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Gahunia, Gurdip Singh (a.k.a. Michael Gahunia or Shawn Miller) Gahunia, Gurdip Singh (a.k.a. Michael Gahunia or Shawn Miller)
	April 30, 2012	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	April 26, 2012	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	March 28, 2012	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	March 27, 2012	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	December 19, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	December 15, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	December 9, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al. - Marco Diadamo
	December 9, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al. - Marco Diadamo
	December 2, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al. - Marco Diadamo
	December 2, 2011	Notice of Hearing: In the Matter of Shallow Oil & Gas Inc. - Marco Diadamo
	November 25, 2011	Settlement Agreement: In the Matter of Shallow Oil & Gas Inc. et al. - Marco Diadamo
	November 7, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	November 4, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	September 22, 2011	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	September 21, 2011	Order: In the Matter of Global Partners Capital et al.
	September 21, 2011	Reasons and Decision on Sanctions and Costs: In the Matter of Global Partners Capital et al.
	August 24, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	August 16, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	August 2, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	July 26, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	June 6, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	May 27, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	February 17, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	February 11, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	December 22, 2010	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	December 20, 2010	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al. - Gurdip Singh Gahunia also known as Michael Gahunia
	December 16, 2010	Order: In the Matter of Global Partners Capital et al.
	December 16, 2010	Order: In the Matter of Shallow Oil & Gas Inc. et al. - Gurdip Singh Gahunia also known as Michael Gahunia
	December 13, 2010	Settlement Agreement: In the Matter of Shallow Oil & Gas Inc. et al. - Gurdip Singh Gahunia also known as Michael Gahunia
	December 14, 2010	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	December 14, 2010	Notice of Hearing: In the Matter of Shallow Oil & Gas Inc. et al.
	November 19, 2010	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	November 18, 2010	Order: In the Matter of Global Partners Capital et al.
	November 10, 2010	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	November 5, 2010	Order: In the Matter of Global Partners Capital et al.
	October 18, 2010	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	September 1, 2010	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	August 31, 2010	Reasons and Decision: In the Matter of Global Partners Capital et al.
	June 28, 2010	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	June 28, 2010	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	January 18, 2010	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	January 12, 2010	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	September 10, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	September 10, 2009	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	July 27, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al. - William Mankofsky
	July 20, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	July 17, 2009	Settlement Agreement: In the Matter of Shallow Oil & Gas Inc. et al. - William Mankofsky
	July 16, 2009	Notice of Hearing: In the Matter of Shallow Oil & Gas Inc. et al.
	June 10, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	June 4, 2009	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	May 19, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al. - Gord Mcquarrie
	May 19, 2009	Reasons and Decision on Settlement: In the Matter of Shallow Oil & Gas Inc. - Gord McQuarrie
	May 14, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al. - Gord Mcquarrie
	May 10, 2009	Settlement Agreement: In the Matter of Shallow Oil & Gas Inc. et al. - Gord Mcquarrie
	May 6, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	April 21, 2009	Notice of Hearing: In the Matter of Shallow Oil & Gas Inc. et al.
	November 27, 2008	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	November 27, 2008	Order: In the Matter of Global Partners Capital et al.
	November 26, 2008	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	November 25, 2008	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	October 1, 2008	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	October 1, 2008	Order: In the Matter of Global Partners Capital et al.
	September 23, 2008	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	September 11, 2008	Notice of Hearing: In the Matter of Global Partners Capital et al.
	September 11, 2008	Statement of Allegations: In the Matter of Global Partners Capital et al.
	June 19, 2008	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	June 19, 2008	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	June 17, 2008	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	June 11, 2008	Notice of Hearing: In the Matter of Shallow Oil & Gas Inc. et al.
	June 10, 2008	Statement of Allegations: In the Matter of Shallow Oil & Gas Inc. et al.
	April 1, 2008	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	March 31, 2008	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	February 19, 2008	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	February 15, 2008	Reasons and Decision: In the Matter of Shallow Oil & Gas Inc. et al.
	January 31, 2008	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	January 31, 2008	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	January 22, 2008	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	January 22, 2008	Order: In the Matter of Global Partners Capital et al.
	January 22, 2008	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	January 18, 2008	Notice of Hearing: In the Matter of Shallow Oil & Gas Inc. et al.
	January 16, 2008	Temporary Order: In the Matter of Shallow Oil & Gas Inc. et al.
	October 24, 2007	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	October 24, 2007	Order: In the Matter of Global Partners Capital et al.
	October 22, 2007	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	October 15, 2007	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	October 12, 2007	Notice of Hearing: In the Matter of Global Partners Capital et al.
	October 11, 2007	Notice from the Office of the Secretary: In The Matter Of Global Partners Capital et al.
	October 11, 2007	Temporary Order: In the Matter of Global Partners Capital et al.

Galanis, Gregory Galanis, Gregory
	September 14, 2010	Notice from the Office of the Secretary: In the Matter of Gregory Galanis
	September 14, 2010	Notice of Withdrawal: In the Matter of Gregory Galanis
	April 7, 2008	Notice from the Office of the Secretary: In the Matter of Gregory Galanis
	April 4, 2008	Order: In the Matter of Gregory Galanis
	March 28, 2008	Notice from the Office of the Secretary: In the Matter of Gregory Galanis
	March 28, 2008	Amended Notice of Hearing: In the Matter of Gregory Galanis
	March 24, 2008	Notice from the Office of the Secretary: In the Matter of Gregory Galanis
	March 18, 2008	Notice of Hearing: In the Matter of Gregory Galanis
	March 18, 2008	Statement of Allegations: In the Matter of Gregory Galanis

Galaxy International Solutions Ltd. Galaxy International Solutions Ltd.
	May 29, 2017	Notice from the Office of the Secretary: In the Matter of Aaoption et al.
	May 29, 2017	Reasons and Decision: In the Matter of Aaoption et al.
	May 26, 2017	Order: In the Matter of Aaoption et al.
	January 23, 2017	Notice from the Office of the Secretary: In the Matter of Aaoption et al.
	January 20, 2017	Order: In the Matter of Aaoption et al.
	December 12, 2016	Notice from the Office of the Secretary: In the Matter of Aaoption et al.
	December 9, 2016	Order: In the Matter of Aaoption et al.
	October 31, 2016	Notice from the Office of the Secretary: In the Matter of Aaoption et al.
	October 28, 2016	Notice of hearing: In the Matter of Aaoption et al.
	October 26, 2016	Statement of Allegations: In the Matter of Aaoption et al.

Gale, Sandra Gale, Sandra
	January 7, 2015	Notice of Correction: In the Matter of Gold-Quest International and Sandra Gale
	September 15, 2014	Notice from the Office of the Secretary: In the Matter of Gold-Quest International and Sandra Gale
	September 10, 2014	Order: In the Matter of Gold-Quest International and Sandra Gale
	September 11, 2014	Oral Reasons and Decision: In the Matter of Gold-Quest International and Sandra Gale
	August 6, 2014	Notice from the Office of the Secretary: In the Matter of Gold-Quest International and Sandra Gale
	August 6, 2014	Order: In the Matter of Gold-Quest International and Sandra Gale
	June 11, 2014	Notice from the Office of the Secretary: In the Matter of Gold-Quest International and Sandra Gale
	June 4, 2014	Order: In the Matter of Gold-Quest International and Sandra Gale
	April 2, 2014	Notice from the Office of the Secretary: In the Matter of Gold-Quest International and Sandra Gale
	April 1, 2014	Order: In the Matter of Gold-Quest International and Sandra Gale
	February 5, 2014	Notice from the Office of the Secretary: In the Matter of Gold-Quest International and Sandra Gale
	February 5, 2014	Order: In the Matter of Gold-Quest International and Sandra Gale
	March 15, 2013	Notice from the Office of the Secretary: In the Matter of Gold-Quest International and Sandra Gale
	March 6, 2013	Amended Statement of Allegations: In the Matter of Gold-Quest International and Sandra Gale
	March 5, 2013	Notice from the Office of the Secretary: In the Matter of Gold-Quest International et al.
	March 4, 2013	Notice of Withdrawal: In the Matter of Gold-Quest International et al.
	November 30, 2010	Notice from the Office of the Secretary: In the Matter of Gold-Quest International et al.
	November 26, 2010	Order: In the Matter of Gold-Quest International et al.
	November 26, 2010	Reasons and Decision: In the Matter of Gold-Quest International et al. - Donald Iain Buchanan and Lisa Buchanan
	August 26, 2010	Notice from the Office of the Secretary: In the Matter of Gold-Quest International et al.
	April 29, 2010	Notice from the Office of the Secretary: In the Matter of Gold-Quest International et al.
	April 28, 2010	Notice: In the Matter of Gold-Quest International et al.
	March 24, 2010	Notice from the Office of the Secretary: In the Matter of Gold-Quest International et al.
	March 23, 2010	Order: In the Matter of Gold-Quest International et al.
	December 10, 2009	Order: In the Matter of Gold-Quest International et al.
	December 11, 2009	Notice from the Office of the Secretary: In the Matter of Gold-Quest International et al.
	October 9, 2009	Notice from the Office of the Secretary: In the Matter of Gold-Quest International et al.
	October 9, 2009	Order: In the Matter of Gold-Quest International et al.
	August 20, 2009	Notice from the Office of the Secretary: In the Matter of Gold-Quest International et al.
	August 20, 2009	Order: In the Matter of Gold-Quest International et al.
	June 26, 2009	Notice from the Office of the Secretary: In the Matter of Gold-Quest International et al.
	June 25, 2009	Order: In the Matter of Gold-Quest International et al.
	May 28, 2009	Notice from the Office of the Secretary: In the Matter of Gold-Quest International et al.
	May 26, 2009	Order: In the Matter of Gold-Quest International et al.
	March 23, 2009	Notice from the Office of the Secretary: In the Matter of Gold-Quest International et al.
	March 23, 2009	Order: In the Matter of Gold-Quest International et al.
	March 16, 2009	Notice from the Office of the Secretary: In the Matter of Gold-Quest International et al.
	March 13, 2009	Notice of Hearing: In the Matter of Gold-Quest International et al.
	March 12, 2009	Statement of Allegations: In the Matter of Gold-Quest International et al.

Gallagher, Liam Gallagher, Liam
	December 18, 2018	Notice from the Office of the Secretary: Katanga Mining Limited et al., File No. 2018-76
	December 18, 2018	Order: In the Matter of Katanga Mining Limited et al.
	December 18, 2018	Oral Reasons for Approval of a Settlement: In the Matter of Katanga Mining Limited et al.
	December 14, 2018	Settlement Agreement: In the Matter of Katanga Mining Limited et al.
	December 17, 2018	Notice from the Office of the Secretary: Katanga Mining Limited, et al., File No. 2018-76
	December 17, 2018	Notice of Hearing: In the Matter of Katanga Mining Limited, et al.
	December 14, 2018	Statement of Allegations: In the Matter of Katanga Mining Limited, et al.

Gane, Alan Gane, Alan
	September 25, 2000	Order: In the Matter of Adrian Beale et al.
	September 15, 2000	Notice of Hearing: In the Matter of Adrian Beale et al.
	September 15, 2000	Temporary Order: In the Matter of Adrian Beale et al.
	September 12, 2000	Statement of Allegations: In the Matter of Adrian Beale et al.

Gantcheff, George Gantcheff, George
	February 5, 1997	Order: In the Matter of 964178 Ontario Inc. et al.

Garcia, Azucena Garcia, Azucena
	January 18, 2010	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	January 15, 2010	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	November 25, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	November 24, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	October 19, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	October 19, 2009	Endorsement: In the Matter of W.J.N. Holdings Inc. et al.
	September 1, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	August 25, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	August 13, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	August 12, 2009	Order: In the Matter of W.J.N. Holdings Inc. et al.
	July 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	July 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	July 23, 2009	Order: In the Matter of W.J.N. Holdings Inc. et al.
	July 23, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	March 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	March 24, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	March 13, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	March 11, 2009	Notice of Hearing: In the Matter of W.J.N. Holdings Inc. et al.
	March 11, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.

Garcia, Richard Garcia, Richard
	January 16, 2009	Notice from the Office of the Secretary: In the Matter of Global Petroleum Strategies, LLC et al.
	January 15, 2009	Order: In the Matter of Global Petroleum Strategies, LLC et al.
	January 7, 2009	Notice from the Office of the Secretary: In the Matter of Global Petroleum Strategies, LLC et al.
	January 6, 2009	Notice of Hearing: In the Matter of Global Petroleum Strategies, LLC et al.
	January 6, 2009	Temporary Order: In the Matter of Global Petroleum Strategies, LLC et al.
	January 5, 2009	Statement of Allegations: In the Matter of Global Petroleum Strategies, LLC et al.

Garner, Ron Garner, Ron
	November 21, 2012	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al. - Tom Mezinski
	November 20, 2012	Order: In the Matter of Maitland Capital Ltd. et al. - Tom Mezinski
	November 20, 2012	Reasons and Decision on Sanctions and Costs: In the Matter of Maitland Capital Ltd. et al. - Tom Mezinski
	July 16, 2012	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	July 13, 2012	Order: In the Matter of Maitland Capital Ltd. et al.
	July 9, 2012	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al. - Steven Lanys
	July 9, 2012	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al. - Tom Mezinski
	July 6, 2012	Order: In the Matter of Maitland Capital Ltd. et al. - Steven Lanys
	July 6, 2012	Order: In the Matter of Maitland Capital Ltd. et al. - Tom Mezinski
	July 6, 2012	Reasons and Decision: In the Matter of Maitland Capital Ltd. et al. - Steven Lanys
	July 6, 2012	Reasons and Decision: In the Matter of Maitland Capital Ltd. et al. - Tom Mezinski
	March 21, 2012	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	February 15, 2012	Notice of Withdrawal: In the Matter of Maitland Capital Ltd. et al.
	February 9, 2012	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	February 8, 2012	Order: In the Matter of Maitland Capital Ltd. et al. - Maitland Capital Ltd., Allen Grossman and Hanoch Ulfan
	February 8, 2012	Reasons and Decision: In the Matter of Maitland Capital Ltd. et al. - Maitland Capital Ltd., Allen Grossman and Hanoch Ulfan
	November 7, 2011	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	November 4, 2011	Order: In the Matter of Maitland Capital Ltd. et al. - Leonard Waddingham, Ron Garner, Gord Valde and Dianna Cassidy
	November 4, 2011	Reasons and Decision on Sanctions: In the Matter of Maitland Capital Ltd. et al. - Leonard Waddingham, Ron Garner, Gord Valde and Dianna Cassidy
	November 1, 2011	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	September 19, 2011	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	September 2, 2011	Notice of Withdrawal: In the Matter of Maitland Capital Ltd. et al.
	September 2, 2011	Order: In the Matter of Maitland Capital Ltd. et al.
	July 7, 2011	Notice in the Matter of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	June 28, 2011	Order: In the Matter of Maitland Capital Ltd. et al.
	June 21, 2011	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	May 27, 2011	Amended Notice of Hearing: In the Matter of Maitland Capital Ltd. et al.
	May 27, 2011	Amended Statement of Allegations: In the Matter of Maitland Capital Ltd. et al.
	July 31, 2007	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	July 31, 2007	Order: In the Matter of Maitland Capital Ltd. et al.
	September 12, 2006	Order: In the Matter of Maitland Capital Ltd. et al.
	July 5, 2006	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	June 28, 2006	Order: In the Matter of Maitland Capital Ltd. et al.
	May 30, 2006	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	May 29, 2006	Order: In the Matter of Maitland Capital Ltd. et al.
	May 26, 2006	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	April 19, 2006	Order: In the Matter of Maitland Capital Ltd. et al.
	February 28, 2006	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	February 28, 2006	Order: In the Matter of Maitland Capital Ltd. et al.
	February 8, 2006	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	February 8, 2006	Order: In the Matter of Maitland Capital Ltd. et al.
	January 30, 2006	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	January 24, 2006	Notice of Hearing: In the Matter of Maitland Capital Ltd. et al.
	January 24, 2006	Statement of Allegations: In the Matter of Maitland Capital Ltd. et al.

Gateway Center General Partner Inc. Gateway Center General Partner Inc.
	March 28, 2013	Notice from the Office of the Secretary: In the Matter of Aurelio Baglione et al.
	March 28, 2013	Order: In the Matter of Aurelio Baglione et al.
	March 27, 2013	Notice from the Office of the Secretary: In the Matter of Aurelio Baglione et al.
	March 27, 2013	Notice of Hearing: In the Matter of Aurelio Baglione et al.
	March 27, 2013	Statement of Allegations: In the Matter of Aurelio Baglione et al.
	March 26, 2013	Settlement Agreement: In the Matter of Aurelio Baglione et al.

Gateway Retail Center Limited Partnership Gateway Retail Center Limited Partnership
	March 28, 2013	Notice from the Office of the Secretary: In the Matter of Aurelio Baglione et al.
	March 28, 2013	Order: In the Matter of Aurelio Baglione et al.
	March 27, 2013	Notice from the Office of the Secretary: In the Matter of Aurelio Baglione et al.
	March 27, 2013	Notice of Hearing: In the Matter of Aurelio Baglione et al.
	March 27, 2013	Statement of Allegations: In the Matter of Aurelio Baglione et al.
	March 26, 2013	Settlement Agreement: In the Matter of Aurelio Baglione et al.

Gatti, Daniel E. Gatti, Daniel E.
	June 27, 2003	Order: In the Matter of YBM Magnex International Inc. et al.
	June 27, 2003	Reasons: In the Matter of YBM Magnex International Inc. et al.
	June 27, 2003	Reasons: In the Matter of YBM Magnex International Inc. et al.
	March 30, 2001	Reasons for Decision: In the Matter of YBM Magnex International Inc. et al.
	March 16, 2001	Order: In the Matter of YBM Magnex International Inc. et al.
	March 12, 2001	Order: In the Matter of YBM Magnex International Inc. et al.
	March 2, 2001	Reasons for Decision: In the Matter of YBM Magnex International Inc. et al.
	February 11, 2000	Decision and Reasons: In the Matter of YBM Magnex International Inc. et al.
	January 25, 2000	Decision and Reasons: In the Matter of YBM Magnex International Inc. et al.
	January 5, 2000	Decision and Reasons: In the Matter of YBM Magnex International Inc. et al.
	November 1, 1999	Statement of Allegations: In the Matter of YBM Magnex International Inc. et al.

Gauthier, Normand Gauthier, Normand
	October 10, 2013	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	October 8, 2013	Order: In the Matter of Normand Gauthier et al.
	October 10, 2013	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	October 8, 2013	Order: In the Matter of Normand Gauthier et al.
	October 2, 2013	Settlement Agreement: In the matter of Normand Gauthier, Gentree Asset Management Inc., R.E.A.L.Group Fund III (Canada) Lp, and Canpro Income Fund I, Lp
	October 2, 2013	Undertaking: In the matter of Normand Gauthier, Gentree Asset Management Inc., R.E.A.L. Group Fund III (Canada) Lp, and Canpro Income Fund I, Lp
	October 3, 2013	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	October 2, 2013	Notice of Hearing: In the Matter of Normand Gauthier et al.
	September 13, 2013	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	September 11, 2013	Order: In the Matter of Normand Gauthier et al.
	August 22, 2013	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	August 15, 2013	Order: In the Matter of Normand Gauthier et al.
	May 22, 2013	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	May 22, 2013	Order: In the Matter of Normand Gauthier et al.
	March 11, 2013	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	March 7, 2013	Order: In the Matter of Normand Gauthier et al.
	December 21, 2012	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	December 18, 2012	Order: In the Matter of Normand Gauthier et al.
	October 4, 2012	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	October 3, 2012	Order: In the Matter of Normand Gauthier et al.
	September 6, 2012	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	September 5, 2012	Order: In the Matter of Normand Gauthier et al.
	August 15, 2012	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	August 15, 2012	Order: In the Matter of Normand Gauthier et al.
	June 28, 2012	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	June 28, 2012	Order: In the Matter of Normand Gauthier et al.
	April 30, 2012	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	April 27, 2012	Order: In the Matter of Normand Gauthier et al.
	April 24, 2012	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	March 29, 2012	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	March 27, 2012	Notice of Hearing: In the Matter of Normand Gauthier et al.
	March 27, 2012	Statement of Allegations: In the Matter of Normand Gauthier et al.
	September 28, 2011	Notice from the Office of the Secretary: In the Matter of Normand Gauthier at al.
	September 27, 2011	Order: In the Matter of Normand Gauthier et al.
	September 16, 2011	Notice from the Office of the Secretary: In the Matter of Normand Gauthier at al.
	September 15, 2011	Order: In the Matter of Normand Gauthier et al.
	September 8, 2011	Notice from the Office of the Secretary: In the Matter of Normand Gauthier at al.
	September 8, 2011	Order: In the Matter of Normand Gauthier et al.
	August 30, 2011	Notice from the Office of the Secretary: In the Matter of Normand Gauthier at al.
	August 29, 2011	Order: In the Matter of Normand Gauthier et al.
	August 18, 2011	Notice from the Office of the Secretary: In the Matter of Normand Gauthier at al.
	August 17, 2011	Order: In the Matter of Normand Gauthier et al.
	August 16, 2011	Notice from the Office of the Secretary: In the Matter of Normand Gauthier at al.
	August 15, 2011	Notice of Hearing: In the Matter of Normand Gauthier et al.

Gazit Canada Inc. Gazit Canada Inc.
	July 17, 2007	Notice from the Office of the Secretary: In the Matter of Sterling Centrecorp Inc. et al.
	July 16, 2007	Reasons and Decision: In the Matter of Sterling Centrecorp Inc. et al.
	June 4, 2007	Notice from the Office of the Secretary: In the Matter of Sterling Centrecorp Inc. et al.
	June 4, 2007	Order: In the Matter of Sterling Centrecorp Inc. et al.
	May 8, 2007	Notice from the Office of the Secretary: In the Matter of Sterling Centrecorp Inc. et al.
	May 8, 2007	Amended Notice of Hearing: In the Matter of Sterling Centrecorp Inc. et al.
	April 27, 2007	Notice from the Office of the Secretary: In the Matter of Sterling Centrecorp Inc. et al.
	April 27, 2007	Notice of Hearing: In the Matter of Sterling Centrecorp Inc. et al.
	April 25, 2007	Application: In the Matter of Sterling Centrecorp Inc. et al.

Ge, Shengpeng Ge, Shengpeng
	June 24, 2016	Notice from the Office of the Secretary: In the Matter of 7997698 Canada Inc. (carrying on business as International Legal and Accounting Services Inc.), et al.
	June 23, 2016	Reasons and Decision: In the Matter of 7997698 Canada Inc. (carrying on business as International Legal and Accounting Services Inc.), et al.

Geddes, Christopher Joseph Geddes, Christopher Joseph
	April 13, 2010	Notice from the Office of the Secretary: In the Matter of Christopher Joseph Geddes
	April 12, 2010	Order and Settlement Agreement attached as Schedule "A": In the Matter of Christopher Joseph Geddes
	April 5, 2010	Notice from the Office of the Secretary: In the Matter of Christopher Joseph Geddes
	April 1, 2010	Notice of Hearing: In the Matter of Christopher Joseph Geddes
	April 1, 2010	Statement of Allegations: In the Matter of Christopher Joseph Geddes

Gelleny, Lorne J. Gelleny, Lorne J.
	June 22, 2000	Order: In the Matter of David Nunn et al.
	June 8, 2000	Temporary Order: In the Matter of David Nunn et al.
	June 8, 2000	Notice of Hearing: In the Matter of David Nunn et al.
	June 8, 2000	Statement of Allegations: David Nunn et al.

