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D

D&E Arctic Investments Inc D&E Arctic Investments Inc
	November 7, 2018	Notice from the Office of the Secretary: In the Matter of Siu Mui “Debbie” Wong et al., File No. 2018-50
	November 6, 2018	Reasons and Decision: In the Matter of Siu Mui “Debbie” Wong et al.
	November 6, 2018	Order: In the Matter of Siu Mui “Debbie” Wong et al.
	September 7, 2018	Notice from the Office of the Secretary: In the Matter of Siu Mui “Debbie” Wong et al., File No. 2018-50
	September 7, 2018	Notice of Hearing: In the Matter of Siu Mui “Debbie” Wong et al.
	September 6, 2018	Statement of Allegations: In the Matter of Siu Mui “Debbie” Wong et al.

Da Silva, Abel Da Silva, Abel
	December 24, 2012	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	December 21, 2012	Order: Notice: In the matter of Shallow Oil & Gas Inc. et al.
	December 21, 2012	Reasons and Decision on Sanctions: In the Matter of Shallow Oil & Gas Inc. et al.
	November 16, 2012	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	November 15, 2012	Order: In the Matter of Shallow Oil & Gas Inc. et al. - Kevin Wash
	October 30, 2012	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	October 29, 2012	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	September 25, 2012	Notice from the Office of the Secretary: In the Matter of Abel Da Silva
	September 24, 2012	Reasons for Decision on Sanctions and Costs: In the Matter of Abel Da Silva
	September 24, 2012	Order: In the Matter of Abel Da Silva
	June 19, 2012	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	June 18, 2012	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	May 30, 2012	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	May 29, 2012	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	May 16, 2012	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	May 14, 2012	Amended Notice of Hearing: In the Matter of Shallow Oil & Gas Inc. et al.
	May 14, 2012	Amended Statement of Allegations: In the Matter of Shallow Oil & Gas Inc. et al.
	May 10, 2012	Notice from the Office of the Secretary: In the Matter of Abel Da Silva
	April 30, 2012	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	April 26, 2012	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	March 28, 2012	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	March 27, 2012	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	December 19, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	December 15, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	December 9, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al. - Marco Diadamo
	December 9, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al. - Marco Diadamo
	December 2, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al. - Marco Diadamo
	December 2, 2011	Notice of Hearing: In the Matter of Shallow Oil & Gas Inc. - Marco Diadamo
	November 25, 2011	Settlement Agreement: In the Matter of Shallow Oil & Gas Inc. et al. - Marco Diadamo
	November 7, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	November 4, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	August 24, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	August 16, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	August 2, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	July 26, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	June 23, 2011	Notice from the Office of the Secretary: In the Matter of Abel Da Silva
	June 22, 2011	Reasons and Decision for the Hearing on the Merits Held in Writing: In the Matter of Abel Da Silva
	June 6, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	May 27, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	February 17, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	February 11, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	January 7, 2011	Notice from the Office of the Secretary: In the Matter of Al-Tar Energy Corp. et al.
	January 6, 2011	Order: In the Matter of Al-tar Energy Corp. et al.
	January 6, 2011	Reasons and Decision on Sanctions and Costs: In the Matter of Al-Tar Energy Corp. et al.
	December 20, 2010	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al. - Gurdip Singh Gahunia also known as Michael Gahunia
	December 16, 2010	Order: In the Matter of Shallow Oil & Gas Inc. et al. - Gurdip Singh Gahunia also known as Michael Gahunia
	December 13, 2010	Settlement Agreement: In the Matter of Shallow Oil & Gas Inc. et al. - Gurdip Singh Gahunia also known as Michael Gahunia
	December 14, 2010	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	December 14, 2010	Notice of Hearing: In the Matter of Shallow Oil & Gas Inc. et al.
	November 30, 2010	Notice from the Office of the Secretary: In the Matter of Abel Da Silva
	November 29, 2010	Order: In the Matter of Abel Da Silva
	October 27, 2010	Notice from the Office of the Secretary: In the Matter of Abel Da Silva
	October 26, 2010	Order: In the Matter of Abel Da Silva
	October 7, 2010	Notice from the Office of the Secretary: In the Matter of Abel Da Silva
	October 5, 2010	Order: In the Matter of Abel Da Silva
	September 21, 2010	Notice from the Office of the Secretary: In the Matter of Abel Da Silva
	September 20, 2010	Notice of Hearing: In the Matter of Abel da Silva
	September 20, 2010	Amended Statement of Allegations: In the Matter of Abel Da Silva
	September 2, 2010	Notice from the Office of the Secretary: In the Matter of Abel Da Silva
	September 2, 2010	Order: In the Matter of Abel Da Silva
	August 18, 2010	Notice from the Office of the Secretary: In the Matter of Al-Tar Energy Corp. et al.
	July 2, 2010	Notice from the Office of the Secretary: In the Matter of Abel Da Silva
	June 30, 2010	Order: In the Matter of Abel Da Silva
	June 28, 2010	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	June 28, 2010	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	June 14, 2010	Notice from the Office of the Secretary: In the Matter of Al-Tar Energy Corp. et al.
	June 11, 2010	Reasons and Decision: In the Matter of Al-Tar Energy Corp. et al.
	April 13, 2010	Notice from the Office of the Secretary: In the Matter of Abel Da Silva
	April 13, 2010	Order: In the Matter of Abel Da Silva
	January 18, 2010	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	January 12, 2010	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	January 18, 2010	Notice from the Office of the Secretary: In the Matter of Abel Da Silva
	January 12, 2010	Order: In the Matter of Abel Da Silva
	September 10, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	September 10, 2009	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	September 10, 2009	Notice from the Office of the Secretary: In the Matter of Abel Da Silva
	September 10, 2009	Order: In the Matter of Abel Da Silva
	July 27, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al. - William Mankofsky
	July 20, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	July 17, 2009	Settlement Agreement: In the Matter of Shallow Oil & Gas Inc. et al. - William Mankofsky
	July 16, 2009	Notice of Hearing: In the Matter of Shallow Oil & Gas Inc. et al.
	June 10, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	June 5, 2009	Notice from the Office of the Secretary: In the Matter of Abel Da Silva
	June 5, 2009	Order: In the Matter of Abel Da Silva
	June 4, 2009	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	May 19, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al. - Gord Mcquarrie
	May 19, 2009	Reasons and Decision on Settlement: In the Matter of Shallow Oil & Gas Inc. - Gord McQuarrie
	May 14, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al. - Gord Mcquarrie
	May 10, 2009	Settlement Agreement: In the Matter of Shallow Oil & Gas Inc. et al. - Gord Mcquarrie
	May 6, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	April 21, 2009	Notice of Hearing: In the Matter of Shallow Oil & Gas Inc. et al.
	November 27, 2008	Notice from the Office of the Secretary: In the Matter of Abel Da Silva
	November 27, 2008	Order: In the Matter of Abel Da Silva
	November 26, 2008	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	November 25, 2008	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	October 30, 2008	Notice from the Office of the Secretary: In the Matter of Abel Da Silva
	October 21, 2008	Notice of Hearing: In the Matter of Abel da Silva
	October 20, 2008	Statement of Allegations: In the Matter of Abel Da Silva
	October 1, 2008	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	September 30, 2008	Order: In the Matter of Al-tar Energy Corp. et al.
	June 19, 2008	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	June 19, 2008	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	June 17, 2008	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	June 11, 2008	Notice of Hearing: In the Matter of Shallow Oil & Gas Inc. et al.
	June 10, 2008	Statement of Allegations: In the Matter of Shallow Oil & Gas Inc. et al.
	April 1, 2008	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	March 31, 2008	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	March 19, 2008	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	March 19, 2008	Order: In the Matter of Al-tar Energy Corp. et al.
	February 22, 2008	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	February 19, 2008	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	February 15, 2008	Reasons and Decision: In the Matter of Shallow Oil & Gas Inc. et al.
	February 14, 2008	Notice of Hearing: In the Matter of Al-tar Energy Corp. et al.
	February 14, 2008	Statement of Allegations: In the Matter of Al-tar Energy Corp. et al.
	January 31, 2008	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	January 31, 2008	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	January 22, 2008	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	January 18, 2008	Notice of Hearing: In the Matter of Shallow Oil & Gas Inc. et al.
	January 16, 2008	Temporary Order: In the Matter of Shallow Oil & Gas Inc. et al.
	May 11, 2006	Notice from the Office of the Secretary: In the Matter of Edward Joseph Allen et al.
	May 10, 2006	Decision on Sanctions and Reasons: In the Matter of Edward Joseph Allen et al.
	March 9, 2006	Notice from the Office of the Secretary: In the Matter of Edward Joseph Allen et al.
	October 13, 2005	Notice from the Office of the Secretary: In the Matter of Edward Joseph Allen et al.
	October 12, 2005	Decision and Reasons: In the Matter of Edward Joseph Allen et al.
	February 3, 2005	Notice from the Office of the Secretary: In the Matter of Edward Joseph Allen et al.
	January 13, 2005	Order: In the Matter of Edward Joseph Allen et al.
	November 22, 2004	Notice from the Office of the Secretary: In the Matter of Edward Joseph Allen et al.
	November 22, 2004	Order: In the Matter of Edward Joseph Allen et al.
	November 5, 2004	Notice from the Office of the Secretary: In the Matter of Edward Joseph Allen et al.
	November 5, 2004	Statement of Allegations: In the Matter of Edward Joseph Allen et al.
	November 5, 2004	Notice of Hearing: In the Matter of Edward Joseph Allen et al.

