice of Hearing: In the Matter of Ameron Oil and Gas Ltd. et al. - Gaye Knowles
	February 21, 2012	Settlement Agreement: In the Matter of Ameron Oil and Gas Ltd. et al. - Gaye Knowles
	February 17, 2012	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 14, 2012	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 7, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	February 7, 2012	Order: In the Matter of Global Energy Group, Ltd. et al.
	February 3, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	February 1, 2012	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	January 24, 2012	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	January 23, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	January 23, 2012	Amended Statement of Allegations: In the Matter of Global Energy Group, Ltd. et al.
	January 20, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Elliot Feder
	January 20, 2012	Order: In the Matter of Global Energy Group, Ltd. et al. - Elliot Feder
	January 19, 2012	Settlement Agreement: In the Matter of Global Energy Group, Ltd. et al. - Elliot Feder
	January 18, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Elliot Feder
	January 18, 2012	Notice of Hearing: In the Matter of Global Energy Group, Ltd. et al. - Elliot Feder
	December 20, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al.
	December 19, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al.
	December 15, 2011	Order: In the Matter of Global Energy Group, Ltd. et al.
	December 1, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al. - Mark Grinshpun
	November 29, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. et al. - Mark Grinshpun
	November 25, 2011	Settlement Agreement: In the Matter of Ameron Oil and Gas Ltd. et al. - Mark Grinshpun
	November 30, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al.
	November 29, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Michael Schaumer
	November 29, 2011	Order: In the Matter of Global Energy Group, Ltd. et al. - Michael Schaumer
	November 29, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Alan Silverstein
	November 28, 2011	Order: In the Matter of Global Energy Group Ltd. et al. - Alan Silverstein
	November 28, 2011	Order: In the Matter of Global Energy Group Ltd. et al.
	November 28, 2011	Settlement Agreement: In the Matter of Global Energy Group Ltd. et al. - Alan Silverstein
	November 25, 2011	Settlement Agreement: In the Matter of Global Energy Group, Ltd. et al. - Michael Schaumer
	November 25, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Michael Schaumer
	November 25, 2011	Notice of Hearing: In the Matter of Global Energy Group, Ltd. et al. - Michael Schaumer
	November 25, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Alan Silverstein
	November 25, 2011	Notice of Hearing: In the Matter of Global Energy Group, Ltd. et al. - Alan Silverstein
	November 25, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al. - Mark Grinshpun
	November 25, 2011	Notice of Hearing: In the Matter of Ameron Oil and Gas Ltd. et al. - Mark Grinshpun
	October 28, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al. - Oded Pasternak and Allan Walker
	October 25, 2011	Settlement Agreement: In the Matter of Ameron Oil and Gas Ltd. - Allan Walker
	October 25, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. - Allan Walker
	October 25, 2011	Settlement Agreement: In the Matter of Ameron Oil and Gas Ltd. - Oded Pasternak
	October 25, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. - Oded Pasternak
	October 21, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al. - Oded Pasternak and Allan Walker
	October 21, 2011	Notice of Hearing: In the Matter of Ameron Oil and Gas Ltd. et al. - Oded Pasternak and Allan Walker
	October 14, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al. - Vadim Tsatskin
	October 13, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. et al. - Vadim Tsatskin
	October 6, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al. - Vadim Tsatskin
	October 6, 2011	Notice of Hearing: In the Matter of Ameron Oil and Gas Ltd. et al. - Vadim Tsatskin
	October 6, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	October 5, 2011	Settlement Agreement: In the Matter of Ameron Oil and Gas Ltd. et al. - Vadim Tsatskin
	October 5, 2011	Amended Statement of Allegations: In the Matter of Ameron Oil and Gas Ltd. et al.
	October 4, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al.
	October 4, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al.
	September 26, 2011	Motion Order: In the Matter of Global Energy Group Ltd. et al.
	September 26, 2011	Order: In the Matter of Global Energy Group Ltd. et al.
	September 26, 2011	Order: In the Matter of Global Energy Group Ltd. et al.
	September 6, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	September 6, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Oded Pasternak, Vyacheslav Brikman and Allan Walker
	September 1, 2011	Order: In the Matter of Global Energy Group Ltd. et al. - Allan Walker
	September 1, 2011	Order: In the Matter of Global Energy Group Ltd. et al. - Oded Pasternak
	September 1, 2011	Order: In the Matter of Global Energy Group Ltd. et al. - Vyacheslav Brikman
	August 30, 2011	Settlement Agreement: In the Matter of Global Energy Group Ltd. et al. - Oded Pasternak
	August 29, 2011	Settlement Agreement: In the Matter of Global Energy Group Ltd. et al. - Allan Walker
	August 29, 2011	Settlement Agreement: In the Matter of Global Energy Group Ltd. et al. - Vyacheslav Brikman
	August 31, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Oded Pasternak, Vyacheslav Brikman and Allan Walker
	August 30, 2011	Notice of Hearing: In the Matter of Global Energy Group, Ltd. et al. - Oded Pasternak, Vyacheslav, Brikman and Allan Walker
	August 23, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	July 15, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al
	July 11, 2011	Order: In the Matter of Global Energy Group Ltd. et al
	July 15, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al
	July 11, 2011	Order: In the Matter of Global Energy Group, Ltd. et al
	May 9, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	May 9, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	May 3, 2011	Order: In the Matter of Global Energy Group, Ltd. et al.
	May 3, 2011	Order: In the Matter of Global Energy Group, Ltd. et al.
	April 7, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	April 4, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	March 23, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	March 23, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	March 21, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	March 18, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 28, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	February 28, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	February 16, 2011	Order: In the Matter of Global Energy Group, Ltd. et al.
	February 16, 2011	Order: In the Matter of Global Energy Group, Ltd. et al.
	February 18, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 8, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	January 19, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	January 19, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	December 21, 2010	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	December 20, 2010	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	December 15, 2010	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	December 13, 2010	Notice of Hearing: In the Matter of Ameron Oil and Gas Ltd. et al.
	December 13, 2010	Statement of Allegations: In the Matter of Ameron Oil and Gas Ltd. et al.
	December 7, 2010	Order: In the Matter of Global Energy Group, Ltd. et al.
	December 7, 2010	Order: In the Matter of Global Energy Group, Ltd. et al.
	November 10, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	November 10, 2010	Notice from the Office of the Secretary: In the Matter of Christina Harper et al.
	November 8, 2010	Order: In the Matter of Global Energy Group, Ltd. et al.
	November 8, 2010	Order: In the Matter of Christina Harper et al.
	November 5, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	November 3, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	November 3, 2010	Notice of Hearing: In the Matter of Global Energy Group, Ltd. et al.
	October 25, 2010	Settlement Agreement: In the Matter of Global Energy Group, Ltd. et al. - Peter Robinson
	September 14, 2010	Notice from the Office of the Secretary: In the Matter of Christina Harper et al.
	September 14, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	September 13, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	September 1, 2010	Order: In the Matter of Christina Harper et al.
	September 1, 2010	Order: In the Matter of Global Energy Group, Ltd. et al.
	August 27, 2010	Motion Order: In the Matter of Global Energy Group, Ltd. et al.
	June 21, 2010	Notice from the Office of the Secretary: In the Matter of Christina Harper et al.
	June 21, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	June 14, 2010	Order: In the Matter of Christina Harper et al.
	June 14, 2010	Order: In the Matter of Global Energy Group, Ltd. et al.
	June 10, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	June 8, 2010	Notice of Hearing: In the Matter of Global Energy Group, Ltd. et al.
	June 8, 2010	Statement of Allegations: In the Matter of Global Energy Group, Ltd. et al.
	June 9, 2010	Notice from the Office of the Secretary: In the Matter of Christina Harper et al.
	April 20, 2010	Notice from the Office of the Secretary: In the Matter of Christina Harper et al.
	April 20, 2010	Order: In the Matter of Christina Harper et al.
	April 14, 2010	Notice from the Office of the Secretary: In the Matter of Christina Harper et al.
	April 14, 2010	Notice of Hearing: In the Matter of Christina Harper et al.
	April 7, 2010	Temporary Order: In the Matter of Christina Harper et al.

Paterson, Gordon Scott Paterson, Gordon Scott
	May 7, 2002	Statement of Allegations: In the Matter of Yorkton Securities Inc. et al.
	January 18, 2002	Reasons for Decision: In the Matter of Yorkton Securities Inc. et al.
	January 14, 2002	Order: In the Matter of Gordon Scott Paterson
	December 19, 2001	Settlement Agreement: In the Matter of Gordon Scott Paterson
	December 17, 2001	Notice of Hearing: In the Matter of Yorkton Securities Inc. et al.
	December 17, 2001	Statement of Allegations: In the Matter of Yorkton Securities Inc. et al.

Patheon Inc. Patheon Inc.
	August 11, 2009	Notice from the Office of the Secretary: In the Matter of Patheon Inc.
	August 6, 2009	Reasons for Decision: In the Matter of Patheon Inc.
	April 16, 2009	Notice from the Office of the Secretary: In the Matter of Patheon Inc.
	April 16, 2009	Decision: In the Matter of Patheon Inc.

Pauly, Charles Pauly, Charles
	November 3, 2010	Notice from the Office of the Secretary: In the Matter of Chartcandle Investments Corporation et al.
	October 22, 2010	Order: In the Matter of Chartcandle Investments Corporation et al.
	October 14, 2010	Reasons and Decision for the Hearing on the Merits: In the Matter of Chartcandle Investments Corporation et al.
	May 26, 2010	Notice from the Office of the Secretary: In the Matter of Chartcandle Investments Corporation et al.
	May 26, 2010	Order: In the Matter of Chartcandle Investments Corporation et al.
	April 27, 2010	Notice from the Office of the Secretary: In the Matter of Chartcandle Investments Corporation et al.
	April 26, 2010	Order: In the Matter of Chartcandle Investments Corporation et al.
	April 26, 2010	Settlement Agreement: In the Matter of Chartcandle Investments Corporation et al. - Charles Pauly
	April 9, 2010	Notice from the Office of the Secretary: In the Matter of Chartcandle Investments Corporation et al.
	April 8, 2010	Notice of Hearing: In the Matter of Chartcandle Investments Corporation et al.
	March 23, 2010	Notice from the Office of the Secretary: In the Matter of Chartcandle Investments Corporation et al.
	March 22, 2010	Order: In the Matter of Chartcandle Investments Corporation et al.
	February 24, 2010	Notice from the Office of the Secretary: In the Matter of Chartcandle Investments Corporation et al.
	February 17, 2010	Notice of Hearing: In the Matter of Chartcandle Investments Corporation et al.
	February 17, 2010	Statement of Allegations: In the Matter of Chartcandle Investments Corporation et al.

Pawlowicz, Karl Pawlowicz, Karl
	June 1, 2018	Notice from the Office of the Secretary: Harald Seemann et al., File No. 2018-19
	June 1, 2018	Order: In the Matter of Harald Seemann et al.
	June 1, 2018	Notice from the Office of the Secretary: Harald Seemann et al., File No. 2018-19
	June 1, 2018	Order: In the Matter of Harald Seemann et al.
	May 29, 2018	Settlement Agreement: In the Matter of Harald Seemann et al.
	June 1, 2018	Oral Reasons for Approval of a Settlement: In the Matter of Harald Seemann et al.
	June 1, 2018	Notice from the Office of the Secretary: Harald Seemann et al., File No. 2018-19
	May 29, 2018	Settlement Agreement: In the Matter of Harald Seemann et al.
	June 1, 2018	Oral Reasons for Approval of a Settlement: In the Matter of Harald Seemann et al.
	June 1, 2018	Order: In the Matter of Harald Seemann et al.
	May 29, 2018	Notice from the Office of the Secretary: Harald Seemann et al., File No. 2018-19
	May 30, 2018	Notice of Hearing: In the Matter of Harald Seemann et al.
	May 10, 2018	Notice from the Office of the Secretary: Harald Seemann et al., File No. 2018-19
	May 29, 2018	Notice of Hearing: In the Matter of Harald Seemann et al.
	May 7, 2018	Notice from the Office of the Secretary: Harald Seemann et al., File No. 2018-19
	May 7, 2018	Order: In the Matter of Harald Seemann et al.
	May 7, 2018	Oral Reasons for Approval of a Settlement: In the Matter of Harald Seemann et al.
	May 3, 2018	Settlement Agreement: In the Matter of Harald Seemann et al.
	May 3, 2018	Notice from the Office of the Secretary: Harald Seemann et al.,File No. 2018-19
	May 3, 2018	Notice of Hearing: In the Matter of Harald Seemann et al.
	May 3, 2018	Statement of Allegations: In the Matter of Harald Seemann et al.
	May 3, 2018	Notice from the Office of the Secretary: Harald Seemann et al., File No. 2018-19
	May 3, 2018	Notice of Hearing: In the Matter of Harald Seemann et al.

Pearson, Michael Pearson, Michael
	October 31, 2018	Notice from the Office of the Secretary: Michael Pearson and LeadFX Inc., File No. 2018-53
	October 31, 2018	Reasons for Decision: In the Matter of Michael Pearson and LeadFX Inc.
	September 28, 2018	Notice from the Office of the Secretary: Michael Pearson and LeadFX Inc., File No. 2018-53
	September 28, 2018	Order: In the Matter of Michael Pearson and LeadFX Inc.
	September 25, 2018	Motion: In the Matter of Michael Pearson and LeadFX Inc.
	September 24, 2018	Notice from the Office of the Secretary: Michael Pearson and LeadFX Inc., File No. 2018-53
	September 24, 2018	Order: In the Matter of Michael Pearson and LeadFX Inc.
	September 21, 2018	Notice from the Office of the Secretary: Michael Pearson and LeadFX Inc., File No. 2018-53
	September 21, 2018	Application: In the Matter of Michael Pearson and LeadFX Inc.
	September 21, 2018	Notice of Hearing: In the Matter of Michael Pearson and LeadFX Inc.

Pearson, Milton T. Pearson, Milton T.
	June 2, 2000	Notice of Hearing: In the Matter of Cai, Kevin S.X.
	June 2, 2000	Statement of Allegations: In The Matter of Cai, Kevin S.X.

Pelcowitz, David Paul Pelcowitz, David Paul
	July 25, 2013	Notice from the Office of the Secretary: In the Matter of Nest Acquisitions and Mergers et al.
	July 17, 2013	Decision and Order: In the Matter of Nest Acquisitions and Mergers et al.
	June 26, 2013	Notice from the Office of the Secretary: In the Matter of Nest Acquisitions and Mergers et al.
	June 26, 2013	Order: In the Matter of Nest Acquisitions and Mergers et al.
	April 29, 2013	Notice from the Office of the Secretary: In the Matter of Nest Acquisitions and Mergers et al.
	April 26, 2013	Order: In the Matter of Nest Acquisitions and Mergers et al.
	April 26, 2013	Reasons and Decision on a Motion: In the Matter of Nest Acquisitions And Mergers et al.
	December 7, 2012	Notice from the Office of the Secretary: In the Matter of Nest Acquisitions and Mergers et al.
	December 7, 2012	Order: In the Matter of Nest Acquisitions and Mergers et al.
	December 7, 2012	Ordonnance : Dans L'affaire De Nest Acquisitions et Mergers et al.
	December 7, 2012	Notice from the Office of the Secretary: In the Matter of Nest Acquisitions and Mergers et al.
	December 6, 2012	Notice from the Office of the Secretary: In the Matter of Nest Acquisitions and Mergers et al.
	December 6, 2012	Notice of Withdrawal: In the Matter of Nest Acquisitions and Mergers et al.
	December 6, 2012	Avis de Retrait : Dans L'affaire De Nest Acquisitions et Mergers et al.
	December 5, 2012	Notice from the Office of the Secretary: In the Matter of Nest Acquisitions and Mergers et al. - Robert Patrick Zuk
	December 5, 2012	Order: In the Matter of Nest Acquisitions and Mergers et al. - Robert Patrick Zuk
	December 13, 2012	Settlement Agreement: In the Matter of Nest Acquisitions and Mergers et al. - Robert Patrick Zuk
	December 4, 2012	Notice from the Office of the Secretary: In the Matter of Nest Acquisitions and Mergers et al. - Robert Patrick Zuk
	December 4, 2012	Notice of Hearing: In the Matter of Nest Acquisitions and Mergers et al. - Robert Patrick Zuk
	February 23, 2012	Notice from the Office of the Secretary: In the Matter of Nest Acquisitions and Mergers et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Nest Acquisitions and Mergers et al.
	February 3, 2012	Reasons and Decision on a Motion: In the Matter of Nest Acquisitions and Mergers et al.
	February 3, 2012	Décision et Motifs Relatifs à une Motion: Dans L'affaire De Nest Acquisitions And Mergers et al.
	February 1, 2012	Order: In the Matter of Nest Acquisitions and Mergers et al.
	February 1, 2012	Ordonnance : Dans L'affaire De Nest Acquisitions et Mergers et al.
	July 19, 2011	Notice from the Office of the Secretary: In the Matter of Nest Acquisitions and Mergers et al.
	June 27, 2011	Order: In the Matter of Nest Acquisitions and Mergers et al.
	June 27, 2011	Ordonnance : Dans L'affaire De Nest Acquisitions et Mergers et al.
	June 22, 2011	Notice from the Office of the Secretary: In the Matter of Nest Acquisitions and Mergers et al.
	June 20, 2011	Order: In the Matter of Nest Acquisitions and Mergers et al.
	March 4, 2011	Notice from the Office of the Secretary: In the Matter of Nest Acquisitions and Mergers et al.
	March 4, 2011	Order: In the Matter of Nest Acquisitions and Mergers et al.
	January 28, 2011	Notice from the Office of the Secretary: In the Matter of Nest Acquisitions and Mergers et al.
	January 25, 2011	Order: In the Matter of Nest Acquisitions and Mergers et al.
	July 16, 2010	Notice from the Office of the Secretary: In the Matter of Nest Acquisitions and Mergers et al.
	July 15, 2010	Order: In the Matter of Nest Acquisitions and Mergers et al.
	March 22, 2010	Notice from the Office of the Secretary: In the Matter of Nest Acquisitions and Mergers et al.
	March 22, 2010	Order: In the Matter of Nest Acquisitions and Mergers et al.
	January 28, 2010	Notice from the Office of the Secretary: In the Matter of Nest Acquisitions and Mergers et al.
	January 28, 2010	Order: In the Matter of Nest Acquisitions and Mergers et al.
	January 19, 2010	Notice from the Office of the Secretary: In the Matter of Nest Acquisitions and Mergers et al.
	January 18, 2010	Statement of Allegations: In the Matter of Nest Acquisitions and Mergers et al.
	January 18, 2010	Notice of Hearing: In the Matter of Nest Acquisitions and Mergers et al.