Gentree Asset Management Inc. Gentree Asset Management Inc.
	October 10, 2013	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	October 8, 2013	Order: In the Matter of Normand Gauthier et al.
	October 2, 2013	Settlement Agreement: In the matter of Normand Gauthier, Gentree Asset Management Inc., R.E.A.L.Group Fund III (Canada) Lp, and Canpro Income Fund I, Lp
	October 2, 2013	Undertaking: In the matter of Normand Gauthier, Gentree Asset Management Inc., R.E.A.L. Group Fund III (Canada) Lp, and Canpro Income Fund I, Lp
	October 10, 2013	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	October 8, 2013	Order: In the Matter of Normand Gauthier et al.
	October 3, 2013	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	October 2, 2013	Notice of Hearing: In the Matter of Normand Gauthier et al.
	September 13, 2013	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	September 11, 2013	Order: In the Matter of Normand Gauthier et al.
	August 22, 2013	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	August 15, 2013	Order: In the Matter of Normand Gauthier et al.
	May 22, 2013	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	May 22, 2013	Order: In the Matter of Normand Gauthier et al.
	March 11, 2013	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	March 7, 2013	Order: In the Matter of Normand Gauthier et al.
	December 21, 2012	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	December 18, 2012	Order: In the Matter of Normand Gauthier et al.
	October 4, 2012	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	October 3, 2012	Order: In the Matter of Normand Gauthier et al.
	September 6, 2012	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	September 5, 2012	Order: In the Matter of Normand Gauthier et al.
	August 15, 2012	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	August 15, 2012	Order: In the Matter of Normand Gauthier et al.
	June 28, 2012	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	June 28, 2012	Order: In the Matter of Normand Gauthier et al.
	April 30, 2012	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	April 27, 2012	Order: In the Matter of Normand Gauthier et al.
	April 24, 2012	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	March 29, 2012	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	March 27, 2012	Notice of Hearing: In the Matter of Normand Gauthier et al.
	March 27, 2012	Statement of Allegations: In the Matter of Normand Gauthier et al.
	September 28, 2011	Notice from the Office of the Secretary: In the Matter of Normand Gauthier at al.
	September 27, 2011	Order: In the Matter of Normand Gauthier et al.
	September 16, 2011	Notice from the Office of the Secretary: In the Matter of Normand Gauthier at al.
	September 15, 2011	Order: In the Matter of Normand Gauthier et al.
	September 8, 2011	Notice from the Office of the Secretary: In the Matter of Normand Gauthier at al.
	September 8, 2011	Order: In the Matter of Normand Gauthier et al.
	August 30, 2011	Notice from the Office of the Secretary: In the Matter of Normand Gauthier at al.
	August 29, 2011	Order: In the Matter of Normand Gauthier et al.
	August 18, 2011	Notice from the Office of the Secretary: In the Matter of Normand Gauthier at al.
	August 17, 2011	Order: In the Matter of Normand Gauthier et al.
	August 16, 2011	Notice from the Office of the Secretary: In the Matter of Normand Gauthier at al.
	August 15, 2011	Notice of Hearing: In the Matter of Normand Gauthier et al.

George, Gary George, Gary
	January 26, 1999	Decision and Reasons: In the Matter of Gary George
	September 3, 1998	Notice of Hearing: In the Matter of Gary George
	September 3, 1998	Statement of Allegations: In The Matter of Gary George

Georgiadis, Jason Georgiadis, Jason
	October 15, 2010	Notice from the Office of the Secretary: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	October 15, 2010	Order: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	August 31, 2010	Notice from the Office of the Secretary: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	August 30, 2010	Order: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	July 22, 2010	Notice from the Office of the Secretary: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	July 21, 2010	Order: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	June 15, 2010	Notice from the Office of the Secretary: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	June 10, 2010	Order: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	April 13, 2010	Notice from the Office of the Secretary: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	April 13, 2010	Order: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	March 4, 2010	Notice from the Office of the Secretary: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	March 3, 2010	Order: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	September 3, 2009	Notice from the Office of the Secretary: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	September 3, 2009	Order: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	March 3, 2009	Notice from the Office of the Secretary: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	March 3, 2009	Order: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	November 14, 2008	Notice from the Office of the Secretary: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	November 14, 2008	Order: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	November 5, 2008	Notice from the Office of the Secretary: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	November 4, 2008	Order: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	October 31, 2008	Notice from the Office of the Secretary: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	October 24, 2008	Notice from the Office of the Secretary: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	October 23, 2008	Notice of Hearing: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	October 21, 2008	Temporary Order: In the Matter of Brilliante Brasilcan Resources Corp. et al.

Gerber, Victoria Gerber, Victoria
	October 17, 2008	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 17, 2008	Temporary Order: In the Matter of Irwin Boock et al.
	September 9, 2008	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	September 9, 2008	Temporary Order: In the Matter of Irwin Boock et al.
	June 11, 2008	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	June 11, 2008	Temporary Order: In the Matter of Irwin Boock et al.
	May 15, 2008	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	May 15, 2008	Temporary Order: In the Matter of Irwin Boock et al.
	May 14, 2008	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	May 14, 2008	Amended Notice of Hearing: In the Matter of Irwin Boock et al.
	May 14, 2008	Amended Temporary Order: In the Matter of Irwin Boock et al.
	May 8, 2008	Notice from the Office of the Secretary: In the Matter of Irwin Boock
	May 8, 2008	Notice of Hearing: In the Matter of Irwin Boock et al.
	May 6, 2008	Notice from the Office of the Secretary: In the Matter of Irwin Boock
	May 5, 2008	Temporary Order: In the Matter of Irwin Boock et al.

German, Timothy German, Timothy
	May 24, 2016	Notice from the Office of the Secretary: In the Matter of Bradon Technologies Ltd. et al.
	May 20, 2016	Order: In the Matter of Bradon Technologies Ltd. et al.
	May 20, 2016	Reasons and Decision: In the Matter of Bradon Technologies Ltd. et al.
	November 16, 2015	Notice from the Office of the Secretary: In the Matter of Bradon Technologies Ltd. et al.
	November 13, 2015	Order: In the Matter of Bradon Technologies Ltd. et al.
	July 22, 2015	Notice from the Office of the Secretary: In the Matter of Bradon Technologies Ltd. et al.
	July 21, 2015	Reasons and Decision: In the Matter of Bradon Technologies Ltd. et al.
	March 9, 2015	Notice from the Office of the Secretary: In the Matter of Bradon Technologies Ltd. et al.
	February 24, 2015	Order: In the Matter of Bradon Technologies Ltd. et al.
	February 12, 2015	Notice from the Office of the Secretary: In the Matter of Bradon Technologies Ltd. et al.
	February 11, 2015	Order: In the Matter of Bradon Technologies Ltd. et al.
	December 16, 2014	Notice from the Office of the Secretary: In the Matter of Bradon Technologies Ltd. et al.
	December 12, 2014	Order: In the Matter of Bradon Technologies Ltd. et al.
	October 30, 2014	Notice from the Office of the Secretary: In the Matter of Bradon Technologies Ltd. et al.
	October 27, 2014	Order: In the Matter of Bradon Technologies Ltd. et al.
	March 14, 2014	Notice from the Office of the Secretary: In the Matter of Bradon Technologies Ltd. et al.
	March 12, 2014	Order: In the Matter of Bradon Technologies Ltd. et al.
	December 12, 2013	Notice from the Office of the Secretary: In the Matter of Bradon Technologies Ltd. et al.
	December 9, 2013	Order: In the Matter of Bradon Technologies Ltd. et al.
	November 1, 2013	Notice from the Office of the Secretary: In the Matter of Bradon Technologies Ltd. et al.
	October 29, 2013	Order: In the Matter of Bradon Technologies Ltd. et al.
	October 18, 2013	Notice from the Office of the Secretary: In the Matter of Bradon Technologies Ltd. et al.
	October 3, 2013	Notice of Hearing: In the Matter of Bradon Technologies Ltd. et al.
	October 3, 2013	Statement of Allegations: In the Matter of Bradon Technologies Ltd. et al.

Germeil, Jean-Smaille Germeil, Jean-Smaille
	October 18, 2019	Notice from the Office of the Secretary: Jean-Smaille Germeil and FPE Trading, File No. 2019-26
	October 17, 2019	Order: In the Matter of Jean-Smaille Germeil and FPE Trading
	October 17, 2019	Reasons and Decision: In the Matter of Jean-Smaille Germeil and FPE Trading
	July 17, 2019	Notice from the Office of the Secretary: Jean-Smaille Germeil and FPE Trading, File No. 2019-26
	July 17, 2019	Notice of Hearing: In the Matter of Jean-Smaille Germeil and FPE Trading
	July 16, 2019	Statement of Allegations: In the Matter of Jean-Smaille Germei and FPE Trading

Giangrosso, Ben (a.k.a. Bernardo Giangrosso) Giangrosso, Ben (a.k.a. Bernardo Giangrosso)
	January 9, 2013	Notice from the Office of the Secretary: In the Matter of Simply Wealth Financial Group Inc. et al.
	January 9, 2013	Order: In the Matter of Simply Wealth Financial Group Inc. et al.
	January 9, 2013	Reasons and Decision on Sanctions and Costs: In the Matter of Simply Wealth Financial Group Inc. et al.
	July 30, 2012	Notice from the Office of the Secretary: In the Matter of Simply Wealth Financial Group Inc. et al.
	June 25, 2012	Notice from the Office of the Secretary: In the Matter of Simply Wealth Financial Group Inc. et al.
	June 21, 2012	Reasons and Decision: In the Matter of Simply Wealth Financial Group Inc. et al.
	May 4, 2012	Notice from the Office of the Secretary: In the Matter of Ciccone Group et al.
	May 3, 2012	Order: In the Matter of Ciccone Group et al.
	February 6, 2012	Notice from the Office of the Secretary: In the Matter of Ciccone Group et al.
	February 1, 2012	Order: In the Matter of Ciccone Group et al.
	January 4, 2012	Notice from the Office of the Secretary: In the Matter of Simply Wealth Financial Group Inc. et al.
	November 3, 2011	Notice from the Office of the Secretary: In the Matter of Ciccone Group et al.
	November 1, 2011	Order: In the Matter of Ciccone Group et al.
	September 29, 2011	Notice from the Office of the Secretary: In the Matter of Ciccone Group et al.
	September 29, 2011	Order: In the Matter of Ciccone Group et al.
	August 11, 2011	Notice from the Office of the Secretary: In the Matter of Ciccone Group et al.
	August 10, 2011	Order: In the Matter of Ciccone Group et al.
	June 1, 2011	Notice from the Office of the Secretary: In the Matter of Simply Wealth Financial Group Inc. et al.
	June 1, 2011	Order: In the Matter of Simply Wealth Financial Group Inc. et al.
	May 11, 2011	Notice from the Office of the Secretary: In the Matter of Ciccone Group et al.
	May 10, 2011	Order: In the Matter of Ciccone Group et al.
	March 29, 2011	Notice from the Office of the Secretary: In the Matter of Simply Wealth Financial Group Inc. et al.
	March 24, 2011	Order: In the Matter of Simply Wealth Financial Group Inc. et al.
	March 17, 2011	Notice from the Office of the Secretary: In the Matter of Simply Wealth Financial Group Inc. et al.
	March 16, 2011	Amended Statement of Allegations: In the Matter of Simply Wealth Financial Group Inc. et al.
	February 18, 2011	Notice from the Office of the Secretary: In the Matter of Simply Wealth Financial Group Inc. et al.
	February 16, 2011	Notice of Hearing: In the Matter of Simply Wealth Financial Group Inc. et al.
	February 16, 2011	Statement of Allegations: In the Matter of Simply Wealth Financial Group Inc. et al.
	January 25, 2011	Notice from the Office of the Secretary: In the Matter of Ciccone Group et al.
	January 25, 2011	Order: In the Matter of Ciccone Group et al.
	October 22, 2010	Notice from the Office of the Secretary: In the Matter of Ciccone Group et al.
	October 21, 2010	Order: In the Matter of Ciccone Group et al.
	May 5, 2010	Notice from the Office of the Secretary: In the Matter of Ciccone Group et al.
	May 3, 2010	Order: In the Matter of Ciccone Group et al.
	April 23, 2010	Notice from the Office of the Secretary: In the Matter of Ciccone Group et al.
	April 22, 2010	Notice of Hearing: In the Matter of Ciccone Group et al.
	April 21, 2010	Temporary Order: In the Matter of Ciccone Group et al.

Giles, Amy Giles, Amy
	October 17, 2008	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	October 17, 2008	Temporary Order: In the Matter of David Waton et al.
	September 9, 2008	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	September 9, 2008	Temporary Order: In the Matter of David Waton et al.
	June 25, 2008	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	June 24, 2008	Temporary Order: In the Matter of David Waton et al.
	January 10, 2008	Notice from the Office of the Secretary: In the Matter of David Waton et al. - Stanton De Freitas
	January 9, 2008	Reasons and Decision: In the Matter of David Watson et al. - Stanton De Freitas
	December 18, 2007	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	December 5, 2007	Temporary Order: In the Matter of David Waton et al.
	December 4, 2007	Temporary Order: In the Matter of David Waton et al.
	December 3, 2007	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	November 29, 2007	Temporary Order: In the Matter of David Waton et al.
	September 28, 2007	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	September 28, 2007	Temporary Order: In the Matter of David Waton et al.
	June 26, 2007	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	June 25, 2007	Temporary Order: In the Matter of David Waton et al.
	June 1, 2007	Notice from the Office of the Secretary: In the Matter of Jason Wong et al.
	June 1, 2007	Temporary Order: In the Matter of Jason Wong et al.
	May 24, 2007	Notice from the Office of the Secretary: In the Matter of Jason Wong et al.
	May 22, 2007	Notice of Hearing: In the Matter of Jason Wong et al.
	May 22, 2007	Temporary Order: In the Matter of Jason Wong et al.
	May 18, 2007	Temporary Order: In the Matter of Jason Wong et al.

Gillam, Keith L. Gillam, Keith L.
	March 10, 2006	Settlement Agreement: In the Matter of Keith L. Gillam

Gillani, Nazim Gillani, Nazim
	June 9, 2015	Notice of Correction: In the Matter of International Strategic Investments et al.
	June 9, 2015	Notice from the Office of the Secretary: In the Matter of International Strategic Investments et al.
	June 8, 2015	Order: In the Matter of International Strategic Investments et al.
	June 8, 2015	Reasons and Decision: In the Matter of International Strategic Investments et al.
	April 22, 2015	Notice from the Office of the Secretary: In the Matter of International Strategic Investments et al.
	April 22, 2015	Order: In the Matter of International Strategic Investments et al.
	March 9, 2015	Notice from the Office of the Secretary: In the Matter of International Strategic Investments et al.
	March 6, 2015	Order: In the Matter of International Strategic Investments et al.
	March 6, 2015	Reasons and Descision: In the Matter of International Strategic Investments et al.
	November 14, 2014	Notice from the Office of the Secretary: In the Matter of International Strategic Investments et al.
	October 31, 2014	Order: In the Matter of International Strategic Investments et al.
	October 22, 2014	Notice from the Office of the Secretary: In the Matter of International Strategic Investments et al.
	October 21, 2014	Order: In the Matter of International Strategic Investments et al.
	December 18, 2013	Notice from the Office of the Secretary: In the Matter of International Strategic Investments et al.
	December 12, 2013	Order: In the Matter of International Strategic Investments et al.
	December 10, 2013	Notice from the Office of the Secretary: In the Matter of International Strategic Investments et al.
	December 5, 2013	Order: In the Matter of International Strategic Investments et al.
	December 2, 2013	Notice from the Office of the Secretary: In the Matter of International Strategic Investments et al.
	November 27, 2013	Order: In the Matter of International Strategic Investments et al.
	November 26, 2013	Notice from the Office of the Secretary: In the Matter of International Strategic Investments et al.
	November 25, 2013	Order: In the Matter of International Strategic Investments et al.
	March 6, 2013	Notice from the Office of the Secretary: In the Matter of International Strategic Investments et al.
	March 5, 2013	Order: In the Matter of International Strategic Investments et al.
	January 17, 2013	Notice from the Office of the Secretary: In the Matter of International Strategic Investments et al.
	January 16, 2013	Order: In the Matter of International Strategic Investments et al.
	December 10, 2012	Notice from the Office of the Secretary: In the Matter of International Strategic Investments et al.
	December 3, 2012	Order: In the Matter of International Strategic Investments et al.
	November 21, 2012	Notice from the Office of the Secretary: In the Matter of International Strategic Investments et al.
	November 20, 2012	Order: In the Matter of International Strategic Investments et al.
	October 10, 2012	Notice from the Office of the Secretary: In the Matter of International Strategic Investments et al.
	October 9, 2012	Order: In the Matter of International Strategic Investments et al.
	August 21, 2012	Notice from the Office of the Secretary: In the Matter of International Strategic Investments et al.
	August 20, 2012	Order: In the Matter of International Strategic Investments et al.
	June 12, 2012	Notice from the Office of the Secretary: In the Matter of International Strategic Investments et al.
	June 6, 2012	Order: In the Matter of International Strategic Investments et al.
	May 2, 2012	Notice from the Office of the Secretary: In the Matter of International Strategic Investments et al.
	April 30, 2012	Order: In the Matter of International Strategic Investments et al.
	April 16, 2012	Notice from the Office of the Secretary: In the Matter of International Strategic Investments et al.
	April 13, 2012	Order: In the Matter of International Strategic Investments et al.
	April 5, 2012	Notice from the Office of the Secretary: In the Matter of International Strategic Investments et al.
	April 3, 2012	Order: In the Matter of International Strategic Investments et al.
	March 6, 2012	Notice of Hearing: In the Matter of International Strategic Investments et al.
	March 5, 2012	Statement of Allegations: In the Matter of International Strategic Investments et al.

Gillespie, Marion Gillespie, Marion
	July 20, 2000	Order: In the Matter of RT Capital Management Inc. et al.
	July 20, 2000	Decision and Reasons: In the Matter of RT Capital Management Inc. et al.
	July 20, 2000	Settlement Agreement: In the Matter of RT Capital Management Inc. et al.
	June 29, 2000	Notice of Hearing: In the Matter of RT Capital Management Inc. et al.
	June 29, 2000	Statement of Allegations: In the Matter of RT Capital Management Inc. et al.

GITC GITC
	October 23, 2015	Notice from the Office of the Secretary: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	October 23, 2015	Order: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	October 15, 2015	Settlement Agreement: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	October 16, 2015	Notice from the Office of the Secretary: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	October 16, 2015	Notice of Hearing: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	October 8, 2015	Notice from the Office of the Secretary: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	October 6, 2015	Order: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	July 21, 2015	Notice from the Office of the Secretary: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	July 20, 2015	Order: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	July 21, 2015	Notice from the Office of the Secretary: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	July 20, 2015	Order: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	April 14, 2015	Notice from the Office of the Secretary: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	April 10, 2015	Order: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	April 14, 2015	Notice from the Office of the Secretary: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	April 10, 2015	Order: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	March 13, 2015	Notice from the Office of the Secretary: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	March 12, 2015	Notice of Hearing: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	March 12, 2015	Statement of Allegations: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	December 24, 2014	Notice from the Office of the Secretary: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	December 24, 2014	Temporary Order: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	December 12, 2014	Notice from the Office of the Secretary: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	December 12, 2014	Notice of Hearing: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	December 11, 2014	Temporary Order: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.

GITC Inc. GITC Inc.
	October 23, 2015	Notice from the Office of the Secretary: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	October 23, 2015	Order: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	October 15, 2015	Settlement Agreement: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	October 16, 2015	Notice from the Office of the Secretary: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	October 16, 2015	Notice of Hearing: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	October 8, 2015	Notice from the Office of the Secretary: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	October 6, 2015	Order: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	July 21, 2015	Notice from the Office of the Secretary: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	July 20, 2015	Order: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	July 21, 2015	Notice from the Office of the Secretary: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	July 20, 2015	Order: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	April 14, 2015	Notice from the Office of the Secretary: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	April 10, 2015	Order: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	April 14, 2015	Notice from the Office of the Secretary: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	April 10, 2015	Order: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	March 13, 2015	Notice from the Office of the Secretary: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	March 12, 2015	Notice of Hearing: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	March 12, 2015	Statement of Allegations: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	December 24, 2014	Notice from the Office of the Secretary: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	December 24, 2014	Temporary Order: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	December 12, 2014	Notice from the Office of the Secretary: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	December 12, 2014	Notice of Hearing: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	December 11, 2014	Temporary Order: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.

GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc.
	October 23, 2015	Notice from the Office of the Secretary: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	October 23, 2015	Order: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	October 15, 2015	Settlement Agreement: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	October 16, 2015	Notice from the Office of the Secretary: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	October 16, 2015	Notice of Hearing: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	October 8, 2015	Notice from the Office of the Secretary: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	October 6, 2015	Order: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	July 21, 2015	Notice from the Office of the Secretary: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	July 20, 2015	Order: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	July 21, 2015	Notice from the Office of the Secretary: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	July 20, 2015	Order: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	April 14, 2015	Notice from the Office of the Secretary: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	April 10, 2015	Order: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	April 14, 2015	Notice from the Office of the Secretary: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	April 10, 2015	Order: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	March 13, 2015	Notice from the Office of the Secretary: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	March 12, 2015	Notice of Hearing: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	March 12, 2015	Statement of Allegations: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	December 24, 2014	Notice from the Office of the Secretary: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	December 24, 2014	Temporary Order: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	December 12, 2014	Notice from the Office of the Secretary: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	December 12, 2014	Notice of Hearing: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.
	December 11, 2014	Temporary Order: In the Matter of GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. et al.

Gittens, Michael A. (a.k.a. Alexander M. Gittens) Gittens, Michael A. (a.k.a. Alexander M. Gittens)
	March 13, 2009	Notice from the Office of the Secretary: In the Matter of Rodney International et al.
	March 6, 2009	Reasons and Decision on Sanctions and Costs: In the Matter of Rodney International et al.
	February 13, 2009	Notice from the Office of the Secretary: In the Matter of Rodney International et al.
	February 11, 2009	Order: In the Matter of Rodney International et al.
	February 6, 2009	Notice from the Office of the Secretary: In the Matter of Rodney International et al.
	November 21, 2008	Notice from the Office of the Secretary: In the Matter of Rodney International et al.
	November 19, 2008	Reasons and Decision: In the Matter of Rodney International et al.
	October 27, 2008	Notice from the Office of the Secretary: In the Matter of Rodney International et al.
	October 27, 2008	Order: In the Matter of Rodney International et al.
	October 7, 2008	Notice from the Office of the Secretary: In the Matter of Rodney International et al.
	October 6, 2008	Notice of Withdrawal: In the Matter of Rodney International et al.
	September 9, 2008	Notice from the Office of the Secretary: In the Matter of Rodney International et al.
	September 5, 2008	Order: In the Matter of Rodney International et al.
	August 6, 2008	Notice from the Office of the Secretary: In the Matter of Rodney International et al.
	August 5, 2008	Order: In the Matter of Rodney International et al.
	June 20, 2008	Notice from the Office of the Secretary: In the Matter of Rodney International
	June 17, 2008	Order: In the Matter of Rodney International et al.
	June 6, 2008	Notice from the Office of the Secretary: In the Matter of Rodney International et al.
	June 5, 2008	Notice of Hearing: In the Matter of Rodney International et al.
	June 5, 2008	Statement of Allegations: In the Matter of Rodney International et al.
	June 4, 2008	Temporary Order: In the Matter of Rodney International et al.

Gitzel, Stanley Kenneth Gitzel, Stanley Kenneth
	February 7, 2014	Notice from the Office of Secretary: In the Matter of Vincent George DeLaet et al.
	February 6, 2014	Order: In the Matter of Victor George DeLaet et al.
	February 6, 2014	Reasons and Decision: In the Matter of Victor George DeLaet et al.
	November 28, 2013	Notice from the Office of Secretary: In the Matter of Vincent George DeLaet et al.
	November 27, 2013	Order: In the Matter of Vincent George DeLaet et al.
	November 13, 2013	Notice from the Office of Secretary: In the Matter of Vincent George DeLaet et al.
	November 12, 2013	Statement of Allegations: In the Matter of Vincent George DeLaet et al.
	November 12, 2013	Notice of Hearing: In the Matter of Vincent George DeLaet et al.