Da Silva, Carlos A. Da Silva, Carlos A.
	December 11, 2008	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	December 10, 2008	Reasons and Decision on Sanctions and Costs: In the Matter of Limelight Entertainment Inc. et al.
	February 13, 2008	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	February 12, 2008	Reasons and Decision: In the Matter of Limelight Entertainment Inc. et al.
	November 22, 2007	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	November 22, 2007	Order: In the Matter of Limelight Entertainment Inc. et al.
	September 28, 2007	Notice from the Office of the Secretary: Limelight Entertainment Inc. et al.
	August 23, 2007	Notice from the Office of the Secretary: In The Matter Of Limelight Entertainment Inc.
	August 23, 2007	Order: In the Matter of Limelight Entertainment Inc. et al.
	August 14, 2007	Notice from the Office of the Secretary: In The Matter Of Limelight Entertainment Inc.
	August 13, 2007	Oral Ruling and Reasons: In the Matter of Limelight Entertainment Inc. et al.
	August 13, 2007	Order: In the Matter of Limelight Entertainment Inc. et al.
	August 13, 2007	Reasons and Decision: In the Matter of Limelight Entertainment Inc. et al.
	August 2, 2007	Settlement Agreement: In the Matter of Limelight Entertainment Inc. et al.
	August 2, 2007	Order: In the Matter of Limelight Entertainment Inc. et al.
	July 18, 2007	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	July 18, 2007	Notice of Hearing: In the Matter of Limelight Entertainment Inc. et al.
	May 4, 2007	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	May 4, 2007	Order: In the Matter of Limelight Entertainment Inc. et al.
	October 30, 2006	Notice From the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	October 30, 2006	Order: In the Matter of Limelight Entertainment Inc. et al.
	September 12, 2006	Notice From the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	September 12, 2006	Order: In the Matter of Limelight Entertainment Inc. et al.
	May 17, 2006	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	May 11, 2006	Order: In the Matter of Limelight Entertainment Inc. et al.
	April 28, 2006	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	April 28, 2006	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	April 26, 2006	Order: In the Matter of Limelight Entertainment Inc. et al.
	April 25, 2006	Amended Notice of Hearing: In the Matter of Limelight Entertainment Inc. et al.
	April 25, 2006	Amended Statement of Allegations: In the Matter of Limelight Entertainment Inc. et al.
	April 18, 2006	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	April 13, 2006	Temporary Order: In the Matter of Limelight Entertainment Inc. et al.
	April 11, 2006	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	April 7, 2006	Notice of Hearing: In the Matter of Limelight Entertainment Inc. et al.
	April 7, 2006	Statement of Allegations: In the Matter of Limelight Entertainment Inc. et al.