Pelusio, Jenna Pelusio, Jenna
	January 16, 2009	Notice from the Office of the Secretary: In the Matter of Global Petroleum Strategies, LLC et al.
	January 15, 2009	Order: In the Matter of Global Petroleum Strategies, LLC et al.
	January 7, 2009	Notice from the Office of the Secretary: In the Matter of Global Petroleum Strategies, LLC et al.
	January 6, 2009	Notice of Hearing: In the Matter of Global Petroleum Strategies, LLC et al.
	January 6, 2009	Temporary Order: In the Matter of Global Petroleum Strategies, LLC et al.
	January 5, 2009	Statement of Allegations: In the Matter of Global Petroleum Strategies, LLC et al.

Penko, Renee Michelle Penko, Renee Michelle
	March 30, 2017	Notice from the Office of the Secretary: In the Matter of Thomas Arthur Williams et al.
	March 29, 2017	Order: In the Matter of Thomas Arthur Williams et al.
	March 29, 2017	Reasons and Decision: In the Matter of Thomas Arthur Williams et al.
	January 31, 2017	Notice from the Office of the Secretary: In the Matter of Thomas Arthur Williams et al.
	January 30, 2017	Order: In the Matter of Thomas Arthur Williams et al.
	January 13, 2017	Notice from the Office of the Secretary: In the Matter of Thomas Arthur Williams et al.
	January 10, 2017	Notice of Hearing: In the Matter of Thomas Arthur Williams et al.
	January 10, 2017	Statement of Allegations: In the Matter of Thomas Arthur Williams et al.

Pennington, John Pennington, John
	December 14, 2005	Oral Ruling and Reasons: In the Matter of Mountain Inn at Ribbon Creek Limited Partnership, et al.
	November 21, 2005	Notice from the Office of the Secretary: In the Matter of Mountain Inn at Ribbon Creek Limited Partnership et al.
	November 18, 2005	Order: In the Matter of The Mountain Inn at Ribbon Creek Limited Partnership et al.
	November 16, 2005	Notice from the Office of the Secretary: In the Matter of Mountain Inn at Ribbon Creek Limited Partnership et al.
	November 16, 2005	Notice of Hearing: In the Matter of The Mountain Inn at Ribbon Creek Limited Partnership et al.
	November 16, 2005	Settlement Agreement: In the Matter of The Mountain Inn at Ribbon Creek Limited Partnership et al.
	November 16, 2005	Statement of Allegations: In the Matter of The Mountain Inn at Ribbon Creek Limited Partnership et al.

Perri, John T. Perri, John T.
	June 8, 2000	Notice of Hearing: In the Matter of John R. Hart et al.
	June 8, 2000	Statement of Allegations: In The Matter of John R. Hart et al.

Perryman, Ronald Perryman, Ronald
	May 11, 2007	Notice from the Office of the Secretary: In the Matter of Patrick Gouveia et al.
	May 11, 2007	Notice of Withdrawal: In the Matter of Patrick Gouveia et al.
	September 19, 2006	Notice From the Office of the Secretary: In the Matter of Patrick Gouveia et al.
	September 19, 2006	Order: In the Matter of Patrick Gouveia et al.
	September 15, 2006	Settlement Agreement: In the Matter of Patrick Gouveia et al.
	September 13, 2006	Notice From the Office of the Secretary: In the Matter of Patrick Gouveia et al.
	September 12, 2006	Notice of Hearing: In the Matter of Patrick Gouveia et al.
	August 29, 2006	Notice from the Office of the Secretary: In the Matter of Patrick Gouveia et al.
	August 25, 2006	Order: In the Matter of Patrick Gouveia et al.
	August 25, 2006	Notice of Discontinuance: In the Matter of Patrick Gouveia et al.
	August 23, 2006	Settlement Agreement: In the Matter of Patrick Gouveia et al.
	August 18, 2006	Notice from the Office of the Secretary: In the Matter of Patrick Gouveia et al.
	August 17, 2006	Notice of Hearing: In the Matter of Patrick Gouveia et al.
	July 8, 2004	Notice from the Office of the Secretary: In the Matter of Patrick Gouveia et al.
	July 8, 2004	Order: In the Matter of Patrick Gouveia et al.
	June 4, 2004	Notice of the Office of the Secretary: In the Matter of Patrick Gouveia et al.
	June 2, 2004	Notice of Hearing: In the Matter of Patrick Gouveia et al.
	June 2, 2004	Statement of Allegations: In the Matter of Patrick Gouveia et al.

Persaud, Kevin Persaud, Kevin
	January 9, 2013	Notice from the Office of the Secretary: In the Matter of Simply Wealth Financial Group Inc. et al.
	January 9, 2013	Order: In the Matter of Simply Wealth Financial Group Inc. et al.
	January 9, 2013	Reasons and Decision on Sanctions and Costs: In the Matter of Simply Wealth Financial Group Inc. et al.
	July 30, 2012	Notice from the Office of the Secretary: In the Matter of Simply Wealth Financial Group Inc. et al.
	June 25, 2012	Notice from the Office of the Secretary: In the Matter of Simply Wealth Financial Group Inc. et al.
	June 21, 2012	Reasons and Decision: In the Matter of Simply Wealth Financial Group Inc. et al.
	January 4, 2012	Notice from the Office of the Secretary: In the Matter of Simply Wealth Financial Group Inc. et al.
	June 1, 2011	Notice from the Office of the Secretary: In the Matter of Simply Wealth Financial Group Inc. et al.
	June 1, 2011	Order: In the Matter of Simply Wealth Financial Group Inc. et al.
	March 29, 2011	Notice from the Office of the Secretary: In the Matter of Simply Wealth Financial Group Inc. et al.
	March 24, 2011	Order: In the Matter of Simply Wealth Financial Group Inc. et al.
	March 17, 2011	Notice from the Office of the Secretary: In the Matter of Simply Wealth Financial Group Inc. et al.
	March 16, 2011	Amended Statement of Allegations: In the Matter of Simply Wealth Financial Group Inc. et al.
	February 18, 2011	Notice from the Office of the Secretary: In the Matter of Simply Wealth Financial Group Inc. et al.
	February 16, 2011	Notice of Hearing: In the Matter of Simply Wealth Financial Group Inc. et al.
	February 16, 2011	Statement of Allegations: In the Matter of Simply Wealth Financial Group Inc. et al.

Pershing Square Capital Management, L.P. Pershing Square Capital Management, L.P.
	October 23, 2006	Notice From the Office of the Secretary: In the Matter of Sears Canada Inc. et al.
	October 23, 2006	Order: In the Matter of Sears Canada Inc. et al.
	October 13, 2006	Application: In the Matter of Hawkeye Capital Management, LLC
	October 17, 2006	Submission: In the Matter of Hawkeye Capital Management, LLC et al.
	October 17, 2006	Response: In the Matter of Hawkeye Capital Management, LLC et al.
	October 17, 2006	Submission: In the Matter of Hawkeye Capital Management, LLC et al.
	October 17, 2006	Submission: In the Matter of Hawkeye Capital Management, LLC et al.
	August 29, 2006	Notice from the Office of the Secretary: In the Matter of Sears Canada Inc. et al.
	August 29, 2006	Order: In the Matter of Sears Canada Inc. et al.
	August 25, 2006	Response: In the Matter of Hawkeye Capital Management, LLC et al.
	August 24, 2006	Application by Sears Holdings Corporation and SHLD Acquisition Corp.: In the Matter of Hawkeye Capital Management, LLC et al.
	August 8, 2006	Notice from the Office of the Secretary: In the Matter of Sears Canada Inc. et al.
	August 8, 2006	Order: In the Matter of Sears Canada Inc. et al.
	August 8, 2006	Reasons and Decision: In the Matter of Hawkeye Capital Management, LLC et al.
	July 6, 2006	Pre-Hearing Production Order: In the Matter of Sears Canada Inc. et al.
	July 6, 2006	Order: In the Matter of Sears Canada Inc. et al.

Petals Décor Ltd. Petals Décor Ltd.
	June 21, 2000	Order: In the Matter of Ian Macdonald et al.
	June 7, 2000	Notice of Hearing: In the Matter of Ian Macdonald et al.
	June 7, 2000	Statement of Allegations: In the Matter of Ian Macdonald et al.

Peters, Andrew Peters, Andrew
	May 11, 2007	Notice from the Office of the Secretary: In the Matter of Patrick Gouveia et al.
	May 11, 2007	Notice of Withdrawal: In the Matter of Patrick Gouveia et al.
	September 19, 2006	Notice From the Office of the Secretary: In the Matter of Patrick Gouveia et al.
	September 19, 2006	Order: In the Matter of Patrick Gouveia et al.
	September 15, 2006	Settlement Agreement: In the Matter of Patrick Gouveia et al.
	September 13, 2006	Notice From the Office of the Secretary: In the Matter of Patrick Gouveia et al.
	September 12, 2006	Notice of Hearing: In the Matter of Patrick Gouveia et al.
	August 29, 2006	Notice from the Office of the Secretary: In the Matter of Patrick Gouveia et al.
	August 25, 2006	Order: In the Matter of Patrick Gouveia et al.
	August 25, 2006	Notice of Discontinuance: In the Matter of Patrick Gouveia et al.
	August 23, 2006	Settlement Agreement: In the Matter of Patrick Gouveia et al.
	August 18, 2006	Notice from the Office of the Secretary: In the Matter of Patrick Gouveia et al.
	August 17, 2006	Notice of Hearing: In the Matter of Patrick Gouveia et al.
	July 8, 2004	Order: In the Matter of Patrick Gouveia et al.
	July 8, 2004	Notice from the Office of the Secretary: In the Matter of Patrick Gouveia et al.
	June 4, 2004	Notice of the Office of the Secretary: In the Matter of Patrick Gouveia et al.
	June 2, 2004	Notice of Hearing: In the Matter of Patrick Gouveia et al.
	June 2, 2004	Statement of Allegations: In the Matter of Patrick Gouveia et al.

Peterson, David R. Peterson, David R.
	June 27, 2003	Order: In the Matter of YBM Magnex International Inc. et al.
	June 27, 2003	Reasons: In the Matter of YBM Magnex International Inc. et al.
	June 27, 2003	Reasons: In the Matter of YBM Magnex International Inc. et al.
	March 30, 2001	Reasons for Decision: In the Matter of YBM Magnex International Inc. et al.
	March 16, 2001	Order: In the Matter of YBM Magnex International Inc. et al.
	March 12, 2001	Order: In the Matter of YBM Magnex International Inc. et al.
	March 2, 2001	Reasons for Decision: In the Matter of YBM Magnex International Inc. et al.
	February 11, 2000	Decision and Reasons: In the Matter of YBM Magnex International Inc. et al.
	January 25, 2000	Decision and Reasons: In the Matter of YBM Magnex International Inc. et al.
	January 5, 2000	Decision and Reasons: In the Matter of YBM Magnex International Inc. et al.
	November 1, 1999	Statement of Allegations: In the Matter of YBM Magnex International Inc. et al.

Petroleum Unlimited, LLC Petroleum Unlimited, LLC
	September 15, 2009	Oral Ruling and Reasons: In the Matter of Global Petroleum Strategies, LLC et al.
	September 2, 2009	Notice from the Office of the Secretary: In the Matter of Global Petroleum Strategies, LLC et al.
	September 2, 2009	Order: In the Matter of Global Petroleum Strategies, LLC et al.
	February 26, 2009	Notice from the Office of the Secretary: In the Matter of Global Petroleum Strategies, LLC et al.
	February 24, 2009	Order: In the Matter of Global Petroleum Strategies, LLC et al.
	January 16, 2009	Notice from the Office of the Secretary: In the Matter of Global Petroleum Strategies, LLC et al.
	January 15, 2009	Order: In the Matter of Global Petroleum Strategies, LLC et al.
	January 7, 2009	Notice from the Office of the Secretary: In the Matter of Global Petroleum Strategies, LLC et al.
	January 6, 2009	Notice of Hearing: In the Matter of Global Petroleum Strategies, LLC et al.
	January 6, 2009	Temporary Order: In the Matter of Global Petroleum Strategies, LLC et al.
	January 5, 2009	Statement of Allegations: In the Matter of Global Petroleum Strategies, LLC et al.

Petrozza, Vincenzo Petrozza, Vincenzo
	February 1, 2012	Notice from the Office of the Secretary: In the Matter of Phoenix Credit Risk Management Consulting Inc. et al.
	February 1, 2012	Order: In the matter of Phoenix Capital Risk Management Consulting Inc. et al.
	December 19, 2011	Notice from the Office of the Secretary: In the Matter of Phoenix Credit Risk Management Consulting Inc. et al.
	December 19, 2011	Order: In the matter of Phoenix Capital Risk Management Consulting Inc. et al
	December 15, 2011	Settlement Agreement: In the Matter of Phoenix Credit Risk Management Consulting Inc. et al.
	December 15, 2011	Notice from the Office of the Secretary: In the Matter of Phoenix Credit Risk Management Consulting Inc. et al.
	December 15, 2011	Notice of Hearing: In the Matter of Phoenix Credit Risk Management Consulting Inc. et al.
	December 15, 2011	Statement of Allegations: In the Matter of Phoenix Credit Risk Management Consulting Inc. et al.

Pharm Control Ltd. Pharm Control Ltd.
	February 7, 2014	Notice of Correction: In the Matter of Irwin Boock et al.
	January 16, 2014	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 14, 2014	Reasons and Decision: In the Matter of Irwin Boock et al.
	January 14, 2014	Order: In the Matter of Irwin Boock et al.
	September 17, 2013	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	September 13, 2013	Order: In the Matter of Irwin Boock et al.
	September 13, 2013	Reasons and Decision: In the Matter of Irwin Boock et al.
	August 22, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	August 13, 2012	Order: In the Matter of Irwin Boock et al.
	April 20, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	April 16, 2012	Order: In the Matter of Irwin Boock et al.
	March 6, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	March 5, 2012	Order: In the Matter of Irwin Boock et al.
	February 15, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 15, 2012	Order: In the Matter of Irwin Boock et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 10, 2012	Order: In the Matter of Irwin Boock et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 10, 2012	Order: In the Matter of Irwin Boock et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Irwin Boock
	February 10, 2012	Order: In the Matter of Irwin Boock et al. - Irwin Boock
	February 10, 2012	Settlement Agreement: In the Matter of Irwin Boock et al. - Irwin Boock
	February 8, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Irwin Boock
	February 8, 2012	Notice of Hearing: In the Matter of Irwin Boock et al. - Irwin Boock
	February 3, 2012	Order: In the Matter of Irwin Boock et al.
	January 31, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Jason Wong
	January 31, 2012	Order: In the Matter of Irwin Boock et al. - Jason Wong
	January 30, 2012	Settlement Agreement: In the Matter of Irwin Boock et al. - Jason Wong
	January 30, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Jason Wong
	January 30, 2012	Notice of Hearing: In the Matter of Irwin Boock et al. - Jason Wong
	January 20, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 20, 2012	Order: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 19, 2012	Settlement Agreement: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 18, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 18, 2012	Notice of Hearing: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 11, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 10, 2012	Notice of Withdrawal: In the Matter of Irwin Boock et al.
	January 5, 2012	Amended Notice of Hearing: In the Matter of Irwin Boock et al.
	January 4, 2012	Amended Statement of Allegations: In the Matter of Irwin Boock et al.
	October 17, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 5, 2011	Order: In the Matter of Irwin Boock et al.
	June 6, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	May 27, 2011	Order: In the Matter of Irwin Boock et al.
	April 27, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	April 19, 2011	Order: In the Matter of Irwin Boock et al.
	March 2, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	March 1, 2011	Order: In the Matter of Irwin Boock et al.
	February 3, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 27, 2010	Order: In the Matter of Irwin Boock et al.
	December 6, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	November 29, 2010	Order: In the Matter of Irwin Boock et al.
	July 22, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	July 15, 2010	Order: In the Matter of Irwin Boock et al.
	June 29, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	June 29, 2010	Order: In the Matter of Irwin Boock et al.
	June 18, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	June 18, 2010	Order: In the Matter of Irwin Boock et al.
	March 11, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 24, 2010	Order: In the Matter of Irwin Boock et al.
	February 17, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 9, 2010	Reasons and Decision on Disclosure: In the Matter of Irwin Boock et al.
	January 29, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 29, 2010	Order: In the Matter of Irwin Boock et al.
	December 11, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	December 10, 2009	Order: In the Matter of Irwin Boock et al.
	November 30, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	November 30, 2009	Order: In the Matter of Irwin Boock et al.
	October 22, 2009	Settlement Agreement: In the Matter of Irwin Boock et al.
	October 21, 2009	Order: In the Matter of Irwin Boock et al.
	October 22, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 19, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 19, 2009	Notice of Hearing: In the Matter of Irwin Boock et al.
	October 15, 2009	Order: In the Matter of Irwin Boock et al.
	October 16, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	July 14, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	July 9, 2009	Order: In the Matter of Irwin Boock et al.
	April 28, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	April 22, 2009	Order: In the Matter of Irwin Boock et al.
	February 6, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 20, 2009	Order: In the Matter of Irwin Boock et al.
	November 24, 2008	Order: In the Matter of Irwin Boock et al.
	October 17, 2008	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 17, 2008	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	October 17, 2008	Temporary Order: In the Matter of David Waton et al.
	October 16, 2008	Notice of Hearing: In the Matter of Irwin Boock et al.
	October 16, 2008	Statement of Allegations: In the Matter of Irwin Boock et al.
	September 9, 2008	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	September 9, 2008	Temporary Order: In the Matter of David Waton et al.
	June 25, 2008	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	June 24, 2008	Temporary Order: In the Matter of David Waton et al.
	January 10, 2008	Notice from the Office of the Secretary: In the Matter of David Waton et al. - Stanton De Freitas
	January 9, 2008	Reasons and Decision: In the Matter of David Watson et al. - Stanton De Freitas
	December 18, 2007	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	December 5, 2007	Temporary Order: In the Matter of David Waton et al.
	December 4, 2007	Temporary Order: In the Matter of David Waton et al.
	December 3, 2007	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	November 29, 2007	Temporary Order: In the Matter of David Waton et al.
	September 28, 2007	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	September 28, 2007	Temporary Order: In the Matter of David Waton et al.
	June 26, 2007	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	June 25, 2007	Temporary Order: In the Matter of David Waton et al.
	June 1, 2007	Notice from the Office of the Secretary: In the Matter of Jason Wong et al.
	June 1, 2007	Temporary Order: In the Matter of Jason Wong et al.
	May 24, 2007	Notice from the Office of the Secretary: In the Matter of Jason Wong et al.
	May 22, 2007	Notice of Hearing: In the Matter of Jason Wong et al.
	May 22, 2007	Temporary Order: In the Matter of Jason Wong et al.
	May 18, 2007	Temporary Order: In the Matter of Jason Wong et al.

Pheylonian Bee Works Pheylonian Bee Works
	February 9, 2018	Notice from the Office of the Secretary: Pheylonian Bee Works et al.
	February 8, 2018	Temporary Order: Pheylonian Bee Works et al.