Glendale Securities Inc. Glendale Securities Inc.
	January 24, 1998	Order: In the Matter of Glendale Securities Inc. and Louis Shefsky
	January 24, 1997	Order: In the Matter of Glendale Securities Inc. and Louis Shefsky
	January 24, 1997	Settlement Agreement: In the Matter of Glendale Securities Inc. and Louis Shefsky

Global 8 Environmental Technologies, Inc. Global 8 Environmental Technologies, Inc.
	August 10, 2017	Notice from the Office of the Secretary: In The Matter of Global 8 Environmental Technologies, Inc. et al.
	August 9, 2017	Reasons and Decision: In The Matter of Global 8 Environmental Technologies, Inc. et al.
	August 9, 2017	Order: In The Matter of Global 8 Environmental Technologies, Inc. et al.
	May 18, 2017	Notice from the Office of the Secretary: In The Matter of Global 8 Environmental Technologies, Inc. et al.
	May 17, 2017	Order: In The Matter of Global 8 Environmental Technologies, Inc. et al.
	April 20, 2017	Notice from the Office of the Secretary: In The Matter of Global 8 Environmental Technologies, Inc. et al.
	April 17, 2017	Statement of Allegations: In The Matter of Global 8 Environmental Technologies, Inc. et al.
	April 17, 2017	Notice of Hearing: In The Matter of Global 8 Environmental Technologies, Inc. et al.

Global Bioenergy Resources Inc. Global Bioenergy Resources Inc.
	February 7, 2020	Notice from the Office of the Secretary: First Global Data Ltd. et al., File No. 2019-22
	February 7, 2020	Order: In the Matter of First Global Data Ltd. et al.
	December 3, 2019	Notice from the Office of the Secretary: First Global Data Ltd. et al., File No. 2019-22
	December 3, 2019	Order: In the Matter of First Global Data Ltd. et al.
	October 15, 2019	Notice from the Office of the Secretary: First Global Data Ltd. et al., File No. 2019-22
	October 15, 2019	Order: In the Matter of First Global Data Ltd. et al.
	June 25, 2019	Notice from the Office of the Secretary: First Global Data Ltd. et al., File No. 2019-22
	June 25, 2019	Order: In the Matter of First Global Data Ltd. et al.
	May 31, 2019	Notice from the Office of the Secretary: First Global Data Ltd. et al., File No. 2019-22
	May 31, 2019	Notice of Hearing: In the Matter of First Global Data Ltd. et al.
	May 31, 2019	Statement of Allegations: In the Matter of First Global Data Ltd. et al.

Global Capital Group Global Capital Group
	November 28, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	November 26, 2013	Order: In the Matter of Global Consulting and Financial Services et al.
	November 26, 2013	Reasons and Decision: In the Matter of Global Consulting and Financial Services et al.
	October 4, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	October 2, 2013	Reasons for Sanctions: In the Matter of Global Consulting and Financial Services et al.
	October 2, 2013	Order: In the Matter of Global Consulting and Financial Services et al.
	October 1, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	October 1, 2013	Order: In the Matter of Global Consulting and Financial Services et al.
	September 19, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	September 13, 2013	Amended Statement of Allegations: In the Matter of Global Consulting and Financial Services et al.
	September 6, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	September 4, 2013	Order: In the Matter of Global Consulting and Financial Services et al.
	September 3, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	August 7, 2013	Notice of Hearing: In the Matter of Global Consulting and Financial Services et al.
	August 6, 2013	Order: In the Matter of Global Consulting et al.
	July 23, 2013	Settlement Agreement: In the Matter of Global Consulting and Financial Services et al.
	July 26, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	July 25, 2013	Notice of Hearing: In the Matter of Global Consulting and Financial Services et al.
	July 18, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting et al. - Lorne Banks
	July 17, 2013	Order: In the Matter of Global Consulting et al. - Lorne Banks
	July 10, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	July 10, 2013	Notice of Hearing: In the Matter of Global Consulting and Financial Services et al.
	July 4, 2013	Settlement Agreement: In the Matter of Global Consulting and Financial Services et al. - Lorne Banks
	June 26, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	June 24, 2013	Order: In the Matter of Global Consulting and Financial Services et al.
	May 23, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	May 22, 2013	Order: In the Matter of Global Consulting and Financial Services et al.
	April 22, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	April 17, 2013	Order: In the Matter of Global Consulting and Financial Services et al.
	March 28, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	March 27, 2013	Notice of Hearing: In the Matter of Global Consulting and Financial Services et al.
	March 27, 2013	Statement of Allegations: In the Matter of Global Consulting and Financial Services et al.

Global Consulting and Financial Services Global Consulting and Financial Services
	November 28, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	November 26, 2013	Order: In the Matter of Global Consulting and Financial Services et al.
	November 26, 2013	Reasons and Decision: In the Matter of Global Consulting and Financial Services et al.
	October 15, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	October 9, 2013	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	October 4, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	October 2, 2013	Reasons for Sanctions: In the Matter of Global Consulting and Financial Services et al.
	October 2, 2013	Order: In the Matter of Global Consulting and Financial Services et al.
	October 1, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	October 1, 2013	Order: In the Matter of Global Consulting and Financial Services et al.
	September 19, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	September 13, 2013	Amended Statement of Allegations: In the Matter of Global Consulting and Financial Services et al.
	September 6, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	September 4, 2013	Order: In the Matter of Global Consulting and Financial Services et al.
	September 3, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	August 7, 2013	Notice of Hearing: In the Matter of Global Consulting and Financial Services et al.
	August 6, 2013	Order: In the Matter of Global Consulting et al.
	July 23, 2013	Settlement Agreement: In the Matter of Global Consulting and Financial Services et al.
	July 25, 2013	Notice of Hearing: In the Matter of Global Consulting and Financial Services et al.
	July 26, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	July 18, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting et al. - Lorne Banks
	July 17, 2013	Order: In the Matter of Global Consulting et al. - Lorne Banks
	July 10, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	July 10, 2013	Notice of Hearing: In the Matter of Global Consulting and Financial Services et al.
	July 4, 2013	Settlement Agreement: In the Matter of Global Consulting and Financial Services et al. - Lorne Banks
	June 26, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	June 25, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	June 24, 2013	Order: In the Matter of Global Consulting and Financial Services et al.
	June 24, 2013	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	June 5, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	June 5, 2013	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	May 23, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	May 22, 2013	Order: In the Matter of Global Consulting and Financial Services et al.
	April 29, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	April 25, 2013	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	April 22, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	April 17, 2013	Order: In the Matter of Global Consulting and Financial Services et al.
	March 28, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	March 27, 2013	Notice of Hearing: In the Matter of Global Consulting and Financial Services et al.
	March 27, 2013	Statement of Allegations: In the Matter of Global Consulting and Financial Services et al.
	March 11, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	March 7, 2013	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	January 21, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	January 17, 2013	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	December 3, 2012	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	December 3, 2012	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	June 12, 2012	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	June 11, 2012	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	April 12, 2012	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	April 11, 2012	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	January 12, 2012	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	January 11, 2012	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	October 12, 2011	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	October 11, 2011	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	July 19, 2011	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	July 15, 2011	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	May 26, 2011	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	May 24, 2011	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	March 8, 2011	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	March 8, 2011	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	January 25, 2011	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	January 25, 2011	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	December 20, 2010	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	December 20, 2010	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	December 16, 2010	Notice of Motion: In the Matter of Global Consulting and Financial Services et al.
	November 22, 2010	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	November 17, 2010	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	November 5, 2010	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	November 4, 2010	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	November 4, 2010	Notice of Hearing: In the Matter of Global Consulting and Financial Services et al.

Global Educational Trust Foundation Global Educational Trust Foundation
	May 3, 2017	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	May 2, 2017	Reasons and Decision: In the Matter of Issam El-Bouji et al.
	April 26, 2017	Notice of Hearing: In the Matter of Issam El-Bouji et al.
	April 26, 2017	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	August 13, 2014	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	August 12, 2014	Order: In the Matter of Issam El-Bouji et al.
	June 13, 2014	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	June 12, 2014	Order: In the Matter of Issam El-Bouji et al.
	April 17, 2014	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	April 17, 2014	Order: In the Matter of Issam El-Bouji et al.
	April 16, 2014	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	April 14, 2014	Settlement Agreement: In the Matter of Issam El-Bouji et al.
	April 16, 2014	Order: In the Matter of Issam El-Bouji et al.
	April 15, 2014	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	April 15, 2014	Notice of Hearing: In the Matter of Issam El-Bouji et al.
	April 11, 2014	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	April 11, 2014	Order: In the Matter of Issam El-Bouji et al.
	April 7, 2014	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	April 7, 2014	Order: In the Matter of Issam El-Bouji et al.
	July 8, 2013	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	July 5, 2013	Order: In the Matter of Issam El-Bouji et al.
	June 12, 2013	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	June 11, 2013	Order: In the Matter of Issam El-Bouji et al.
	June 6, 2013	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	June 6, 2013	Order: In the Matter of Issam El-Bouji et al.
	May 29, 2013	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	May 23, 2013	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	May 22, 2013	Order: In the Matter of Issam El-Bouji et al.
	May 21, 2013	Order: In the Matter of Issam El-Bouji et al.
	February 28, 2013	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	February 27, 2013	Order: In the Matter of Issam El-Bouji et al.
	January 29, 2013	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	January 28, 2013	Order: In the Matter of Issam El-Bouji et al.
	January 10, 2013	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	January 10, 2013	Notice of Hearing: In the Matter of Issam El-Bouji et al.
	January 10, 2013	Statement of Allegations: In the Matter of Issam El-Bouji et al.

Global Energy Group, Ltd. Global Energy Group, Ltd.
	February 24, 2015	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	February 20, 2015	Order: In the Matter of Global Energy Group, Ltd. et al.
	May 28, 2014	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	May 27, 2014	Order: In the Matter of Global Energy Group, Ltd. et al.
	March 31, 2014	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	March 28, 2014	Order: In the Matter of Global Energy Group, Ltd. et al.
	January 29, 2014	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	January 29, 2014	Order: In the Matter of Global Energy Group, Ltd. et al.
	December 19, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	December 17, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	December 16, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	December 13, 2013	Reasons and Decision on Sanctions and Costs: In the Matter of Global Energy Group, Ltd. et al.
	December 13, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	September 5, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	September 4, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	August 21, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	August 19, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	April 26, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	April 26, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	February 28, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	February 27, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	January 21, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	January 15, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	December 24, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	December 21, 2012	Order: In the Matter of Global Energy Group, Ltd. et al.
	December 21, 2012	Reasons and Decision: In the Matter of Global Energy Group, Ltd. et al.
	October 24, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	October 19, 2012	Order: In the Matter of Global Energy Group, Ltd. et al.
	March 29, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al. - Elliot Feder
	March 28, 2012	Order: In the Matter of Global Energy Group, Ltd. et al. - Elliot Feder
	February 29, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	February 29, 2012	Order: In the Matter of Global Energy Group, Ltd. et al.
	February 7, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	February 7, 2012	Order: In the Matter of Global Energy Group, Ltd. et al.
	February 3, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	January 23, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	January 23, 2012	Amended Statement of Allegations: In the Matter of Global Energy Group, Ltd. et al.
	January 20, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Elliot Feder
	January 20, 2012	Order: In the Matter of Global Energy Group, Ltd. et al. - Elliot Feder
	January 19, 2012	Settlement Agreement: In the Matter of Global Energy Group, Ltd. et al. - Elliot Feder
	January 18, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Elliot Feder
	January 18, 2012	Notice of Hearing: In the Matter of Global Energy Group, Ltd. et al. - Elliot Feder
	December 20, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al.
	December 19, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al.
	December 15, 2011	Order: In the Matter of Global Energy Group, Ltd. et al.
	November 30, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al.
	November 29, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Michael Schaumer
	November 29, 2011	Order: In the Matter of Global Energy Group, Ltd. et al. - Michael Schaumer
	November 29, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Alan Silverstein
	November 28, 2011	Order: In the Matter of Global Energy Group Ltd. et al. - Alan Silverstein
	November 28, 2011	Order: In the Matter of Global Energy Group Ltd. et al.
	November 28, 2011	Settlement Agreement: In the Matter of Global Energy Group Ltd. et al. - Alan Silverstein
	November 25, 2011	Settlement Agreement: In the Matter of Global Energy Group, Ltd. et al. - Michael Schaumer
	November 25, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Michael Schaumer
	November 25, 2011	Notice of Hearing: In the Matter of Global Energy Group, Ltd. et al. - Michael Schaumer
	November 25, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Alan Silverstein
	November 25, 2011	Notice of Hearing: In the Matter of Global Energy Group, Ltd. et al. - Alan Silverstein
	October 4, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al.
	October 4, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al.
	September 26, 2011	Motion Order: In the Matter of Global Energy Group Ltd. et al.
	September 26, 2011	Order: In the Matter of Global Energy Group Ltd. et al.
	September 26, 2011	Order: In the Matter of Global Energy Group Ltd. et al.
	September 6, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Oded Pasternak, Vyacheslav Brikman and Allan Walker
	September 1, 2011	Order: In the Matter of Global Energy Group Ltd. et al. - Allan Walker
	September 1, 2011	Order: In the Matter of Global Energy Group Ltd. et al. - Oded Pasternak
	September 1, 2011	Order: In the Matter of Global Energy Group Ltd. et al. - Vyacheslav Brikman
	August 30, 2011	Settlement Agreement: In the Matter of Global Energy Group Ltd. et al. - Oded Pasternak
	August 29, 2011	Settlement Agreement: In the Matter of Global Energy Group Ltd. et al. - Allan Walker
	August 29, 2011	Settlement Agreement: In the Matter of Global Energy Group Ltd. et al. - Vyacheslav Brikman
	August 31, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Oded Pasternak, Vyacheslav Brikman and Allan Walker
	August 30, 2011	Notice of Hearing: In the Matter of Global Energy Group, Ltd. et al. - Oded Pasternak, Vyacheslav, Brikman and Allan Walker
	July 15, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al
	July 11, 2011	Order: In the Matter of Global Energy Group Ltd. et al
	July 15, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al
	July 11, 2011	Order: In the Matter of Global Energy Group, Ltd. et al
	May 9, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	May 9, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	May 3, 2011	Order: In the Matter of Global Energy Group, Ltd. et al.
	May 3, 2011	Order: In the Matter of Global Energy Group, Ltd. et al.
	February 28, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	February 28, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	February 16, 2011	Order: In the Matter of Global Energy Group, Ltd. et al.
	February 16, 2011	Order: In the Matter of Global Energy Group, Ltd. et al.
	January 19, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	January 19, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	December 7, 2010	Order: In the Matter of Global Energy Group, Ltd. et al.
	December 7, 2010	Order: In the Matter of Global Energy Group, Ltd. et al.
	November 10, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	November 10, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. and New Gold Limited Partnerships
	November 8, 2010	Order: In the Matter of Global Energy Group, Ltd. et al.
	November 8, 2010	Order: In the Matter of Global Energy Group, Ltd. and New Gold Limited Partnerships
	November 5, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	November 3, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	November 3, 2010	Notice of Hearing: In the Matter of Global Energy Group, Ltd. et al.
	October 25, 2010	Settlement Agreement: In the Matter of Global Energy Group, Ltd. et al. - Peter Robinson
	September 14, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. and New Gold Limited Partnerships
	September 14, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	September 13, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	September 1, 2010	Order: In the Matter of Global Energy Group, Ltd. and New Gold Limited Partnerships
	September 1, 2010	Order: In the Matter of Global Energy Group, Ltd. et al.
	August 27, 2010	Motion Order: In the Matter of Global Energy Group, Ltd. et al.
	July 13, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. and New Gold Limited Partnerships
	July 9, 2010	Order: In the Matter of Global Energy Group, Ltd. and New Gold Limited Partnerships
	June 21, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	June 14, 2010	Order: In the Matter of Global Energy Group, Ltd. et al.
	June 10, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	June 8, 2010	Notice of Hearing: In the Matter of Global Energy Group, Ltd. et al.
	June 8, 2010	Statement of Allegations: In the Matter of Global Energy Group, Ltd. et al.
	March 10, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. and New Gold Limited Partnerships
	March 10, 2010	Order: In the Matter of Global Energy Group, Ltd. and New Gold Limited Partnerships
	October 8, 2009	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. and New Gold Limited Partnerships
	October 8, 2009	Order: In the Matter of Global Energy Group, Ltd. and New Gold Limited Partnerships
	June 10, 2009	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. and New Gold Limited Partnerships
	June 10, 2009	Order: In the Matter of Global Energy Group, Ltd. and New Gold Limited Partnerships
	December 3, 2008	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	December 3, 2008	Order: In the Matter of Global Energy Group, Ltd. and New Gold Limited Partnerships
	August 6, 2008	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. and New Gold Limited Partnerships
	August 5, 2008	Order: In the Matter of Global Energy Group, Ltd. and New Gold Limited Partnerships
	July 28, 2008	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. and New Gold Limited Partnerships
	July 23, 2008	Order: In the Matter of Global Energy Group, Ltd. and New Gold Limited Partnerships
	July 17, 2008	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. and New Gold Limited Partnerships
	July 15, 2008	Notice of Hearing: In the Matter of Global Energy Group, Ltd. and New Gold Limited Partnerships
	July 10, 2008	Temporary Order: In the Matter of Global Energy Group, Ltd. and New Gold Limited Partnerships

Global Growth Assets Inc. Global Growth Assets Inc.
	October 25, 2017	Notice from the Office of the Secretary: In the Matter of Hanane Bouji et al.
	October 25, 2017	Reasons and Decision: In the Matter of Hanane Bouji et al.
	September 5, 2017	Notice from the Office of the Secretary: In the Matter of Hanane Bouji et al.
	September 5, 2017	Order: In the Matter of Hanane Bouji et al.
	July 11, 2017	Notice from the Office of the Secretary: In the Matter of Hanane Bouji et al.
	July 11, 2017	Application: In the Matter of Hanane Bouji et al.
	July 11, 2017	Notice of Hearing: In the Matter of Hanane Bouji et al.
	May 3, 2017	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	May 2, 2017	Reasons and Decision: In the Matter of Issam El-Bouji et al.
	April 26, 2017	Notice of Hearing: In the Matter of Issam El-Bouji et al.
	April 26, 2017	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	August 13, 2014	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	August 12, 2014	Order: In the Matter of Issam El-Bouji et al.
	June 13, 2014	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	June 12, 2014	Order: In the Matter of Issam El-Bouji et al.
	April 24, 2014	Notice from the Office of the Secretary: In the Matter of Global Resp Corporation and Global Growth Assets Inc.
	April 24, 2014	Order: In the Matter of Global Resp Corporation and Global Growth Assets Inc.
	April 17, 2014	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	April 17, 2014	Order: In the Matter of Issam El-Bouji et al.
	April 16, 2014	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	April 14, 2014	Settlement Agreement: In the Matter of Issam El-Bouji et al.
	April 16, 2014	Order: In the Matter of Issam El-Bouji et al.
	April 15, 2014	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	April 15, 2014	Notice of Hearing: In the Matter of Issam El-Bouji et al.
	April 11, 2014	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	April 11, 2014	Order: In the Matter of Issam El-Bouji et al.
	April 9, 2014	Notice from the Office of the Secretary: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	April 7, 2014	Order: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	April 7, 2014	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	April 7, 2014	Order: In the Matter of Issam El-Bouji et al.
	April 1, 2014	Notice from the Office of the Secretary: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	March 31, 2014	Order: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	March 7, 2014	Notice from the Office of the Secretary: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	March 6, 2014	Order: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	January 30, 2014	Notice from the Office of the Secretary: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	January 29, 2014	Order: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	January 10, 2014	Notice from the Office of the Secretary: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	January 9, 2014	Order: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	December 17, 2013	Notice from the Office of the Secretary: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	December 13, 2013	Order: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	October 31, 2013	Notice from the Office of the Secretary: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	November 20, 2013	Order: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	July 8, 2013	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	October 30, 2013	Order: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	June 12, 2013	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	July 5, 2013	Order: In the Matter of Issam El-Bouji et al.
	June 6, 2013	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	June 11, 2013	Order: In the Matter of Issam El-Bouji et al.
	May 29, 2013	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	June 6, 2013	Order: In the Matter of Issam El-Bouji et al.
	May 23, 2013	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	May 22, 2013	Order: In the Matter of Issam El-Bouji et al.
	February 28, 2013	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	May 21, 2013	Order: In the Matter of Issam El-Bouji et al.
	February 14, 2013	Notice from the Office of the Secretary: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	February 27, 2013	Order: In the Matter of Issam El-Bouji et al.
	January 29, 2013	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	February 13, 2013	Order: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	January 23, 2013	Notice from the Office of the Secretary: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	January 28, 2013	Order: In the Matter of Issam El-Bouji et al.
	January 10, 2013	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	January 22, 2013	Order: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	January 10, 2013	Notice of Hearing: In the Matter of Issam El-Bouji et al.
	January 10, 2013	Statement of Allegations: In the Matter of Issam El-Bouji et al.
	December 14, 2012	Notice from the Office of the Secretary: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	December 13, 2012	Order: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	November 7, 2012	Notice from the Office of the Secretary: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	November 7, 2012	Order: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	August 14, 2012	Notice from the Office of the Secretary: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	August 10, 2012	Order: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	August 3, 2012	Notice from the Office of the Secretary: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	August 1, 2012	Notice of Hearing: In the Matter of Global Resp Corporation and Global Growth Assets Inc.
	July 26, 2012	Notice from the Office of the Secretary: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	July 26, 2012	Temporary Order: In the Matter of Global RESP Corporation and Global Growth Assets Inc.

Global Partners Capital Global Partners Capital
	September 22, 2011	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	September 21, 2011	Order: In the Matter of Global Partners Capital et al.
	September 21, 2011	Reasons and Decision on Sanctions and Costs: In the Matter of Global Partners Capital et al.
	December 22, 2010	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	December 16, 2010	Order: In the Matter of Global Partners Capital et al.
	November 19, 2010	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	November 18, 2010	Order: In the Matter of Global Partners Capital et al.
	November 10, 2010	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	November 5, 2010	Order: In the Matter of Global Partners Capital et al.
	October 18, 2010	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	September 1, 2010	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	August 31, 2010	Reasons and Decision: In the Matter of Global Partners Capital et al.
	November 27, 2008	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	November 27, 2008	Order: In the Matter of Global Partners Capital et al.
	October 1, 2008	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	October 1, 2008	Order: In the Matter of Global Partners Capital et al.
	September 23, 2008	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	September 11, 2008	Notice of Hearing: In the Matter of Global Partners Capital et al.
	September 11, 2008	Statement of Allegations: In the Matter of Global Partners Capital et al.
	January 22, 2008	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	January 22, 2008	Order: In the Matter of Global Partners Capital et al.
	October 24, 2007	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	October 24, 2007	Order: In the Matter of Global Partners Capital et al.
	October 22, 2007	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	October 15, 2007	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	October 12, 2007	Notice of Hearing: In the Matter of Global Partners Capital et al.
	October 11, 2007	Notice from the Office of the Secretary: In The Matter Of Global Partners Capital et al.
	October 11, 2007	Temporary Order: In the Matter of Global Partners Capital et al.

Global Petroleum Strategies, LLC Global Petroleum Strategies, LLC
	September 15, 2009	Oral Ruling and Reasons: In the Matter of Global Petroleum Strategies, LLC et al.
	September 2, 2009	Notice from the Office of the Secretary: In the Matter of Global Petroleum Strategies, LLC et al.
	September 2, 2009	Order: In the Matter of Global Petroleum Strategies, LLC et al.
	February 26, 2009	Notice from the Office of the Secretary: In the Matter of Global Petroleum Strategies, LLC et al.
	February 24, 2009	Order: In the Matter of Global Petroleum Strategies, LLC et al.
	January 16, 2009	Notice from the Office of the Secretary: In the Matter of Global Petroleum Strategies, LLC et al.
	January 15, 2009	Order: In the Matter of Global Petroleum Strategies, LLC et al.
	January 7, 2009	Notice from the Office of the Secretary: In the Matter of Global Petroleum Strategies, LLC et al.
	January 6, 2009	Notice of Hearing: In the Matter of Global Petroleum Strategies, LLC et al.
	January 6, 2009	Temporary Order: In the Matter of Global Petroleum Strategies, LLC et al.
	January 5, 2009	Statement of Allegations: In the Matter of Global Petroleum Strategies, LLC et al.