Dai, Fei Dai, Fei
	June 24, 2016	Notice from the Office of the Secretary: In the Matter of 7997698 Canada Inc. (carrying on business as International Legal and Accounting Services Inc.), et al.
	June 23, 2016	Reasons and Decision: In the Matter of 7997698 Canada Inc. (carrying on business as International Legal and Accounting Services Inc.), et al.

Daley, Sean Daley, Sean
	May 26, 2020	Notice from the Office of the Secretary: Sean Daley et al., File No. 2019-38
	May 25, 2020	Order: In the Matter of Sean Daley et al.
	May 26, 2020	Notice from the Office of the Secretary: Sean Daley et al., File No. 2019-39
	May 25, 2020	Order: In the Matter of Sean Daley et al.
	March 20, 2020	Notice from the Office of the Secretary: Sean Daley et al., File No. 2019-39
	March 20, 2020	Order: In the Matter of Sean Daley et al.
	March 20, 2020	Notice from the Office of the Secretary: Sean Daley et al., File No. 2019-28
	March 20, 2020	Order: In the Matter of Sean Daley et al.
	February 12, 2020	Notice from the Office of the Secretary: Sean Daley et al., File No. 2019-28
	February 12, 2020	Order: In the Matter of Sean Daley et al.
	February 12, 2020	Notice from the Office of the Secretary: Sean Daley et al., File No. 2019-39
	February 11, 2020	Notice from the Office of the Secretary: Sean Daley et al., File No. 2019-28
	January 31, 2020	Motion: In the Matter of Sean Daley et al.
	December 20, 2019	Notice from the Office of the Secretary: Sean Daley and Kevin Wilkerson, File No. 2019-39
	December 20, 2019	Order: In the Matter of Sean Daley et al.
	December 12, 2019	Notice from the Office of the Secretary: Sean Daley and Kevin Wilkerson, File No. 2019-39
	November 21, 2019	Notice from the Office of the Secretary: Sean Daley and Kevin Wilkerson, File No. 2019-39
	November 21, 2019	Notice of Hearing: In the Matter of Sean Daley and Kevin Wilkerson
	November 18, 2019	Statement of Allegations: In the Matter of Sean Daley and Kevin Wilkerson
	November 6, 2019	Notice from the Office of the Secretary: Sean Daley et al., File No. 2019-28
	November 6, 2019	Order: In the Matter of Sean Daley et al.
	October 25, 2019	Motion: In the Matter of Sean Daley et al.
	September 24, 2019	Notice from the Office of the Secretary: Sean Daley et al., File No. 2019-28
	September 24, 2019	Order: In the Matter of Sean Daley et al.
	September 23, 2019	Motion: In the Matter of Sean Daley et al.
	August 16, 2019	Notice from the Office of the Secretary: Sean Daley et al., File No. 2019-28
	August 16, 2019	Order: In the Matter of Sean Daley et al.
	August 6, 2019	Notice from the Office of the Secretary: Sean Daley et al., File No. 2019-28
	August 6, 2019	Notice of Hearing: In the Matter of Sean Daley et al.
	August 6, 2019	Application: In the Matter of Sean Daley et al.
	August 6, 2019	Temporary Order: In the Matter of Sean Daley et al.

Daley, Sean carrying on business as the Ascension Foundation, OTO.Money, SilentVault, and CryptoWealth Daley, Sean carrying on business as the Ascension Foundation, OTO.Money, SilentVault, and CryptoWealth
	May 26, 2020	Notice from the Office of the Secretary: Sean Daley et al., File No. 2019-38
	May 25, 2020	Order: In the Matter of Sean Daley et al.
	March 20, 2020	Notice from the Office of the Secretary: Sean Daley et al., File No. 2019-28
	March 20, 2020	Order: In the Matter of Sean Daley et al.
	February 12, 2020	Notice from the Office of the Secretary: Sean Daley et al., File No. 2019-28
	February 12, 2020	Order: In the Matter of Sean Daley et al.
	January 31, 2020	Motion: In the Matter of Sean Daley et al.
	November 6, 2019	Notice from the Office of the Secretary: Sean Daley et al., File No. 2019-28
	November 6, 2019	Order: In the Matter of Sean Daley et al.
	October 25, 2019	Motion: In the Matter of Sean Daley et al.
	September 24, 2019	Notice from the Office of the Secretary: Sean Daley et al., File No. 2019-28
	September 24, 2019	Order: In the Matter of Sean Daley et al.
	September 23, 2019	Motion: In the Matter of Sean Daley et al.
	August 16, 2019	Notice from the Office of the Secretary: Sean Daley et al., File No. 2019-28
	August 16, 2019	Order: In the Matter of Sean Daley et al.
	August 6, 2019	Notice from the Office of the Secretary: Sean Daley et al., File No. 2019-28
	August 6, 2019	Notice of Hearing: In the Matter of Sean Daley et al.
	August 6, 2019	Application: In the Matter of Sean Daley et al.
	August 6, 2019	Temporary Order: In the Matter of Sean Daley et al.

Dallas/North Group Inc. Dallas/North Group Inc.
	December 16, 2003	Order: In the Matter of Teodosio Vincent Pangia et al.
	December 4, 2003	Settlement Agreement: In the Matter of Teodosio Vincent Pangia et al.
	November 3, 2003	Amended Notice of Hearing: In the Matter of Teodosio Vincent Pangia et al.
	October 25, 2002	Decision: In the Matter of Teodosio Vincent Pangia et al.
	September 30, 2002	Amended Statement of Allegations: In The Matter of Teodosio Vincent Pangia et al.
	October 23, 2001	Notice of Hearing: In the Matter of Teodosio Vincent Pangia et al.
	October 23, 2001	Statement of Allegations: In The Matter of Teodosio Vincent Pangia et al.