Philco Consulting Inc. Philco Consulting Inc.
	April 27, 2012	Notice from the Office of the Secretary: In the Matter of Daniel Sternberg et al.
	April 26, 2012	Order: In the Matter of Daniel Sternberg et al.
	April 24, 2012	Settlement Agreement: In the Matter of Daniel Sternberg et al.
	April 24, 2012	Notice from the Office of the Secretary: In the Matter of Daniel Sternberg et al.
	April 24, 2012	Notice of Hearing: In the Matter of Daniel Sternberg et al.
	April 24, 2012	Notice of Hearing: In the Matter of Daniel Sternberg et al.
	April 24, 2012	Statement of Allegations: In the Matter of Daniel Sternberg et al.

Philip Services Corporation Philip Services Corporation
	April 26, 2007	Notice from the Office of the Secretary: In the Matter of Philip Services Corp. et al.
	April 25, 2007	Notice of Withdrawal: In the Matter of Philip Services Corp. et al.
	January 26, 2007	Notice from the Office of the Secretary: In the Matter of Philip Services Corp. and Robert Waxman
	January 26, 2007	Order: In the Matter of Philip Services Corp. and Robert Waxman
	November 28, 2006	Notice From the Office of the Secretary: In the Matter of Philip Services Corp. and Robert Waxman
	November 28, 2006	Order: In the Matter of Philip Services Corp. and Robert Waxman
	May 10, 2006	Notice from the Office of the Secretary: In the Matter of Philip Services Corp. et al.
	March 8, 2006	Notice from the Office of the Secretary: In the Matter of Philip Services Corp. and Robert Waxman
	May 8, 2006	Reasons for Order: In the Matter of Philip Services Corp. et al.
	March 8, 2006	Order: In the Matter of Philip Services Corp. and Robert Waxman
	March 8, 2006	Undertaking to the Ontario Securities Commission: In the Matter Robert Waxman
	March 3, 2006	Notice from the Office of the Secretary: In the Matter of Philip Services Corp. et al.
	March 3, 2006	Order: In the Matter of Philip Services Corp. et al.
	March 2, 2006	Notice from the Office of the Secretary: In the Matter of Philip Services Corp. et al.
	March 2, 2006	Order: In the Matter of Philip Services Corp. et al.
	February 28, 2006	Settlement Agreement: In the Matter of Philip Services Corp. et al.
	February 15, 2006	Notice from the Office of the Secretary: In the Matter of Philip Services Corp. et al.
	February 15, 2006	Notice of Hearing: In the Matter of Philip Services Corp. et al.
	January 31, 2006	Notice from the Office of the Secretary: In the Matter of Philip Services Corp. et al.
	January 31, 2006	Order: In the Matter of Philip Services Corp. et al.
	December 15, 2005	Notice from the Office of the Secretary: In the Matter of Philip Services Corp. et al.
	December 12, 2005	Amended Notice of Hearing: In the Matter of Philip Services Corp. et al.
	December 9, 2005	Amended Statement of Allegations: In the Matter of Philip Services Corp. et al.
	November 29, 2005	Notice from the Office of the Secretary: In the Matter of Philip Services Corp. et al.
	November 25, 2005	Order: In the Matter of Philip Services Corp. et al. - Colin Soule
	November 25, 2005	Settlement Agreement: In the Matter of Philip Services Corp. et al. - Colin Soule
	November 25, 2005	Order - Schedule 'A': In the Matter of Philip Services Corp. et al. - Colin Soule
	October 12, 2005	Amended Statement of Allegations: In the Matter of Philip Services Corp. et al.
	August 28, 2005	Reasons for Judgement: In the Matter of Philip Services Corp.
	December 15, 2004	Notice from the Office of the Secretary: In the Matter of Philip Services Corp. et al.
	December 7, 2004	Decision and Reasons: In the Matter of Philip Services Corp et al.
	August 30, 2000	Notice of Hearing: In the Matter of Philip Services Corp. et al.

Phillips, David Charles Phillips, David Charles
	October 29, 2015	Notice from the Office of the Secretary: In the Matter of David Charles Phillips and John Russell Wilson
	October 28, 2015	Order: In the Matter of David Charles Phillips and John Russell Wilson
	October 28, 2015	Reason and Decision: In the Matter of David Charles Phillips and John Russell Wilson
	January 15, 2015	Notice from the Office of the Secretary: In the Matter of David Charles Phillips and John Russell Wilson
	January 14, 2015	Order: In the Matter of David Charles Phillips and John Russell Wilson
	January 14, 2015	Reasons and Decision: In the Matter of David Charles Phillips and John Russell Wilson
	January 15, 2015	Notice from the Office of the Secretary: In the Matter of David Charles Phillips and John Russell Wilson
	January 14, 2015	Reasons and Decision: In the Matter of David Charles Phillips and John Russell Wilson
	September 10, 2013	Notice from the Office of the Secretary: In the Matter of David Charles Phillips and John Russell Wilson
	September 9, 2013	Order: In the Matter of David Charles Phillips and John Russell Wilson
	August 21, 2013	Notice from the Office of the Secretary: In the Matter of David Charles Phillips and John Russell Wilson
	August 16, 2013	Order: In the Matter of David Charles Phillips and John Russell Wilson
	August 1, 2013	Notice from the Office of the Secretary: In the Matter of David Charles Phillips and John Russell Wilson
	August 1, 2013	Order: In the Matter of David Charles Phillips and John Russell Wilson
	April 26, 2013	Notice from the Office of the Secretary: In the Matter of David Charles Phillips and John Russell Wilson
	April 25, 2013	Amended Statement of Allegations: In the Matter of David Charles Phillips and John Russell Wilson
	January 25, 2013	Notice from the Office of the Secretary: In the Matter of David Charles Phillips and John Russell Wilson
	January 25, 2013	Order: In the Matter of David Charles Phillips and John Russell Wilson
	November 30, 2012	Notice from the Office of the Secretary: In the Matter of David Charles Phillips and John Russell Wilson
	November 30, 2012	Reason and Decision on a Motion: In the Matter of David Charles Phillips and John Russell Wilson
	November 28, 2012	Notice from the Office of the Secretary: In the Matter of David Charles Phillips
	November 27, 2012	Endorsement: In the Matter of David Charles Phillips
	October 22, 2012	Notice from the Office of the Secretary: In the Matter of David Charles Phillips and John Russell Wilson
	October 12, 2012	Order: In the Matter of David Charles Phillips and John Russell Wilson
	September 26, 2012	Notice from the Office of the Secretary: In the Matter of David Charles Phillips
	September 26, 2012	Order: In the Matter of David Charles Phillips
	September 19, 2012	Notice from the Office of the Secretary: In the Matter of David Charles Phillips
	August 30, 2012	Notice from the Office of the Secretary: In the Matter of David Charles Phillips and John Russell Wilson
	August 28, 2012	Order: In the Matter of David Charles Phillips and John Russell Wilson
	June 25, 2012	Notice from the Office of the Secretary: In the Matter of David Charles Phillips and John Russell Wilson
	June 25, 2012	Order: In the Matter of David Charles Phillips and John Russell Wilson
	June 8, 2012	Notice from the Office of the Secretary: In the Matter of David Charles Phillips
	June 6, 2012	Order: In the Matter of David Charles Phillips
	June 5, 2012	Notice from the Office of the Secretary: In the Matter of David Charles Phillips and John Russell Wilson
	June 4, 2012	Notice from the Office of the Secretary: In the Matter of David Charles Phillips and John Russell Wilson
	June 4, 2012	Notice of Hearing: In the Matter of David Charles Phillips and John Russell Wilson
	June 4, 2012	Statement of Allegations: In the Matter of David Charles Phillips and John Russell Wilson
	May 31, 2012	Notice from the Office of the Secretary: In the Matter of David Charles Phillips
	May 30, 2012	Order: In the Matter of David Charles Phillips
	May 16, 2012	Notice from the Office of the Secretary: In the Matter of David Charles Phillips
	May 16, 2012	Notice of Hearing: In the Matter of David Charles Phillips
	May 15, 2012	Notice from the Office of the Secretary: In the Matter of David Charles Phillips
	May 15, 2012	Temporary Order: In the Matter of David Charles Phillips

Phillips, Robert Phillips, Robert
	February 28, 1997	Order: In the Matter of Robert phillips

Phipps, Tyrone Constantine Phipps, Tyrone Constantine
	July 17, 2013	Notice from the Office of the Secretary: In the Matter of Onix International Inc. and Tyrone Constantine Phipps
	July 16, 2013	Order: In the Matter of Onix International Inc. and Tyrone Constantine Phipps
	July 2, 2013	Notice from the Office of the Secretary: In the Matter of Onix International Inc. and Tyrone Constantine Phipps
	June 26, 2013	Order: In the Matter of Onix International Inc. and Tyrone Constantine Phipps
	June 24, 2013	Notice from the Office of the Secretary: In the Matter of Onix International Inc. and Tyrone Constantine Phipps
	June 24, 2013	Notice of Hearing: In the Matter of Onix International Inc. and Tyrone Constantine Phipps
	June 21, 2013	Settlement Agreement: In the Matter of Onix International Inc. and Tyrone Constantine Phipps
	May 15, 2013	Notice from the Office of the Secretary: In the Matter of Onix International Inc. and Tyrone Constantine Phipps
	May 13, 2013	Order: In the Matter of Onix International Inc. and Tyrone Constantine Phipps
	April 8, 2013	Notice from the Office of the Secretary: In the Matter of Onix International Inc. and Tyrone Constantine Phipps
	April 4, 2013	Order: In the Matter of Onix International Inc. and Tyrone Constantine Phipps
	March 12, 2013	Notice from the Office of the Secretary: In the Matter of Onix International Inc. and Tyrone Constantine Phipps
	March 8, 2013	Notice of Hearing: In the Matter of Onix International Inc. and Tyrone Constantine Phipps
	March 7, 2013	Statement of Allegations: In the Matter of Onix International Inc. and Tyrone Constantine Phipps

Phoenix Capital Inc. Phoenix Capital Inc.
	November 23, 2009	Notice from the Office of the Secretary: In the Matter of Phoenix Capital Income Trust and Phoenix Capital Inc.
	November 13, 2009	Decision: In the Matter of Phoenix Capital Income Trust and Phoenix Capital Inc.

Phoenix Capital Income Trust Phoenix Capital Income Trust
	November 23, 2009	Notice from the Office of the Secretary: In the Matter of Phoenix Capital Income Trust and Phoenix Capital Inc.
	November 13, 2009	Decision: In the Matter of Phoenix Capital Income Trust and Phoenix Capital Inc.

Phoenix Capital Resources Inc. Phoenix Capital Resources Inc.
	February 1, 2012	Notice from the Office of the Secretary: In the Matter of Phoenix Credit Risk Management Consulting Inc. et al.
	February 1, 2012	Order: In the matter of Phoenix Capital Risk Management Consulting Inc. et al.
	December 19, 2011	Notice from the Office of the Secretary: In the Matter of Phoenix Credit Risk Management Consulting Inc. et al.
	December 19, 2011	Order: In the matter of Phoenix Capital Risk Management Consulting Inc. et al
	December 15, 2011	Settlement Agreement: In the Matter of Phoenix Credit Risk Management Consulting Inc. et al.
	December 15, 2011	Notice from the Office of the Secretary: In the Matter of Phoenix Credit Risk Management Consulting Inc. et al.
	December 15, 2011	Notice of Hearing: In the Matter of Phoenix Credit Risk Management Consulting Inc. et al.
	December 15, 2011	Statement of Allegations: In the Matter of Phoenix Credit Risk Management Consulting Inc. et al.

Phoenix Credit Risk Management Consulting Inc. Phoenix Credit Risk Management Consulting Inc.
	February 1, 2012	Notice from the Office of the Secretary: In the Matter of Phoenix Credit Risk Management Consulting Inc. et al.
	February 1, 2012	Order: In the matter of Phoenix Capital Risk Management Consulting Inc. et al.
	December 19, 2011	Notice from the Office of the Secretary: In the Matter of Phoenix Credit Risk Management Consulting Inc. et al.
	December 19, 2011	Order: In the matter of Phoenix Capital Risk Management Consulting Inc. et al
	December 15, 2011	Settlement Agreement: In the Matter of Phoenix Credit Risk Management Consulting Inc. et al.
	December 15, 2011	Notice from the Office of the Secretary: In the Matter of Phoenix Credit Risk Management Consulting Inc. et al.
	December 15, 2011	Notice of Hearing: In the Matter of Phoenix Credit Risk Management Consulting Inc. et al.
	December 15, 2011	Statement of Allegations: In the Matter of Phoenix Credit Risk Management Consulting Inc. et al.

Phoenix Head Enterprises of Canada Phoenix Head Enterprises of Canada
	June 10, 1998	Decision and Reasons: In the Matter of Alexis Fortuna-St. John et al.

Phoenix Pension Services Inc. Phoenix Pension Services Inc.
	February 1, 2012	Notice from the Office of the Secretary: In the Matter of Phoenix Credit Risk Management Consulting Inc. et al.
	February 1, 2012	Order: In the matter of Phoenix Capital Risk Management Consulting Inc. et al.
	December 19, 2011	Notice from the Office of the Secretary: In the Matter of Phoenix Credit Risk Management Consulting Inc. et al.
	December 19, 2011	Order: In the matter of Phoenix Capital Risk Management Consulting Inc. et al
	December 15, 2011	Settlement Agreement: In the Matter of Phoenix Credit Risk Management Consulting Inc. et al.
	December 15, 2011	Notice from the Office of the Secretary: In the Matter of Phoenix Credit Risk Management Consulting Inc. et al.
	December 15, 2011	Notice of Hearing: In the Matter of Phoenix Credit Risk Management Consulting Inc. et al.
	December 15, 2011	Statement of Allegations: In the Matter of Phoenix Credit Risk Management Consulting Inc. et al.

Phoenix Research and Trading Corporation Phoenix Research and Trading Corporation
	April 9, 2003	Order: In the Matter of Phoenix Research and Trading Corporation et al.
	April 8, 2003	Settlement Agreement: In the Matter of Phoenix Research and Trading Corporation et al.
	March 13, 2003	Order: In the Matter of Phoenix Research and Trading Corporation et al.
	March 12, 2003	Settlement Agreement: In the Matter of Phoenix Research and Trading Corporation et al.
	March 11, 2003	Amended Notice of Hearing: In the Matter of Phoenix Research and Trading Corporation et al.
	March 11, 2003	Notice of Hearing: In the Matter of Phoenix Research and Trading Corporation et al.
	July 16, 2002	Amended Notice of Hearing: In the Matter of Phoenix Research and Trading Corporation et al.
	June 11, 2002	Notice of Hearing: In the Matter of Phoenix Research and Trading Corporation et al.
	June 11, 2002	Statement of Allegations: In the Matter of Phoenix Research and Trading Corporation et al.

Pickering, Ryan Pickering, Ryan
	September 3, 2014	Notice from the Office of the Secretary: In the Matter of Newer Technologies Limited et al.
	September 3, 2014	Order: In the Matter of Newer Technologies Limited et al.
	September 2, 2014	Settlement Agreement: In the Matter of Newer Technologies Limited et al.
	September 3, 2014	Notice from the Office of the Secretary: In the Matter of Newer Technologies Limited et al.
	September 3, 2014	Order: In the Matter of Newer Technologies Limited et al.
	September 2, 2014	Settlement Agreement: In the Matter of Newer Technologies Limited et al.
	August 29, 2014	Notice from the Office of the Secretary: In the Matter of Newer Technologies Limited et al.
	August 29, 2014	Notice of Hearing: In the Matter of Newer Technologies Limited et al.
	August 29, 2014	Notice from the Office of the Secretary: In the Matter of Newer Technologies Limited et al.
	August 29, 2014	Notice of Hearing: In the Matter of Newer Technologies Limited et al.
	August 12, 2014	Notice from the Office of the Secretary: In the Matter of Newer Technologies Limited et al.
	August 12, 2014	Order: In the Matter of Newer Technologies Limited et al.
	June 3, 2014	Notice from the Office of the Secretary: In the Matter of Newer Technologies Limited et al.
	June 2, 2014	Order: In the Matter of Newer Technologies Limited et al.
	January 31, 2014	Notice from the Office of the Secretary: In the Matter of Newer Technologies Limited et al.
	January 30, 2014	Order: In the Matter of Newer Technologies Limited et al.
	January 29, 2014	Notice from the Office of the Secretary: In the Matter of Newer Technologies Limited et al.
	January 24, 2014	Order: In the Matter of Newer Technologies Limited et al.
	July 10, 2013	Notice from the Office of the Secretary: In the Matter of Newer Technologies Limited et al.
	July 9, 2013	Order: In the Matter of Newer Technologies Limited et al.
	March 19, 2013	Notice from the Office of the Secretary: In the Matter of Newer Technologies Limited et al.
	March 18, 2013	Order: In the Matter of Newer Technologies Limited et al.
	January 14, 2013	Notice from the Office of the Secretary: In the Matter of Newer Technologies Limited et al.
	January 11, 2013	Order: In the Matter of Newer Technologies Limited et al.
	December 5, 2012	Notice from the Office of the Secretary: In the Matter of Newer Technologies Limited et al.
	December 4, 2012	Notice of Hearing: In the Matter of Newer Technologies Limited et al.
	December 4, 2012	Statement of Allegations: In the Matter of Newer Technologies Limited et al.

Pico Holdings Inc. Pico Holdings Inc.
	June 8, 2000	Notice of Hearing: In the Matter of John R. Hart et al.
	June 8, 2000	Statement of Allegations: In The Matter of John R. Hart et al.

Pidgeon, Alex Pidgeon, Alex
	September 22, 2011	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	September 21, 2011	Order: In the Matter of Global Partners Capital et al.
	September 21, 2011	Reasons and Decision on Sanctions and Costs: In the Matter of Global Partners Capital et al.
	December 22, 2010	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	December 16, 2010	Order: In the Matter of Global Partners Capital et al.
	November 19, 2010	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	November 18, 2010	Order: In the Matter of Global Partners Capital et al.
	November 10, 2010	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	November 5, 2010	Order: In the Matter of Global Partners Capital et al.
	October 18, 2010	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	September 1, 2010	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	August 31, 2010	Reasons and Decision: In the Matter of Global Partners Capital et al.
	November 27, 2008	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	November 27, 2008	Order: In the Matter of Global Partners Capital et al.
	October 1, 2008	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	October 1, 2008	Order: In the Matter of Global Partners Capital et al.
	September 23, 2008	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	September 11, 2008	Notice of Hearing: In the Matter of Global Partners Capital et al.
	September 11, 2008	Statement of Allegations: In the Matter of Global Partners Capital et al.