Global Privacy Management Trust Global Privacy Management Trust
	February 14, 2014	Notice from the Office of the Secretary: In The Matter of Global Privacy Management Trust and Robert Cranston
	February 14, 2014	Notice of Withdrawal: In The Matter of Global Privacy Management Trust and Robert Cranston
	December 12, 2000	Notice of Hearing: In the Matter of Global Privacy Management Trust and Robert Cranston
	December 12, 2000	Statement of Allegations: In The Matter of Global Privacy Management Trust and Robert Cranston

Global RESP Corporation Global RESP Corporation
	May 25, 2018	Notice from the Office of the Secretary: Global RESP Corporation, File No. 2018-26
	May 25, 2018	Order: In the Matter of Global RESP Corporation
	May 22, 2018	Settlement Agreement: In the Matter of Global RESP Corporation
	May 25, 2018	Oral Reasons for Approval of a Settlement Agreement: In the Matter of Global RESP Corporation
	May 23, 2018	Notice from the Office of the Secretary: Global RESP Corporation, File No. 2018-26
	May 22, 2018	Statement of Allegations: In the Matter of Global RESP Corporation
	May 23, 2018	Notice of Hearing: In the Matter of Global RESP Corporation
	September 5, 2017	Notice from the Office of the Secretary: In the Matter of Hanane Bouji et al.
	September 5, 2017	Order: In the Matter of Hanane Bouji et al.
	July 11, 2017	Application: In the Matter of Hanane Bouji et al.
	July 11, 2017	Notice from the Office of the Secretary: In the Matter of Hanane Bouji et al.
	July 11, 2017	Notice of Hearing: In the Matter of Hanane Bouji et al.
	May 3, 2017	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	May 2, 2017	Reasons and Decision: In the Matter of Issam El-Bouji et al.
	April 26, 2017	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	April 26, 2017	Notice of Hearing: In the Matter of Issam El-Bouji et al.
	August 13, 2014	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	August 12, 2014	Order: In the Matter of Issam El-Bouji et al.
	June 13, 2014	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	June 12, 2014	Order: In the Matter of Issam El-Bouji et al.
	April 24, 2014	Notice from the Office of the Secretary: In the Matter of Global Resp Corporation and Global Growth Assets Inc.
	April 24, 2014	Order: In the Matter of Global Resp Corporation and Global Growth Assets Inc.
	April 17, 2014	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	April 17, 2014	Order: In the Matter of Issam El-Bouji et al.
	April 16, 2014	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	April 14, 2014	Settlement Agreement: In the Matter of Issam El-Bouji et al.
	April 16, 2014	Order: In the Matter of Issam El-Bouji et al.
	April 15, 2014	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	April 15, 2014	Notice of Hearing: In the Matter of Issam El-Bouji et al.
	April 11, 2014	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	April 11, 2014	Order: In the Matter of Issam El-Bouji et al.
	April 9, 2014	Notice from the Office of the Secretary: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	April 7, 2014	Order: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	April 7, 2014	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	April 7, 2014	Order: In the Matter of Issam El-Bouji et al.
	April 1, 2014	Notice from the Office of the Secretary: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	March 31, 2014	Order: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	March 7, 2014	Notice from the Office of the Secretary: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	March 6, 2014	Order: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	February 26, 2014	Notice from the Office of the Secretary: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	January 30, 2014	Notice from the Office of the Secretary: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	January 29, 2014	Order: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	January 10, 2014	Notice from the Office of the Secretary: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	January 9, 2014	Order: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	December 17, 2013	Notice from the Office of the Secretary: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	December 13, 2013	Order: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	November 22, 2013	Notice from the Office of the Secretary: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	November 20, 2013	Order: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	October 31, 2013	Notice from the Office of the Secretary: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	October 30, 2013	Order: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	July 8, 2013	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	July 5, 2013	Order: In the Matter of Issam El-Bouji et al.
	June 12, 2013	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	June 11, 2013	Order: In the Matter of Issam El-Bouji et al.
	June 6, 2013	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	June 6, 2013	Order: In the Matter of Issam El-Bouji et al.
	May 29, 2013	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	May 23, 2013	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	May 22, 2013	Order: In the Matter of Issam El-Bouji et al.
	May 21, 2013	Order: In the Matter of Issam El-Bouji et al.
	February 28, 2013	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	February 27, 2013	Order: In the Matter of Issam El-Bouji et al.
	February 14, 2013	Notice from the Office of the Secretary: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	February 13, 2013	Order: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	January 29, 2013	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	January 28, 2013	Order: In the Matter of Issam El-Bouji et al.
	January 23, 2013	Notice from the Office of the Secretary: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	January 22, 2013	Order: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	January 10, 2013	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	January 10, 2013	Notice of Hearing: In the Matter of Issam El-Bouji et al.
	January 10, 2013	Statement of Allegations: In the Matter of Issam El-Bouji et al.
	December 14, 2012	Notice from the Office of the Secretary: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	December 13, 2012	Order: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	November 7, 2012	Notice from the Office of the Secretary: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	November 7, 2012	Order: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	August 14, 2012	Notice from the Office of the Secretary: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	August 10, 2012	Order: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	August 3, 2012	Notice from the Office of the Secretary: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	August 1, 2012	Notice of Hearing: In the Matter of Global Resp Corporation and Global Growth Assets Inc.
	July 26, 2012	Notice from the Office of the Secretary: In the Matter of Global RESP Corporation and Global Growth Assets Inc.
	July 26, 2012	Temporary Order: In the Matter of Global RESP Corporation and Global Growth Assets Inc.

Global Response Group (GRG) Corp. Global Response Group (GRG) Corp.
	January 23, 2014	Notice from the Office of the Secretary: In the Matter of Myron Sullivan II (formerly known as Fred Myron George Sullivan) et al.
	January 22, 2014	Order: In the Matter of Myron Sullivan II (formerly known as Fred Myron George Sullivan) et al.
	January 22, 2014	Reasons and Decision: In the Matter of Myron Sullivan II (formerly known as Fred Myron George Sullivan) et al.
	April 25, 2013	Notice from the Office of the Secretary: In the Matter of Myron Sullivan II (formerly known as Fred Myron George Sullivan) et al.
	April 25, 2013	Order: In the Matter of Myron Sullivan II (formerly known as Fred Myron George Sullivan) et al.
	April 12, 2013	Notice from the Office of the Secretary: In the Matter of Myron Sullivan II (formerly known as Fred Myron George Sullivan) et al.
	April 12, 2013	Order: In the Matter of Myron Sullivan II (formerly known as Fred Myron George Sullivan) et al.
	March 25, 2013	Notice from the Office of the Secretary: In the Matter of Myron Sullivan II (formerly known as Fred Myron George Sullivan) et al.
	March 22, 2013	Notice of Hearing: In the Matter of Myron Sullivan II (formerly known as Fred Myron George Sullivan) et al.
	March 21, 2013	Statement of Allegations: In the Matter of Myron Sullivan II (formerly known as Fred Myron George Sullivan) et al.

Global Wealth Creation Opportunities Inc. Global Wealth Creation Opportunities Inc.
	March 30, 2017	Notice from the Office of the Secretary: In the Matter of Thomas Arthur Williams et al.
	March 29, 2017	Order: In the Matter of Thomas Arthur Williams et al.
	March 29, 2017	Reasons and Decision: In the Matter of Thomas Arthur Williams et al.
	January 31, 2017	Notice from the Office of the Secretary: In the Matter of Thomas Arthur Williams et al.
	January 30, 2017	Order: In the Matter of Thomas Arthur Williams et al.
	January 13, 2017	Notice from the Office of the Secretary: In the Matter of Thomas Arthur Williams et al.
	January 10, 2017	Notice of Hearing: In the Matter of Thomas Arthur Williams et al.
	January 10, 2017	Statement of Allegations: In the Matter of Thomas Arthur Williams et al.

Global Wealth Creation Opportunities Inc. (Belize) Global Wealth Creation Opportunities Inc. (Belize)
	March 30, 2017	Notice from the Office of the Secretary: In the Matter of Thomas Arthur Williams et al.
	March 29, 2017	Order: In the Matter of Thomas Arthur Williams et al.
	March 29, 2017	Reasons and Decision: In the Matter of Thomas Arthur Williams et al.
	January 30, 2017	Order: In the Matter of Thomas Arthur Williams et al.
	January 13, 2017	Notice from the Office of the Secretary: In the Matter of Thomas Arthur Williams et al.
	January 10, 2017	Notice of Hearing: In the Matter of Thomas Arthur Williams et al.
	January 10, 2017	Statement of Allegations: In the Matter of Thomas Arthur Williams et al.
		Global Wealth Creation Opportunities Inc.

Global Wealth Creation Strategies Inc. Global Wealth Creation Strategies Inc.
	March 30, 2017	Notice from the Office of the Secretary: In the Matter of Thomas Arthur Williams et al.
	March 29, 2017	Order: In the Matter of Thomas Arthur Williams et al.
	March 29, 2017	Reasons and Decision: In the Matter of Thomas Arthur Williams et al.
	January 30, 2017	Order: In the Matter of Thomas Arthur Williams et al.
	January 13, 2017	Notice from the Office of the Secretary: In the Matter of Thomas Arthur Williams et al.
	January 10, 2017	Notice of Hearing: In the Matter of Thomas Arthur Williams et al.
	January 10, 2017	Statement of Allegations: In the Matter of Thomas Arthur Williams et al.
		Global Wealth Creation Opportunities Inc.

Global Wealth Financial Inc. Global Wealth Financial Inc.
	March 30, 2017	Notice from the Office of the Secretary: In the Matter of Thomas Arthur Williams et al.
	March 29, 2017	Order: In the Matter of Thomas Arthur Williams et al.
	March 29, 2017	Reasons and Decision: In the Matter of Thomas Arthur Williams et al.
	January 30, 2017	Order: In the Matter of Thomas Arthur Williams et al.
	January 13, 2017	Notice from the Office of the Secretary: In the Matter of Thomas Arthur Williams et al.
	January 10, 2017	Notice of Hearing: In the Matter of Thomas Arthur Williams et al.
	January 10, 2017	Statement of Allegations: In the Matter of Thomas Arthur Williams et al.
		Global Wealth Creation Opportunities Inc.

Glover, Marjorie Ann Glover, Marjorie Ann
	February 10, 2011	Notice from the Office of the Secretary: In the Matter of Georges Benarroch et al.
	February 9, 2011	Endorsement: In the Matter of Georges Benarroch et al.
	January 26, 2011	Notice from the Office of the Secretary: In the Matter of Georges Benarroch et al.
	January 24, 2011	Order: In the Matter of Georges Benarroch et al.
	December 16, 2010	Notice from the Office of the Secretary: In the Matter of Georges Benarroch et al.
	December 15, 2010	Reasons and Decision: In the Matter of Georges Benarroch et al.
	July 30, 2010	Notice of Hearing: In the Matter of Georges Benarroch et al.
	July 30, 2010	Notice from the Office of the Secretary: In the Matter of Georges Benarroch et al.
	May 12, 2010	Application: In the Matter of Georges Benarroch et al.

Goddard, Charles Robert Goddard, Charles Robert
	April 12, 2017	Notice from the Office of the Secretary: In the Matter of Black Panther Trading Corporation and Charles Robert Goddard
	April 11, 2017	Order: In the Matter of Black Panther Trading Corporation and Charles Robert Goddard
	April 11, 2017	Reasons and Decision on Sanctions and Costs: In the Matter of Black Panther Trading Corporation and Charles Robert Goddard
	February 17, 2017	Order: In the Matter of Black Panther Trading Corporation and Charles Robert Goddard
	February 21, 2017	Notice from the Office of the Secretary: In the Matter of Black Panther Trading Corporation and Charles Robert Goddard
	February 13, 2017	Order: In the Matter of Black Panther Trading Corporation and Charles Robert Goddard
	February 14, 2017	Notice from the Office of the Secretary: In the Matter of Black Panther Trading Corporation and Charles Robert Goddard
	January 30, 2017	Reasons and Decision: In the Matter of Black Panther Trading Corporation and Charles Robert Goddard
	January 31, 2017	Notice from the Office of the Secretary: In the Matter of Black Panther Trading Corporation and Charles Robert Goddard
	October 25, 2016	Notice from the Office of the Secretary: In the Matter of Black Panther Trading Corporation and Charles Robert Goddard
	October 24, 2016	Order: In the Matter of Black Panther Trading Corporation and Charles Robert Goddard
	May 18, 2016	Notice from the Office of the Secretary: In the Matter of Black Panther Trading Corporation and Charles Robert Goddard
	May 11, 2016	Order: In the Matter of Black Panther Trading Corporation and Charles Robert Goddard
	March 16, 2016	Order: In the Matter of Black Panther Trading Corporation and Charles Robert Goddard
	March 17, 2016	Notice from the Office of the Secretary: In the Matter of Black Panther Trading Corporation and Charles Robert Goddard
	November 26, 2015	Notice from the Office of the Secretary: In the Matter of Black Panther Trading Corporation and Charles Robert Goddard
	November 24, 2015	Order: In the Matter of Black Panther Trading Corporation and Charles Robert Goddard
	October 15, 2015	Notice from the Office of the Secretary: In the Matter of Black Panther Trading Corporation and Charles Robert Goddard
	October 14, 2015	Notice of Hearing: In the Matter of Black Panther Trading Corporation and Charles Robert Goddard
	October 13, 2015	Statement of Allegations: In the Matter of Black Panther Trading Corporation and Charles Robert Goddard

Godwin, Marianne Godwin, Marianne
	May 11, 2017	Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
	April 24, 2017	Reasons for Approval of a Settlement: In the Matter of MM Café Franchise Inc et al.
	April 24, 2017	Order: In the Matter of MM Café Franchise Inc et al.
	April 24, 2017	Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
	April 13, 2017	Settlement Agreement: In the Matter of MM Café Franchise Inc et al.
	April 24, 2017	Order: In the Matter of MM Café Franchise Inc et al.
	April 24, 2017	Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
	April 18, 2017	Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
	April 18, 2017	Notice of Hearing: In the Matter of MM Café Franchise Inc et al.
	April 12, 2017	Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
	April 11, 2017	Order: In the Matter of MM Café Franchise Inc et al.
	March 24, 2017	Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
	March 24, 2017	Notice of Withdrawal: In the Matter of MM Café Franchise Inc et al.
	March 24, 2017	Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
	March 24, 2017	Order: In the Matter of MM Café Franchise Inc et al.
	March 24, 2017	Settlement Agreement: In the Matter of MM Café Franchise Inc et al.
	March 23, 2017	Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
	March 23, 2017	Order: In the Matter of MM Café Franchise Inc et al.
	March 23, 2017	Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
	March 22, 2017	Notice of Hearing: In the Matter of MM Café Franchise Inc et al.
	December 16, 2016	Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
	December 15, 2016	Order: In the Matter of MM Café Franchise Inc et al.
	November 15, 2016	Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
	November 15, 2016	Order: In the Matter of MM Café Franchise Inc et al.
	October 17, 2016	Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
	October 14, 2016	Order: In the Matter of MM Café Franchise Inc et al.
	September 16, 2016	Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
	September 14, 2016	Order: In the Matter of MM Café Franchise Inc et al.
	August 2, 2016	Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
	July 26, 2016	Statement of Allegations: In the Matter of MM Café Franchise Inc et al.
	August 2, 2016	Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
	July 26, 2016	Notice of Withdrawal: In the Matter of MM Café Franchise Inc et al.
	June 10, 2016	Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
	June 9, 2016	Order: In the Matter of MM Café Franchise Inc et al.
	May 3, 2016	Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
	April 24, 2016	Amended Statement of Allegations: In the Matter of MM Café Franchise Inc et al.
	April 21, 2016	Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
	April 21, 2016	Order: In the Matter of MM Café Franchise Inc et al.
	March 30, 2016	Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
	March 23, 2016	Notice of Hearing: In the Matter of MM Café Franchise Inc et al.
	March 23, 2016	Statement of Allegations: In the Matter of MM Café Franchise Inc et al.

Gold Reserve Inc. Gold Reserve Inc.
	February 10, 2009	Notice from the Office of the Secretary: In the Matter of Rusoro Mining Ltd. and Gold Reserve Inc.
	February 6, 2009	Notice from the Office of the Secretary: In the Matter of Rusoro Mining Ltd. and Gold Reserve Inc.
	February 9, 2009	Supplement Application and Response: In the Matter of Rusoro Mining Ltd. and Gold Reserve Inc.
	February 8, 2009	Application and Response: In the Matter of Rusoro Mining Ltd. and Gold Reserve Inc.
	January 30, 2009	Application: In the Matter of Rusoro Mining Ltd. and Gold Reserve Inc.

Goldbridge Financial Inc. Goldbridge Financial Inc.
	October 27, 2011	Notice from the Office of the Secretary: In the Matter of Goldbridge Financial Inc. et al.
	October 26, 2011	Order: In the Matter of Goldbridge Financial Inc. et al.
	October 26, 2011	Reasons and Decision on Sanctions and Costs: In the Matter of Goldbridge Financial Inc. et al.
	March 23, 2011	Notice from the Office of the Secretary: In the Matter of Goldbridge Financial Inc. et al.
	January 24, 2011	Notice from the Office of the Secretary: In the Matter of Goldbridge Financial Inc. et al.
	January 21, 2011	Temporary Order: In the Matter of Goldbridge Financial Inc. et al.
	January 21, 2011	Reasons and Decision: In the Matter of Goldbridge Financial Inc. et al.
	September 21, 2009	Notice from the Office of the Secretary: In the Matter of Goldbridge Financial Inc. et al.
	September 18, 2009	Notice of Hearing: In the Matter of Goldbridge Financial Inc. et al.
	September 2, 2009	Notice from the Office of the Secretary: In the Matter of Goldbridge Financial Inc. et al.
	September 1, 2009	Settlement Agreement: In the Matter of Goldbridge Financial Inc. et al. - Lesperance, Shawn C.
	September 1, 2009	Notice from the Office of the Secretary: In the Matter of Goldbridge Financial Inc. et al.
	August 31, 2009	Notice of Hearing: In the Matter of Goldbridge Financial Inc. et al.
	August 31, 2009	Statement of Allegations: In the Matter of Goldbridge Financial Inc. et al.
	August 24, 2009	Notice from the Office of the Secretary: In the Matter of Goldbridge Financial Inc. et al.
	August 24, 2009	Temporary Order: In the Matter of Goldbridge Financial Inc. et al.
	July 29, 2009	Notice from the Office of the Secretary: In the Matter of Goldbridge Financial Inc. et al.
	July 29, 2009	Temporary Order: In the Matter of Goldbridge Financial Inc. et al.
	June 30, 2009	Notice from the Office of the Secretary: In the Matter of Goldbridge Financial Inc. et al.
	June 29, 2009	Temporary Order: In the Matter of Goldbridge Financial Inc. et al.
	May 1, 2009	Notice from the Office of the Secretary: In the Matter of Goldbridge Financial Inc. et al.
	May 1, 2009	Temporary Order: In the Matter of Goldbridge Financial Inc. et al.
	March 20, 2009	Notice from the Office of the Secretary: In the Matter of Goldbridge Financial Inc. et al.
	March 20, 2009	Order: In the Matter of Goldbridge Financial Inc. et al.
	January 22, 2009	Notice from the Office of the Secretary: In the Matter of Goldbridge Financial Inc. et al.
	January 19, 2009	Order: In the Matter of Goldbridge Financial Inc. et al.
	October 30, 2008	Notice from the Office of the Secretary: In the Matter of Goldbridge Financial Inc. et al.
	October 28, 2008	Order: In the Matter of Goldbridge Financial Inc. et al.
	October 15, 2008	Notice from the Office of the Secretary: In the Matter of Goldbridge Financial Inc. et al.
	October 14, 2008	Notice of Hearing: In the Matter of Goldbridge Financial Inc. et al.
	October 14, 2008	Statement of Allegations: In the Matter of Goldbridge Financial Inc. et al.
	October 10, 2008	Temporary Order: In the Matter of Goldbridge Financial Inc. et al.

Golden Gate Funds LP Golden Gate Funds LP
	November 2, 2009	Oral Ruling and Reasons: In the Matter of Ernest Anderson et al.
	October 5, 2009	Notice from the Office of the Secretary: In the Matter of Ernest Anderson et al.
	October 2, 2009	Notice from the Office of the Secretary: In the Matter of Ernest Anderson et al.
	October 2, 2009	Order: In the Matter of Ernest Anderson et al.
	October 2, 2009	Order: In the Matter of Ernest Anderson et al.
	September 30, 2009	Notice from the Office of the Secretary: In the Matter of Ernest Anderson et al.
	September 30, 2009	Notice from the Office of the Secretary: In the Matter of Ernest Anderson et al.
	September 28, 2009	Notice of Hearing: In the Matter of Ernest Anderson et al.
	September 28, 2009	Notice of Hearing: In the Matter of Ernest Anderson et al.
	September 25, 2009	Settlement Agreement: In the Matter of Ernest Anderson et al.
	September 21, 2009	Statement of Allegations: In the Matter of Ernest Anderson et al.

Goldman Sachs Asset Management, L.P. Goldman Sachs Asset Management, L.P.
	May 17, 2006	Order: In the Matter of Goldman Sachs Asset Management, L.P.

Goldpoint Resources Corporation Goldpoint Resources Corporation
	February 4, 2013	Notice from the Office of the Secretary: In the Matter of Goldpoint Resources Corporation et al.
	February 1, 2013	Order: In the Matter of Goldpoint Resources Corporation et al.
	February 1, 2013	Reasons for Decision on Sanctions and Costs: In the Matter of Goldpoint Resources Corporation et al.
	May 16, 2012	Notice from the Office of the Secretary: In the Matter of Goldpoint Resources Corporation et al.
	May 11, 2012	Order: In the Matter of Goldpoint Resources Corporation et al.
	June 30, 2011	Notice from the Office of the Secretary: In the Matter of Goldpoint Resources Corporation et al.
	June 1, 2011	Notice from the Office of the Secretary: In the Matter of Goldpoint Resources Corporation et al.
	May 6, 2011	Notice from the Office of the Secretary: In the Matter of Goldpoint Resources Corporation et al.
	May 5, 2011	Reasons and Decision: In the Matter of Goldpoint Resources Corporation et al.
	June 17, 2009	Notice from the Office of the Secretary: In the Matter of Goldpoint Resources Corporation et al.
	June 15, 2009	Order: In the Matter of Goldpoint Resources Corporation et al.
	June 11, 2009	Notice from the Office of the Secretary: In the Matter of Goldpoint Resources Corporation et al.
	June 3, 2009	Notice from the Office of the Secretary: In the Matter of Goldpoint Resources Corporation et al.
	May 26, 2009	Notice of Hearing: In the Matter of Goldpoint Resources Corporation et al.
	May 14, 2009	Order: In the Matter of Goldpoint Resources Corporation et al.
	March 24, 2009	Notice from the Office of the Secretary: In the Matter of Goldpoint Resources Corporation et al.
	March 23, 2009	Order: In the Matter of Goldpoint Resources Corporation et al.
	February 17, 2009	Notice from the Office of the Secretary: In the Matter of Goldpoint Resources Corporation et al.
	February 17, 2009	Order: In the Matter of Goldpoint Resources Corporation et al.
	January 7, 2009	Notice from the Office of the Secretary: In the Matter of Goldpoint Resources Corporation et al.
	January 6, 2009	Order: In the Matter of Goldpoint Resources Corporation et al.
	December 29, 2008	Notice from the Office of the Secretary: In the Matter of Goldpoint Resources Corporation et al.
	December 19, 2008	Notice of Hearing: In the Matter of Goldpoint Resources Corporation et al.
	December 18, 2008	Amended Statement of Allegations: In the matter of Goldpoint Resources Corporation et al.
	November 28, 2008	Notice from the Office of the Secretary: In the Matter of Goldpoint Resources Corporation et al.
	November 28, 2008	Order: In the Matter of Goldpoint Resources Corporation et al.
	September 16, 2008	Notice from the Office of the Secretary: In the Matter of Goldpoint Resources Corporation et al.
	September 16, 2008	Order: In the Matter of Goldpoint Resources Corporation et al.
	July 23, 2008	Notice from the Office of the Secretary: In the Matter of Goldpoint Resources Corporation et al.
	July 18, 2008	Order: In the Matter of Goldpoint Resources Corporation et al.
	May 14, 2008	Notice from the Office of the Secretary: In the Matter of Goldpoint Resources Corporation et al.
	May 14, 2008	Order: In the Matter of Goldpoint Resources Corporation et al.
	May 1, 2008	Notice from the Office of the Secretary: In the Matter of Goldpoint Resources Corporation et al.
	May 1, 2008	Notice of Hearing: In the Matter of Goldpoint Resources Corporation et al.
	April 30, 2008	Temporary Order: In the Matter of Goldpoint Resources Corporation et al.