Damm, Joseph Damm, Joseph
	November 21, 2005	Notice from the Office of the Secretary: In the Matter of Andrew Currah et al.
	November 17, 2005	Notice of Withdrawal: In the Matter of Andrew Currah et al.
	November 11, 2005	Notice of Withdrawal: In the Matter of Andrew Currah et al.
	November 10, 2005	Order: In the Matter of Andrew Currah et al.
	November 10, 2005	Order: In the Matter of Andrew Currah et al.
	November 10, 2005	Order: In the Matter of Andrew Currah et al.
	November 4, 2005	Order: In the Matter of Andrew Currah et al.
	November 3, 2005	Notice from the Office of the Secretary: In the Matter of Andrew Currah et al.
	November 3, 2005	Settlement Agreement: In the Matter of Andrew Currah et al.
	November 3, 2005	Notice of Hearing: In the Matter of Andrew Currah et al.
	November 1, 2005	Notice from the Office of the Secretary: In the Matter of Andrew Currah et al.
	November 1, 2005	Settlement Agreement: In the Matter of Andrew Currah et al.
	November 1, 2005	Notice of Hearing: In the Matter of Andrew Currah et al.
	October 28, 2005	Notice from the Office of the Secretary: In the Matter of Andrew Currah et al.
	October 28, 2005	Settlement Agreement: In the Matter of Andrew Currah et al.
	October 28, 2005	Notice of Hearing: In the Matter of Andrew Currah et al.
	October 28, 2005	Notice of Hearing: In the Matter of Andrew Currah et al.
	October 27, 2005	Settlement Agreement: In the Matter of Andrew Currah et al.
	October 20, 2005	Amended Statement of Allegations: In the Matter of Andrew Currah et al.
	October 6, 2005	Notice from the Office of the Secretary: In The Matter of Andrew Currah et al.
	September 22, 2005	Order: In the Matter of Andrew Currah et al.
	August 2, 2005	Notice from the Office of the Secretary: In the Matter of Andrew Currah et al.
	July 29, 2005	Decision and Reasons: In the Matter of Andrew Currah et al.
	February 14, 2005	Notice from the Office of the Secretary: In the Matter of Andrew Currah et al.
	February 11, 2005	Order: In the Matter of Andrew Currah et al.
	August 20, 2004	Notice from the Office of the Secretary: In the Matter of Andrew Currah et al.
	August 17, 2004	Order: In the Matter of Andrew Currah et al.
	August 3, 2004	Notice from the Office of the Secretary: In the Matter of Andrew Currah et al.
	July 23, 2004	Notice of Hearing: In the Matter of Andrew Currah et al.
	July 23, 2004	Statement of Allegations: In The Matter of Andrew Currah et al.

Dancho, Vicky (also known as Ju Huang) Dancho, Vicky (also known as Ju Huang)
	November 10, 2017	Notice from the Office of the Secretary: Vicky Dancho (also known as Ju Huang)
	November 10, 2017	Order: In the Matter of Vicky Dancho (also known as Ju Huang)
	November 10, 2017	Reasons for Decision: In the Matter of Vicky Dancho (also known as Ju Huang)
	October 26, 2017	Notice from the Office of the Secretary: In the Matter of Vicky Dancho (also known as Ju Huang)
	October 23, 2017	Statement of Allegations: In the Matter of Vicky Dancho (also known as Ju Huang)
	October 23, 2017	Notice of Hearing: In the Matter of Vicky Dancho (also known as Ju Huang)

Daniels, Bill Daniels, Bill
	December 18, 2007	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	December 18, 2007	Order: In the Matter of Al-tar Energy Corp. et al.
	September 11, 2007	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	September 11, 2007	Order: In the Matter of Al-tar Energy Corp. et al.
	September 4, 2007	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	September 4, 2007	Notice of Hearing: In the Matter of Al-tar Energy Corp. et al.
	July 17, 2007	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	July 17, 2007	Order: In the Matter of Al-tar Energy Corp. et al.
	July 6, 2007	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	July 3, 2007	Temporary Order: In the Matter of Al-tar Energy Corp. et al.

Daniels, Joseph Daniels, Joseph
	December 11, 2008	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	December 10, 2008	Reasons and Decision on Sanctions and Costs: In the Matter of Limelight Entertainment Inc. et al.
	February 13, 2008	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	February 12, 2008	Reasons and Decision: In the Matter of Limelight Entertainment Inc. et al.
	November 22, 2007	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	November 22, 2007	Order: In the Matter of Limelight Entertainment Inc. et al.
	September 28, 2007	Notice from the Office of the Secretary: Limelight Entertainment Inc. et al.
	August 23, 2007	Notice from the Office of the Secretary: In The Matter Of Limelight Entertainment Inc.
	August 23, 2007	Order: In the Matter of Limelight Entertainment Inc. et al.
	August 14, 2007	Notice from the Office of the Secretary: In The Matter Of Limelight Entertainment Inc.
	August 13, 2007	Oral Ruling and Reasons: In the Matter of Limelight Entertainment Inc. et al.
	August 13, 2007	Order: In the Matter of Limelight Entertainment Inc. et al.
	August 13, 2007	Reasons and Decision: In the Matter of Limelight Entertainment Inc. et al.
	August 2, 2007	Settlement Agreement: In the Matter of Limelight Entertainment Inc. et al.
	August 2, 2007	Order: In the Matter of Limelight Entertainment Inc. et al.
	July 18, 2007	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	July 18, 2007	Notice of Hearing: In the Matter of Limelight Entertainment Inc. et al.
	May 4, 2007	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	May 4, 2007	Order: In the Matter of Limelight Entertainment Inc. et al.
	October 30, 2006	Notice From the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	October 30, 2006	Order: In the Matter of Limelight Entertainment Inc. et al.
	September 12, 2006	Notice From the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	September 12, 2006	Order: In the Matter of Limelight Entertainment Inc. et al.
	May 17, 2006	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	May 11, 2006	Order: In the Matter of Limelight Entertainment Inc. et al.
	April 28, 2006	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	April 28, 2006	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	April 26, 2006	Order: In the Matter of Limelight Entertainment Inc. et al.
	April 25, 2006	Amended Notice of Hearing: In the Matter of Limelight Entertainment Inc. et al.
	April 25, 2006	Amended Statement of Allegations: In the Matter of Limelight Entertainment Inc. et al.