Pierrepont Trading Inc. Pierrepont Trading Inc.
	June 15, 2004	Reasons: In the Matter of Patrick Fraser Kenyon Pierrepont Lett et al.
	June 9, 2004	Notice of the Office of the Secretary: In the Matter of Patrick Fraser Kenyon Pierrepont Lett et al.
	June 8, 2004	Reasons: In the Matter of Patrick Fraser Kenyon Pierrepont Lett et al.
	March 22, 2004	Notice of the Office of the Secretary: Patrick Fraser Kenyon Pierrepont Lett et al.
	March 22, 2004	Reasons: In the Matter of Patrick Fraser Kenyon Pierrepont Lett et al.
	January 20, 2004	Notice of the Office of the Secretary: Patrick Fraser Kenyon Pierrepont Lett et al.
	October 29, 2003	Reasons: In the Matter of Patrick Fraser Kenyon Pierrepont Lett et al.
	April 15, 2003	Amended Statement of Allegations: In the Matter of Patrick Fraser Kenyon Pierrepont Lett et al.
	September 18, 2002	Notice of Hearing: In the Matter of Patrick Fraser Kenyon Pierrepont Lett et al.
	September 18, 2002	Statement of Allegations: In The Matter of Patrick Fraser Kenyon Pierrepont Lett et al.

Pimentel, Zaida (a.k.a. Zaida Novielli) Pimentel, Zaida (a.k.a. Zaida Novielli)
	February 4, 2013	Notice from the Office of the Secretary: In the Matter of Goldpoint Resources Corporation et al.
	February 1, 2013	Order: In the Matter of Goldpoint Resources Corporation et al.
	February 1, 2013	Reasons for Decision on Sanctions and Costs: In the Matter of Goldpoint Resources Corporation et al.
	May 16, 2012	Notice from the Office of the Secretary: In the Matter of Goldpoint Resources Corporation et al.
	May 11, 2012	Order: In the Matter of Goldpoint Resources Corporation et al.
	June 30, 2011	Notice from the Office of the Secretary: In the Matter of Goldpoint Resources Corporation et al.
	June 1, 2011	Notice from the Office of the Secretary: In the Matter of Goldpoint Resources Corporation et al.
	May 6, 2011	Notice from the Office of the Secretary: In the Matter of Goldpoint Resources Corporation et al.
	May 5, 2011	Reasons and Decision: In the Matter of Goldpoint Resources Corporation et al.
	June 17, 2009	Notice from the Office of the Secretary: In the Matter of Goldpoint Resources Corporation et al.
	June 15, 2009	Order: In the Matter of Goldpoint Resources Corporation et al.
	June 11, 2009	Notice from the Office of the Secretary: In the Matter of Goldpoint Resources Corporation et al.
	June 3, 2009	Notice from the Office of the Secretary: In the Matter of Goldpoint Resources Corporation et al.
	May 26, 2009	Notice of Hearing: In the Matter of Goldpoint Resources Corporation et al.
	May 14, 2009	Order: In the Matter of Goldpoint Resources Corporation et al.
	March 24, 2009	Notice from the Office of the Secretary: In the Matter of Goldpoint Resources Corporation et al.
	March 23, 2009	Order: In the Matter of Goldpoint Resources Corporation et al.
	February 17, 2009	Notice from the Office of the Secretary: In the Matter of Goldpoint Resources Corporation et al.
	February 17, 2009	Order: In the Matter of Goldpoint Resources Corporation et al.
	January 7, 2009	Notice from the Office of the Secretary: In the Matter of Goldpoint Resources Corporation et al.
	January 6, 2009	Order: In the Matter of Goldpoint Resources Corporation et al.
	December 29, 2008	Notice from the Office of the Secretary: In the Matter of Goldpoint Resources Corporation et al.
	December 19, 2008	Notice of Hearing: In the Matter of Goldpoint Resources Corporation et al.
	December 18, 2008	Amended Statement of Allegations: In the matter of Goldpoint Resources Corporation et al.

Pincock, James Frederick Pincock, James Frederick
	September 27, 2002	Order: In the Matter of James Frederick Pincock
	August 27, 2002	Order: In the Matter of James Frederick Pincock
	August 27, 2002	Oral Reasons for Decision: In the Matter of James Frederick Pincock
	August 23, 2002	Settlement Agreement: In the Matter of James Frederick Pincock
	August 21, 2001	Notice of Hearing: In the Matter of James Frederick Pincock
	August 21, 2001	Statement of Allegations: In the Matter of James Frederick Pincock

Pipka, Carol Pipka, Carol
	June 21, 2000	Order: In the Matter of Rick Vansant et al.
	June 7, 2000	Notice of Hearing: In the Matter of Rick Vansant et al.
	June 7, 2000	Statement of Allegations: In the Matter of Rick Vansant et al.

Pittoors, Hugo Pittoors, Hugo
	May 2, 2011	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 29, 2011	Order: In the Matter of Borealis International Inc. et al.
	April 29, 2011	Reasons and Decision on Sanctions and Costs: In the Matter of Borealis International Inc. et al.
	January 26, 2011	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	January 14, 2011	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	January 13, 2011	Reasons for Decision: In the Matter of Borealis International Inc. et al.
	March 1, 2010	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al
	February 26, 2010	Order: In the Matter of Borealis International Inc. et al.
	January 7, 2010	Order: In the Matter of Borealis International Inc. et al.
	September 30, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	September 29, 2009	Order: In the Matter of Borealis International Inc. et al.
	May 19, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 8, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 8, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 8, 2009	Order: In the Matter of Borealis International Inc. et al.
	March 27, 2009	Order: In the Matter of Borealis International Inc. et al.
	June 17, 2008	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	June 17, 2008	Order: In the Matter of Borealis International Inc. et al.
	May 27, 2008	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	May 27, 2008	Order: In the Matter of Borealis International Inc. et al.
	May 26, 2008	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	May 22, 2008	Amended Notice of Hearing: In the Matter of Borealis International Inc. et al.
	May 22, 2008	Amended Statement of Allegations: In the Matter of Borealis International Inc. et al.

PKM Portfolio Services Ltd. PKM Portfolio Services Ltd.
	June 22, 2000	Order: In the Matter of Alberto Coppo et al.
	June 8, 2000	Temporary Order: In the Matter of Alberto Coppo et al.
	June 8, 2000	Notice of Hearing: In the Matter of Alberto Coppo et al.
	June 8, 2000	Statement of Allegations: In the Matter of Alberto Coppo et al.

Placencia Estates Development, Ltd. Placencia Estates Development, Ltd.
	April 1, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	March 28, 2013	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	March 28, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - HEIR Home Equity Investment Rewards Inc. et al.
	March 28, 2013	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - HEIR Home Equity Investment Rewards Inc. et al.
	March 28, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Canyon Acquisitions, LLC et al.
	March 28, 2013	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Canyon Acquisitions, LLC et al.
	March 26, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - HEIR Home Equity Investment Rewards Inc. et al.
	March 26, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Canyon Acquisitions, LLC et al.
	March 25, 2013	Notice of Hearing: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - HEIR Home Equity Investment Rewards Inc. et al.
	March 25, 2013	Notice of Hearing: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Canyon Acquisitions, LLC et al.
	March 22, 2013	Settlement Agreement: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - HEIR Home Equity Investment Rewards Inc. et al.
	March 22, 2013	Settlement Agreement: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Canyon Acquisitions, LLC et al.
	February 28, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	February 27, 2013	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	February 25, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Eric Deschamps
	February 25, 2013	Order: In the Matter of Heir Home Equity Investment Rewards Inc. et al. - Eric Deschamps
	February 20, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Eric Deschamps
	February 19, 2013	Notice of Hearing: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Eric Deschamps
	February 14, 2013	Settlement Agreement: In the Matter of Heir Home Equity Investment Rewards Inc. - Eric Deschamps
	October 29, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	October 24, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	October 11, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	October 5, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	September 19, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	September 14, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	July 4, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	July 3, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	April 23, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	April 20, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	March 19, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	March 14, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	March 2, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	March 1, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	February 15, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	February 14, 2012	Amended Statement of Allegations: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	February 6, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	February 1, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	January 9, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	December 20, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	October 17, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	October 11, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	August 24, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	August 22, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	July 26, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	July 19, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	June 29, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	June 28, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc.
	May 19, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	May 17, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	April 20, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	April 20, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	March 31, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	March 29, 2011	Notice of Hearing: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	March 29, 2011	Statement of Allegations: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.

Plant, Fraser John Edward Plant, Fraser John Edward
	November 29, 1999	Reasons and Decision: In the Matter of Marchment & Mackay Limited et al.
	October 8, 1999	Reasons for Orders: In the Matter of Marchment & Mackay Limited et al.
	August 3, 1999	Order: In the Matter of Marchment & Mackay Limited et al.
	July 27, 1999	Decision and Reasons: In the Matter of Marchment & Mackay Limited et al.
	July 16, 1999	Decision: In the Matter of Marchment & Mackay Limited et al.
	July 3, 1999	Order: In the Matter of Marchment & Mackay Limited et al.
	August 2, 1998	Amended Statement of Allegations: In the Matter of Marchment & Mackay Limited et al.
	June 25, 1998	Decision: In the Matter of Marchment & Mackay Limited et al.

Platinum International Investments Inc. Platinum International Investments Inc.
	November 5, 2010	Notice from the Office of the Secretary: In the Matter of Peter Robinson and Platinum International Investments Inc.
	November 5, 2010	Order: In the Matter of Peter Robinson and Platinum International Investments Inc.
	November 3, 2010	Notice from the Office of the Secretary: In the Matter of Peter Robinson and Platinum International Investments Inc.
	November 3, 2010	Notice of Hearing: In the Matter of Peter Robinson and Platinum International Investments Inc.
	October 25, 2010	Settlement Agreement: In the Matter of Peter Robinson and Platinum International Investments Inc.
	October 15, 2010	Notice from the Office of the Secretary: In the Matter of Peter Robinson and Platinum International Investments Inc.
	October 14, 2010	Order: In the Matter of Peter Robinson and Platinum International Investments Inc.
	August 31, 2010	Notice from the Office of the Secretary: In the Matter of Peter Robinson and Platinum International Investments Inc.
	August 30, 2010	Order: In the Matter of Peter Robinson and Platinum International Investments Inc.
	July 22, 2010	Notice from the Office of the Secretary: In the Matter of Peter Robinson and Platinum International Investments Inc.
	July 22, 2010	Order: In the Matter of Peter Robinson and Platinum International Investments Inc.
	July 2, 2010	Notice from the Office of the Secretary: In the Matter of Peter Robinson and Platinum International Investments Inc.
	June 30, 2010	Order: In the Matter of Peter Robinson and Platinum International Investments Inc.
	June 15, 2010	Notice from the Office of the Secretary: In the Matter of Peter Robinson and Platinum International Investments Inc.
	June 14, 2010	Order: In the Matter of Peter Robinson and Platinum International Investments Inc.
	April 13, 2010	Notice from the Office of the Secretary: In the Matter of Peter Robinson and Platinum International Investments Inc.
	April 13, 2010	Order: In the Matter of Peter Robinson and Platinum International Investments Inc.
	March 8, 2010	Notice from the Office of the Secretary: In the Matter of Peter Robinson and Platinum International Investments Inc.
	March 8, 2010	Order: In the Matter of Peter Robinson and Platinum International Investments Inc.
	February 4, 2010	Notice from the Office of the Secretary: In the Matter of Peter Robinson and Platinum International Investments Inc.
	February 3, 2010	Order: In the Matter of Peter Robinson and Platinum International Investments Inc.
	January 12, 2010	Notice from the Office of the Secretary: In the Matter of Peter Robinson et al.
	January 11, 2010	Order: In the Matter of Peter Robinson and Platinum International Investments Inc.
	December 18, 2009	Notice from the Office of the Secretary: In the Matter of Peter Robinson and Platinum International Investments Inc.
	December 18, 2009	Notice of Hearing: In the Matter of Peter Robinson and Platinum International Investments Inc.
	December 17, 2009	Statement of Allegations: In the Matter of Peter Robinson and Platinum International Investments Inc.

Pocketop Corporation Pocketop Corporation
	February 7, 2014	Notice of Correction: In the Matter of Irwin Boock et al.
	January 16, 2014	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 14, 2014	Reasons and Decision: In the Matter of Irwin Boock et al.
	January 14, 2014	Order: In the Matter of Irwin Boock et al.
	September 17, 2013	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	September 13, 2013	Order: In the Matter of Irwin Boock et al.
	September 13, 2013	Reasons and Decision: In the Matter of Irwin Boock et al.
	August 22, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	August 13, 2012	Order: In the Matter of Irwin Boock et al.
	April 20, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	April 16, 2012	Order: In the Matter of Irwin Boock et al.
	March 6, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	March 5, 2012	Order: In the Matter of Irwin Boock et al.
	February 15, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 15, 2012	Order: In the Matter of Irwin Boock et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 10, 2012	Order: In the Matter of Irwin Boock et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 10, 2012	Order: In the Matter of Irwin Boock et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Irwin Boock
	February 10, 2012	Order: In the Matter of Irwin Boock et al. - Irwin Boock
	February 10, 2012	Settlement Agreement: In the Matter of Irwin Boock et al. - Irwin Boock
	February 8, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Irwin Boock
	February 8, 2012	Notice of Hearing: In the Matter of Irwin Boock et al. - Irwin Boock
	February 3, 2012	Order: In the Matter of Irwin Boock et al.
	January 31, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Jason Wong
	January 31, 2012	Order: In the Matter of Irwin Boock et al. - Jason Wong
	January 30, 2012	Settlement Agreement: In the Matter of Irwin Boock et al. - Jason Wong
	January 30, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Jason Wong
	January 30, 2012	Notice of Hearing: In the Matter of Irwin Boock et al. - Jason Wong
	January 20, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 20, 2012	Order: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 19, 2012	Settlement Agreement: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 11, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 10, 2012	Notice of Withdrawal: In the Matter of Irwin Boock et al.
	January 5, 2012	Amended Notice of Hearing: In the Matter of Irwin Boock et al.
	January 4, 2012	Amended Statement of Allegations: In the Matter of Irwin Boock et al.
	October 17, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 5, 2011	Order: In the Matter of Irwin Boock et al.
	June 6, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	May 27, 2011	Order: In the Matter of Irwin Boock et al.
	April 27, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	April 19, 2011	Order: In the Matter of Irwin Boock et al.
	March 2, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	March 1, 2011	Order: In the Matter of Irwin Boock et al.
	February 3, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 27, 2010	Order: In the Matter of Irwin Boock et al.
	December 6, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	November 29, 2010	Order: In the Matter of Irwin Boock et al.
	July 22, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	July 15, 2010	Order: In the Matter of Irwin Boock et al.
	June 29, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	June 29, 2010	Order: In the Matter of Irwin Boock et al.
	June 18, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	June 18, 2010	Order: In the Matter of Irwin Boock et al.
	March 11, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 24, 2010	Order: In the Matter of Irwin Boock et al.
	February 17, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 9, 2010	Reasons and Decision on Disclosure: In the Matter of Irwin Boock et al.
	January 29, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 29, 2010	Order: In the Matter of Irwin Boock et al.
	December 11, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	December 10, 2009	Order: In the Matter of Irwin Boock et al.
	November 30, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	November 30, 2009	Order: In the Matter of Irwin Boock et al.
	October 22, 2009	Settlement Agreement: In the Matter of Irwin Boock et al.
	October 21, 2009	Order: In the Matter of Irwin Boock et al.
	October 22, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 19, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 19, 2009	Notice of Hearing: In the Matter of Irwin Boock et al.
	October 15, 2009	Order: In the Matter of Irwin Boock et al.
	October 16, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	July 14, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	July 9, 2009	Order: In the Matter of Irwin Boock et al.
	April 28, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	April 22, 2009	Order: In the Matter of Irwin Boock et al.
	February 6, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 20, 2009	Order: In the Matter of Irwin Boock et al.
	November 24, 2008	Order: In the Matter of Irwin Boock et al.
	October 17, 2008	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 17, 2008	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	October 17, 2008	Temporary Order: In the Matter of David Waton et al.
	October 16, 2008	Notice of Hearing: In the Matter of Irwin Boock et al.
	October 16, 2008	Statement of Allegations: In the Matter of Irwin Boock et al.
	September 9, 2008	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	September 9, 2008	Temporary Order: In the Matter of David Waton et al.
	June 25, 2008	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	June 24, 2008	Temporary Order: In the Matter of David Waton et al.
	January 10, 2008	Notice from the Office of the Secretary: In the Matter of David Waton et al. - Stanton De Freitas
	January 9, 2008	Reasons and Decision: In the Matter of David Watson et al. - Stanton De Freitas
	December 18, 2007	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	December 5, 2007	Temporary Order: In the Matter of David Waton et al.
	December 4, 2007	Temporary Order: In the Matter of David Waton et al.
	December 3, 2007	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	November 29, 2007	Temporary Order: In the Matter of David Waton et al.
	September 28, 2007	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	September 28, 2007	Temporary Order: In the Matter of David Waton et al.
	June 26, 2007	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	June 25, 2007	Temporary Order: In the Matter of David Waton et al.
	June 1, 2007	Notice from the Office of the Secretary: In the Matter of Jason Wong et al.
	June 1, 2007	Temporary Order: In the Matter of Jason Wong et al.
	May 24, 2007	Notice from the Office of the Secretary: In the Matter of Jason Wong et al.
	May 22, 2007	Notice of Hearing: In the Matter of Jason Wong et al.
	May 22, 2007	Temporary Order: In the Matter of Jason Wong et al.
	May 18, 2007	Temporary Order: In the Matter of Jason Wong et al.