Gold-Quest International Gold-Quest International
	January 7, 2015	Notice of Correction: In the Matter of Gold-Quest International and Sandra Gale
	September 15, 2014	Notice from the Office of the Secretary: In the Matter of Gold-Quest International and Sandra Gale
	September 10, 2014	Order: In the Matter of Gold-Quest International and Sandra Gale
	September 11, 2014	Oral Reasons and Decision: In the Matter of Gold-Quest International and Sandra Gale
	August 6, 2014	Notice from the Office of the Secretary: In the Matter of Gold-Quest International and Sandra Gale
	August 6, 2014	Order: In the Matter of Gold-Quest International and Sandra Gale
	June 11, 2014	Notice from the Office of the Secretary: In the Matter of Gold-Quest International and Sandra Gale
	June 4, 2014	Order: In the Matter of Gold-Quest International and Sandra Gale
	April 2, 2014	Notice from the Office of the Secretary: In the Matter of Gold-Quest International and Sandra Gale
	April 1, 2014	Order: In the Matter of Gold-Quest International and Sandra Gale
	February 5, 2014	Notice from the Office of the Secretary: In the Matter of Gold-Quest International and Sandra Gale
	February 5, 2014	Order: In the Matter of Gold-Quest International and Sandra Gale
	March 15, 2013	Notice from the Office of the Secretary: In the Matter of Gold-Quest International and Sandra Gale
	March 6, 2013	Amended Statement of Allegations: In the Matter of Gold-Quest International and Sandra Gale
	March 5, 2013	Notice from the Office of the Secretary: In the Matter of Gold-Quest International et al.
	March 4, 2013	Notice of Withdrawal: In the Matter of Gold-Quest International et al.
	November 30, 2010	Notice from the Office of the Secretary: In the Matter of Gold-Quest International et al.
	November 26, 2010	Order: In the Matter of Gold-Quest International et al.
	November 26, 2010	Reasons and Decision: In the Matter of Gold-Quest International et al. - Donald Iain Buchanan and Lisa Buchanan
	August 26, 2010	Notice from the Office of the Secretary: In the Matter of Gold-Quest International et al.
	April 29, 2010	Notice from the Office of the Secretary: In the Matter of Gold-Quest International et al.
	April 28, 2010	Notice: In the Matter of Gold-Quest International et al.
	March 24, 2010	Notice from the Office of the Secretary: In the Matter of Gold-Quest International et al.
	March 23, 2010	Order: In the Matter of Gold-Quest International et al.
	December 11, 2009	Notice from the Office of the Secretary: In the Matter of Gold-Quest International et al.
	December 11, 2009	Notice from the Office of the Secretary: In the Matter of Gold-Quest International et al.
	December 10, 2009	Order: In the Matter of Gold-Quest International et al.
	December 10, 2009	Order: In the Matter of Gold-Quest International et al.
	October 9, 2009	Order: In the Matter of Gold-Quest International et al.
	October 9, 2009	Order: In the Matter of Gold-Quest International et al.
	October 9, 2009	Notice from the Office of the Secretary: In the Matter of Gold-Quest International et al.
	October 9, 2009	Notice from the Office of the Secretary: In the Matter of Gold-Quest International et al.
	August 20, 2009	Notice from the Office of the Secretary: In the Matter of Gold-Quest International et al.
	August 20, 2009	Order: In the Matter of Gold-Quest International et al.
	August 20, 2009	Notice from the Office of the Secretary: In the Matter of Gold-Quest International et al.
	August 20, 2009	Order: In the Matter of Gold-Quest International et al.
	June 26, 2009	Notice from the Office of the Secretary: In the Matter of Gold-Quest International et al.
	June 26, 2009	Notice from the Office of the Secretary: In the Matter of Gold-Quest International et al.
	June 25, 2009	Order: In the Matter of Gold-Quest International et al.
	June 25, 2009	Order: In the Matter of Gold-Quest International et al.
	May 28, 2009	Notice from the Office of the Secretary: In the Matter of Gold-Quest International et al.
	May 28, 2009	Notice from the Office of the Secretary: In the Matter of Gold-Quest International et al.
	May 26, 2009	Order: In the Matter of Gold-Quest International et al.
	May 26, 2009	Order: In the Matter of Gold-Quest International et al.
	March 23, 2009	Notice from the Office of the Secretary: In the Matter of Gold-Quest International et al.
	March 23, 2009	Notice from the Office of the Secretary: In the Matter of Gold-Quest International et al.
	March 23, 2009	Order: In the Matter of Gold-Quest International et al.
	March 20, 2009	Order: In the Matter of Gold-Quest International et al.
	March 16, 2009	Notice from the Office of the Secretary: In the Matter of Gold-Quest International et al.
	March 13, 2009	Notice of Hearing: In the Matter of Gold-Quest International et al.
	March 12, 2009	Statement of Allegations: In the Matter of Gold-Quest International et al.
	February 10, 2009	Notice from the Office of the Secretary: In the Matter of Gold-Quest International et al.
	February 10, 2009	Order: In the Matter of Gold-Quest International et al.
	December 10, 2008	Notice from the Office of the Secretary: In the Matter of Gold-Quest International et al.
	December 9, 2008	Order: In the Matter of Gold-Quest International et al.
	October 8, 2008	Notice from the Office of the Secretary: In the Matter of Gold-Quest International et al.
	October 7, 2008	Order: In the Matter of Gold-Quest International et al.
	July 16, 2008	Notice from the Office of the Secretary: In the Matter of Gold-Quest International et al.
	July 14, 2008	Order: In the Matter of Gold-Quest International et al.
	July 10, 2008	Notice from the Office of the Secretary: In the Matter of Gold-Quest International et al.
	April 15, 2008	Notice from the Office of the Secretary: In the Matter of Gold-Quest International et al.
	April 15, 2008	Order: In the Matter of Gold-Quest International et al.
	April 8, 2008	Notice from the Office of the Secretary: In the Matter of Gold-Quest International et al.
	April 8, 2008	Notice of Hearing: In the Matter of Gold-Quest International et al.
	April 1, 2008	Temporary Order: In the Matter of Gold-Quest International et al.

Gollogly, Michael Gollogly, Michael
	December 19, 2014	Notice from the Office of the Secretary: In the Matter of Frank Dunn et al.
	December 19, 2014	Notice of Withdrawal: In the Matter of Frank Dunn et al.
	January 10, 2012	Notice from the Office of the Secretary: In the Matter of Frank Dunn et al.
	January 6, 2012	Order: In the Matter of Frank Dunn et al.
	March 12, 2007	Notice from the Office of the Secretary: In the Matter of Frank Dunn et al.
	March 12, 2007	Notice of Hearing: In the Matter of Frank Dunn et al.
	March 12, 2007	Statement of Allegations: In the Matter of Frank Dunn et al.

Good Mining Exploration Inc. Good Mining Exploration Inc.
	January 12, 2017	Notice from the Office of the Secretary: In the Matter of Good Mining Exploration Inc.
	January 11, 2017	Order: In the Matter of Good Mining Exploration Inc.
	December 21, 2016	Notice from the Office of the Secretary: In the Matter of Good Mining Exploration Inc.
	December 21, 2016	Notice of Hearing: In the Matter of Good Mining Exploration Inc.
	July 13, 2015	Notice from the Office of the Secretary: In the Matter of Good Mining Exploration Inc.
	July 13, 2015	Order: In the Matter of Good Mining Exploration Inc.
	July 9, 2015	Notice from the Office of the Secretary: In the Matter of Good Mining Exploration Inc.
	July 9, 2015	Notice of Hearing: In the Matter of Good Mining Exploration Inc.
	June 22, 2015	Notice from the Office of the Secretary: In the Matter of Good Mining Exploration Inc.
	June 22, 2015	Order: In the Matter of Good Mining Exploration Inc.
	June 18, 2015	Statement of Allegations: In the Matter of Good Mining Exploration Inc.
	June 19, 2015	Notice from the Office of the Secretary: In the Matter of Good Mining Exploration Inc.
	June 19, 2015	Notice of Hearing: In the Matter of Good Mining Exploration Inc.

Gordon, Harold Gordon, Harold
	May 20, 2004	Temporary Order: In the Matter of Brad Alles et al.
	May 20, 2004	Notice of Hearing: In the Matter of Brad Alles et al.
	May 20, 2004	Statement of Allegations: In the Matter of Brad Alles et al.

Gordon, Paul Gordon, Paul
	May 4, 2001	Settlement Agreement: In the Matter of Paul Gordon
	April 25, 2001	Order: In the Matter of Paul Gordon
	April 23, 2001	Notice of Hearing: In the Matter of Paul Gordon
	April 23, 2001	Statement of Allegations: In The Matter of Paul Gordon

Gordon-Daly Grenadier Securities Gordon-Daly Grenadier Securities
	August 9, 2000	Order: In the Matter of Gordon-Daly Grenadier Securities et al.
	July 27, 2000	Settlement Agreement: In the Matter of Gordon-Daly Grenadier Securities et al.
	July 27, 2000	Notice of Hearing: In the Matter of Gordon-Daly Grenadier Securities et al.
	July 27, 2000	Statement of Allegations: In the Matter of Gordon-Daly Grenadier Securities et al.

Gornitzki, Jacob Gornitzki, Jacob
	July 19, 2017	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	July 19, 2017	Order: In the Matter of Eda Marie Agueci et al.
	June 9, 2017	Order: In the Matter of Eda Marie Agueci et al
	June 9, 2017	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	May 17, 2017	Order: In the Matter of Eda Marie Agueci et al
	May 17, 2017	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	May 12, 2017	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	May 12, 2017	Notice of Hearing: In the Matter of Eda Marie Agueci et al.
	November 30, 2015	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	November 30, 2015	Order: In the Matter of Eda Marie Agueci et al
	November 10, 2015	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	November 9, 2015	Notice of Hearing: In the Matter of Eda Marie Agueci et al.
	September 14, 2015	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	September 10, 2015	Order: In the Matter of Eda Marie Agueci et al
	June 24, 2015	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	June 24, 2015	Order: In the Matter of Eda Marie Agueci et al.
	June 24, 2015	Reasons and Decision: In the Matter of Eda Marie Agueci et al.
	February 12, 2015	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	February 11, 2015	Order: In the Matter of Eda Marie Agueci et al.
	February 11, 2015	Reasons and Decision: In the Matter of Eda Marie Agueci et al.
	April 9, 2014	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	April 9, 2014	Order: In the Matter of Eda Marie Agueci et al.
	December 16, 2013	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	December 13, 2013	Reasons for Decision: In the Matter of Eda Marie Agueci et al.
	November 11, 2013	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	November 8, 2013	Order: In the Matter of Eda Marie Agueci et al.
	September 27, 2013	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	September 26, 2013	Amended Statement of Allegations: In the Matter of Eda Marie Agueci et al.
	September 20, 2013	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al. - Ian Telfer
	September 20, 2013	Order: In the Matter of Eda Marie Agueci et al. - Ian Telfer
	September 17, 2013	Settlement Agreement: In the Matter of Eda Marie Agueci et al. - Ian Telfer
	September 17, 2013	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al. - Ian Telfer
	September 17, 2013	Notice of Hearing: In the Matter of Eda Marie Agueci et al. - Ian Telfer
	September 17, 2013	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	April 8, 2013	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	April 8, 2013	Order: In the Matter of Eda Marie Agueci et al.
	January 29, 2013	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	January 28, 2013	Order: In the Matter of Eda Marie Agueci et al.
	December 17, 2012	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	December 14, 2012	Reasons and Decision on Disclosure and Confidentiality Motions: In the Matter of Eda Marie Agueci et al.
	September 21, 2012	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	September 12, 2012	Order: In the Matter of Eda Marie Agueci et al.
	June 5, 2012	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	April 11, 2012	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	April 9, 2012	Order: In the Matter of Eda Marie Agueci et al.
	March 21, 2012	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	March 21, 2012	Order: In the Matter of Eda Marie Agueci et al.
	February 7, 2012	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	February 7, 2012	Notice of Hearing: In the Matter of Eda Marie Agueci et al.
	February 7, 2012	Statement of Allegations: In the Matter of Eda Marie Agueci et al.

Goselin, Michael Goselin, Michael
	November 27, 2002	Order: In the Matter of Michael Goselin et al.
	November 21, 2002	Order: In the Matter of Michael Goselin et al.
	November 21, 2002	Notice of Hearing: In the Matter of Michael Goselin et al.
	November 19, 2002	Order: In the Matter of Michael Goselin et al.
	November 19, 2002	Settlement Agreement: In the Matter of Michael Goselin et al. - Michael Goselin
	November 18, 2002	Order: In the Matter of Michael Goselin et al. - Irvine James Dyck
	November 18, 2002	Order: In the Matter of Michael Goselin et al.
	November 18, 2002	Notice of Hearing: In the Matter of Michael Goselin et al. - James Irvine Dyck
	November 15, 2002	Order: In the Matter of Michael Goselin et al.
	November 15, 2002	Order: In the Matter of Michael Goselin et al.
	November 15, 2002	Notice of Hearing: In the Matter of Michael Goselin et al.
	November 13, 2002	Notice of Hearing: In the Matter of Michael Goselin et al.
	November 9, 2001	Notice of Hearing: In the Matter of Michael Goselin et al.
	November 9, 2001	Statement of Allegations: In the Matter of Michael Goselin et al.

Goss, Donald Alexander (Sandy) Goss, Donald Alexander (Sandy)
	February 11, 2020	Motion: In the Matter of Majd Kitmitto et al.
	January 24, 2020	Notice from the Office of the Secretary: Majd Kitmitto et al., File No. 2018-70
	January 24, 2020	Order: In the Matter of Majd Kitmitto et al.
	January 3, 2020	Notice from the Office of the Secretary: Majd Kitmitto et al., File No. 2018-70
	January 3, 2020	Order: In the Matter of Majd Kitmitto et al.
	December 10, 2019	Notice from the Office of the Secretary: Majd Kitmitto et al., File No. 2018-70
	September 25, 2019	Notice from the Office of the Secretary: Majd Kitmitto et al., File No. 2018-70
	September 25, 2019	Order: In the Matter of Majd Kitmitto et al.
	July 15, 2019	Notice from the Office of the Secretary: Majd Kitmitto et al., File No. 2018-70
	July 15, 2019	Order: In the Matter of Majd Kitmitto et al.
	April 24, 2019	Notice from the Office of the Secretary: Majd Kitmitto et al., File No. 2018-70
	April 24, 2019	Order: In the Matter of Majd Kitmitto et al.
	December 11, 2018	Notice from the Office of the Secretary: Majd Kitmitto et al., File No. 2018-70
	December 11, 2018	Order: In the Matter of Majd Kitmitto et al.
	November 23, 2018	Notice from the Office of the Secretary: Majd Kitmitto et al., File No. 2018-70
	November 23, 2018	Notice of Hearing: In the Matter of Majd Kitmitto et al.
	November 23, 2018	Statement of Allegations: In the Matter of Majd Kitmitto et al.

Gosselin, Daniel Gosselin, Daniel
	October 19, 2018	Notice from the Office of the Secretary: K2 & Associates Investment Management Inc. et al, File No. 2018-60
	October 19, 2018	Order: In the Matter of K2 & Associates Investment Management Inc. et al.
	October 16, 2018	Settlement Agreement: In the Matter of K2 & Associates Investment Management Inc. et al.
	October 19, 2018	Oral Reasons for Approval of Settlement: In the Matter of K2 & Associates Investment Management Inc. et al.
	October 17, 2018	Notice from the Office of the Secretary: K2 & Associates Investment Management Inc. et al, File No. 2018-60
	October 17, 2018	Notice of Hearing: In the Matter of K2 & Associates Investment Management Inc. et al.
	October 16, 2018	Statement of Allegations: In the Matter of K2 & Associates Investment Management Inc. et al.

Gottlieb, Myron I. Gottlieb, Myron I.
	June 16, 2017	Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
	June 15, 2017	Reasons and Decision: In the Matter of Garth H. Drabinsky et al.
	June 15, 2017	Order: In the Matter of Garth H. Drabinsky et al.
	April 4, 2017	Order: In the Matter of Garth H. Drabinsky et al.
	April 5, 2017	Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
	February 27, 2017	Order: In the Matter of Garth H. Drabinsky et al.
	February 27, 2017	Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
	November 24, 2016	Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
	November 24, 2016	Order: In the Matter of Garth H. Drabinsky et al.
	June 27, 2016	Order: In the Matter of Garth H. Drabinsky et al.
	June 28, 2016	Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
	June 15, 2016	Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
	June 15, 2016	Order: In the Matter of Garth H. Drabinsky et al.
	February 25, 2016	Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
	February 25, 2016	Order: In the Matter of Garth H. Drabinsky et al.
	September 29, 2015	Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
	September 29, 2015	Order: In the Matter of Garth H. Drabinsky et al.
	May 26, 2015	Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
	May 25, 2015	Order: In the Matter of Garth H. Drabinsky et al.
	May 22, 2015	Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
	May 22, 2015	Order: In the Matter of Garth H. Drabinsky et al.
	April 20, 2015	Settlement Agreement: In the Matter of Garth H. Drabinsky et al.
	May 19, 2015	Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
	May 19, 2015	Notice of Hearing: In the Matter of Garth H. Drabinsky et al.
	September 9, 2014	Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
	September 9, 2014	Order: In the Matter of Garth H. Drabinsky et al.
	August 22, 2014	Settlement Agreement: In the Matter of Garth H. Drabinsky et al.
	September 9, 2014	Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
	September 9, 2014	Order: In the Matter of Garth H. Drabinsky et al.
	September 5, 2014	Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
	September 5, 2014	Notice of Hearing: In the Matter of Garth H. Drabinsky et al.
	July 3, 2013	Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
	July 3, 2013	Order: In the Matter of Garth H. Drabinsky et al.
	June 6, 2013	Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
	June 6, 2013	Order: In the Matter of Garth H. Drabinsky et al.
	March 20, 2013	Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
	March 19, 2013	Order: In the Matter of Garth H. Drabinsky et al.
	February 21, 2013	Notice from the Office of the Secretary: In the Matter of Livent Inc. et al.
	February 21, 2013	Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
	February 20, 2013	Notice of Withdrawal: In the Matter of Livent Inc. et al. - Livent Inc. and Robert Topol
	February 20, 2013	Notice of Hearing: In the Matter of Garth H. Drabinsky et al.
	February 20, 2013	Statement of Allegations: In the Matter of Garth H. Drabinsky et al.
	November 15, 2002	Order: In the Matter of Livent Inc. et al.
	October 2, 2002	Order: In the Matter of Livent Inc. et al.
	July 3, 2001	Statement of Allegations: In the Matter of Livent Inc. et al.

Goutis, Greg Goutis, Greg
	August 17, 2015	Notice from the Office of the Secretary: In the Matter of Mortgage Company of Canada Inc. et al.
	August 17, 2015	Order: In the Matter of Mortgage Company of Canada Inc. et al.
	August 14, 2015	Settlement Agreement: In the Matter of Mortgage Company of Canada Inc. et al.
	August 14, 2015	Schedule "A": In the Matter of Mortgage Company of Canada Inc. et al.
	August 14, 2015	Schedule "B": In the Matter of Mortgage Company of Canada Inc. et al.
	August 14, 2015	Notice from the Office of the Secretary: Mortgage Company of Canada Inc. et al.
	August 14, 2015	Notice of Hearing: Mortgage Company of Canada Inc. et al.
	August 13, 2015	Statement of Allegations: Mortgage Company of Canada Inc. et al.

Gouveia, Patrick Gouveia, Patrick
	May 11, 2007	Notice from the Office of the Secretary: In the Matter of Patrick Gouveia et al.
	May 11, 2007	Notice of Withdrawal: In the Matter of Patrick Gouveia et al.
	September 19, 2006	Notice From the Office of the Secretary: In the Matter of Patrick Gouveia et al.
	September 19, 2006	Order: In the Matter of Patrick Gouveia et al.
	September 15, 2006	Settlement Agreement: In the Matter of Patrick Gouveia et al.
	September 13, 2006	Notice From the Office of the Secretary: In the Matter of Patrick Gouveia et al.
	September 12, 2006	Notice of Hearing: In the Matter of Patrick Gouveia et al.
	August 29, 2006	Notice from the Office of the Secretary: In the Matter of Patrick Gouveia et al.
	August 25, 2006	Order: In the Matter of Patrick Gouveia et al.
	August 25, 2006	Notice of Discontinuance: In the Matter of Patrick Gouveia et al.
	August 23, 2006	Settlement Agreement: In the Matter of Patrick Gouveia et al.
	August 18, 2006	Notice from the Office of the Secretary: In the Matter of Patrick Gouveia et al.
	August 17, 2006	Notice of Hearing: In the Matter of Patrick Gouveia et al.
	July 8, 2004	Notice from the Office of the Secretary: In the Matter of Patrick Gouveia et al.
	July 8, 2004	Order: In the Matter of Patrick Gouveia et al.
	June 4, 2004	Notice of the Office of the Secretary: In the Matter of Patrick Gouveia et al.
	June 2, 2004	Notice of Hearing: In the Matter of Patrick Gouveia et al.
	June 2, 2004	Statement of Allegations: In the Matter of Patrick Gouveia et al.

Gouzoules, Leon H. Gouzoules, Leon H.
	June 22, 2000	Order: In the Matter of Gary A. Fitchett et al.
	June 8, 2000	Temporary Order: In the Matter of Gary A. Fitchett et al.
	June 8, 2000	Statement of Allegations: In The Matter of Gary A. Fitchett et al.