Danis, Daniel Danis, Daniel
	June 9, 2000	Notice of Hearing: In the Matter of Chris Cook et al.
	June 9, 2000	Statement of Allegations: In The Matter of Chris Cook et al.

Danis, Pierre Danis, Pierre
	June 9, 2000	Notice of Hearing: In the Matter of Chris Cook et al.
	June 9, 2000	Statement of Allegations: In The Matter of Chris Cook et al.

Dansol International Inc. Dansol International Inc.
	May 24, 2017	Notice from the Office of the Secretary: In the Matter of Danish Akhtar Soleja et al.
	May 23, 2017	Reason and Decision: In the Matter of Danish Akhtar Soleja et al.
	May 23, 2017	Order: In the Matter of Danish Akhtar Soleja et al.
	January 24, 2017	Notice from the Office of the Secretary: In the Matter of Danish Akhtar Soleja et al.
	January 23, 2017	Order: In the Matter of Danish Akhtar Soleja et al.
	December 21, 2016	Notice from the Office of the Secretary: In the Matter of Danish Akhtar Soleja et al.
	December 19, 2016	Notice of Hearing: In the Matter of Danish Akhtar Soleja et al.
	December 14, 2016	Statement of Allegations: In the Matter of Danish Akhtar Soleja et al.

Danzig, Daniel David Danzig, Daniel David
	March 1, 2007	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	March 1, 2007	Order: In the Matter of Robert Patrick Zuk et al.
	February 27, 2007	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	February 26, 2007	Settlement Agreement: In the Matter of Robert Patrick Zuk et al.
	February 26, 2007	Notice of Hearing: In the Matter of Robert Patrick Zuk et al.
	November 3, 2006	Notice From the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	November 3, 2006	Order: In The Matter of Robert Patrick Zuk et al.
	November 1, 2006	Notice From the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	October 3, 2006	Notice From the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	October 3, 2006	Notice of Withdrawal: In The Matter of Robert Patrick Zuk et al.
	September 27, 2006	Notice From the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	September 25, 2006	Amended Statement of Allegations: In The Matter of Robert Patrick Zuk et al.
	December 16, 2005	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	December 14, 2005	Order: In the Matter of Robert Patrick Zuk et al.
	June 3, 2005	Order: In the Matter of Robert Patrick Zuk et al.
	June 2, 2005	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	April 15, 2005	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	April 15, 2005	Order: In the Matter of Robert Patrick Zuk et al.
	March 15, 2005	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	March 11, 2005	Notice of Hearing: In the Matter of Robert Patrick Zuk et al.
	March 11, 2005	Statement of Allegations: In The Matter of Robert Patrick Zuk et al.

Darrigo, Paul Christopher Darrigo, Paul Christopher
	June 10, 2016	Notice from the Office of the Secretary: In the Matter of Paul Christopher Darrigo
	June 10, 2016	Reasons and Decision: In the Matter of Paul Christopher Darrigo
	January 11, 2016	Notice from the Office of the Secretary: In the Matter of Paul Christopher Darrigo
	January 8, 2016	Notice of Hearing: In the Matter of Paul Christopher Darrigo

Datek Online Brokerage Services LLC Datek Online Brokerage Services LLC
	June 19, 2001	Settlement Agreement: In the Matter of Datek Online Brokerage Services LLC.
	June 18, 2001	Notice of Hearing: In the Matter of Datek Online Brokerage Services LLC et al.
	June 18, 2001	Statement of Allegations: In the Matter of Datek Online Brokerage Services LLC et al.

Daub, Sally Daub, Sally
	October 14, 2005	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al.
	October 14, 2005	Decision and Reasons: In the Matter of ATI Technologies Inc. et al.
	May 13, 2005	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al.
	May 11, 2005	Reasons and Order: In the Matter of ATI Technologies Inc. et al.
	March 30, 2005	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al. - Mary De La Torre and Alan Rae
	March 29, 2005	Settlement Agreement: In the Matter of ATI Technologies Inc.
	March 30, 2005	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al.
	March 30, 2005	Order: In the Matter of ATI Technologies Inc. et al.
	March 30, 2005	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al.
	March 30, 2005	Settlement Agreement: In the Matter of Mary De La Torre and Alan Rae
	March 29, 2005	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al. - Mary De La Torre and Alan Rae
	March 29, 2005	Order: In the Matter of ATI Technologies Inc.
	March 29, 2005	Order: In the Matter of Mary De La Torre and Alan Rae
	March 29, 2005	Notice of Hearing: In the Matter of ATI Technologies Inc. et al.
	March 28, 2004	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al. - ATI Technologies Inc.
	March 28, 2004	Notice of Hearing: In the Matter of ATI Technologies Inc. et al.
	December 14, 2004	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al. - Sally Daub
	December 14, 2004	Order: In the Matter of Sally Daub
	December 14, 2004	Settlement Agreement: In the Matter of Sally Daub
	December 2, 2004	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al.
	November 26, 2004	Decision in Motion for Production Brought by Kwok Yuen Ho: In the Matter of ATI Technologies Inc. et al.
	November 26, 2004	Decision in Motion Brought by Betty Ho: In the Matter of ATI Technologies Inc. et al.
	November 26, 2004	Decision in Motion Brought by Kwon Yuen Ho: In the Matter of ATI Technologies Inc. et al.
	July 30, 2004	Reasons: In the Matter of ATI Technologies Inc. et al.
	January 20, 2004	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al.
	January 16, 2004	Order: In the Matter of ATI Technologies Inc. et al.
	February 12, 2003	Order: In the Matter of ATI Technologies Inc. et al.
	January 16, 2003	Notice of Hearing: In the Matter of ATI Technologies Inc. et al.
	January 16, 2003	Statement of Allegations: In the Matter of ATI Technologies Inc. et al.