Pogachar, L. Jeffrey Pogachar, L. Jeffrey
	July 9, 2012	Notice from the Office of the Secretary: In the Matter of L. Jeffrey Pogachar et al.
	July 6, 2012	Reasons for Decision: In the Matter of L. Jeffrey Pogachar et al.
	May 18, 2012	Notice from the Office of the Secretary: In the Matter of L. Jeffrey Pogachar et al.
	May 17, 2012	Order: In the Matter of L. Jeffrey Pogachar et al.
	April 30, 2012	Notice from the Office of the Secretary: In the Matter of L. Jeffrey Pogachar et al.
	March 29, 2012	Notice from the Office of the Secretary: In the Matter of L. Jeffrey Pogachar et al.
	March 28, 2012	Reasons for Decision: In the Matter of L. Jeffrey Pogachar et al.
	January 27, 2012	Notice from the Office of the Secretary: In the Matter of L. Jeffrey Pogachar et al.
	January 26, 2012	Oral Decision: In the Matter of L. Jeffrey Pogachar et al.
	December 6, 2011	Notice from the Office of the Secretary: In the Matter of L. Jeffrey Pogachar et al.
	March 25, 2011	Notice from the Office of the Secretary: In the Matter of L. Jeffrey Pogachar et al.
	March 25, 2011	Order: In the Matter of L. Jeffrey Pogachar et al.
	January 25, 2011	Notice from the Office of the Secretary: In the Matter of L. Jeffrey Pogachar et al.
	January 25, 2011	Order: In the Matter of L. Jeffrey Pogachar et al.
	January 20, 2011	Notice from the Office of the Secretary: In the Matter of L. Jeffrey Pogachar et al.
	January 18, 2011	Settlement Agreement: In the Matter of L. Jeffrey Pogachar et al.
	January 14, 2011	Notice of Hearing: In the Matter of L. Jeffrey Pogachar et al.
	November 10, 2010	Notice from the Office of the Secretary: In the Matter of L. Jeffrey Pogachar et al.
	November 10, 2010	Order: In the Matter of L. Jeffrey Pogachar et al.
	November 8, 2010	Notice from the Office of the Secretary: In the Matter of L. Jeffrey Pogachar et al.
	November 8, 2010	Notice of Hearing: In the Matter of L. Jeffrey Pogachar et al.
	October 29, 2010	Settlement Agreement: In the Matter of L. Jeffrey Pogachar et al. - Alan S. Price
	October 25, 2010	Notice from the Office of the Secretary: In the Matter of L. Jeffrey Pogachar et al.
	October 25, 2010	Order: In the Matter of L. Jeffrey Pogachar et al.
	October 25, 2010	Order: In the Matter of L. Jeffrey Pogachar et al.
	September 9, 2010	Notice from the Office of the Secretary: In the Matter of L. Jeffrey Pogachar et al.
	September 8, 2010	Order: In the Matter of L. Jeffrey Pogachar et al.
	June 30, 2010	Notice from the Office of the Secretary: In the Matter of L. Jeffrey Pogachar et al.
	June 30, 2010	Amended Notice of Hearing: In the Matter of L. Jeffrey Pogachar et al.
	June 23, 2010	Amended Statement of Allegations: In the Matter of L. Jeffrey Pogachar et al.
	February 16, 2010	Notice from the Office of the Secretary: In the Matter of New Life Capital Corp. et al.
	February 16, 2010	Order: In the Matter of New Life Capital Corp. et al.
	January 14, 2010	Notice from the Office of the Secretary: In the Matter of New Life Capital Corp. et al.
	January 13, 2010	Order: In the Matter of New Life Capital Corp. et al.
	November 11, 2009	Notice from the Office of the Secretary: In the Matter of New Life Capital Corp. et al.
	November 11, 2009	Order: In the Matter of New Life Capital Corp. et al.
	August 10, 2009	Notice from the Office of the Secretary: In the Matter of New Life Capital Corp. et al.
	August 10, 2009	Order: In the Matter of New Life Capital Corp. et al.
	December 5, 2008	Notice from the Office of the Secretary: In the Matter of New Life Capital Corp. et al.
	December 5, 2008	Order: In the Matter of New Life Capital Corp. et al.
	November 6, 2008	Notice from the Office of the Secretary: In the Matter of New Life Capital Corp. et al.
	November 6, 2008	Order: In the Matter of New Life Capital Corp. et al.
	October 23, 2008	Notice from the Office of the Secretary: In the Matter of New Life Capital Corp. et al.
	October 23, 2008	Order: In the Matter of New Life Capital Corp. et al.
	October 10, 2008	Notice from the Office of the Secretary: In the Matter of New Life Capital Corp. et al.
	October 10, 2008	Order: In the Matter of New Life Capital Corp. et al.
	September 19, 2008	Notice from the Office of the Secretary: In the Matter of New Life Capital Corp. et al.
	September 19, 2008	Order: In the Matter of New Life Capital Corp. et al.
	August 21, 2008	Notice from the Office of the Secretary: In the Matter of New Life Capital Corp. et al.
	August 21, 2008	Order: In the Matter of New Life Capital Corp. et al.
	August 18, 2008	Notice from the Office of the Secretary: In the Matter of New Life Capital Corp. et al.
	August 15, 2008	Variation of Temporary Order: In the Matter of New Life Capital Corp. et al.
	August 8, 2008	Notice from the Office of the Secretary: In the Matter of New Life Capital Corp. et al.
	August 7, 2008	Notice from the Office of the Secretary: In the Matter of New Life Capital Corp. et al.
	August 7, 2008	Notice of Hearing: In the Matter of New Life Capital Corp. et al.
	August 6, 2008	Temporary Order: In the Matter of New Life Capital Corp. et al.
	August 7, 2008	Statement of Allegations: In the Matter of New Life Capital Corp. et al.

Poirier, Benjamin Emile Poirier, Benjamin Emile
	April 30, 2003	Amended Notice of Hearing: In the Matter of Dual Capital Management Limited et al.
	April 30, 2003	Amended Statement of Allegations: In the Matter of Dual Capital Management Limited et al.
	January 28, 2003	Order: In the Matter of Benjamin Emile Poirier
	January 28, 2003	Settlement Agreement: In the Matter of Benjamin Emile Poirier
	November 10, 1999	Order: In the Matter of Dual Capital Management Limited et al.
	October 13, 1999	Statement of Allegations: In the Matter of Dual Capital Management Limited et al.

Pollen Services Limited Pollen Services Limited
	July 19, 2017	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	July 19, 2017	Order: In the Matter of Eda Marie Agueci et al.
	June 9, 2017	Order: In the Matter of Eda Marie Agueci et al
	June 9, 2017	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	May 17, 2017	Order: In the Matter of Eda Marie Agueci et al
	May 17, 2017	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	May 12, 2017	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	May 12, 2017	Notice of Hearing: In the Matter of Eda Marie Agueci et al.
	November 30, 2015	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	November 30, 2015	Order: In the Matter of Eda Marie Agueci et al
	November 10, 2015	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	November 9, 2015	Notice of Hearing: In the Matter of Eda Marie Agueci et al.
	September 14, 2015	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	September 10, 2015	Order: In the Matter of Eda Marie Agueci et al
	June 24, 2015	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	June 24, 2015	Order: In the Matter of Eda Marie Agueci et al.
	June 24, 2015	Reasons and Decision: In the Matter of Eda Marie Agueci et al.
	February 12, 2015	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	February 11, 2015	Order: In the Matter of Eda Marie Agueci et al.
	February 11, 2015	Reasons and Decision: In the Matter of Eda Marie Agueci et al.
	April 9, 2014	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	April 9, 2014	Order: In the Matter of Eda Marie Agueci et al.
	December 16, 2013	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	December 13, 2013	Reasons for Decision: In the Matter of Eda Marie Agueci et al.
	November 11, 2013	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	November 8, 2013	Order: In the Matter of Eda Marie Agueci et al.
	September 27, 2013	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	September 26, 2013	Amended Statement of Allegations: In the Matter of Eda Marie Agueci et al.
	September 20, 2013	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al. - Ian Telfer
	September 20, 2013	Order: In the Matter of Eda Marie Agueci et al. - Ian Telfer
	September 17, 2013	Settlement Agreement: In the Matter of Eda Marie Agueci et al. - Ian Telfer
	September 17, 2013	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al. - Ian Telfer
	September 17, 2013	Notice of Hearing: In the Matter of Eda Marie Agueci et al. - Ian Telfer
	September 17, 2013	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	April 8, 2013	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	April 8, 2013	Order: In the Matter of Eda Marie Agueci et al.
	January 29, 2013	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	January 28, 2013	Order: In the Matter of Eda Marie Agueci et al.
	December 17, 2012	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	December 14, 2012	Reasons and Decision on Disclosure and Confidentiality Motions: In the Matter of Eda Marie Agueci et al.
	September 21, 2012	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	September 12, 2012	Order: In the Matter of Eda Marie Agueci et al.
	June 5, 2012	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	April 11, 2012	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	April 9, 2012	Order: In the Matter of Eda Marie Agueci et al.
	March 21, 2012	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	March 21, 2012	Order: In the Matter of Eda Marie Agueci et al.
	February 7, 2012	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	February 7, 2012	Notice of Hearing: In the Matter of Eda Marie Agueci et al.
	February 7, 2012	Statement of Allegations: In the Matter of Eda Marie Agueci et al.

Pollitt & Co. Inc. Pollitt & Co. Inc.
	November 18, 2004	Notice from the Office of the Secretary: In the Matter of Murray Hoult Pollitt and Pollitt & Co. Inc.
	November 17, 2004	Reasons for Decision: In the Matter of Murray Hoult Pollitt and Pollitt & Co. Inc.
	November 17, 2004	Order: In the Matter of Murray Hoult Pollitt and Pollitt & Co. Inc.
	November 11, 2004	Settlement Agreement: In the Matter of Robert Cassels et al.
	August 30, 2004	Notice of the Office of the Secretary: In the Matter of Robert Cassels et al.
	August 30, 2004	Notice of Hearing: In the Matter of Robert Cassels et al.
	August 30, 2004	Statement of Allegations: In the Matter of Robert Cassels et al.

Pollitt, Murray Hoult Pollitt, Murray Hoult
	November 18, 2004	Notice from the Office of the Secretary: In the Matter of Murray Hoult Pollitt and Pollitt & Co. Inc.
	November 17, 2004	Reasons for Decision: In the Matter of Murray Hoult Pollitt and Pollitt & Co. Inc.
	November 17, 2004	Order: In the Matter of Murray Hoult Pollitt and Pollitt & Co. Inc.
	November 11, 2004	Settlement Agreement: In the Matter of Robert Cassels et al.
	August 30, 2004	Notice of the Office of the Secretary: In the Matter of Robert Cassels et al.
	August 30, 2004	Notice of Hearing: In the Matter of Robert Cassels et al.
	August 30, 2004	Statement of Allegations: In the Matter of Robert Cassels et al.

Poole, Alexander Poole, Alexander
	May 2, 2011	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 29, 2011	Order: In the Matter of Borealis International Inc. et al.
	April 29, 2011	Reasons and Decision on Sanctions and Costs: In the Matter of Borealis International Inc. et al.
	January 26, 2011	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	January 14, 2011	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	January 13, 2011	Reasons for Decision: In the Matter of Borealis International Inc. et al.
	March 1, 2010	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al
	February 26, 2010	Order: In the Matter of Borealis International Inc. et al.
	January 7, 2010	Order: In the Matter of Borealis International Inc. et al.
	September 30, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	September 29, 2009	Order: In the Matter of Borealis International Inc. et al.
	May 19, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 8, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 8, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 8, 2009	Order: In the Matter of Borealis International Inc. et al.
	March 27, 2009	Order: In the Matter of Borealis International Inc. et al.
	June 17, 2008	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	June 17, 2008	Order: In the Matter of Borealis International Inc. et al.
	May 27, 2008	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	May 27, 2008	Order: In the Matter of Borealis International Inc. et al.
	May 26, 2008	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	May 22, 2008	Amended Notice of Hearing: In the Matter of Borealis International Inc. et al.
	May 22, 2008	Amended Statement of Allegations: In the Matter of Borealis International Inc. et al.
	January 11, 2008	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	January 11, 2008	Order: In the Matter of Borealis International Inc. et al.
	November 28, 2007	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	November 28, 2007	Order: In the Matter of Borealis International Inc. et al.
	November 20, 2007	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	November 15, 2007	Temporary Order: In the Matter of Borealis International Inc. et al.
	November 15, 2007	Notice of the Hearing: In the Matter of Borealis International Inc. et al.
	November 15, 2007	Statement of Allegations: In the Matter of Borealis International Inc. et al.

Popovic, Zoran Popovic, Zoran
	May 10, 2005	Notice from the Office of the Secretary: In the Matter of Zoran Popovic and DXStorm.com Inc.
	May 10, 2005	Order: In the Matter of Zoran Popovic and DXStorm.com Inc.
	May 10, 2005	Schedule "A" - Order: In the Matter of Zoran Popovic and DXStorm.com Inc.
	May 10, 2005	Schedule "B" - Code of Conduct: In the Matter of Zoran Popovic and DXStorm.com Inc.
	May 5, 2005	Settlement Agreement: In the Matter of Zoran Popovic and DXStorm.com Inc.
	April 26, 2005	Notice from the Office of the Secretary: In the Matter of Zoran Popovic and DXStorm.com Inc.
	April 26, 2005	Order: In the Matter of Zoran Popovic and DXStorm.com Inc.
	April 4, 2005	Notice from the Office of the Secretary: In the Matter of Zoran Popovic and DXStorm.com Inc.
	March 31, 2005	Notice of Hearing: In the Matter of Zoran Popovic and DXStorm.com Inc.
	March 31, 2005	Statement of Allegations: In The Matter of Zoran Popovic and DXStorm.com Inc.

Portfolio Capital Inc. Portfolio Capital Inc.
	August 20, 2015	Notice from the Office of the Secretary: In the Matter of Portfolio Capital Inc. et al.
	August 19, 2015	Order: In the Matter of Portfolio Capital Inc. et al.
	August 20, 2015	Reasons and Decision: In the Matter of Portfolio Capital Inc. et al.
	April 23, 2015	Notice from the Office of the Secretary: In the Matter of Portfolio Capital Inc. et al.
	April 22, 2015	Order: In the Matter of Portfolio Capital Inc. et al.
	April 14, 2015	Notice from the Office of the Secretary: In the Matter of Portfolio Capital Inc. et al.
	April 13, 2015	Order: In the Matter of Portfolio Capital Inc. et al.
	February 27, 2015	Notice from the Office of the Secretary: In the Matter of Portfolio Capital Inc. et al.
	February 26, 2015	Order: In the Matter of Portfolio Capital Inc. et al.
	February 26, 2015	Reasons and Decision: In the Matter of Portfolio Capital Inc. et al.
	August 18, 2014	Notice from the Office of the Secretary: In the Matter of Portfolio Capital Inc. et al.
	August 15, 2014	Order: In the Matter of Portfolio Capital Inc. et al.
	August 7, 2014	Notice from the Office of the Secretary: In the Matter of Portfolio Capital Inc. et al.
	August 7, 2014	Order: In the Matter of Portfolio Capital Inc. et al.
	June 27, 2014	Notice from the Office of the Secretary: In the Matter of Portfolio Capital Inc. et al.
	June 25, 2014	Order: In the Matter of Portfolio Capital Inc. et al.
	June 6, 2014	Notice from the Office of the Secretary: In the Matter of Portfolio Capital Inc. et al.
	June 6, 2014	Order: In the Matter of Portfolio Capital Inc. et al.
	May 14, 2014	Notice from the Office of the Secretary: In the Matter of Portfolio Capital Inc. et al.
	May 14, 2014	Order: In the Matter of Portfolio Capital Inc. et al.
	February 18, 2014	Notice from the Office of the Secretary: In the Matter of Portfolio Capital Inc. et al.
	February 14, 2014	Order: In the Matter of Portfolio Capital Inc. et al.
	January 13, 2014	Notice from the Office of the Secretary: In the Matter of Portfolio Capital Inc. et al.
	January 10, 2014	Order: In the Matter of Portfolio Capital Inc. et al.
	December 2, 2013	Notice from the Office of the Secretary: In the Matter of Portfolio Capital Inc. et al.
	November 29, 2013	Order: In the Matter of Portfolio Capital Inc. et al.
	October 21, 2013	Notice from the Office of the Secretary: In the Matter of Portfolio Capital Inc. et al.
	October 17, 2013	Order: In the Matter of Portfolio Capital Inc. et al.
	October 10, 2013	Notice from the Office of the Secretary: In the Matter of Portfolio Capital Inc. et al.
	October 9, 2013	Order: In the Matter of Portfolio Capital Inc. et al.
	September 30, 2013	Notice from the Office of the Secretary: In the Matter of Portfolio Capital Inc. et al.
	September 27, 2013	Order: In the Matter of Portfolio Capital Inc. et al.
	June 27, 2013	Notice from the Office of the Secretary: In the Matter of Portfolio Capital Inc. et al.
	June 26, 2013	Amended Amended Statement of Allegations: In the Matter of Portfolio Capital Inc. et al.
	June 25, 2013	Notice from the Office of the Secretary: In the Matter of Portfolio Capital Inc. et al.
	June 24, 2013	Order: In the Matter of Portfolio Capital Inc. et al.
	June 5, 2013	Notice from the Office of the Secretary: In the Matter of Portfolio Capital Inc. et al.
	June 4, 2013	Amended Statement of Allegations: In the Matter of Portfolio Capital Inc. et al.
	May 28, 2013	Notice from the Office of the Secretary: In the Matter of Portfolio Capital Inc. et al.
	May 27, 2013	Order: In the Matter of Portfolio Capital Inc. et al.
	April 22, 2013	Notice from the Office of the Secretary: In the Matter of Portfolio Capital Inc. et al.
	April 17, 2013	Order: In the Matter of Portfolio Capital Inc. et al.
	March 26, 2013	Notice from the Office of the Secretary: In the Matter of Portfolio Capital Inc. et al.
	March 25, 2013	Notice of Hearing: In the Matter of Portfolio Capital Inc. et al.
	March 25, 2013	Statement of Allegations: In the Matter of Portfolio Capital Inc. et al.