GP Berkshire Capital Limited GP Berkshire Capital Limited
	November 2, 2009	Oral Ruling and Reasons: In the Matter of Ernest Anderson et al.
	October 5, 2009	Notice from the Office of the Secretary: In the Matter of Ernest Anderson et al.
	October 2, 2009	Order: In the Matter of Ernest Anderson et al.
	October 2, 2009	Notice from the Office of the Secretary: In the Matter of Ernest Anderson et al.
	October 2, 2009	Order: In the Matter of Ernest Anderson et al.
	September 25, 2009	Settlement Agreement: In the Matter of Ernest Anderson et al.
	September 30, 2009	Notice from the Office of the Secretary: In the Matter of Ernest Anderson et al.
	September 28, 2009	Notice of Hearing: In the Matter of Ernest Anderson et al.
	September 30, 2009	Notice from the Office of the Secretary: In the Matter of Ernest Anderson et al.
	September 28, 2009	Notice of Hearing: In the Matter of Ernest Anderson et al.
	September 22, 2009	Notice from the Office of the Secretary: In the Matter of Ernest Anderson et al.
	September 21, 2009	Notice of Hearing: In the Matter of Ernest Anderson et al.
	September 21, 2009	Statement of Allegations: In the Matter of Ernest Anderson et al.
	September 21, 2009	Notice from the Office of the Secretary: In the Matter of Berkshire Capital Limited et al.
	September 21, 2009	Order: In the Matter of Berkshire Capital Limited et al.
	August 10, 2009	Notice from the Office of the Secretary: In the Matter of Berkshire Capital Limited et al.
	August 10, 2009	Order: In the Matter of Berkshire Capital Limited et al.
	July 9, 2009	Notice from the Office of the Secretary: In the Matter of Berkshire Capital Limited et al.
	July 8, 2009	Order: In the Matter of Berkshire Capital Limited et al.
	May 5, 2009	Notice from the Office of the Secretary: In the Matter of Berkshire Capital Limited et al.
	May 5, 2009	Order: In the Matter of Berkshire Capital Limited et al.
	March 19, 2009	Notice from the Office of the Secretary: In the Matter of Berkshire Capital Limited et al.
	March 19, 2009	Order: In the Matter of Berkshire Capital Limited et al.
	February 11, 2009	Notice from the Office of the Secretary: In the Matter of Berkshire Capital Limited et al.
	February 10, 2009	Order: In the Matter of Berkshire Capital Limited et al.
	February 9, 2009	Notice from the Office of the Secretary: In the Matter of Berkshire Capital Limited et al.
	February 6, 2009	Notice of Hearing: In the Matter of Berkshire Capital Limited et al.
	February 6, 2009	Statement of Allegations: In the Matter of Berkshire Capital Limited et al.
	January 28, 2009	Notice from the Office of the Secretary: In the Matter of Berkshire Capital Limited et al.
	January 27, 2009	Temporary Order: In the Matter of Berkshire Capital Limited et al.

Graham, Howard Graham, Howard
	September 8, 2009	Notice from the Office of the Secretary: In the Matter of Howard Graham
	September 4, 2009	Order: In the Matter of Howard Graham
	September 4, 2009	Reasons and Decision: In the Matter of Howard Graham
	March 27, 2009	Notice from the Office of the Secretary: In the Matter of Howard Graham
	March 26, 2009	Order: In the Matter of Howard Graham
	March 19, 2009	Notice from the Office of the Secretary: In the Matter of Howard Graham
	March 18, 2009	Notice of Hearing: In the Matter of Howard Graham
	March 18, 2009	Statement of Allegations: In the Matter of Howard Graham

Graham, Lorne Graham, Lorne
	June 22, 2000	Order: In the Matter of Jack Burnett et al.
	June 7, 2000	Notice of Hearing: In the Matter of Mortimer, Bistrisky et al.
	June 7, 2000	Statement of Allegations: In the Matter of Jack Burnett et al.

Graphite Finance Inc. Graphite Finance Inc.
	May 24, 2017	Notice from the Office of the Secretary: In the Matter of Danish Akhtar Soleja et al.
	May 23, 2017	Reason and Decision: In the Matter of Danish Akhtar Soleja et al.
	May 23, 2017	Order: In the Matter of Danish Akhtar Soleja et al.
	January 24, 2017	Notice from the Office of the Secretary: In the Matter of Danish Akhtar Soleja et al.
	January 23, 2017	Order: In the Matter of Danish Akhtar Soleja et al.
	December 21, 2016	Notice from the Office of the Secretary: In the Matter of Danish Akhtar Soleja et al.
	December 19, 2016	Notice of Hearing: In the Matter of Danish Akhtar Soleja et al.
	December 14, 2016	Statement of Allegations: In the Matter of Danish Akhtar Soleja et al.

Gray, Troy Gray, Troy
	January 16, 2009	Notice from the Office of the Secretary: In the Matter of Global Petroleum Strategies, LLC et al.
	January 15, 2009	Order: In the Matter of Global Petroleum Strategies, LLC et al.
	January 7, 2009	Notice from the Office of the Secretary: In the Matter of Global Petroleum Strategies, LLC et al.
	January 6, 2009	Notice of Hearing: In the Matter of Global Petroleum Strategies, LLC et al.
	January 6, 2009	Temporary Order: In the Matter of Global Petroleum Strategies, LLC et al.
	January 5, 2009	Statement of Allegations: In the Matter of Global Petroleum Strategies, LLC et al.

Graycliff Resources Inc. Graycliff Resources Inc.
	July 16, 2003	Order: Discovery Biotech Inc. and Graycliff Resources Inc.
	June 10, 2003	Notice of Hearing: In the Matter of Discovery Biotech inc. and Graycliff Resources Inc.
	June 10, 2003	Statement of Allegations: In The Matter of Discovery Biotech Inc. and Graycliff Resources Inc.
	June 4, 2003	Temporary Order: In the Matter of Discovery Biotech Inc. and Graycliff Resources Inc.

Greco, Donald Greco, Donald
	August 3, 2004	Notice From the Office of the Secretary: In the Matter of Donald Greco
	July 29, 2004	Decision and Reasons: In the Matter of Donald Greco
	June 11, 2004	Notice from the Office of the Secretary: In the Matter of Donald Greco

Green Syndications Inc. Green Syndications Inc.
	November 28, 2013	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc. et al.
	November 27, 2013	Order: In the Matter of Energy Syndications Inc. et al.
	November 27, 2013	Reasons and Decision on Sanctions and Costs: In the Matter of Energy Syndications Inc. et al.
	September 6, 2013	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc. et al.
	September 5, 2013	Order: In the Matter of Energy Syndications Inc. et al.
	August 21, 2013	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc. et al.
	August 20, 2013	Order: In the Matter of Energy Syndications Inc. et al.
	July 25, 2013	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc. et al.
	July 24, 2013	Order: In the Matter of Energy Syndications Inc. et al.
	June 21, 2013	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc. et al.
	June 20, 2013	Reasons and Decision: In the Matter of Energy Syndications Inc. et al.
	June 20, 2013	Order: In the Matter of Energy Syndications Inc. et al.
	May 8, 2013	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc. et al.
	May 8, 2013	Order: In the Matter of Energy Syndications Inc. et al.
	April 8, 2013	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc. et al.
	April 8, 2013	Order: In the Matter of Energy Syndications Inc. et al.
	April 5, 2013	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc. et al.
	April 3, 2013	Order: In the Matter of Energy Syndications Inc. et al.
	October 5, 2012	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc. et al.
	October 5, 2012	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc. et al.
	October 2, 2012	Temporary Order: In the Matter of Energy Syndications Inc. et al.
	October 2, 2012	Order: In the Matter of Energy Syndications Inc. et al.
	August 23, 2012	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc. et al.
	August 23, 2012	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc. et al.
	August 21, 2012	Order: In the Matter of Energy Syndications Inc. et al.
	August 21, 2012	Temporary Order: In the Matter of Energy Syndications Inc. et al.
	July 19, 2012	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc. et al.
	July 19, 2012	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc. et al.
	July 18, 2012	Order: In the Matter of Energy Syndications Inc. et al.
	July 18, 2012	Temporary Order: In the Matter of Energy Syndications Inc. et al.
	April 12, 2012	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc. et al.
	April 12, 2012	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc. et al.
	April 11, 2012	Temporary Order: In the Matter of Energy Syndications Inc. et al.
	April 11, 2012	Order: In the Matter of Energy Syndications Inc. et al.
	April 2, 2012	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc. et al.
	March 30, 2012	Notice of Hearing: In the Matter of Energy Syndications Inc. et al.
	March 30, 2012	Statement of Allegations: In the Matter of Energy Syndications Inc. et al.
	March 8, 2012	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc. et al.
	March 8, 2012	Temporary Order: In the Matter of Energy Syndications Inc. et al.
	September 12, 2011	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc. et al.
	September 8, 2011	Temporary Order: In the Matter of Energy Syndications Inc. et al.
	June 22, 2011	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc., et al.
	June 22, 2011	Temporary Order: In the Matter of Energy Syndications Inc., et al.
	April 15, 2011	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc. et al.
	April 14, 2011	Temporary Order: In the Matter of Energy Syndications Inc. et al.
	April 7, 2011	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc. et al.
	April 7, 2011	Notice of Hearing: In the Matter of Energy Syndications Inc. et al.
	April 1, 2011	Temporary Order: In the Matter of Energy Syndications Inc. et al.

Green, Mark Green, Mark
	September 27, 2011	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd., et al. - Ari Jonathan Firestone, TBS New Media Ltd., TBS New Media PLC, CNF Food Corp. and CNF Candy Corp.
	September 27, 2011	Order: In the Matter of TBS New Media Ltd., et al. - Ari Jonathan Firestone, TBS New Media Ltd., TBS New Media PLC, CNF Food Corp. and CNF Candy Corp.
	September 27, 2011	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd., et al.
	September 27, 2011	Notice of Withdrawal: In the Matter of TBS New Media Ltd., et al.
	September 27, 2011	Temporary Order: In the Matter of TBS New Media Ltd., et al.
	September 23, 2011	Settlement Agreement: In the Matter of TBS New Media Ltd., et al. - Ari Jonathan Firestone, TBS New Media Ltd., TBS New Media PLC, CNF Food Corp. and CNF Candy Corp.
	September 23, 2011	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd., et al. - TBS New Media Ltd., TBS New Media PLC, CNF Food Corp., CNF Candy Corp., and Ari Jonathan Firestone
	September 23, 2011	Notice of Hearing: In the Matter of TBS New Media Ltd., et al. - TBS New Media Ltd., TBS New Media PLC, CNF Food Corp., CNF Candy Corp., and Ari Jonathan Firestone
	September 23, 2011	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd., et al.
	September 22, 2011	Further Amended Statement of Allegations: In the Matter of TBS New Media Ltd. et al.
	August 22, 2011	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd., et al.
	August 17, 2011	Temporary Order: In the Matter of TBS New Media Ltd. et al.
	July 15, 2011	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd. et al.
	July 11, 2011	Temporary Order: In the Matter of TBS New Media Ltd. et al.
	May 20, 2011	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd. et al.
	May 20, 2011	Temporary Order: In the Matter of TBS New Media Ltd. et al.
	March 14, 2011	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd. et al.
	March 11, 2011	Temporary Order: In the Matter of TBS New Media Ltd. et al.
	February 9, 2011	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd. et al.
	February 8, 2011	Temporary Order: In the Matter of TBS New Media Ltd. et al.
	December 6, 2010	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd. et al.
	December 6, 2010	Temporary Order: In the Matter of TBS New Media Ltd. et al.
	October 25, 2010	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd. et al.
	October 25, 2010	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd. et al.
	October 22, 2010	Temporary Order: In the Matter of TBS New Media Ltd. et al.
	October 22, 2010	Order: In the Matter of TBS New Media Ltd. et al.
	September 15, 2010	Notice from the Office of the Secretary: In the Matter of TBS New Media Inc. et al.
	September 15, 2010	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd. et al.
	September 14, 2010	Order: In the Matter of TBS New Media Inc. et al.
	September 10, 2010	Temporary Order: In the Matter of TBS New Media Ltd. et al.
	September 9, 2010	Amended Statement of Allegations: In the Matter of TBS New Media Ltd. et al.
	September 3, 2010	Notice from the Office of the Secretary: In the Matter of TBS New Media Inc. et al.
	September 3, 2010	Notice of Hearing: In the Matter of TBS New Media Inc. et al.
	September 3, 2010	Statement of Allegations: In the Matter of TBS New Media Inc. et al.
	July 15, 2010	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd. et al.
	July 12, 2010	Order: In the Matter of TBS New Media Ltd. et al.
	July 6, 2010	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd. et al.
	July 5, 2010	Notice of Hearing: In the Matter of TBS New Media Ltd. et al.
	June 29, 2010	Temporary Order: In the Matter of TBS New Media Ltd. et al.

Greenberg, Alan Greenberg, Alan
	August 9, 2000	Order: In the Matter of Gordon-Daly Grenadier Securities et al.
	July 27, 2000	Settlement Agreement: In the Matter of Gordon-Daly Grenadier Securities et al.
	July 27, 2000	Notice of Hearing: In the Matter of Gordon-Daly Grenadier Securities et al.
	July 27, 2000	Statement of Allegations: In the Matter of Gordon-Daly Grenadier Securities et al.

Greening, Nigel Greening, Nigel
	December 9, 2016	Notice from the Office of the Secretary: In the Matter of Blue Gold Holdings Ltd. et al.
	December 7, 2016	Order: In the Matter of Blue Gold Holdings Ltd. et al.
	December 7, 2016	Reasons and Decision: In the Matter of Blue Gold Holdings Ltd. et al.
	August 30, 2016	Notice from the Office of the Secretary: In the Matter of Blue Gold Holdings Ltd. et al.
	August 29, 2016	Order: In the Matter of Blue Gold Holdings Ltd. et al.
	July 27, 2016	Notice from the Office of the Secretary: In the Matter of Blue Gold Holdings Ltd. et al.
	July 26, 2016	Reasons and Decision: In the Matter of Blue Gold Holdings Ltd. et al.
	January 26, 2016	Notice from the Office of the Secretary: In the Matter of Blue Gold Holdings Ltd. et al.
	January 22, 2016	Order: In the Matter of Blue Gold Holdings Ltd. et al.
	January 7, 2016	Notice from the Office of the Secretary: In the Matter of Blue Gold Holdings Ltd. et al.
	January 7, 2016	Order: In the Matter of Blue Gold Holdings Ltd. et al.
	December 7, 2015	Notice from the Office of the Secretary: In the Matter of Blue Gold Holdings Ltd. et al.
	December 3, 2015	Order: In the Matter of Blue Gold Holdings Ltd. et al.
	November 10, 2015	Notice from the Office of the Secretary: In the Matter of Blue Gold Holdings Ltd. et al.
	November 4, 2015	Order: In the Matter of Blue Gold Holdings Ltd. et al.
	July 20, 2015	Notice from the Office of the Secretary: In the Matter of Blue Gold Holdings ltd. et al.
	July 17, 2015	Order: In the Matter of Blue Gold Holdings ltd. et al.
	April 17, 2015	Notice from the Office of the Secretary: In the Matter of Blue Gold Holdings ltd. et al.
	April 10, 2015	Order: In the Matter of Blue Gold Holdings ltd. et al.
	April 2, 2015	Notice from the Office of the Secretary: In the Matter of Blue Gold Holdings ltd. et al.
	April 1, 2015	Amended Notice of Hearing: In the Matter of Blue Gold Holdings ltd. et al.
	March 12, 2015	Notice from the Office of the Secretary: In the Matter of Blue Gold Holdings ltd. et al.
	March 11, 2015	Statement of Allegations: In the Matter of Blue Gold Holdings ltd. et al.
	March 11, 2015	Notice of Hearing: In the Matter of Blue Gold Holdings ltd. et al.

Greenstar Agricultural Corporation Greenstar Agricultural Corporation
	January 29, 2016	Notice from the Office of the Secretary: In the Matter Greenstar Agricultural Corporation and Lianyun Guan
	January 28, 2016	Order: In the Matter Greenstar Agricultural Corporation and Lianyun Guan
	January 29, 2016	Reasons and Decision: In the Matter Greenstar Agricultural Corporation and Lianyun Guan
	September 21, 2015	Notice from the Office of the Secretary: In the Matter Greenstar Agricultural Corporation and Lianyun Guan
	September 18, 2015	Order: In the Matter Greenstar Agricultural Corporation and Lianyun Guan
	September 18, 2015	Reasons and Decision: In the Matter Greenstar Agricultural Corporation and Lianyun Guan
	May 1, 2015	Notice from the Office of the Secretary: In the Matter Greenstar Agricultural Corporation and Lianyun Guan
	April 30, 2015	Order: In the Matter Greenstar Agricultural Corporation and Lianyun Guan
	April 8, 2015	Notice from the Office of the Secretary: In the Matter Greenstar Agricultural Corporation and Lianyun Guan
	April 2, 2015	Order: In the Matter Greenstar Agricultural Corporation and Lianyun Guan
	March 25, 2015	Notice from the Office of the Secretary: In the Matter Greenstar Agricultural Corporation and Lianyun Guan
	March 13, 2015	Notice from the Office of the Secretary: In the Matter Greenstar Agricultural Corporation and Lianyun Guan
	March 12, 2015	Notice of Hearing: In the Matter Greenstar Agricultural Corporation and Lianyun Guan
	March 11, 2015	Statement of Allegations: In the Matter Greenstar Agricultural Corporation and Lianyun Guan

Greenstone Financial Group Greenstone Financial Group
	January 23, 2013	Notice from the Office of the Secretary: In the Matter of Sage Investment Group et al.
	January 22, 2013	Notice from the Office of the Secretary: In the Matter of Sage Investment Group et al.
	January 22, 2013	Notice of Withdrawal: In the Matter of Sage Investment Group et al.
	January 22, 2013	Notice from the Office of the Secretary: In the Matter of Sage Investment Group et al.
	January 22, 2013	Order: In the Matter of Sage Investment Group et al.
	January 22, 2013	Order: In the Matter of Sage Investment Group et al. - Antonio Carlos Neto David Oliveira
	January 21, 2013	Order: In the Matter of Sage Investment Group et al. - Anne Marie Ridley
	January 21, 2013	Notice from the Office of the Secretary: In the Matter of Sage Investment Group et al.
	January 17, 2013	Settlement Agreement: In the Matter of Sage Investment Group et al. - Antonio Carlos Neto David Oliveira
	January 17, 2013	Settlement Agreement: In the Matter of Sage Investment Group et al. - Anne Marie Ridley
	January 17, 2013	Notice from the Office of the Secretary: In the Matter of Sage Investment Group et al.
	January 17, 2013	Notice of Hearing: In the Matter of Sage Investment Group et al.
	November 16, 2012	Notice from the Office of the Secretary: In the Matter of Sage Investment Group et al.
	November 15, 2012	Order: In the Matter of Sage Investment Group et al.
	October 19, 2012	Notice from the Office of the Secretary: In the Matter of Sage Investment Group et al.
	October 17, 2012	Order: In the Matter of Sage Investment Group et al.
	October 11, 2012	Notice from the Office of the Secretary: In the Matter of Sage Investment Group et al.
	September 12, 2012	Order: In the Matter of Sage Investment Group et al.
	June 18, 2012	Notice from the Office of the Secretary: In the Matter of Sage Investment Group et al.
	June 13, 2012	Order: In the Matter of Sage Investment Group et al.
	May 1, 2012	Notice from the Office of the Secretary: In the Matter of Sage Investment Group et al.
	April 27, 2012	Order: In the Matter of Sage Investment Group et al.
	March 2, 2012	Notice from the Office of the Secretary: In the Matter of Sage Investment Group et al.
	February 9, 2012	Order: In the Matter of Sage Investment Group et al.
	February 3, 2012	Notice from the Office of the Secretary: In the Matter of Sage Investment Group et al.
	February 1, 2012	Notice of Hearing: In the Matter of Sage Investment Group et al.
	January 27, 2012	Statement of Allegations: In the Matter of Sage Investment Group et al.

Greenwald, Frank S. Greenwald, Frank S.
	June 27, 2003	Order: In the Matter of YBM Magnex International Inc. et al.
	June 27, 2003	Reasons: In the Matter of YBM Magnex International Inc. et al.
	June 27, 2003	Reasons: In the Matter of YBM Magnex International Inc. et al.
	March 30, 2001	Reasons for Decision: In the Matter of YBM Magnex International Inc. et al.
	March 16, 2001	Order: In the Matter of YBM Magnex International Inc. et al.
	March 12, 2001	Order: In the Matter of YBM Magnex International Inc. et al.
	March 2, 2001	Reasons for Decision: In the Matter of YBM Magnex International Inc. et al.
	February 11, 2000	Decision and Reasons: In the Matter of YBM Magnex International Inc. et al.
	January 25, 2000	Decision and Reasons: In the Matter of YBM Magnex International Inc. et al.
	January 5, 2000	Decision and Reasons: In the Matter of YBM Magnex International Inc. et al.
	November 1, 1999	Statement of Allegations: In the Matter of YBM Magnex International Inc. et al.

Grewal, Ranjit Grewal, Ranjit
	February 19, 2016	Notice from the Office of the Secretary: In the Matter of AMTE Services Inc. et al
	February 18, 2016	Temporary Order: In the Matter of AMTE Services Inc. et al
	September 16, 2015	Notice from the Office of the Secretary: In the Matter of AMTE Services Inc. et al
	September 16, 2015	Temporary Order: In the Matter of AMTE Services Inc. et al
	March 27, 2014	Notice from the Office of the Secretary: In the Matter of AMTE Services Inc. et al.
	March 27, 2014	Temporary Order: In the Matter of AMTE Services Inc. et al.
	September 24, 2013	Notice from the Office of the Secretary: In the Matter of AMTE Services Inc. et al.
	September 23, 2013	Temporary Order: In the Matter of AMTE Services Inc. et al.
	July 19, 2013	Notice from the Office of the Secretary: In the Matter of AMTE Services Inc. et al.
	July 19, 2013	Temporary Order: In the Matter of AMTE Services Inc. et al.
	May 27, 2013	Notice from the Office of the Secretary: In the Matter of AMTE Services Inc. et al.
	May 27, 2013	Temporary Order: In the Matter of AMTE Services Inc. et al.
	March 20, 2013	Notice from the Office of the Secretary: In the Matter of AMTE Services Inc. et al.
	March 11, 2013	Temporary Order: In the Matter of AMTE Services Inc. et al.
	February 6, 2013	Notice from the Office of the Secretary: In the Matter of AMTE Services Inc. et al.
	January 28, 2013	Temporary Order: In the Matter of AMTE Services Inc. et al.
	October 26, 2012	Notice from the Office of the Secretary: In the Matter of AMTE Services Inc. et al.
	October 25, 2012	Temporary Order: In the Matter of AMTE Services Inc. et al.
	October 17, 2012	Notice from the Office of the Secretary: In the Matter of AMTE Services Inc. et al.
	October 16, 2012	Notice of Hearing: In the Matter of AMTE Services Inc. et al.
	October 15, 2012	Temporary Order: In the Matter of AMTE Services Inc. et al.

Griffin, Timothy K. Griffin, Timothy K.
	July 20, 2000	Order: In the Matter of RT Capital Management Inc. et al.
	July 20, 2000	Decision and Reasons: In the Matter of RT Capital Management Inc. et al.
	July 20, 2000	Settlement Agreement: In the Matter of RT Capital Management Inc. et al.
	June 29, 2000	Notice of Hearing: In the Matter of RT Capital Management Inc. et al.
	June 29, 2000	Statement of Allegations: In the Matter of RT Capital Management Inc. et al.

Griffiths McBurney & Partners Griffiths McBurney & Partners
	June 27, 2003	Order: In the Matter of YBM Magnex International Inc. et al.
	June 27, 2003	Reasons: In the Matter of YBM Magnex International Inc. et al.
	June 27, 2003	Reasons: In the Matter of YBM Magnex International Inc. et al.
	March 30, 2001	Reasons for Decision: In the Matter of YBM Magnex International Inc. et al.
	March 16, 2001	Order: In the Matter of YBM Magnex International Inc. et al.
	March 12, 2001	Order: In the Matter of YBM Magnex International Inc. et al.
	March 2, 2001	Reasons for Decision: In the Matter of YBM Magnex International Inc. et al.
	February 11, 2000	Decision and Reasons: In the Matter of YBM Magnex International Inc. et al.
	January 25, 2000	Decision and Reasons: In the Matter of YBM Magnex International Inc. et al.
	January 5, 2000	Decision and Reasons: In the Matter of YBM Magnex International Inc. et al.
	November 1, 1999	Statement of Allegations: In the Matter of YBM Magnex International Inc. et al.