Daubney, John Daubney, John
	August 15, 2008	Notice from the Office of the Secretary: In the Matter of John Daubney And Cheryl Littler
	August 14, 2008	Reasons and Decision on Sanctions and Costs: In the Matter of John Daubney and Cheryl Littler
	May 1, 2008	Notice from the Office of the Secretary: In the Matter of John Daubney and Cheryl Littler
	April 30, 2008	Reasons and Decision: In the Matter of John Daubney and Cheryl Littler
	October 4, 2007	Notice from the Office of the Secretary: In The Matter Of John Daubney And Cheryl Littler
	October 4, 2007	Order: In the Matter of John Daubney And Cheryl Littler
	October 4, 2007	Settlement Agreement: In the Matter of John Daubney
	October 3, 2007	Notice from the Office of the Secretary: In the Matter of John Daubney and Cheryl Littler
	October 3, 2007	Notice of Hearing: In the Matter of John Daubney And Cheryl Littler
	February 27, 2007	Notice from the Office of the Secretary: In the Matter of John Daubney and Cheryl Littler
	February 22, 2007	Order: In the Matter of John Daubney and Cheryl Littler
	July 31, 2006	Notice from the Office of the Secretary: In the Matter of John Daubney and Cheryl Littler
	July 31, 2006	Order: In the Matter of John Daubney And Cheryl Littler
	July 17, 2006	Notice from the Office of the Secretary: In the Matter of John Daubney and Cheryl Littler
	July 14, 2006	Notice of Hearing: In the Matter of John Daubney And Cheryl Littler
	July 14, 2006	Statement of Allegations: In the Matter of John Daubney And Cheryl Littler

Dave, Ametra Dave, Ametra
	August 27, 2015	Notice from the Office of the Secretary: In the Matter Of 1415409 Ontario Inc. et al.
	August 27, 2015	Notice of Withdrawal: In the Matter Of 1415409 Ontario Inc. et al.
	August 25, 2015	Notice from the Office of the Secretary: In the Matter Of 1415409 Ontario Inc. et al.
	August 25, 2015	Notice from the Office of the Secretary: In the Matter Of 1415409 Ontario Inc. et al.
	August 25, 2015	Notice of Hearing: In the Matter Of 1415409 Ontario Inc. et al.
	August 19, 2015	Order: In the Matter Of 1415409 Ontario Inc. et al.
	July 20, 2015	Notice from the Office of the Secretary: In the Matter Of 1415409 Ontario Inc. et al.
	July 16, 2015	Order: In the Matter Of 1415409 Ontario Inc. et al.
	June 19, 2015	Notice from the Office of the Secretary: In the Matter Of 1415409 Ontario Inc. et al.
	June 17, 2015	Order: In the Matter Of 1415409 Ontario Inc. et al.
	June 16, 2015	Notice from the Office of the Secretary: In the Matter Of 1415409 Ontario Inc. et al.
	April 22, 2015	Notice from the Office of the Secretary: In the Matter Of 1415409 Ontario Inc. et al.
	April 15, 2015	Order: In the Matter Of 1415409 Ontario Inc. et al.
	March 25, 2015	Notice from the Office of the Secretary: In the Matter Of 1415409 Ontario Inc. et al.
	March 17, 2015	Notice of Hearing: In the Matter Of 1415409 Ontario Inc. et al.
	March 17, 2015	Statement of Allegations: In the Matter Of 1415409 Ontario Inc. et al.

Dave, Chandramattie Dave, Chandramattie
	August 27, 2015	Notice from the Office of the Secretary: In the Matter Of 1415409 Ontario Inc. et al.
	August 27, 2015	Notice of Withdrawal: In the Matter Of 1415409 Ontario Inc. et al.
	August 27, 2015	Notice from the Office of the Secretary: In the Matter Of 1415409 Ontario Inc. et al.
	August 27, 2015	Order: In the Matter Of 1415409 Ontario Inc. et al.
	August 27, 2015	Settlement Agreement: In the Matter Of 1415409 Ontario Inc. et al.
	August 25, 2015	Notice from the Office of the Secretary: In the Matter Of 1415409 Ontario Inc. et al.
	August 25, 2015	Notice of Hearing: In the Matter Of 1415409 Ontario Inc. et al.
	August 25, 2015	Notice from the Office of the Secretary: In the Matter Of 1415409 Ontario Inc. et al.
	August 19, 2015	Order: In the Matter Of 1415409 Ontario Inc. et al.
	July 20, 2015	Notice from the Office of the Secretary: In the Matter Of 1415409 Ontario Inc. et al.
	July 16, 2015	Order: In the Matter Of 1415409 Ontario Inc. et al.
	June 19, 2015	Notice from the Office of the Secretary: In the Matter Of 1415409 Ontario Inc. et al.
	June 17, 2015	Order: In the Matter Of 1415409 Ontario Inc. et al.
	June 16, 2015	Notice from the Office of the Secretary: In the Matter Of 1415409 Ontario Inc. et al.
	April 22, 2015	Notice from the Office of the Secretary: In the Matter Of 1415409 Ontario Inc. et al.
	April 15, 2015	Order: In the Matter Of 1415409 Ontario Inc. et al.
	March 25, 2015	Notice from the Office of the Secretary: In the Matter Of 1415409 Ontario Inc. et al.
	March 17, 2015	Notice of Hearing: In the Matter Of 1415409 Ontario Inc. et al.
	March 17, 2015	Statement of Allegations: In the Matter Of 1415409 Ontario Inc. et al.