Portfolio Strategies Securities Inc Portfolio Strategies Securities Inc
	December 9, 2016	Notice from the Office of the Secretary: In the Matter of Portfolio Strategies Securities Inc and Clifford Todd Monaghan
	December 9, 2016	Reasons and Decision: In the Matter of Portfolio Strategies Securities Inc and Clifford Todd Monaghan
	June 28, 2016	Notice from the Office of the Secretary: In the Matter of Portfolio Strategies Securities Inc and Clifford Todd Monaghan
	June 27, 2016	Order: In the Matter of Portfolio Strategies Securities Inc and Clifford Todd Monaghan
	March 4, 2016	Notice from the Office of the Secretary: In the Matter of Portfolio Strategies Securities Inc and Clifford Todd Monaghan
	March 4, 2016	Order: In the Matter of Portfolio Strategies Securities Inc and Clifford Todd Monaghan
	January 8, 2016	Notice from the Office of the Secretary: In the Matter of Portfolio Strategies Securities Inc and Clifford Todd Monaghan
	January 8, 2016	Order: In the Matter of Portfolio Strategies Securities Inc and Clifford Todd Monaghan
	September 10, 2015	Notice from the Office of the Secretary: In the Matter of Portfolio Strategies Securities Inc and Clifford Todd Monaghan
	September 10, 2015	Order: In the Matter of Portfolio Strategies Securities Inc and Clifford Todd Monaghan
	August 24, 2015	Notice from the Office of the Secretary: In the Matter of Portfolio Strategies Securities Inc and Clifford Todd Monaghan
	August 18, 2015	Order: In the Matter of Portfolio Strategies Securities Inc and Clifford Todd Monaghan
	August 11, 2015	Notice from the Office of the Secretary: In the Matter of Portfolio Strategies Securities Inc and Clifford Todd Monaghan
	August 10, 2015	Notice of Hearing: In the Matter of Portfolio Strategies Securities Inc and Clifford Todd Monaghan
	May 15, 2015	Application: In the Matter of Portfolio Strategies Securities Inc and Clifford Todd Monaghan

Portus Alternative Asset Management Inc. Portus Alternative Asset Management Inc.
	October 14, 2016	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al. - Michael Mendelson
	October 14, 2016	Notice of Withdrawal: In the Matter of Portus Alternative Asset Management Inc. et al. - Michael Mendelson
	November 30, 2012	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al. - Michael Mendelson
	November 29, 2012	Order: In the Matter of Portus Alternative Asset Management Inc. et al. - Michael Mendelson
	November 29, 2012	Reasons and Decision: In the Matter of Portus Alternative Asset Management Inc. et al. - Michael Mendelson
	October 3, 2012	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al.
	October 2, 2012	Order: In the Matter of Portus Alternative Asset Management Inc. et al.
	September 5, 2012	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al.
	September 4, 2012	Order: In the Matter of Portus Alternative Asset Management Inc. et al.
	August 27, 2012	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al. - Boaz Manor
	August 27, 2012	Order: In the Matter of Portus Alternative Asset Management Inc. et al. - Boaz Manor
	August 27, 2012	Settlement Agreement: In the Matter of Portus Alternative Asset Management Inc. et al. - Boaz Manor
	August 27, 2012	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al. - Michael Labanowich
	August 27, 2012	Order: In the Matter of Portus Alternative Asset Management Inc. et al. - Michael Labanowich
	August 27, 2012	Settlement Agreement: In the Matter of Portus Alternative Asset Management Inc. et al. - Michael Labanowich
	August 27, 2012	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al. - John Ogg
	August 27, 2012	Order: In the Matter of Portus Alternative Asset Management Inc. et al. - John Ogg
	August 27, 2012	Settlement Agreement: In the Matter of Portus Alternative Asset Management Inc. et al. - John Ogg
	August 24, 2012	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al. - Boaz Manor
	August 24, 2012	Notice of Hearing: In the Matter of Portus Alternative Asset Management Inc. et al. - Boaz Manor
	August 23, 2012	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al. - Michael Labanowich
	August 23, 2012	Notice of Hearing: In the Matter of Portus Alternative Asset Management Inc. et al. - Michael Labanowich
	August 23, 2012	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al. - John Ogg
	August 23, 2012	Notice of Hearing: In the Matter of Portus Alternative Asset Management Inc. et al. - John Ogg
	August 13, 2012	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al.
	August 10, 2012	Order: In the Matter of Portus Alternative Asset Management Inc. et al.
	July 9, 2012	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al.
	July 6, 2012	Order: In the Matter of Portus Alternative Asset Management Inc. et al.
	April 27, 2012	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al.
	April 25, 2012	Order: In the Matter of Portus Alternative Asset Management Inc. et al.
	January 13, 2012	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al.
	January 12, 2012	Order: In the Matter of Portus Alternative Asset Management Inc. et al.
	November 30, 2011	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al.
	November 22, 2011	Order: In the Matter of Portus Alternative Asset Management Inc. et al
	October 14, 2011	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al
	October 13, 2011	Order: In the Matter of Portus Alternative Asset Management Inc. et al
	August 9, 2011	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al
	August 8, 2011	Order: In the Matter of Portus Alternative Asset Management Inc. et al
	August 5, 2011	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al.
	August 4, 2011	Notice of Hearing: In the Matter of Portus Alternative Asset Management Inc. et al.
	June 21, 2006	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al.
	June 16, 2006	Order: In the Matter of Portus Alternative Asset Management Inc., et al.
	April 20, 2006	Information Under the Provincial Offences Act: In the Matter of Portus Alternative Asset Management Inc.
	March 10, 2006	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al.
	January 17, 2006	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al.
	December 16, 2005	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. and Boaz Manor
	December 16, 2005	Order: In the Matter of Portus Alternative Asset Management Inc. and Boaz Manor
	October 13, 2005	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. and Boaz Manor
	October 13, 2005	Order: In the Matter of Portus Alternative Asset Management Inc. and Boaz Manor
	October 5, 2005	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al.
	October 5, 2005	Notice of Hearing: In the Matter of Portus Alternative Asset Management Inc. et al.
	October 5, 2005	Statement of Allegations: In the Matter of Portus Alternative Asset Management Inc. et al.
	October 4, 2005	Information Under the Provincial Offences Act: In the Matter of Boaz Manor
	September 14, 2005	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. and Boaz Manor
	September 14, 2005	Order: In the Matter of Portus Alternative Asset Management Inc. and Boaz Manor
	May 16, 2005	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. and Boaz Manor
	May 16, 2005	Order: In the Matter of Portus Alternative Asset Management Inc. and Boaz Manor
	March 4, 2005	Order - Ontario Superior Court of Justice: In the Matter of Portus Alternative Asset Management Inc. et al.
	February 15, 2005	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. and Boaz Manor
	February 15, 2005	Order: In the Matter of Portus Alternative Asset Management Inc. and Boaz Manor
	February 11, 2005	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. and Boaz Manor
	February 10, 2005	Temporary Order: In the Matter of Portus Alternative Asset Management Inc. and Boaz Manor
	February 10, 2005	Amended Notice of Hearing: In the Matter of Portus Alternative Asset Management Inc. and Boaz Manor
	February 2, 2005	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc.
	February 2, 2005	Notice of Hearing: In the Matter of Portus Alternative Asset Management, Inc.
	February 2, 2005	Temporary Order: In the Matter of Portus Alternative Asset Management Inc.

Portus Asset Management Inc. Portus Asset Management Inc.
	October 14, 2016	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al. - Michael Mendelson
	October 14, 2016	Notice of Withdrawal: In the Matter of Portus Alternative Asset Management Inc. et al. - Michael Mendelson
	November 30, 2012	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al. - Michael Mendelson
	November 29, 2012	Order: In the Matter of Portus Alternative Asset Management Inc. et al. - Michael Mendelson
	November 29, 2012	Reasons and Decision: In the Matter of Portus Alternative Asset Management Inc. et al. - Michael Mendelson
	October 3, 2012	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al.
	October 2, 2012	Order: In the Matter of Portus Alternative Asset Management Inc. et al.
	September 5, 2012	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al.
	September 4, 2012	Order: In the Matter of Portus Alternative Asset Management Inc. et al.
	August 27, 2012	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al. - Boaz Manor
	August 27, 2012	Order: In the Matter of Portus Alternative Asset Management Inc. et al. - Boaz Manor
	August 27, 2012	Settlement Agreement: In the Matter of Portus Alternative Asset Management Inc. et al. - Boaz Manor
	August 27, 2012	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al. - Michael Labanowich
	August 27, 2012	Order: In the Matter of Portus Alternative Asset Management Inc. et al. - Michael Labanowich
	August 27, 2012	Settlement Agreement: In the Matter of Portus Alternative Asset Management Inc. et al. - Michael Labanowich
	August 27, 2012	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al. - John Ogg
	August 27, 2012	Order: In the Matter of Portus Alternative Asset Management Inc. et al. - John Ogg
	August 27, 2012	Settlement Agreement: In the Matter of Portus Alternative Asset Management Inc. et al. - John Ogg
	August 24, 2012	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al. - Boaz Manor
	August 24, 2012	Notice of Hearing: In the Matter of Portus Alternative Asset Management Inc. et al. - Boaz Manor
	August 23, 2012	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al. - Michael Labanowich
	August 23, 2012	Notice of Hearing: In the Matter of Portus Alternative Asset Management Inc. et al. - Michael Labanowich
	August 23, 2012	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al. - John Ogg
	August 23, 2012	Notice of Hearing: In the Matter of Portus Alternative Asset Management Inc. et al. - John Ogg
	August 13, 2012	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al.
	August 10, 2012	Order: In the Matter of Portus Alternative Asset Management Inc. et al.
	July 9, 2012	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al.
	July 6, 2012	Order: In the Matter of Portus Alternative Asset Management Inc. et al.
	April 27, 2012	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al.
	April 25, 2012	Order: In the Matter of Portus Alternative Asset Management Inc. et al.
	January 13, 2012	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al.
	January 12, 2012	Order: In the Matter of Portus Alternative Asset Management Inc. et al.
	November 30, 2011	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al.
	November 22, 2011	Order: In the Matter of Portus Alternative Asset Management Inc. et al
	October 14, 2011	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al
	October 13, 2011	Order: In the Matter of Portus Alternative Asset Management Inc. et al
	August 9, 2011	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al
	August 8, 2011	Order: In the Matter of Portus Alternative Asset Management Inc. et al
	August 5, 2011	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al.
	August 4, 2011	Notice of Hearing: In the Matter of Portus Alternative Asset Management Inc. et al.
	June 21, 2006	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al.
	June 16, 2006	Order: In the Matter of Portus Alternative Asset Management Inc., et al.
	March 10, 2006	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al.
	January 17, 2006	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al.
	October 5, 2005	Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al.
	October 5, 2005	Notice of Hearing: In the Matter of Portus Alternative Asset Management Inc. et al.
	October 5, 2005	Statement of Allegations: In the Matter of Portus Alternative Asset Management Inc. et al.

Postrado, Andrei Miguel Postrado, Andrei Miguel
	June 8, 2016	Notice from the Office of the Secretary: In the Matter of Andrei Miguel Postrado
	June 8, 2016	Order: In the Matter of Andrei Miguel Postrado
	June 2, 2016	Settlement Agreement: In the Matter of Andrei Miguel Postrado
	June 3, 2016	Notice from the Office of the Secretary: In the Matter of Andrei Miguel Postrado
	June 3, 2016	Notice of Hearing: In the Matter of Andrei Miguel Postrado
	June 3, 2016	Statement of Allegations: In the Matter of Andrei Miguel Postrado

Postrado, Fernando Postrado, Fernando
	May 19, 2016	Notice from the Office of the Secretary: In the Matter of Fernando Postrado
	May 19, 2016	Order: In the Matter of Fernando Postrado
	May 19, 2016	Setlement Agreement: In the Matter of Fernando Postrado
	May 17, 2016	Notice from the Office of the Secretary: In the Matter of Fernando Postrado
	May 17, 2016	Notice of Hearing: In the Matter of Fernando Postrado
	May 16, 2016	Statement of Allegations: In the Matter of Fernando Postrado

Poulstrup, Jake Poulstrup, Jake
	July 22, 2013	Notice from the Office of the Secretary: In the Matter of TD Securities Inc. et al.
	July 19, 2013	Reasons and Decision: In the Matter of TD Securities Inc. et al.
	October 20, 2011	Notice from the Office of the Secretary: In the Matter of TD Securities Inc. et al.
	October 19, 2011	Notice of Hearing: In the Matter of TD Securities Inc. et al.
	December 29, 2010	Notice of Request for Hearing and Review: In the Matter of TD Securities Inc. et al.

Pouroulis, Loucas C. Pouroulis, Loucas C.
	June 16, 2000	Order: In the Matter of John Tuzyk et al.
	June 2, 2000	Notice of Hearing: In the Matter of John Tuzyk et al.
	June 2, 2000	Statement of Allegations: In the Matter of John Tuzyk et al.

Power to Create Wealth Inc. Power to Create Wealth Inc.
	September 27, 2012	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	September 27, 2012	Order: In the Matter of Marlon Gary Hibbert et al.
	September 27, 2012	Reasons for Decision on Sanctions and Costs: In the Matter of Marlon Gary Hibbert et al.
	August 1, 2012	Order: In the Matter of Marlon Gary Hibbert et al.
	July 18, 2012	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	July 18, 2012	Order: In the Matter of Marlon Gary Hibbert et al.
	April 12, 2012	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	April 5, 2012	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	April 4, 2012	Reasons and Decision: In the Matter of Marlon Gary Hibbert et al.
	December 9, 2011	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	July 28, 2011	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	July 26, 2011	Order: In the Matter of Marlon Gary Hibbert et al.
	April 29, 2011	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	April 27, 2011	Order: In the Matter of Marlon Gary Hibbert et al.
	March 30, 2011	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	March 29, 2011	Notice of Hearing: In the Matter of Marlon Gary Hibbert et al.
	March 29, 2011	Statement of Allegations: In the Matter of Marlon Gary Hibbert et al.
	February 16, 2011	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	February 11, 2011	Order: In the Matter of Marlon Gary Hibbert et al.
	January 31, 2011	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	January 28, 2011	Temporary Order: In the Matter of Marlon Gary Hibbert et al.
	January 28, 2011	Notice of Hearing: In the Matter of Marlon Gary Hibbert et al.

Power to Create Wealth Inc. (Panama) Power to Create Wealth Inc. (Panama)
	September 27, 2012	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	September 27, 2012	Order: In the Matter of Marlon Gary Hibbert et al.
	September 27, 2012	Reasons for Decision on Sanctions and Costs: In the Matter of Marlon Gary Hibbert et al.
	August 1, 2012	Order: In the Matter of Marlon Gary Hibbert et al.
	July 18, 2012	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	July 18, 2012	Order: In the Matter of Marlon Gary Hibbert et al.
	April 12, 2012	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	April 5, 2012	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	April 4, 2012	Reasons and Decision: In the Matter of Marlon Gary Hibbert et al.
	December 9, 2011	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	July 28, 2011	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	July 26, 2011	Order: In the Matter of Marlon Gary Hibbert et al.
	April 29, 2011	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	April 27, 2011	Order: In the Matter of Marlon Gary Hibbert et al.
	March 30, 2011	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	March 29, 2011	Notice of Hearing: In the Matter of Marlon Gary Hibbert et al.
	March 29, 2011	Statement of Allegations: In the Matter of Marlon Gary Hibbert et al.
	February 16, 2011	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	February 11, 2011	Order: In the Matter of Marlon Gary Hibbert et al.
	January 31, 2011	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	January 28, 2011	Temporary Order: In the Matter of Marlon Gary Hibbert et al.
	January 28, 2011	Notice of Hearing: In the Matter of Marlon Gary Hibbert et al.

Powerwater Systems, Inc. Powerwater Systems, Inc.
	March 19, 2015	Notice from the Office of the Secretary: In the Matter of Powerwater Systems Inc. et al.
	March 17, 2015	Order: In the Matter of Powerwater Systems Inc. et al.
	March 17, 2015	Reasons and Decision: In the Matter of Powerwater Systems Inc., et al.
	December 18, 2014	Notice from the Office of the Secretary: In the Matter of Powerwater Systems Inc., et al.
	December 11, 2014	Order: In the Matter of Powerwater Systems Inc., et al.
	September 10, 2014	Notice from the Office of the Secretary: In the Matter of Powerwater Systems Inc., et al.
	September 8, 2014	Order: In the Matter of Powerwater Systems Inc., et al.
	June 27, 2014	Notice from the Office of the Secretary: In the Matter of Powerwater Systems Inc., et al.
	June 26, 2014	Order: In the Matter of Powerwater Systems Inc., et al.
	May 21, 2014	Notice from the Office of the Secretary: In the Matter of Powerwater Systems Inc., et al.
	May 14, 2014	Notice of Hearing: In the Matter of Powerwater Systems Inc., et al.
	May 14, 2014	Statement of Allegations: In the Matter of Powerwater Systems Inc., et al.

Powerwater USA Ltd. Powerwater USA Ltd.
	March 19, 2015	Notice from the Office of the Secretary: In the Matter of Powerwater Systems Inc. et al.
	March 17, 2015	Order: In the Matter of Powerwater Systems Inc. et al.
	March 17, 2015	Reasons and Decision: In the Matter of Powerwater Systems Inc., et al.
	December 18, 2014	Notice from the Office of the Secretary: In the Matter of Powerwater Systems Inc., et al.
	December 11, 2014	Order: In the Matter of Powerwater Systems Inc., et al.
	September 10, 2014	Notice from the Office of the Secretary: In the Matter of Powerwater Systems Inc., et al.
	September 8, 2014	Order: In the Matter of Powerwater Systems Inc., et al.
	June 27, 2014	Notice from the Office of the Secretary: In the Matter of Powerwater Systems Inc., et al.
	June 26, 2014	Order: In the Matter of Powerwater Systems Inc., et al.
	May 21, 2014	Notice from the Office of the Secretary: In the Matter of Powerwater Systems Inc., et al.
	May 14, 2014	Notice of Hearing: In the Matter of Powerwater Systems Inc., et al.
	May 14, 2014	Statement of Allegations: In the Matter of Powerwater Systems Inc., et al.

Praamsma, Conrad Praamsma, Conrad
	March 28, 2008	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	March 28, 2008	Order: In the Matter of Saxon Financial Services et al.
	December 14, 2007	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	December 14, 2007	Order: In the Matter of Saxon Financial Services et al.
	October 15, 2007	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	October 10, 2007	Order: In the Matter of Saxon Financial Services et al.
	August 10, 2007	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	August 10, 2007	Order: In the Matter of Saxon Financial Services et al.
	July 26, 2007	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	July 26, 2007	Notice of Hearing: In the Matter of Saxon Financial Services et al.
	July 26, 2007	Temporary Order: In the Matter of Saxon Financial Services et al.

Praamsma, Justin Praamsma, Justin
	March 28, 2008	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	March 28, 2008	Order: In the Matter of Saxon Financial Services et al.
	December 14, 2007	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	December 14, 2007	Order: In the Matter of Saxon Financial Services et al.
	October 15, 2007	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	October 10, 2007	Order: In the Matter of Saxon Financial Services et al.
	August 10, 2007	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	August 10, 2007	Order: In the Matter of Saxon Financial Services et al.
	July 26, 2007	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	July 26, 2007	Notice of Hearing: In the Matter of Saxon Financial Services et al.
	July 26, 2007	Temporary Order: In the Matter of Saxon Financial Services et al.

Prentice, David Prentice, David
	May 2, 2011	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 29, 2011	Order: In the Matter of Borealis International Inc. et al.
	April 29, 2011	Reasons and Decision on Sanctions and Costs: In the Matter of Borealis International Inc. et al.
	January 26, 2011	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	January 14, 2011	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	January 13, 2011	Reasons for Decision: In the Matter of Borealis International Inc. et al.
	March 1, 2010	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al
	February 26, 2010	Order: In the Matter of Borealis International Inc. et al.
	September 30, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	September 29, 2009	Order: In the Matter of Borealis International Inc. et al.
	May 19, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 8, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 8, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 8, 2009	Order: In the Matter of Borealis International Inc. et al.
	March 27, 2009	Order: In the Matter of Borealis International Inc. et al.
	June 17, 2008	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	June 17, 2008	Order: In the Matter of Borealis International Inc. et al.
	May 27, 2008	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	May 27, 2008	Order: In the Matter of Borealis International Inc. et al.
	May 26, 2008	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	May 22, 2008	Amended Notice of Hearing: In the Matter of Borealis International Inc. et al.
	May 22, 2008	Amended Statement of Allegations: In the Matter of Borealis International Inc. et al.
	January 11, 2008	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	January 11, 2008	Order: In the Matter of Borealis International Inc. et al.
	November 28, 2007	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	November 28, 2007	Order: In the Matter of Borealis International Inc. et al.
	November 20, 2007	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	November 15, 2007	Temporary Order: In the Matter of Borealis International Inc. et al.
	November 15, 2007	Notice of the Hearing: In the Matter of Borealis International Inc. et al.
	November 15, 2007	Statement of Allegations: In the Matter of Borealis International Inc. et al.