Griffiths, Anthony Griffiths, Anthony
	May 20, 2004	Temporary Order: In the Matter of Brad Alles et al.
	May 20, 2004	Notice of Hearing: In the Matter of Brad Alles et al.
	May 20, 2004	Statement of Allegations: In the Matter of Brad Alles et al.

Griffiths, Mark Griffiths, Mark
	September 10, 2014	Notice from the Office of the Secretary: In the Matter of Morgan Dragon Development Corp. et al.
	September 9, 2014	Reasons and Decision: In the Matter of Morgan Dragon Development Corp. et al.
	September 9, 2014	Order: In the Matter of Morgan Dragon Development Corp. et al.
	April 17, 2014	Notice from the Office of the Secretary: In the Matter of Morgan Dragon Development Corp. et al.
	April 15, 2014	Order: In the Matter of Morgan Dragon Development Corp. et al.
	April 15, 2014	Reasons and Decision: In the Matter of Morgan Dragon Development Corp. et al.
	April 10, 2013	Notice from the Office of the Secretary: In the Matter of Morgan Dragon Development Corp. et al. - Morgan Dragon Development Corp. et al.
	April 10, 2013	Settlement Agreement: In the Matter of Morgan Dragon Development Corp. et al. - Morgan Dragon Development Corp. et al.
	April 10, 2013	Order: In the Matter of Morgan Dragon Development Corp. et al. - Morgan Dragon Development Corp. et al.
	April 10, 2013	Notice from the Office of the Secretary: In the Matter of Morgan Dragon Development Corp. et al.
	April 9, 2013	Order: In the Matter of Morgan Dragon Development Corp. et al.
	April 9, 2013	Notice from the Office of the Secretary: In the Matter of Morgan Dragon Development Corp. et al. - Morgan Dragon Development Corp. et al.
	April 9, 2013	Notice of Hearing: In the Matter of Morgan Dragon Development Corp. et al. - Morgan Dragon Development Corp. et al.
	March 26, 2013	Notice from the Office of the Secretary: In the Matter of Morgan Dragon Development Corp. et al.
	March 25, 2013	Order: In the Matter of Morgan Dragon Development Corp. et al.
	March 4, 2013	Notice from the Office of the Secretary: In the Matter of Morgan Dragon Development Corp. et al.
	February 28, 2013	Order: In the Matter of Morgan Dragon Development Corp. et al.
	February 20, 2013	Notice from the Office of the Secretary: In the Matter of Morgan Dragon Development Corp. et al.
	February 19, 2013	Order: In the Matter of Morgan Dragon Development Corp. et al.
	January 14, 2013	Notice from the Office of the Secretary: In the Matter of Morgan Dragon Development Corp. et al.
	January 11, 2013	Order: In the Matter of Morgan Dragon Development Corp. et al.
	September 24, 2012	Notice from the Office of the Secretary: In the Matter of Morgan Dragon Development Corp. et al.
	September 20, 2012	Order: In the Matter of Morgan Dragon Development Corp. et al.
	August 15, 2012	Notice from the Office of the Secretary: In the Matter of Morgan Dragon Development Corp. et al.
	August 15, 2012	Order: In the Matter of Morgan Dragon Development Corp. et al.
	June 5, 2012	Notice from the Office of the Secretary: In the Matter of Morgan Dragon Development Corp. et al.
	June 4, 2012	Order: In the Matter of Morgan Dragon Development Corp. et al.
	April 25, 2012	Notice from the Office of the Secretary: In the Matter of Morgan Dragon Development Corp. et al.
	April 25, 2012	Order: In the Matter of Morgan Dragon Development Corp. et al.
	April 20, 2012	Notice from the Office of the Secretary: In the Matter of Morgan Dragon Development Corp. et al.
	April 19, 2012	Order: In the Matter of Morgan Dragon Development Corp. et al.
	April 2, 2012	Notice from the Office of the Secretary: In the Matter of Morgan Dragon Development Corp. et al.
	March 26, 2012	Amended Notice of Hearing: In the Matter of Morgan Dragon Development Corp. et al.
	March 22, 2012	Notice of Hearing: In the Matter of Morgan Dragon Development Corp. et al.
	March 22, 2012	Statement of Allegations: In the Matter of Morgan Dragon Development Corp. et al.

Griffiths, Robert Griffiths, Robert
	April 4, 2008	Notice from the Office of the Secretary: In the Matter of Bennett Environmental Inc. et al. - Stern, Richard
	April 4, 2008	Order: In the Matter of Bennett Environmental Inc. et al. - Stern, Richard
	April 4, 2008	Settlement Agreement: In the Matter of Bennett Environmental Inc. et al. - Stern, Richard
	March 28, 2008	Notice from the Office of the Secretary: In the Matter of Bennett Environmental Inc. et al.
	March 28, 2008	Notice of Hearing: In the Matter of Bennett Environmental Inc. et al.
	December 12, 2006	Oral Ruling and Reasons: In the Matter of Bennett Environmental Inc. et al. - Griffiths, Robert
	November 30, 2006	Notice from the Office of the Secretary: In the Matter of Bennett Environmental Inc. et al. - Griffiths, Robert
	November 30, 2006	Order: In the Matter of Bennett Environmental Inc. et al. - Griffiths, Robert
	November 30, 2006	Order - Schedule "A": In the Matter of Bennett Environmental Inc. et al. - Griffiths, Robert
	November 29, 2006	Notice from the Office of the Secretary: In the Matter of Bennett Environmental Inc. et al. - Bennett, John
	November 29, 2006	Oral Ruling and Reasons: In the Matter of Bennett Environmental Inc. et al. - Bennett, John
	November 29, 2006	Order: In the Matter of Bennett Environmental Inc. et al. - Bennett, John
	November 29, 2006	Order - Schedule "A": In the Matter of Bennett Environmental Inc. et al. - Bennett, John
	November 22, 2006	Notice from the Office of the Secretary: In the Matter of Bennett Environmental Inc. et al. - Bennett, John
	November 22, 2006	Notice from the Office of the Secretary: In the Matter of Bennett Environmental Inc. et al. - Griffiths, Robert
	November 21, 2006	Notice of Hearing: In the Matter of Bennett Environmental Inc. et al. - Bennett, John
	November 21, 2006	Notice of Hearing: In the Matter of Bennett Environmental Inc. et al. - Griffiths, Robert
	November 21, 2006	Settlement Agreement: In the Matter of Bennett Environmental Inc. et al. - Bennett, John
	November 21, 2006	Settlement Agreement: In the Matter of Bennett Environmental Inc. et al. - Griffiths, Robert
	June 30, 2006	Oral Decision and Reasons: In the Matter of Bennett Environmental Inc. et al. - Bennett Environmental Inc.
	June 30, 2006	Oral Decision and Reasons: In the Matter of Bennett Environmental Inc. et al. - Bulckaert, Allen
	June 21, 2006	Notice from the Office of the Secretary: In the Matter of Bennett Environmental Inc. et al.
	June 20, 2006	Notice from the Office of the Secretary: In the Matter of Bennett Environmental Inc. et al.
	June 20, 2006	Order: In the Matter of Bennett Environmental Inc. et al. - Bulckaert, Allen
	June 20, 2006	Order: In the Matter of Bennett Environmental Inc. et al. - Bennett Environmental Inc.
	June 15, 2006	Settlement Agreement: In the Matter of Bennett Environmental Inc. et al. - Bulckaert, Allen
	June 15, 2006	Settlement Agreement: In the Matter of Bennett Environmental Inc. et al. - Bennett Environmental Inc.
	June 2, 2006	Notice from the Office of the Secretary: In the Matter of Bennett Environmental Inc. et al.
	June 2, 2006	Notice of Hearing: In the Matter of Bennett Environmental Inc. et al. - Bennett Environmental Inc.
	June 2, 2006	Notice of Hearing: In the Matter of Bennett Environmental Inc. et al. - Bennett, John
	June 2, 2006	Notice of Hearing: In the Matter of Bennett Environmental Inc. et al. - Bulckaert, Allan
	May 31, 2006	Statement of Allegations: In the Matter of Bennett Environmental Inc. et al.

Grigor, Derek Grigor, Derek
	May 2, 2011	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 29, 2011	Order: In the Matter of Borealis International Inc. et al.
	April 29, 2011	Reasons and Decision on Sanctions and Costs: In the Matter of Borealis International Inc. et al.
	January 26, 2011	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	January 14, 2011	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	January 13, 2011	Reasons for Decision: In the Matter of Borealis International Inc. et al.
	March 1, 2010	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al
	February 26, 2010	Order: In the Matter of Borealis International Inc. et al.
	January 7, 2010	Order: In the Matter of Borealis International Inc. et al.
	September 30, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	September 29, 2009	Order: In the Matter of Borealis International Inc. et al.
	May 19, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 8, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 8, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 8, 2009	Order: In the Matter of Borealis International Inc. et al.
	March 27, 2009	Order: In the Matter of Borealis International Inc. et al.
	June 17, 2008	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	June 17, 2008	Order: In the Matter of Borealis International Inc. et al.
	May 27, 2008	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	May 27, 2008	Order: In the Matter of Borealis International Inc. et al.
	May 26, 2008	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	May 22, 2008	Amended Notice of Hearing: In the Matter of Borealis International Inc. et al.
	May 22, 2008	Amended Statement of Allegations: In the Matter of Borealis International Inc. et al.
	January 11, 2008	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	January 11, 2008	Order: In the Matter of Borealis International Inc. et al.
	November 28, 2007	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	November 28, 2007	Order: In the Matter of Borealis International Inc. et al.
	November 20, 2007	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	November 15, 2007	Temporary Order: In the Matter of Borealis International Inc. et al.
	November 15, 2007	Notice of the Hearing: In the Matter of Borealis International Inc. et al.
	November 15, 2007	Statement of Allegations: In the Matter of Borealis International Inc. et al.

Grinshpun, Mark Grinshpun, Mark
	February 27, 2012	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al. - Gaye Knowles
	February 27, 2012	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 24, 2012	Order: In the Matter of Ameron Oil and Gas Ltd. et al. - Gaye Knowles
	February 24, 2012	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 23, 2012	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 23, 2012	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 23, 2012	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 22, 2012	Notice of Withdrawal: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 22, 2012	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al. - Gaye Knowles
	February 22, 2012	Notice of Hearing: In the Matter of Ameron Oil and Gas Ltd. et al. - Gaye Knowles
	February 21, 2012	Settlement Agreement: In the Matter of Ameron Oil and Gas Ltd. et al. - Gaye Knowles
	February 17, 2012	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 14, 2012	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 1, 2012	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	January 24, 2012	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	December 1, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al. - Mark Grinshpun
	November 29, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. et al. - Mark Grinshpun
	November 25, 2011	Settlement Agreement: In the Matter of Ameron Oil and Gas Ltd. et al. - Mark Grinshpun
	November 25, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al. - Mark Grinshpun
	November 25, 2011	Notice of Hearing: In the Matter of Ameron Oil and Gas Ltd. et al. - Mark Grinshpun
	October 28, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al. - Oded Pasternak and Allan Walker
	October 25, 2011	Settlement Agreement: In the Matter of Ameron Oil and Gas Ltd. - Allan Walker
	October 25, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. - Allan Walker
	October 25, 2011	Settlement Agreement: In the Matter of Ameron Oil and Gas Ltd. - Oded Pasternak
	October 25, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. - Oded Pasternak
	October 21, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al. - Oded Pasternak and Allan Walker
	October 21, 2011	Notice of Hearing: In the Matter of Ameron Oil and Gas Ltd. et al. - Oded Pasternak and Allan Walker
	October 14, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al. - Vadim Tsatskin
	October 13, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. et al. - Vadim Tsatskin
	October 6, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al. - Vadim Tsatskin
	October 6, 2011	Notice of Hearing: In the Matter of Ameron Oil and Gas Ltd. et al. - Vadim Tsatskin
	October 6, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	October 5, 2011	Settlement Agreement: In the Matter of Ameron Oil and Gas Ltd. et al. - Vadim Tsatskin
	October 5, 2011	Amended Statement of Allegations: In the Matter of Ameron Oil and Gas Ltd. et al.
	September 6, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	August 23, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	April 7, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	April 4, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	March 23, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	March 23, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	March 21, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	March 18, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 18, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 8, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	December 21, 2010	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	December 20, 2010	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	December 15, 2010	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	December 13, 2010	Notice of Hearing: In the Matter of Ameron Oil and Gas Ltd. et al.
	December 13, 2010	Statement of Allegations: In the Matter of Ameron Oil and Gas Ltd. et al.

Grit International Inc. Grit International Inc.
	February 5, 2016	Notice from the Office of the Secretary: In the Matter of Lawrence Zeiben et al.
	February 4, 2016	Order: In the Matter of Lawrence Zeiben et al.
	February 4, 2016	Reasons and Decision: In the Matter of Lawrence Zeiben et al.
	September 2, 2015	Notice from the Office of the Secretary: In the Matter of Lawrence Zeiben et al.
	August 28, 2015	Order: In the Matter of Lawrence Zeiben et al.
	August 10, 2015	Notice from the Office of the Secretary: In the Matter of Lawrence Zeiben et al.
	August 4, 2015	Notice of Hearing: In the Matter of Lawrence Zeiben et al.
	August 4, 2015	Statement of Allegations: In the Matter of Lawrence Zeiben et al.

Grmovsek, Stanko Joseph Grmovsek, Stanko Joseph
	October 30, 2009	Notice from the Office of the Secretary: In the Matter of Stanko Joseph Grmovsek and Gil I. Cornblum
	October 30, 2009	Notice of Withdrawal: In the Matter of Stanko Joseph Grmovsek and Gil I. Cornblum
	October 27, 2009	Notice from the Office of the Secretary: In the Matter of Stanko Joseph Grmovsek and Gil I. Cornblum
	October 26, 2009	Order: In the Matter of Stanko Joseph Grmovsek and Gil I. Cornblum
	October 25, 2009	Settlement Agreement: In the Matter of Stanko Joseph Grmovsek and Gil I. Cornblum - Grmovsek, Stanko Joseph
	October 23, 2009	Notice of Hearing: In the Matter of Stanko Joseph Grmovsek and Gil I. Cornblum
	October 23, 2009	Statement of Allegations: In the Matter of Stanko Joseph Grmovsek and Gil I. Cornblum

Groberman, Herbert Groberman, Herbert
	February 24, 2015	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	February 20, 2015	Order: In the Matter of Global Energy Group, Ltd. et al.
	May 28, 2014	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	May 27, 2014	Order: In the Matter of Global Energy Group, Ltd. et al.
	March 31, 2014	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	March 28, 2014	Order: In the Matter of Global Energy Group, Ltd. et al.
	January 29, 2014	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	January 29, 2014	Order: In the Matter of Global Energy Group, Ltd. et al.
	December 19, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	December 17, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	December 16, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	December 13, 2013	Reasons and Decision on Sanctions and Costs: In the Matter of Global Energy Group, Ltd. et al.
	December 13, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	September 5, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	September 4, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	August 21, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	August 19, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	April 26, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	April 26, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	February 28, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	February 27, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	January 21, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	January 15, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	December 24, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	December 21, 2012	Order: In the Matter of Global Energy Group, Ltd. et al.
	December 21, 2012	Reasons and Decision: In the Matter of Global Energy Group, Ltd. et al.
	October 24, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	October 19, 2012	Order: In the Matter of Global Energy Group, Ltd. et al.
	March 29, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al. - Elliot Feder
	March 28, 2012	Order: In the Matter of Global Energy Group, Ltd. et al. - Elliot Feder
	February 29, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	February 29, 2012	Order: In the Matter of Global Energy Group, Ltd. et al.
	February 7, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	February 7, 2012	Order: In the Matter of Global Energy Group, Ltd. et al.
	February 3, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	January 23, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	January 23, 2012	Amended Statement of Allegations: In the Matter of Global Energy Group, Ltd. et al.
	January 20, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Elliot Feder
	January 20, 2012	Order: In the Matter of Global Energy Group, Ltd. et al. - Elliot Feder
	January 19, 2012	Settlement Agreement: In the Matter of Global Energy Group, Ltd. et al. - Elliot Feder
	January 18, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Elliot Feder
	January 18, 2012	Notice of Hearing: In the Matter of Global Energy Group, Ltd. et al. - Elliot Feder
	December 20, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al.
	December 19, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al.
	December 15, 2011	Order: In the Matter of Global Energy Group, Ltd. et al.
	November 30, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al.
	November 29, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Michael Schaumer
	November 29, 2011	Order: In the Matter of Global Energy Group, Ltd. et al. - Michael Schaumer
	November 29, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Alan Silverstein
	November 28, 2011	Order: In the Matter of Global Energy Group Ltd. et al. - Alan Silverstein
	November 28, 2011	Order: In the Matter of Global Energy Group Ltd. et al.
	November 28, 2011	Settlement Agreement: In the Matter of Global Energy Group Ltd. et al. - Alan Silverstein
	November 25, 2011	Settlement Agreement: In the Matter of Global Energy Group, Ltd. et al. - Michael Schaumer
	November 25, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Michael Schaumer
	November 25, 2011	Notice of Hearing: In the Matter of Global Energy Group, Ltd. et al. - Michael Schaumer
	November 25, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Alan Silverstein
	November 25, 2011	Notice of Hearing: In the Matter of Global Energy Group, Ltd. et al. - Alan Silverstein
	October 4, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al.
	October 4, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al.
	September 26, 2011	Motion Order: In the Matter of Global Energy Group Ltd. et al.
	September 26, 2011	Order: In the Matter of Global Energy Group Ltd. et al.
	September 26, 2011	Order: In the Matter of Global Energy Group Ltd. et al.
	September 6, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Oded Pasternak, Vyacheslav Brikman and Allan Walker
	September 1, 2011	Order: In the Matter of Global Energy Group Ltd. et al. - Allan Walker
	September 1, 2011	Order: In the Matter of Global Energy Group Ltd. et al. - Oded Pasternak
	September 1, 2011	Order: In the Matter of Global Energy Group Ltd. et al. - Vyacheslav Brikman
	August 30, 2011	Settlement Agreement: In the Matter of Global Energy Group Ltd. et al. - Oded Pasternak
	August 29, 2011	Settlement Agreement: In the Matter of Global Energy Group Ltd. et al. - Allan Walker
	August 29, 2011	Settlement Agreement: In the Matter of Global Energy Group Ltd. et al. - Vyacheslav Brikman
	August 31, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Oded Pasternak, Vyacheslav Brikman and Allan Walker
	August 30, 2011	Notice of Hearing: In the Matter of Global Energy Group, Ltd. et al. - Oded Pasternak, Vyacheslav, Brikman and Allan Walker
	July 15, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al
	July 11, 2011	Order: In the Matter of Global Energy Group Ltd. et al
	July 15, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al
	July 11, 2011	Order: In the Matter of Global Energy Group, Ltd. et al
	May 9, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	May 9, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	May 3, 2011	Order: In the Matter of Global Energy Group, Ltd. et al.
	May 3, 2011	Order: In the Matter of Global Energy Group, Ltd. et al.
	February 28, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	February 28, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	February 16, 2011	Order: In the Matter of Global Energy Group, Ltd. et al.
	February 16, 2011	Order: In the Matter of Global Energy Group, Ltd. et al.
	January 19, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	January 19, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	December 7, 2010	Order: In the Matter of Global Energy Group, Ltd. et al.
	December 7, 2010	Order: In the Matter of Global Energy Group, Ltd. et al.
	November 10, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	November 10, 2010	Notice from the Office of the Secretary: In the Matter of Christina Harper et al.
	November 8, 2010	Order: In the Matter of Global Energy Group, Ltd. et al.
	November 8, 2010	Order: In the Matter of Christina Harper et al.
	November 5, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	November 3, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	November 3, 2010	Notice of Hearing: In the Matter of Global Energy Group, Ltd. et al.
	October 25, 2010	Settlement Agreement: In the Matter of Global Energy Group, Ltd. et al. - Peter Robinson
	September 14, 2010	Notice from the Office of the Secretary: In the Matter of Christina Harper et al.
	September 14, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	September 13, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	September 1, 2010	Order: In the Matter of Christina Harper et al.
	September 1, 2010	Order: In the Matter of Global Energy Group, Ltd. et al.
	August 27, 2010	Motion Order: In the Matter of Global Energy Group, Ltd. et al.
	June 21, 2010	Notice from the Office of the Secretary: In the Matter of Christina Harper et al.
	June 21, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	June 14, 2010	Order: In the Matter of Christina Harper et al.
	June 14, 2010	Order: In the Matter of Global Energy Group, Ltd. et al.
	June 10, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	June 8, 2010	Notice of Hearing: In the Matter of Global Energy Group, Ltd. et al.
	June 8, 2010	Statement of Allegations: In the Matter of Global Energy Group, Ltd. et al.
	June 9, 2010	Notice from the Office of the Secretary: In the Matter of Christina Harper et al.
	April 20, 2010	Notice from the Office of the Secretary: In the Matter of Christina Harper et al.
	April 20, 2010	Order: In the Matter of Christina Harper et al.
	April 14, 2010	Notice from the Office of the Secretary: In the Matter of Christina Harper et al.
	April 14, 2010	Notice of Hearing: In the Matter of Christina Harper et al.
	April 7, 2010	Temporary Order: In the Matter of Christina Harper et al.