Dave, Ravindra Dave, Ravindra
	August 27, 2015	Notice from the Office of the Secretary: In the Matter Of 1415409 Ontario Inc. et al.
	August 27, 2015	Notice of Withdrawal: In the Matter Of 1415409 Ontario Inc. et al.
	August 27, 2015	Notice from the Office of the Secretary: In the Matter Of 1415409 Ontario Inc. et al.
	August 27, 2015	Order: In the Matter Of 1415409 Ontario Inc. et al.
	August 27, 2015	Settlement Agreement: In the Matter Of 1415409 Ontario Inc. et al.
	August 25, 2015	Notice from the Office of the Secretary: In the Matter Of 1415409 Ontario Inc. et al.
	August 25, 2015	Notice of Hearing: In the Matter Of 1415409 Ontario Inc. et al.
	August 25, 2015	Notice from the Office of the Secretary: In the Matter Of 1415409 Ontario Inc. et al.
	August 19, 2015	Order: In the Matter Of 1415409 Ontario Inc. et al.
	July 20, 2015	Notice from the Office of the Secretary: In the Matter Of 1415409 Ontario Inc. et al.
	July 16, 2015	Order: In the Matter Of 1415409 Ontario Inc. et al.
	June 19, 2015	Notice from the Office of the Secretary: In the Matter Of 1415409 Ontario Inc. et al.
	June 17, 2015	Order: In the Matter Of 1415409 Ontario Inc. et al.
	June 16, 2015	Notice from the Office of the Secretary: In the Matter Of 1415409 Ontario Inc. et al.
	April 22, 2015	Notice from the Office of the Secretary: In the Matter Of 1415409 Ontario Inc. et al.
	April 15, 2015	Order: In the Matter Of 1415409 Ontario Inc. et al.
	March 25, 2015	Notice from the Office of the Secretary: In the Matter Of 1415409 Ontario Inc. et al.
	March 17, 2015	Notice of Hearing: In the Matter Of 1415409 Ontario Inc. et al.
	March 17, 2015	Statement of Allegations: In the Matter Of 1415409 Ontario Inc. et al.

Davidson, Darren Scott Davidson, Darren Scott
	January 7, 2019	Notice from the Office of the Secretary: Darren Scott Davidson, File No. 2018-71
	January 4, 2019	Order: In the Matter of Darren Scott Davidson
	January 4, 2019	Reasons and Decision: In the Matter of Darren Scott Davidson
	November 28, 2018	Notice from the Office of the Secretary: Darren Scott Davidson, File No. 2018-71
	November 28, 2018	Notice of Hearing: In the Matter of Darren Scott Davidson
	November 27, 2018	Statement of Allegations: In the Matter of Darren Scott Davidson

Davidson, Linda Dawn Davidson, Linda Dawn
	November 28, 2014	Notice from the Office of the Secretary: In the Matter of Patrick Myles Lough et al.
	November 27, 2014	Reasons and Decision: In the Matter of Patrick Myles Lough et al.
	November 27, 2014	Order: In the Matter of Patrick Myles Lough et al.
	August 19, 2014	Notice from the Office of the Secretary: In the Matter of Patrick Myles Lough et al.
	August 18, 2014	Order: In the Matter of Patrick Myles Lough et al.
	July 29, 2014	Notice from the Office of the Secretary: In the Matter of Patrick Myles Lough et al.
	July 25, 2014	Notice of Hearing: In the Matter of Patrick Myles Lough et al.
	July 24, 2014	Statement of Allegations: In the Matter of Patrick Myles Lough et al.

Davies, Kenneth E. Davies, Kenneth E.
	June 27, 2003	Order: In the Matter of YBM Magnex International Inc. et al.
	June 27, 2003	Reasons: In the Matter of YBM Magnex International Inc. et al.
	June 27, 2003	Reasons: In the Matter of YBM Magnex International Inc. et al.
	March 30, 2001	Reasons for Decision: In the Matter of YBM Magnex International Inc. et al.
	March 16, 2001	Order: In the Matter of YBM Magnex International Inc. et al.
	March 12, 2001	Order: In the Matter of YBM Magnex International Inc. et al.
	March 2, 2001	Reasons for Decision: In the Matter of YBM Magnex International Inc. et al.
	February 11, 2000	Decision and Reasons: In the Matter of YBM Magnex International Inc. et al.
	January 25, 2000	Decision and Reasons: In the Matter of YBM Magnex International Inc. et al.
	January 5, 2000	Decision and Reasons: In the Matter of YBM Magnex International Inc. et al.
	November 1, 1999	Statement of Allegations: In the Matter of YBM Magnex International Inc. et al.

Davies, Robert Davies, Robert
	July 21, 2003	Order: In the Matter of Robert Davies
	July 20, 2003	Settlement Agreement: In the Matter of Robert Davies
	May 12, 2003	Notice of Hearing: In the Matter of Robert Davies
	May 7, 2003	Statement of Allegations: In The Matter of Robert Davies

Davis, Douglas E. Davis, Douglas E.
	October 6, 1999	Order: In the Matter of James H. Ting et al.
	September 23, 1999	Notice of Hearing: In the Matter of James H. Ting et al.
	September 23, 1999	Statement of Allegations: In The Matter of James H. Ting et al.

Davis, Larry Keith Davis, Larry Keith
	January 16, 2019	Notice from the Office of the Secretary: Larry Keith Davis, File No. 2017-6
	January 16, 2019	Order: In the Matter of Larry Keith Davis
	January 16, 2019	Reasons and Decision: In the Matter of Larry Keith Davis
	December 12, 2018	Notice from the Office of the Secretary: Larry Keith Davis, File No. 2017-6
	December 12, 2018	Order: In the Matter of Larry Keith Davis
	December 12, 2018	Amended Statement of Allegations: In the Matter of Larry Keith Davis
	November 30, 2018	Notice from the Office of the Secretary: Larry Keith Davis, File No. 2017-6
	November 28, 2018	Motion: In the Matter of Larry Keith Davis
	May 16, 2017	Notice from the Office of the Secretary: In the Matter of Larry Keith Davis
	May 15, 2017	Order: In the Matter of Larry Keith Davis
	May 15, 2017	Reasons: In the Matter of Larry Keith Davis
	March 14, 2017	Notice from the Office of the Secretary: In the Matter of Larry Keith Davis
	March 13, 2017	Order: In the Matter of Larry Keith Davis
	March 3, 2017	Notice from the Office of the Secretary: In the Matter of Larry Keith Davis
	February 28, 2017	Statement of Allegations: In the Matter of Larry Keith Davis
	March 1, 2017	Notice of Hearing: In the Matter of Larry Keith Davis

Davy, Mary Dawn Davy, Mary Dawn
	March 31, 1998	Order: In the Matter of Mary Dawn Davy
	March 27, 1998	Settlement Agreement: In The Matter Of David Barnsdale et al.
	December 10, 1997	Order: In the Matter of David Barnsdale et al.
	November 20, 1997	Settlement Agreement: In the Matter of David Barnsdale et al. - Roch Beaulieu
	November 6, 1997	Order: In the Matter of David Barnsdale et al.
	October 31, 1997	Notice of Hearing: In the Matter of David Barnsdale et al.
	October 31, 1997	Statement of Allegations: In the Matter of David Barnsdale et al.