Price Warner Securities Ltd. Price Warner Securities Ltd.
	August 15, 2000	Reasons for Decision: In the Matter of Price Warner Securities et al.
	August 3, 2000	Order: In the Matter of Price Warner Securities Ltd. et al.
	July 27, 2000	Settlement Agreement: In the Matter of Price Warner Securities Ltd. et al.
	July 27, 2000	Notice of Hearing: In the Matter of Price Warner Securities Ltd. et al.
	July 27, 2000	Statement of Allegations: In The Matter of Price Warner Securities Ltd. et al.

Price, Alan S. Price, Alan S.
	July 9, 2012	Notice from the Office of the Secretary: In the Matter of L. Jeffrey Pogachar et al.
	July 6, 2012	Reasons for Decision: In the Matter of L. Jeffrey Pogachar et al.
	May 18, 2012	Notice from the Office of the Secretary: In the Matter of L. Jeffrey Pogachar et al.
	May 17, 2012	Order: In the Matter of L. Jeffrey Pogachar et al.
	April 30, 2012	Notice from the Office of the Secretary: In the Matter of L. Jeffrey Pogachar et al.
	March 29, 2012	Notice from the Office of the Secretary: In the Matter of L. Jeffrey Pogachar et al.
	March 28, 2012	Reasons for Decision: In the Matter of L. Jeffrey Pogachar et al.
	January 27, 2012	Notice from the Office of the Secretary: In the Matter of L. Jeffrey Pogachar et al.
	January 26, 2012	Oral Decision: In the Matter of L. Jeffrey Pogachar et al.
	December 6, 2011	Notice from the Office of the Secretary: In the Matter of L. Jeffrey Pogachar et al.
	March 25, 2011	Notice from the Office of the Secretary: In the Matter of L. Jeffrey Pogachar et al.
	March 25, 2011	Order: In the Matter of L. Jeffrey Pogachar et al.
	January 25, 2011	Notice from the Office of the Secretary: In the Matter of L. Jeffrey Pogachar et al.
	January 25, 2011	Order: In the Matter of L. Jeffrey Pogachar et al.
	January 20, 2011	Notice from the Office of the Secretary: In the Matter of L. Jeffrey Pogachar et al.
	January 18, 2011	Settlement Agreement: In the Matter of L. Jeffrey Pogachar et al.
	January 14, 2011	Notice of Hearing: In the Matter of L. Jeffrey Pogachar et al.
	November 10, 2010	Notice from the Office of the Secretary: In the Matter of L. Jeffrey Pogachar et al.
	November 10, 2010	Order: In the Matter of L. Jeffrey Pogachar et al.
	November 8, 2010	Notice from the Office of the Secretary: In the Matter of L. Jeffrey Pogachar et al.
	November 8, 2010	Notice of Hearing: In the Matter of L. Jeffrey Pogachar et al.
	October 29, 2010	Settlement Agreement: In the Matter of L. Jeffrey Pogachar et al. - Alan S. Price
	October 25, 2010	Notice from the Office of the Secretary: In the Matter of L. Jeffrey Pogachar et al.
	October 25, 2010	Order: In the Matter of L. Jeffrey Pogachar et al.
	October 25, 2010	Order: In the Matter of L. Jeffrey Pogachar et al.
	September 9, 2010	Notice from the Office of the Secretary: In the Matter of L. Jeffrey Pogachar et al.
	September 8, 2010	Order: In the Matter of L. Jeffrey Pogachar et al.
	June 30, 2010	Notice from the Office of the Secretary: In the Matter of L. Jeffrey Pogachar et al.
	June 30, 2010	Amended Notice of Hearing: In the Matter of L. Jeffrey Pogachar et al.
	June 23, 2010	Amended Statement of Allegations: In the Matter of L. Jeffrey Pogachar et al.
	February 16, 2010	Notice from the Office of the Secretary: In the Matter of New Life Capital Corp. et al.
	February 16, 2010	Order: In the Matter of New Life Capital Corp. et al.
	January 14, 2010	Notice from the Office of the Secretary: In the Matter of New Life Capital Corp. et al.
	January 13, 2010	Order: In the Matter of New Life Capital Corp. et al.
	November 11, 2009	Notice from the Office of the Secretary: In the Matter of New Life Capital Corp. et al.
	November 11, 2009	Order: In the Matter of New Life Capital Corp. et al.
	August 10, 2009	Notice from the Office of the Secretary: In the Matter of New Life Capital Corp. et al.
	August 10, 2009	Order: In the Matter of New Life Capital Corp. et al.
	December 5, 2008	Notice from the Office of the Secretary: In the Matter of New Life Capital Corp. et al.
	December 5, 2008	Order: In the Matter of New Life Capital Corp. et al.
	November 6, 2008	Notice from the Office of the Secretary: In the Matter of New Life Capital Corp. et al.
	November 6, 2008	Order: In the Matter of New Life Capital Corp. et al.
	October 23, 2008	Notice from the Office of the Secretary: In the Matter of New Life Capital Corp. et al.
	October 23, 2008	Order: In the Matter of New Life Capital Corp. et al.
	October 10, 2008	Notice from the Office of the Secretary: In the Matter of New Life Capital Corp. et al.
	October 10, 2008	Order: In the Matter of New Life Capital Corp. et al.
	September 19, 2008	Notice from the Office of the Secretary: In the Matter of New Life Capital Corp. et al.
	September 19, 2008	Order: In the Matter of New Life Capital Corp. et al.
	August 21, 2008	Notice from the Office of the Secretary: In the Matter of New Life Capital Corp. et al.
	August 21, 2008	Order: In the Matter of New Life Capital Corp. et al.
	August 18, 2008	Notice from the Office of the Secretary: In the Matter of New Life Capital Corp. et al.
	August 15, 2008	Variation of Temporary Order: In the Matter of New Life Capital Corp. et al.
	August 8, 2008	Notice from the Office of the Secretary: In the Matter of New Life Capital Corp. et al.
	August 7, 2008	Notice from the Office of the Secretary: In the Matter of New Life Capital Corp. et al.
	August 7, 2008	Notice of Hearing: In the Matter of New Life Capital Corp. et al.
	August 7, 2008	Statement of Allegations: In the Matter of New Life Capital Corp. et al.
	August 6, 2008	Temporary Order: In the Matter of New Life Capital Corp. et al.

Price, Stewart Price, Stewart
	July 3, 2018	Notice from the Office of the Secretary: Trans-Atlantic Direct et al., File No. 2018-39
	July 3, 2018	Order: In the Matter of Trans-Atlantic Direct et al.
	June 22, 2018	Notice from the Office of the Secretary: Trans-Atlantic Direct et al., File No. 2018-39
	June 20, 2018	Temporary Order: In the Matter of Trans-Atlantic Direct et al.
	June 22, 2018	Notice of Hearing: In the Matter of Trans-Atlantic Direct et al.
	June 22, 2018	Application: In the Matter of Trans-Atlantic Direct et al.

Primaris Retail Real Estate Investment Trust Primaris Retail Real Estate Investment Trust
	January 25, 2013	Notice from the Office of the Secretary: In the Matter of Primaris Retail Real Estate Investment Trust and KS Acquisition II LP
	January 11, 2013	Notice from the Office of the Secretary: In the Matter of Primaris Retail Real Estate Investment Trust and KS Acquisition II LP
	January 11, 2013	Notice of Hearing: In the Matter of Primaris Retail Real Estate Investment Trust and KS Acquisition II LP
	January 21, 2012	Application: In the Matter of Primaris Retail Real Estate Investment Trust and KS Acquisition II LP

Primenet Communications Inc. Primenet Communications Inc.
	December 3, 1997	Order: In the Matter of Primenet Communications Inc. et al.
	November 28, 1997	Settlement Agreement: In the Matter of Primenet Communications Inc.
	November 28, 1997	Notice of Hearing: In the Matter of Primenet Communications Inc. et al.
	November 28, 1997	Statement of Allegations: In the Matter of Primenet Communications Inc. et al.

Primequest Capital Corporation Primequest Capital Corporation
	June 11, 2015	Notice of Correction - In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	June 4, 2015	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	June 4, 2015	Amended Order: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	June 4, 2015	Notice of Correction: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	June 5, 2014	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	June 4, 2014	Order: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	June 4, 2014	Reasons and Decision on Sanctions and Costs: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	December 6, 2013	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	December 5, 2013	Order: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	November 7, 2013	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	November 7, 2013	Order: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	October 18, 2013	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	October 17, 2013	Order: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	September 25, 2013	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	September 24, 2013	Order: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	December 6, 2011	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	December 6, 2011	Reasons and Decision on a Motion: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	February 3, 2011	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	February 2, 2011	Reasons and Decision: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	April 16, 2009	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	April 14, 2009	Amended Notice of Hearing: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	April 14, 2009	Amended Amended Statement of Allegations: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.

Principe, Frank Principe, Frank
	June 21, 2000	Order: In the Matter of Ian Macdonald et al.
	June 7, 2000	Notice of Hearing: In the Matter of Ian Macdonald et al.
	June 7, 2000	Statement of Allegations: In the Matter of Ian Macdonald et al.

Private Investment Club Inc. Private Investment Club Inc.
	June 29, 2011	Notice from the Office of the Secretary: In the Matter of Sunil Tulsiani et al.
	June 27, 2011	Notice of Withdrawal: In the Matter of Sunil Tulsiani et al.
	December 15, 2010	Notice from the Office of the Secretary: In the Matter of Sunil Tulsiani et al.
	December 14, 2010	Order: In the Matter of Sunil Tulsiani et al.
	July 7, 2010	Notice from the Office of the Secretary: In the Matter of Sunil Tulsiani et al.
	June 30, 2010	Order: In the Matter of Sunil Tulsiani et al.
	June 1, 2010	Notice from the Office of the Secretary: In the Matter of Sunil Tulsiani et al.
	May 27, 2010	Notice of Hearing: In the Matter of Sunil Tulsiani et al.
	May 27, 2010	Statement of Allegations: In the Matter of Sunil Tulsiani et al.

Pro-Financial Asset Management Inc. Pro-Financial Asset Management Inc.
	April 24, 2018	Notice from the Office of the Secretary: Pro-Financial Asset Management Inc. et al.
	April 23, 2018	Order: In the Matter of Pro-Financial Asset Management Inc. et al.
	April 23, 2018	Reasons and Decision: In the Matter of Pro-Financial Asset Management Inc. et al.
	November 24, 2017	Notice from the Office of the Secretary: Pro-Financial Asset Management Inc. et al.
	November 23, 2017	Order: Pro-Financial Asset Management Inc. et al.
	November 17, 2017	Notice from the Office of the Secretary: Pro-Financial Asset Management Inc. et al.
	November 16, 2017	Order: Pro-Financial Asset Management Inc. et al.
	November 8, 2017	Notice from the Office of the Secretary: Pro-Financial Asset Management Inc. et al.
	November 8, 2017	Reasons and Decision: Pro-Financial Asset Management Inc. et al.
	September 28, 2017	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc. et al.
	September 28, 2017	Order: In the Matter of Pro-Financial Asset Management Inc. et al.
	August 24, 2017	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc. et al.
	August 23, 2017	Order: In the Matter of Pro-Financial Asset Management Inc. et al.
	July 13, 2017	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc. et al.
	July 13, 2017	Order: In the Matter of Pro-Financial Asset Management Inc. et al.
	June 28, 2017	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc. et al.
	June 28, 2017	Order: In the Matter of Pro-Financial Asset Management Inc. et al.
	June 15, 2017	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc. et al.
	June 15, 2017	Order: In the Matter of Pro-Financial Asset Management Inc. et al.
	April 21, 2017	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc. et al.
	April 21, 2017	Reasons and Decision: In the Matter of Pro-Financial Asset Management Inc. et al.
	June 17, 2016	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc. et al.
	June 17, 2016	Order: In the Matter of Pro-Financial Asset Management Inc. et al.
	May 2, 2016	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc. et al.
	May 2, 2016	Order: In the Matter of Pro-Financial Asset Management Inc. et al.
	December 9, 2015	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc. et al.
	December 9, 2015	Order: In the Matter of Pro-Financial Asset Management Inc. et al.
	September 15, 2015	Order: In the Matter of Pro-Financial Asset Management Inc. et al.
	December 1, 2015	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc. et al.
	November 30, 2015	Reasons and Decisions: In the Matter of Pro-Financial Asset Management Inc. et al.
	November 26, 2015	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc. et al.
	November 26, 2015	Order: In the Matter of Pro-Financial Asset Management Inc. et al.
	November 11, 2015	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc. et al.
	November 10, 2015	Order: In the Matter of Pro-Financial Asset Management Inc. et al.
	September 17, 2015	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc. et al.
	September 17, 2015	Order: In the Matter of Pro-Financial Asset Management Inc. et al.
	September 14, 2015	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc. et al.
	September 11, 2015	Reasons and Decision: In the Matter of Pro-Financial Asset Management Inc. et al.
	June 29, 2015	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc. et al.
	June 24, 2015	Settlement Agreement: In the Matter of Pro-Financial Asset Management Inc. et al.
	June 26, 2015	Order: In the Matter of Pro-Financial Asset Management Inc. et al.
	June 26, 2015	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc. et al.
	June 24, 2015	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc. et al.
	June 17, 2015	Order: In the Matter of Pro-Financial Asset Management Inc. et al.
	June 24, 2015	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc. et al.
	June 24, 2015	Notice of Hearing: In the Matter of Pro-Financial Asset Management Inc. et al.
	April 21, 2015	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc. et al.
	April 9, 2015	Order: In the Matter of Pro-Financial Asset Management Inc. et al.
	February 27, 2015	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc. et al.
	February 27, 2015	Order: In the Matter of Pro-Financial Asset Management Inc. et al.
	February 27, 2015	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc.
	February 27, 2015	Order: In the Matter of Pro-Financial Asset Management Inc.
	January 14, 2015	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc.
	January 14, 2015	Order: In the Matter of Pro-Financial Asset Management Inc. et al.
	January 14, 2015	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc.
	January 14, 2015	Order: In the Matter of Pro-Financial Asset Management Inc.
	December 15, 2014	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc.
	December 9, 2014	Notice of Hearing: In the Matter of Pro-Financial Asset Management Inc.
	December 8, 2014	Statement of Allegations: In the Matter of Pro-Financial Asset Management Inc. et al.
	November 21, 2014	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc.
	November 20, 2014	Order: In the Matter of Pro-Financial Asset Management Inc.
	October 1, 2014	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc.
	September 30, 2014	Order: In the Matter of Pro-Financial Asset Management Inc.
	September 24, 2014	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc.
	August 27, 2014	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc.
	August 26, 2014	Order: In the Matter of Pro-Financial Asset Management Inc.
	August 12, 2014	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc.
	August 12, 2014	Order: In the Matter of Pro-Financial Asset Management Inc.
	July 17, 2014	Notice from the Office of the Secretary: In the Matter of Kingship Capital Corporation et al.
	July 16, 2014	Order: In the Matter of Kingship Capital Corporation et al.
	July 15, 2014	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc.
	July 9, 2014	Order: In the Matter of Pro-Financial Asset Management Inc.
	July 4, 2014	Notice from the Office of the Secretary: In the Matter of Kingship Capital Corporation et al.
	July 3, 2014	Notice of Hearing: In the Matter of Kingship Capital Corporation et al.
	March 12, 2014	Notice of Request for a Hearing and Review: In the Matter of Kingship Capital Corporation et al.
	June 12, 2014	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc.
	June 11, 2014	Order: In the Matter of Pro-Financial Asset Management Inc.
	May 27, 2014	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc.
	May 23, 2014	Order: In the Matter of Pro-Financial Asset Management Inc.
	May 2, 2014	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc.
	April 21, 2014	Order: In the Matter of Pro-Financial Asset Management Inc.
	April 14, 2014	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc.
	April 14, 2014	Order: In the Matter of Pro-Financial Asset Management Inc.
	March 18, 2014	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc.
	March 11, 2014	Order: In the Matter of Pro-Financial Asset Management
	March 7, 2014	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc.
	March 7, 2014	Notice of Hearing: In the Matter of Pro-Financial Asset Management Inc.
	March 7, 2014	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc.
	March 4, 2014	Order: In the Matter of Pro-Financial Asset Management Inc.
	February 21, 2014	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc.
	February 20, 2014	Order: In the Matter of Pro-Financial Asset Management Inc.
	January 27, 2014	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc.
	January 21, 2014	Order: In the Matter of Pro-Financial Asset Management Inc.
	December 17, 2013	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc.
	December 13, 2013	Order: In the Matter of Pro-Financial Asset Management Inc.
	November 27, 2013	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc.
	November 25, 2013	Order: In the Matter of Pro-Financial Asset Management Inc.
	October 18, 2013	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc.
	October 17, 2013	Order: In the Matter of Pro-Financial Asset Management Inc.
	October 11, 2013	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc.
	October 11, 2013	Order: In the Matter of Pro-Financial Asset Management Inc.
	August 27, 2013	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc.
	August 23, 2013	Order: In the Matter of Pro-Financial Asset Management Inc.
	July 22, 2013	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc.
	July 22, 2013	Order: In the Matter of Pro-Financial Asset Management Inc.
	July 11, 2013	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc.
	July 11, 2013	Order: In the Matter of Pro-Financial Asset Management Inc.
	June 27, 2013	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc.
	June 26, 2013	Order: In the Matter of Pro-Financial Asset Management Inc.
	May 29, 2013	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc.
	May 28, 2013	Temporary Order: In the Matter of Pro-Financial Asset Management Inc.
	May 24, 2013	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc.
	May 23, 2013	Notice of Hearing: In the Matter of Pro-Financial Asset Management Inc.
	May 17, 2013	Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc.
	May 17, 2013	Temporary Order: In the Matter of Pro-Financial Asset Management Inc.

Prospera Mortgage Investment Corporation Prospera Mortgage Investment Corporation
	December 16, 2016	Notice from the Office of the Secretary: In the Matter of Saileshwar Rao Narayan et al.
	December 15, 2016	Order: In the Matter of Saileshwar Rao Narayan et al.
	December 15, 2016	Reasons and Decision: In the Matter of Saileshwar Rao Narayan et al.
	November 2, 2016	Notice from the Office of the Secretary: In the Matter of Saileshwar Rao Narayan et al.
	October 31, 2016	Order: In the Matter of Saileshwar Rao Narayan et al.
	October 5, 2016	Notice from the Office of the Secretary: In the Matter of Saileshwar Rao Narayan et al.
	September 30, 2016	Notice of Hearing: In the Matter of Saileshwar Rao Narayan et al.
	September 29, 2016	Statement of Allegations: In the Matter of Saileshwar Rao Narayan et al.