Grossman, Abraham Herbert (a.k.a. Allen Grossman) Grossman, Abraham Herbert (a.k.a. Allen Grossman)
	February 7, 2020	Notice from the Office of the Secretary: Solar Income Fund Inc. et al., File No. 2019-35
	February 7, 2020	Order: In the Matter of Solar Income Fund Inc. et al.
	December 24, 2012	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	December 21, 2012	Order: Notice: In the matter of Shallow Oil & Gas Inc. et al.
	December 21, 2012	Reasons and Decision on Sanctions: In the Matter of Shallow Oil & Gas Inc. et al.
	November 21, 2012	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al. - Tom Mezinski
	November 20, 2012	Order: In the Matter of Maitland Capital Ltd. et al. - Tom Mezinski
	November 20, 2012	Reasons and Decision on Sanctions and Costs: In the Matter of Maitland Capital Ltd. et al. - Tom Mezinski
	November 16, 2012	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	November 15, 2012	Order: In the Matter of Shallow Oil & Gas Inc. et al. - Kevin Wash
	October 30, 2012	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	October 29, 2012	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	July 16, 2012	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	July 13, 2012	Order: In the Matter of Maitland Capital Ltd. et al.
	July 9, 2012	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al. - Steven Lanys
	July 9, 2012	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al. - Tom Mezinski
	July 6, 2012	Order: In the Matter of Maitland Capital Ltd. et al. - Steven Lanys
	July 6, 2012	Order: In the Matter of Maitland Capital Ltd. et al. - Tom Mezinski
	July 6, 2012	Reasons and Decision: In the Matter of Maitland Capital Ltd. et al. - Steven Lanys
	July 6, 2012	Reasons and Decision: In the Matter of Maitland Capital Ltd. et al. - Tom Mezinski
	June 19, 2012	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	June 18, 2012	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	May 30, 2012	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	May 29, 2012	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	May 16, 2012	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	May 14, 2012	Amended Notice of Hearing: In the Matter of Shallow Oil & Gas Inc. et al.
	May 14, 2012	Amended Statement of Allegations: In the Matter of Shallow Oil & Gas Inc. et al.
	April 30, 2012	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	April 26, 2012	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	March 28, 2012	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	March 27, 2012	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	March 21, 2012	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	February 15, 2012	Notice of Withdrawal: In the Matter of Maitland Capital Ltd. et al.
	February 9, 2012	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	February 8, 2012	Order: In the Matter of Maitland Capital Ltd. et al. - Maitland Capital Ltd., Allen Grossman and Hanoch Ulfan
	February 8, 2012	Reasons and Decision: In the Matter of Maitland Capital Ltd. et al. - Maitland Capital Ltd., Allen Grossman and Hanoch Ulfan
	December 19, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	December 15, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	December 9, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al. - Marco Diadamo
	December 9, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al. - Marco Diadamo
	December 2, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al. - Marco Diadamo
	December 2, 2011	Notice of Hearing: In the Matter of Shallow Oil & Gas Inc. - Marco Diadamo
	November 25, 2011	Settlement Agreement: In the Matter of Shallow Oil & Gas Inc. et al. - Marco Diadamo
	November 7, 2011	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	November 4, 2011	Order: In the Matter of Maitland Capital Ltd. et al. - Leonard Waddingham, Ron Garner, Gord Valde and Dianna Cassidy
	November 4, 2011	Reasons and Decision on Sanctions: In the Matter of Maitland Capital Ltd. et al. - Leonard Waddingham, Ron Garner, Gord Valde and Dianna Cassidy
	November 7, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	November 4, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	November 1, 2011	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	September 19, 2011	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	September 2, 2011	Notice of Withdrawal: In the Matter of Maitland Capital Ltd. et al.
	September 2, 2011	Order: In the Matter of Maitland Capital Ltd. et al.
	August 24, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	August 16, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	August 2, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	July 26, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	July 7, 2011	Notice in the Matter of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	June 28, 2011	Order: In the Matter of Maitland Capital Ltd. et al.
	June 21, 2011	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	May 27, 2011	Amended Notice of Hearing: In the Matter of Maitland Capital Ltd. et al.
	May 27, 2011	Amended Statement of Allegations: In the Matter of Maitland Capital Ltd. et al.
	June 16, 2011	OSC News Release: Abraham Grossman Sentenced to Three Years in Jail for Breaching Ontario Securities Act
	June 6, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	May 27, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	May 4, 2011	OSC News Release: Abraham Herbert Grossman and Hanoch Ulfan Each Sentenced to 21 Months in Jail for Breaching Ontario Securities Act
	March 24, 2011	OSC News Release: Abraham Herbert Grossman, Hanoch Ulfan and Maitland Capital Limited Convicted in the Ontario Court of Justice of Breaching Ontario Securities Act
	February 17, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	February 11, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	December 20, 2010	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al. - Gurdip Singh Gahunia also known as Michael Gahunia
	December 16, 2010	Order: In the Matter of Shallow Oil & Gas Inc. et al. - Gurdip Singh Gahunia also known as Michael Gahunia
	December 13, 2010	Settlement Agreement: In the Matter of Shallow Oil & Gas Inc. et al. - Gurdip Singh Gahunia also known as Michael Gahunia
	December 14, 2010	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	December 14, 2010	Notice of Hearing: In the Matter of Shallow Oil & Gas Inc. et al.
	June 28, 2010	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	June 28, 2010	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	January 18, 2010	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	January 12, 2010	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	September 10, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	September 10, 2009	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	July 27, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al. - William Mankofsky
	July 20, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	July 17, 2009	Settlement Agreement: In the Matter of Shallow Oil & Gas Inc. et al. - William Mankofsky
	July 16, 2009	Notice of Hearing: In the Matter of Shallow Oil & Gas Inc. et al.
	June 10, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	June 4, 2009	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	May 19, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al. - Gord Mcquarrie
	May 19, 2009	Reasons and Decision on Settlement: In the Matter of Shallow Oil & Gas Inc. - Gord McQuarrie
	May 14, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al. - Gord Mcquarrie
	May 10, 2009	Settlement Agreement: In the Matter of Shallow Oil & Gas Inc. et al. - Gord Mcquarrie
	May 6, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	April 21, 2009	Notice of Hearing: In the Matter of Shallow Oil & Gas Inc. et al.
	November 26, 2008	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	November 25, 2008	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	November 5, 2008	Notice from the Office of the Secretary: In the Matter of First Global Ventures, S.A. et al.
	November 4, 2008	Reasons and Decision on Sanctions and Costs: In the Matter of First Global Ventures, S.A. et al.
	June 27, 2008	Notice from the Office of the Secretary: In the Matter of First Global Ventures, S.A. et al.
	June 26, 2008	Order: In the Matter of First Global Ventures, S.A. et al.
	June 19, 2008	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	June 19, 2008	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	June 17, 2008	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	June 11, 2008	Notice of Hearing: In the Matter of Shallow Oil & Gas Inc. et al.
	June 10, 2008	Statement of Allegations: In the Matter of Shallow Oil & Gas Inc. et al.
	April 30, 2008	Notice from the Office of the Secretary: In the Matter of First Global Ventures, S.A. et al.
	April 30, 2008	Order: In the Matter of First Global Ventures, S.A. et al.
	April 1, 2008	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	March 31, 2008	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	February 19, 2008	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	February 15, 2008	Reasons and Decision: In the Matter of Shallow Oil & Gas Inc. et al.
	January 31, 2008	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	January 31, 2008	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	January 22, 2008	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	January 18, 2008	Notice of Hearing: In the Matter of Shallow Oil & Gas Inc. et al.
	January 16, 2008	Temporary Order: In the Matter of Shallow Oil & Gas Inc. et al.
	December 17, 2007	Notice from the Office of the Secretary: In the Matter of First Global Ventures, S.A. et al.
	December 14, 2007	Reasons for Decision on the Merits: In the Matter of First Global Ventures, S.A. et al.
	July 31, 2007	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	July 31, 2007	Order: In the Matter of Maitland Capital Ltd. et al.
	March 15, 2007	Notice from the Office of the Secretary: In the Matter of First Global Ventures, S.A. et al.
	March 9, 2007	Amended Amended Notice of Hearing: In the Matter of First Global Ventures et al.
	March 8, 2007	Amended Amended Statement of Allegations: In the Matter of First Global Ventures et al.
	March 8, 2007	Notice from the Office of the Secretary: In the Matter of First Global Ventures, S.A. et al.
	March 8, 2007	Order: In the Matter of First Global Ventures et al.
	November 22, 2006	Notice From the Office of the Secretary: In the Matter of First Global Ventures et al.
	November 22, 2006	Order: In the Matter of First Global Ventures, S.A. et al.
	November 22, 2006	Order of the Panamanian National Securities Commission: In the Matter of First Global Ventures, S.A.
	September 12, 2006	Order: In the Matter of First Global Ventures, S.A. et al.
	September 12, 2006	Order: In the Matter of Maitland Capital Ltd. et al.
	July 17, 2006	Notice from the Office of the Secretary: In the Matter of First Global Ventures, S.A. et al.
	July 13, 2006	Order: In the Matter of First Global Ventures, S.A. et al.
	July 11, 2006	Amended Notice of Hearing: In the Matter of First Global Ventures, S.A. et al.
	July 11, 2006	Amended Statement of Allegations: In the Matter of First Global Ventures, S.A. et al.
	July 5, 2006	Notice from the Office of the Secretary: In the Matter of First Global Ventures, S.A. and Allen Grossman
	July 5, 2006	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	June 28, 2006	Order: In the Matter of First Global Ventures, S.A. and Allen Grossman
	June 28, 2006	Order: In the Matter of Maitland Capital Ltd. et al.
	June 13, 2006	Notice from the Office of the Secretary: In the Matter of First Global Ventures, S.A. and Allen Grossman
	June 13, 2006	Order: In the Matter of First Global Ventures, S.A. and Allen Grossman
	June 1, 2006	Scheduale "A": In the Matter of Maitland Capital Corporation Ltd. et al.
	May 30, 2006	Notice from the Office of the Secretary: In the Matter of First Global Ventures, S.A. and Allen Grossman
	May 30, 2006	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	May 29, 2006	Temporary Order: In the Matter of First Global Ventures, S.A. and Allen Grossman
	May 29, 2006	Order: In the Matter of Maitland Capital Ltd. et al.
	May 26, 2006	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	April 19, 2006	Order: In the Matter of Maitland Capital Ltd. et al.
	February 28, 2006	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	February 28, 2006	Order: In the Matter of Maitland Capital Ltd. et al.
	February 8, 2006	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	February 8, 2006	Order: In the Matter of Maitland Capital Ltd. et al.
	January 30, 2006	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	January 24, 2006	Notice of Hearing: In the Matter of Maitland Capital Ltd. et al.
	January 24, 2006	Statement of Allegations: In the Matter of Maitland Capital Ltd. et al.

Grossman, Allan Grossman, Allan
	October 15, 2019	Notice from the Office of the Secretary: Solar Income Fund Inc. et al., File No. 2019-35
	October 15, 2019	Order: In the Matter of Solar Income Fund Inc. et al.
	September 26, 2019	Notice from the Office of the Secretary: Solar Income Fund Inc. et al., File No. 2019-35
	September 26, 2019	Notice of Hearing: In the Matter of Solar Income Fund Inc. et al.
	September 26, 2019	Statement of Allegations: In the Matter of Solar Income Fund Inc. et al.

Ground Wealth Inc. Ground Wealth Inc.
	November 19, 2015	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	November 18, 2015	Order: In the Matter of Ground Wealth Inc. et al.
	November 18, 2015	Reasons and Decision: In the Matter of Ground Wealth Inc. et al.
	August 25, 2015	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	August 24, 2015	Order: In the Matter of Ground Wealth Inc. et al.
	August 24, 2015	Reasons and Decision: In the Matter of Ground Wealth Inc. et al.
	January 23, 2015	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	January 23, 2015	Order: In the Matter of Ground Wealth Inc. et al.
	January 22, 2015	Settlement Agreement: In the Matter of Ground Wealth Inc. et al.
	January 22, 2015	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	January 22, 2015	Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	January 12, 2015	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	January 7, 2015	Order: In the Matter of Ground Wealth Inc. et al.
	January 9, 2015	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	January 6, 2015	Order: In the Matter of Ground Wealth Inc. et al.
	January 9, 2015	Settlement Agreement: In the Matter of Ground Wealth Inc. et al.
	January 5, 2015	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	January 5, 2015	Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	August 11, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	August 8, 2014	Order: In the Matter of Ground Wealth Inc. et al.
	July 8, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	July 8, 2014	Order: In the Matter of Ground Wealth Inc. et al.
	June 6, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	June 2, 2014	Order: In the Matter of Ground Wealth Inc. et al.
	May 2, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	April 30, 2014	Order: In the Matter of Ground Wealth Inc. et al.
	April 7, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	April 7, 2014	Order: In the Matter of Ground Wealth Inc. et al.
	April 1, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	March 28, 2014	Order: In the Matter of Ground Wealth Inc. et al.
	March 25, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	March 24, 2014	Order: In the Matter of Ground Wealth Inc. et al.
	March 25, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	March 24, 2014	Order: In the Matter of Ground Wealth Inc. et al.
	March 20, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	March 18, 2014	Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	February 26, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	January 23, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	January 21, 2014	Order: In the Matter of Ground Wealth Inc. et al.
	January 16, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	January 15, 2014	Order: In the Matter of Ground Wealth Inc. et al.
	November 6, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	November 5, 2013	Order: In the Matter of Ground Wealth Inc. et al.
	November 5, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	October 31, 2013	Amended Statement of Allegations: In the Matter of Ground Wealth Inc. et al.
	October 31, 2013	Amended Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	October 15, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	October 11, 2013	Order: In the Matter of Ground Wealth Inc. et al.
	September 30, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	September 30, 2013	Order: In the Matter of Ground Wealth Inc. et al.
	August 22, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	August 20, 2013	Order: In the Matter of Ground Wealth Inc. et al.
	June 10, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	June 6, 2013	Order: In the Matter of Ground Wealth Inc. et al.
	April 11, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	April 11, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	April 8, 2013	Order: In the Matter of Ground Wealth Inc. et al.
	April 8, 2013	Temporary Order: In the Matter of Ground Wealth Inc. et al.
	March 11, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	March 11, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	March 5, 2013	Temporary Order: In the Matter of Ground Wealth Inc. et al.
	March 5, 2013	Order: In the Matter of Ground Wealth Inc. et al.
	February 7, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	February 1, 2013	Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	February 1, 2013	Statement of Allegations: In the Matter of Ground Wealth Inc. et al.
	February 4, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	February 1, 2013	Temporary Order: In the Matter of Ground Wealth Inc. et al.
	January 28, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al
	August 2, 2012	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al
	August 2, 2012	Temporary Order: In the Matter of Ground Wealth Inc. et al.
	July 25, 2012	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al
	July 24, 2012	Amended Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al
	February 8, 2012	Temporary Order: In the Matter of Ground Wealth Inc. et al.
	January 16, 2012	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al
	January 13, 2012	Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	August 12, 2011	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al
	August 11, 2011	Endorsement and Temporary Order: In the Matter of Ground Wealth Inc. et al
	July 29, 2011	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	July 29, 2011	Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	July 27, 2011	Temporary Order: In the Matter of Ground Wealth Inc. et al.

Growthworks Canadian Fund Ltd. Growthworks Canadian Fund Ltd.
	June 24, 2011	Notice from the Office of the Secretary: In the Matter of Vengrowth Funds et al.
	June 1, 2011	Order: In the Matter of Vengrowth Funds et al.
	June 14, 2011	Notice from the Office of the Secretary: In the Matter of Vengrowth Funds et al.
	June 9, 2011	Notice from the Office of the Secretary: In the Matter of Vengrowth Funds et al.
	June 9, 2011	Order: In the Matter of Vengrowth Funds et al.
	May 4, 2011	Notice from the Office of the Secretary: In the Matter of Vengrowth Funds et al.
	May 4, 2011	Notice of Hearing: In the Matter of Vengrowth Funds et al.
	May 2, 2011	Application: In the Matter of Vengrowth Funds et al.

Growthworks Ltd. Growthworks Ltd.
	June 24, 2011	Notice from the Office of the Secretary: In the Matter of Vengrowth Funds et al.
	June 1, 2011	Order: In the Matter of Vengrowth Funds et al.
	June 14, 2011	Notice from the Office of the Secretary: In the Matter of Vengrowth Funds et al.
	June 9, 2011	Notice from the Office of the Secretary: In the Matter of Vengrowth Funds et al.
	June 9, 2011	Order: In the Matter of Vengrowth Funds et al.
	May 4, 2011	Notice from the Office of the Secretary: In the Matter of Vengrowth Funds et al.
	May 4, 2011	Notice of Hearing: In the Matter of Vengrowth Funds et al.
	May 2, 2011	Application: In the Matter of Vengrowth Funds et al.

Grundmann, Alexander Grundmann, Alexander
	March 3, 2011	Notice from the Office of the Secretary: In the Matter of Lehman Cohort Global Group Inc. et al.
	March 2, 2011	Order: In the Matter of Lehman Cohort Global Group Inc. et al.
	March 2, 2011	Reasons and Decision on Sanctions and Costs: In the Matter of Lehman Cohort Global Group Inc. et al.
	August 25, 2010	Notice from the Office of the Secretary: In the Matter of Lehman Cohort Global Group Inc. et al.
	July 30, 2010	Notice from the Office of the Secretary: In the Matter of Lehman Cohort Global Group Inc. et al.
	July 28, 2010	Reasons and Decision: In the Matter of Lehman Cohort Global Group Inc. et al.
	August 19, 2009	Notice from the Office of the Secretary: In the Matter of Lehman Cohort Global Group Inc. et al.
	August 19, 2009	Order: In the Matter of Lehman Cohort Global Group Inc. et al.
	August 18, 2009	Notice from the Office of the Secretary: In the Matter of Lehman Cohort Global Group Inc. et al.
	August 14, 2009	Notice of Hearing: In the Matter of Lehman Cohort Global Group Inc. et al.
	August 14, 2009	Statement of Allegations: In the Matter of Lehman Cohort Global Group Inc. et al.
	July 21, 2009	Order: In the Matter of Lehman Cohort Global Group Inc. et al.
	July 21, 2009	Notice from the Office of the Secretary: In the Matter of Lehman Cohort Global Group Inc. et al.
	June 4, 2009	Notice from the Office of the Secretary: In the Matter of Lehman Cohort Global Group Inc. et al.
	June 4, 2009	Order: In the Matter of Lehman Cohort Global Group Inc. et al.
	June 2, 2009	Notice from the Office of the Secretary: In the Matter of Lehman Cohort Global Group Inc. et al.
	June 1, 2009	Notice of Hearing: In the Matter of Lehman Cohort Global Group Inc. et al.
	May 20, 2009	Temporary Order: In the Matter of Lehman Cohort Global Group Inc. et al.

GTA Private Capital Income Fund GTA Private Capital Income Fund
	February 3, 2020	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	January 29, 2020	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	October 9, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	October 9, 2019	Order: In the Matter of Paramount Equity Financial Corporation et al
	August 21, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	August 21, 2019	Order: In the Matter of Paramount Equity Financial Corporation et al.
	May 28, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 28, 2019	Notice of Withdrawal: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Order: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Amended Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 8, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.
	March 29, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Notice of Hearing: In the Matter of Paramount Equity Financial Corporation et al.

GTA Private Capital Income Limted Partnership GTA Private Capital Income Limted Partnership
	February 3, 2020	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	January 29, 2020	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	October 9, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	October 9, 2019	Order: In the Matter of Paramount Equity Financial Corporation et al
	August 21, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	August 21, 2019	Order: In the Matter of Paramount Equity Financial Corporation et al.
	May 28, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 28, 2019	Notice of Withdrawal: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Order: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Amended Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 8, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.
	March 29, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Notice of Hearing: In the Matter of Paramount Equity Financial Corporation et al.

Gu, Qin Hua Joseph Gu, Qin Hua Joseph
	June 2, 2000	Notice of Hearing: In the Matter of Cai, Kevin S.X.
	June 2, 2000	Statement of Allegations: In The Matter of Cai, Kevin S.X.

Gu, Wenyuan Gu, Wenyuan
	June 24, 2016	Notice from the Office of the Secretary: In the Matter of 7997698 Canada Inc. (carrying on business as International Legal and Accounting Services Inc.), et al.
	June 23, 2016	Reasons and Decision: In the Matter of 7997698 Canada Inc. (carrying on business as International Legal and Accounting Services Inc.), et al.

Guan, Lianyun Guan, Lianyun
	January 29, 2016	Notice from the Office of the Secretary: In the Matter Greenstar Agricultural Corporation and Lianyun Guan
	January 28, 2016	Order: In the Matter Greenstar Agricultural Corporation and Lianyun Guan
	January 29, 2016	Reasons and Decision: In the Matter Greenstar Agricultural Corporation and Lianyun Guan
	April 8, 2015	Notice from the Office of the Secretary: In the Matter Greenstar Agricultural Corporation and Lianyun Guan
	April 2, 2015	Order: In the Matter Greenstar Agricultural Corporation and Lianyun Guan
	March 25, 2015	Notice from the Office of the Secretary: In the Matter Greenstar Agricultural Corporation and Lianyun Guan
	March 11, 2015	Statement of Allegations: In the Matter Greenstar Agricultural Corporation and Lianyun Guan
	May 1, 2015	Notice from the Office of the Secretary: In the Matter Greenstar Agricultural Corporation and Lianyun Guan
	April 30, 2015	Order: In the Matter Greenstar Agricultural Corporation and Lianyun Guan
	March 13, 2015	Notice from the Office of the Secretary: In the Matter Greenstar Agricultural Corporation and Lianyun Guan
	March 12, 2015	Notice of Hearing: In the Matter Greenstar Agricultural Corporation and Lianyun Guan

Guerenska, Stoyanka Guerenska, Stoyanka
	March 16, 2016	Notice from the Office of the Secretary: In the Matter of 2241153 Ontario Inc. et al.
	March 15, 2016	Order: In the Matter of 2241153 Ontario Inc. et al.
	March 15, 2016	Reasons and Decision on Sactions and Costs: In the Matter of 2241153 Ontario Inc. et al.
	February 4, 2016	Notice from the Office of the Secretary: In the Matter of 2241153 Ontario Inc. et al.
	February 3, 2016	Reasons and Decision: In the Matter of 2241153 Ontario Inc. et al.
	December 11, 2015	Notice from the Office of the Secretary: In the Matter of 2241153 Ontario Inc. et al.
	December 9, 2015	Order: In the Matter of 2241153 Ontario Inc. et al.
	September 3, 2015	Notice from the Office of the Secretary: In the Matter of 2241153 Ontario Inc. et al.
	September 3, 2015	Order: In the Matter of 2241153 Ontario Inc. et al.
	June 24, 2015	Notice from the Office of the Secretary: In the Matter of 2241153 Ontario Inc. et al.
	June 24, 2015	Order: In the Matter of 2241153 Ontario Inc. et al.
	March 24, 2015	Notice from the Office of the Secretary: In the Matter of 2241153 Ontario Inc. et al.
	March 24, 2015	Order: In the Matter of 2241153 Ontario Inc. et al.
	February 24, 2015	Notice from the Office of the Secretary: In the Matter of 2241153 Ontario Inc. et al.
	February 23, 2015	Order: In the Matter of 2241153 Ontario Inc. et al.
	February 12, 2015	Notice from the Office of the Secretary: In the Matter of 2241153 Ontario Inc. et al.
	February 11, 2015	Order: In the Matter of 2241153 Ontario Inc. et al.
	February 10, 2015	Settlement Agreement: In the Matter of 2241153 Ontario Inc. et al.
	February 10, 2015	Notice from the Office of the Secretary: In the Matter of 2241153 Ontario Inc. et al.
	February 10, 2015	Notice of Hearing: In the Matter of 2241153 Ontario Inc. et al.
	February 9, 2015	Statement of Allegations: In the Matter of 2241153 Ontario Inc. et al.
	February 10, 2015	Notice from the Office of the Secretary: In the Matter of 2241153 Ontario Inc. et al.
	February 10, 2015	Notice of Hearing: In the Matter of 2241153 Ontario Inc. et al.

Guettler, Arnold Guettler, Arnold
	January 10, 1997	Notice of Hearing: In the Matter of Arnold Guettler et al.

Gulfland Holdings LLC Gulfland Holdings LLC
	June 29, 2011	Notice from the Office of the Secretary: In the Matter of Sunil Tulsiani et al.
	June 27, 2011	Notice of Withdrawal: In the Matter of Sunil Tulsiani et al.
	December 15, 2010	Notice from the Office of the Secretary: In the Matter of Sunil Tulsiani et al.
	December 14, 2010	Order: In the Matter of Sunil Tulsiani et al.
	July 7, 2010	Notice from the Office of the Secretary: In the Matter of Sunil Tulsiani et al.
	June 30, 2010	Order: In the Matter of Sunil Tulsiani et al.
	June 1, 2010	Notice from the Office of the Secretary: In the Matter of Sunil Tulsiani et al.
	May 27, 2010	Notice of Hearing: In the Matter of Sunil Tulsiani et al.
	May 27, 2010	Statement of Allegations: In the Matter of Sunil Tulsiani et al.

Guo, Jian Guo, Jian
	February 24, 2017	Notice from the Office of the Secretary: In the Matter of Investar Investment Ltd. et al.
	February 23, 2017	Notice of Withdrawal: In the Matter of Investar Investment Ltd. et al.
	January 31, 2017	Notice from the Office of the Secretary: In the Matter of Investar Investment Ltd. et al.
	January 30, 2017	Notice of Hearing: In the Matter of Investar Investment Ltd. et al.
	January 30, 2017	Order: In the Matter of Investar Investment Ltd. et al.
	January 3, 2017	Application: In the Matter of Investar Investment Ltd. et al.

Gupta, Sankar Das Gupta, Sankar Das
	June 30, 2017	Notice from the Office of the Secretary: In the Matter of Electrovaya Inc. and Sankar Das Gupta
	June 30, 2017	Order: In the Matter of Electrovaya Inc. and Sankar Das Gupta
	June 29, 2017	Settlement Agreement: In the Matter of Electrovaya Inc. and Sankar Das Gupta
	June 30, 2017	Oral Reasons for Approval of Settlement: In the Matter of Electrovaya Inc. and Sankar Das Gupta
	June 28, 2017	Notice from the Office of the Secretary: In the Matter of Electrovaya Inc. and Sankar Das Gupta
	June 28, 2017	Notice of Hearing: In the Matter of Electrovaya Inc. and Sankar Das Gupta
	June 28, 2017	Statement of Allegations: In the Matter of Electrovaya Inc. and Sankar Das Gupta