Prosperity Development Group Prosperity Development Group
	December 16, 2016	Notice from the Office of the Secretary: In the Matter of Saileshwar Rao Narayan et al.
	December 15, 2016	Order: In the Matter of Saileshwar Rao Narayan et al.
	December 15, 2016	Reasons and Decision: In the Matter of Saileshwar Rao Narayan et al.
	October 31, 2016	Order: In the Matter of Saileshwar Rao Narayan et al.
	October 5, 2016	Notice from the Office of the Secretary: In the Matter of Saileshwar Rao Narayan et al.
	September 30, 2016	Notice of Hearing: In the Matter of Saileshwar Rao Narayan et al.
	September 29, 2016	Statement of Allegations: In the Matter of Saileshwar Rao Narayan et al.
		Prosperity Development Group

Prosporex Forex SPV Trust Prosporex Forex SPV Trust
	March 2, 2012	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	March 2, 2012	Sanctions Decision: In the Matter of Carlton Ivanhoe Lewis et al.
	December 5, 2011	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	November 11, 2011	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	October 28, 2011	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	October 27, 2011	Reasons and Decision: In the Matter of Carlton Ivanhoe Lewis et al.
	June 22, 2011	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	June 21, 2011	Order: In the Matter of Carlton Ivanhoe Lewis et al.
	January 10, 2011	Amended Statement of Allegations: In the Matter of Carlton Ivanhoe Lewis et al.
	July 14, 2010	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	July 13, 2010	Temporary Order: In the Matter of Carlton Ivanhoe Lewis et al.
	July 9, 2010	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	June 16, 2010	Temporary Order: In the Matter of Carlton Ivanhoe Lewis et al.
	May 25, 2010	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	May 13, 2010	Temporary Order: In the Matter of Carlton Ivanhoe Lewis et al.
	March 26, 2010	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	March 26, 2010	Temporary Order: In the Matter of Carlton Ivanhoe Lewis et al.
	March 15, 2010	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	March 12, 2010	Notice of Hearing: In the Matter of Carlton Ivanhoe Lewis et al.
	March 12, 2010	Statement of Allegations: In the Matter of Carlton Ivanhoe Lewis et al.
	January 18, 2010	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	January 15, 2010	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	November 25, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	November 24, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	September 21, 2009	Notice from the Office of the Secretary: In the Matter of Prosporex Investments Inc. et al.
	September 21, 2009	Temporary Order: In the Matter of Prosporex Investments Inc. et al.
	August 19, 2009	Notice from the Office of the Secretary: In the Matter of Prosporex Investments Inc. et al.
	August 18, 2009	Temporary Order: In the Matter of Prosporex Investments Inc. et al.
	July 28, 2009	Temporary Order: In the Matter of Prosporex Investments Inc. et al.
	July 28, 2009	Notice from the Office of the Secretary: In the Matter of Prosporex Investments Inc. et al.
	July 24, 2009	Notice from the Office of the Secretary: In the Matter of Prosporex Investments Inc. et al.
	July 23, 2009	Notice of Hearing: In the Matter of Prosporex Investments Inc. et al.
	July 13, 2009	Temporary Order: In the Matter of Prosporex Investments Inc. et al.

Prosporex Inc. Prosporex Inc.
	March 2, 2012	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	March 2, 2012	Sanctions Decision: In the Matter of Carlton Ivanhoe Lewis et al.
	December 5, 2011	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	November 11, 2011	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	October 28, 2011	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	October 27, 2011	Reasons and Decision: In the Matter of Carlton Ivanhoe Lewis et al.
	June 22, 2011	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	June 21, 2011	Order: In the Matter of Carlton Ivanhoe Lewis et al.
	January 10, 2011	Amended Statement of Allegations: In the Matter of Carlton Ivanhoe Lewis et al.
	July 14, 2010	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	July 13, 2010	Temporary Order: In the Matter of Carlton Ivanhoe Lewis et al.
	July 9, 2010	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	June 16, 2010	Temporary Order: In the Matter of Carlton Ivanhoe Lewis et al.
	May 25, 2010	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	May 13, 2010	Temporary Order: In the Matter of Carlton Ivanhoe Lewis et al.
	March 26, 2010	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	March 26, 2010	Temporary Order: In the Matter of Carlton Ivanhoe Lewis et al.
	March 15, 2010	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	March 12, 2010	Notice of Hearing: In the Matter of Carlton Ivanhoe Lewis et al.
	March 12, 2010	Statement of Allegations: In the Matter of Carlton Ivanhoe Lewis et al.
	January 18, 2010	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	January 15, 2010	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	November 25, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	November 24, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	October 19, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	October 19, 2009	Endorsement: In the Matter of W.J.N. Holdings Inc. et al.
	September 1, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	August 25, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	August 13, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	August 12, 2009	Order: In the Matter of W.J.N. Holdings Inc. et al.
	July 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	July 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	July 23, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	July 23, 2009	Order: In the Matter of W.J.N. Holdings Inc. et al.
	March 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	March 24, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	March 13, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	March 11, 2009	Notice of Hearing: In the Matter of W.J.N. Holdings Inc. et al.
	March 11, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.

Prosporex Investment Club Inc. Prosporex Investment Club Inc.
	March 2, 2012	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	March 2, 2012	Sanctions Decision: In the Matter of Carlton Ivanhoe Lewis et al.
	December 5, 2011	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	November 11, 2011	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	October 28, 2011	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	October 27, 2011	Reasons and Decision: In the Matter of Carlton Ivanhoe Lewis et al.
	June 22, 2011	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	June 21, 2011	Order: In the Matter of Carlton Ivanhoe Lewis et al.
	January 10, 2011	Amended Statement of Allegations: In the Matter of Carlton Ivanhoe Lewis et al.
	July 14, 2010	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	July 13, 2010	Temporary Order: In the Matter of Carlton Ivanhoe Lewis et al.
	July 9, 2010	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	June 16, 2010	Temporary Order: In the Matter of Carlton Ivanhoe Lewis et al.
	May 25, 2010	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	May 13, 2010	Temporary Order: In the Matter of Carlton Ivanhoe Lewis et al.
	March 26, 2010	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	March 26, 2010	Temporary Order: In the Matter of Carlton Ivanhoe Lewis et al.
	March 15, 2010	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	March 12, 2010	Notice of Hearing: In the Matter of Carlton Ivanhoe Lewis et al.
	March 12, 2010	Statement of Allegations: In the Matter of Carlton Ivanhoe Lewis et al.
	January 18, 2010	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	January 15, 2010	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	November 25, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	November 24, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	October 19, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	October 19, 2009	Endorsement: In the Matter of W.J.N. Holdings Inc. et al.
	September 1, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	August 25, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	August 13, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	August 12, 2009	Order: In the Matter of W.J.N. Holdings Inc. et al.
	July 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	July 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	July 23, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	July 23, 2009	Order: In the Matter of W.J.N. Holdings Inc. et al.
	March 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	March 24, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	March 13, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	March 11, 2009	Notice of Hearing: In the Matter of W.J.N. Holdings Inc. et al.
	March 11, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.

Prosporex Investments Inc. Prosporex Investments Inc.
	March 2, 2012	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	March 2, 2012	Sanctions Decision: In the Matter of Carlton Ivanhoe Lewis et al.
	December 5, 2011	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	November 11, 2011	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	October 28, 2011	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	October 27, 2011	Reasons and Decision: In the Matter of Carlton Ivanhoe Lewis et al.
	June 22, 2011	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	June 21, 2011	Order: In the Matter of Carlton Ivanhoe Lewis et al.
	January 10, 2011	Amended Statement of Allegations: In the Matter of Carlton Ivanhoe Lewis et al.
	July 14, 2010	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	July 13, 2010	Temporary Order: In the Matter of Carlton Ivanhoe Lewis et al.
	July 9, 2010	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	June 16, 2010	Temporary Order: In the Matter of Carlton Ivanhoe Lewis et al.
	May 25, 2010	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	May 13, 2010	Temporary Order: In the Matter of Carlton Ivanhoe Lewis et al.
	March 26, 2010	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	March 26, 2010	Temporary Order: In the Matter of Carlton Ivanhoe Lewis et al.
	March 15, 2010	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	March 12, 2010	Notice of Hearing: In the Matter of Carlton Ivanhoe Lewis et al.
	March 12, 2010	Statement of Allegations: In the Matter of Carlton Ivanhoe Lewis et al.
	January 18, 2010	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	January 15, 2010	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	November 25, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	November 24, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	October 19, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	October 19, 2009	Endorsement: In the Matter of W.J.N. Holdings Inc. et al.
	September 21, 2009	Notice from the Office of the Secretary: In the Matter of Prosporex Investments Inc. et al.
	September 21, 2009	Temporary Order: In the Matter of Prosporex Investments Inc. et al.
	September 1, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	August 25, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	August 19, 2009	Notice from the Office of the Secretary: In the Matter of Prosporex Investments Inc. et al.
	August 18, 2009	Temporary Order: In the Matter of Prosporex Investments Inc. et al.
	August 13, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	August 12, 2009	Order: In the Matter of W.J.N. Holdings Inc. et al.
	July 28, 2009	Notice from the Office of the Secretary: In the Matter of Prosporex Investments Inc. et al.
	July 28, 2009	Temporary Order: In the Matter of Prosporex Investments Inc. et al.
	July 24, 2009	Notice from the Office of the Secretary: In the Matter of Prosporex Investments Inc. et al.
	July 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	July 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	July 23, 2009	Notice of Hearing: In the Matter of Prosporex Investments Inc. et al.
	July 23, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	July 23, 2009	Order: In the Matter of W.J.N. Holdings Inc. et al.
	July 13, 2009	Temporary Order: In the Matter of Prosporex Investments Inc. et al.
	March 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	March 24, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	March 13, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	March 11, 2009	Notice of Hearing: In the Matter of W.J.N. Holdings Inc. et al.
	March 11, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.

Prosporex Ltd. Prosporex Ltd.
	March 2, 2012	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	March 2, 2012	Sanctions Decision: In the Matter of Carlton Ivanhoe Lewis et al.
	December 5, 2011	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	November 11, 2011	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	October 28, 2011	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	October 27, 2011	Reasons and Decision: In the Matter of Carlton Ivanhoe Lewis et al.
	June 22, 2011	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	June 21, 2011	Order: In the Matter of Carlton Ivanhoe Lewis et al.
	January 10, 2011	Amended Statement of Allegations: In the Matter of Carlton Ivanhoe Lewis et al.
	July 14, 2010	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	July 13, 2010	Temporary Order: In the Matter of Carlton Ivanhoe Lewis et al.
	July 9, 2010	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	June 16, 2010	Temporary Order: In the Matter of Carlton Ivanhoe Lewis et al.
	May 25, 2010	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	May 13, 2010	Temporary Order: In the Matter of Carlton Ivanhoe Lewis et al.
	March 26, 2010	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	March 26, 2010	Temporary Order: In the Matter of Carlton Ivanhoe Lewis et al.
	March 15, 2010	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	March 12, 2010	Notice of Hearing: In the Matter of Carlton Ivanhoe Lewis et al.
	March 12, 2010	Statement of Allegations: In the Matter of Carlton Ivanhoe Lewis et al.
	January 18, 2010	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	January 15, 2010	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	November 25, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	November 24, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	October 19, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	October 19, 2009	Endorsement: In the Matter of W.J.N. Holdings Inc. et al.
	September 1, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	August 25, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	August 13, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	August 12, 2009	Order: In the Matter of W.J.N. Holdings Inc. et al.
	July 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	July 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	July 23, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	July 23, 2009	Order: In the Matter of W.J.N. Holdings Inc. et al.
	March 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	March 24, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	March 13, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	March 11, 2009	Notice of Hearing: In the Matter of W.J.N. Holdings Inc. et al.
	March 11, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.

Provigo Provigo
	July 19, 1999	Reasons for Decision: In the Matter of Provigo

Prydz, Mikael Prydz, Mikael
	May 11, 2000	Order: In the Matter of Mikael Prydz
	May 8, 2000	Decision and Reasons: In the Matter of Mikael Prydz
	March 31, 2000	Order: In the Matter of Mikael Prydz
	March 22, 2000	Statement of Allegations: In the Matter of Mikael Prydz
	February 8, 2000	Order: In the Matter of Mikael Prydz
	January 31, 2000	Settlement Agreement: In the Matter of Mikael Prydz
	January 31, 2000	Statement of Allegations: In the Matter of Mikael Prydz

Psihopedas, Maria Psihopedas, Maria
	December 21, 2018	Notice from the Office of the Secretary: Maria Psihopedas, File No. 2018-18
	December 20, 2018	Notice of Withdrawal: In the Matter of Maria Psihopedas
	October 5, 2018	Notice from the Office of the Secretary: Maria Psihopedas, File No. 2018-18
	October 5, 2018	Order: In the Matter of Maria Psihopedas
	September 14, 2018	Notice from the Office of the Secretary: Maria Psihopedas, File No. 2018-18
	September 14, 2018	Order: In the Matter of Maria Psihopedas
	August 24, 2018	Notice from the Office of the Secretary: Maria Psihopedas, File No. 2018-18
	August 24, 2018	Order: In the Matter of Maria Psihopedas
	April 23, 2018	Notice from the Office of the Secretary: Maria Psihopedas, File No. 2018-18
	April 20, 2018	Amended Application: In the Matter of Maria Psihopedas
	April 20, 2018	Notice from the Office of the Secretary: Maria Psihopedas, File No. 2018-18
	April 20, 2018	Order: In the Matter of Maria Psihopedas
	April 11, 2018	Notice from the Office of the Secretary: Maria Psihopedas, File No. 2018-18
	April 11, 2018	Notice of Hearing: In the Matter of Maria Psihopedas
	April 11, 2018	Application: In the Matter of Maria Psihopedas

PSST Global Corporation PSST Global Corporation
	November 3, 2010	Notice from the Office of the Secretary: In the Matter of Chartcandle Investments Corporation et al.
	October 22, 2010	Order: In the Matter of Chartcandle Investments Corporation et al.
	October 14, 2010	Reasons and Decision for the Hearing on the Merits: In the Matter of Chartcandle Investments Corporation et al.
	May 26, 2010	Notice from the Office of the Secretary: In the Matter of Chartcandle Investments Corporation et al.
	May 26, 2010	Order: In the Matter of Chartcandle Investments Corporation et al.
	April 27, 2010	Notice from the Office of the Secretary: In the Matter of Chartcandle Investments Corporation et al.
	April 26, 2010	Order: In the Matter of Chartcandle Investments Corporation et al.
	April 26, 2010	Settlement Agreement: In the Matter of Chartcandle Investments Corporation et al. - Charles Pauly
	April 9, 2010	Notice from the Office of the Secretary: In the Matter of Chartcandle Investments Corporation et al.
	April 8, 2010	Notice of Hearing: In the Matter of Chartcandle Investments Corporation et al.
	March 23, 2010	Notice from the Office of the Secretary: In the Matter of Chartcandle Investments Corporation et al.
	March 22, 2010	Order: In the Matter of Chartcandle Investments Corporation et al.
	February 24, 2010	Notice from the Office of the Secretary: In the Matter of Chartcandle Investments Corporation et al.
	February 17, 2010	Notice of Hearing: In the Matter of Chartcandle Investments Corporation et al.
	February 17, 2010	Statement of Allegations: In the Matter of Chartcandle Investments Corporation et al.

Purkis, Scott Edward Purkis, Scott Edward
	September 8, 2010	Notice from the Office of the Secretary: In the Matter of Scott Edward Purkis
	September 8, 2010	Order: In the Matter of Scott Edward Purkis
	August 25, 2010	Notice from the Office of the Secretary: In the Matter of Scott Edward Purkis
	August 25, 2010	Notice from the Office of the Secretary: In the Matter of Scott Edward Purkis
	August 24, 2010	Settlement Agreement: In the Matter of Scott Edward Purkis
	August 24, 2010	Notice of Hearing: In the Matter of Scott Edward Purkis
	August 24, 2010	Notice of Hearing: In the Matter of Scott Edward Purkis
	August 24, 2010	Statement of Allegations: In the Matter of Scott Edward Purkis

Pushka, Wayne Lawrence Pushka, Wayne Lawrence
	September 4, 2014	Notice from the Office of the Secretary: In the Matter of Crown Hill Capital Corporation and Wayne Lawrence Pushka
	September 3, 2014	Reasons and Decision: In the Matter of Crown Hill Capital Corporation and Wayne Lawrence Pushka
	August 11, 2014	Notice from the Office of the Secretary: In the Matter of Crown Hill Capital Corporation and Wayne Lawrence Pushka
	August 8, 2014	Order on Sanctions and Costs: In the Matter of Crown Hill Capital Corporation and Wayne Lawrence Pushka
	August 8, 2014	Reasons for Decision on Sanctions and Costs: In the Matter of Crown Hill Capital Corporation and Wayne Lawrence Pushka
	February 4, 2014	Notice from the Office of the Secretary: In the Matter of Crown Hill Capital Corporation and Wayne Lawrence Pushka
	January 31, 2014	Order: In the Matter of Crown Hill Capital Corporation and Wayne Lawrence Pushka
	December 13, 2013	Notice from the Office of the Secretary: In the Matter of Crown Hill Capital Corporation and Wayne Lawrence Pushka
	December 12, 2013	Order: In the Matter of Crown Hill Capital Corporation and Wayne Lawrence Pushka
	October 16, 2013	Notice from the Office of the Secretary: In the Matter of Crown Hill Capital Corporation and Wayne Lawrence Pushka
	October 16, 2013	Order: In the Matter of Crown Hill Capital Corporation and Wayne Lawrence Pushka
	August 26, 2013	Notice from the Office of the Secretary: In the Matter of Crown Hill Capital Corporation and Wayne Lawrence Pushka
	August 23, 2013	Reasons and Decision: In the matter of Crown Hill Capital Corporation and Wayne Lawrence Pushka
	October 17, 2011	Notice from the Office of the Secretary: In the Matter of Crown Hill Capital Corporation and Wayne Lawrence Pushka
	October 13, 2011	Order: In the Matter of Crown Hill Capital Corporation and Wayne Lawrence Pushka
	August 9, 2011	Notice from the Office of the Secretary: In the Matter of Crown Hill Capital Corporation and Wayne Lawrence Pushka
	August 8, 2011	Order: In the Matter of Crown Hill Capital Corporation and Wayne Lawrence Pushka
	July 8, 2011	Notice from the Office of the Secretary: In the Matter of Crown Hill Capital Corporation and Wayne Lawrence Pushka
	July 7, 2011	Notice of Hearing: In the Matter of Crown Hill Capital Corporation and Wayne Lawrence Pushka
	July 7, 2011	Statement of Allegations: In the Matter of Crown Hill Capital Corporation and Wayne Lawrence Pushka

Pyasetsky, Anna Pyasetsky, Anna
	April 3, 2013	Notice from the Office of the Secretary: In the Matter of Anna Pyasetsky
	March 28, 2013	Reasons and Decision: In the Matter of Anna Pyasetsky
	September 28, 2012	Notice from the Office of the Secretary: In the Matter of Anna Pyasetsky
	September 26, 2012	Order: In the Matter of Anna Pyasetsky
	August 30, 2012	Notice from the Office of the Secretary: In the Matter of Anna Pyasetsky
	August 30, 2012	Notice of Hearing: In the Matter of Anna Pyasetsky