Daya, Qasim (Kc) Daya, Qasim (Kc)
	March 28, 2019	Notice from the Office of the Secretary: Clifton Blake Asset Management Ltd. et al., File No. 2019-4
	March 28, 2019	Order: In the Matter of Clifton Blake Asset Management Ltd. et al.
	March 28, 2019	Oral Reasons for Approval of a Settlement: In the Matter of Clifton Blake Asset Management Ltd. et al.
	March 22, 2019	Settlement Agreement: In the Matter of Clifton Blake Asset Management Ltd. et al.
	March 25, 2019	Notice from the Office of the Secretary: Clifton Blake Asset Management Ltd. et al., File No. 2019-4
	March 25, 2019	Notice of Hearing: In the Matter of Clifton Blake Asset Management Ltd. et al.
	March 22, 2019	Statement of Allegations: In the Matter of Clifton Blake Asset Management Ltd. et al.

DCL Healthcare Properties Inc. DCL Healthcare Properties Inc.
	August 2, 2016	Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
	July 26, 2016	Notice of Withdrawal: In the Matter of MM Café Franchise Inc et al.
	June 10, 2016	Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
	June 9, 2016	Order: In the Matter of MM Café Franchise Inc et al.
	May 3, 2016	Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
	April 24, 2016	Amended Statement of Allegations: In the Matter of MM Café Franchise Inc et al.
	April 21, 2016	Order: In the Matter of MM Café Franchise Inc et al.
	April 21, 2016	Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
	March 30, 2016	Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
	March 23, 2016	Notice of Hearing: In the Matter of MM Café Franchise Inc et al.
	March 23, 2016	Statement of Allegations: In the Matter of MM Café Franchise Inc et al.

De Boer, Doug De Boer, Doug
	November 19, 2015	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	November 18, 2015	Order: In the Matter of Ground Wealth Inc. et al.
	November 18, 2015	Reasons and Decision: In the Matter of Ground Wealth Inc. et al.
	January 12, 2015	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	January 7, 2015	Order: In the Matter of Ground Wealth Inc. et al.
	August 11, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	August 8, 2014	Order: In the Matter of Ground Wealth Inc. et al.
	July 8, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	July 8, 2014	Order: In the Matter of Ground Wealth Inc. et al.
	June 9, 2000	Notice of Hearing: In the Matter of Doug De Boer et al.
	June 9, 2000	Statement of Allegations: In the Matter of Doug De Boer et al.

De Boer, Eise De Boer, Eise
	June 9, 2000	Notice of Hearing: In the Matter of Doug De Boer et al.
	June 9, 2000	Statement of Allegations: In the Matter of Doug De Boer et al.

De Faye, Tom De Faye, Tom
	September 25, 2000	Order: In the Matter of Adrian Beale et al.
	September 15, 2000	Notice of Hearing: In the Matter of Adrian Beale et al.
	September 15, 2000	Temporary Order: In the Matter of Adrian Beale et al.
	September 12, 2000	Statement of Allegations: In the Matter of Adrian Beale et al.

De Gouveia, David De Gouveia, David
	April 28, 2014	Notice from the Office of the Secretary: In the Matter of David De Gouveia
	April 24, 2014	Reasons and Decision: In the Matter of David De Gouveia
	April 24, 2014	Order: In the Matter of David De Gouveia
	March 20, 2014	Notice from the Office of the Secretary: In the Matter of David De Gouveia
	March 19, 2014	Order: In the Matter of David De Gouveia
	February 26, 2014	Notice from the Office of the Secretary: In the Matter of David De Gouveia
	February 18, 2014	Statement of Allegations: In the Matter of David De Gouveia
	February 18, 2014	Notice of Hearing: In the Matter of David De Gouveia

De La Campa, Miguel De La Campa, Miguel
	June 7, 2000	Notice of Hearing: In the Matter of Serafino Iacono et al.
	June 7, 2000	Statement of Allegations: In The Matter of Serafino Iacono et al.

De La Torre, Mary De La Torre, Mary
	October 14, 2005	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al.
	October 14, 2005	Decision and Reasons: In the Matter of ATI Technologies Inc. et al.
	May 13, 2005	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al.
	May 11, 2005	Reasons and Order: In the Matter of ATI Technologies Inc. et al.
	March 30, 2005	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al. - Mary De La Torre and Alan Rae
	March 29, 2005	Settlement Agreement: In the Matter of ATI Technologies Inc.
	March 30, 2005	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al.
	March 30, 2005	Order: In the Matter of ATI Technologies Inc. et al.
	March 30, 2005	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al.
	March 30, 2005	Settlement Agreement: In the Matter of Mary De La Torre and Alan Rae
	March 29, 2005	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al. - Mary De La Torre and Alan Rae
	March 29, 2005	Order: In the Matter of ATI Technologies Inc.
	March 29, 2005	Order: In the Matter of Mary De La Torre and Alan Rae
	March 29, 2005	Notice of Hearing: In the Matter of ATI Technologies Inc. et al.
	March 28, 2004	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al. - ATI Technologies Inc.
	March 28, 2004	Notice of Hearing: In the Matter of ATI Technologies Inc. et al.
	December 14, 2004	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al. - Sally Daub
	December 2, 2004	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al.
	November 26, 2004	Decision in Motion for Production Brought by Kwok Yuen Ho: In the Matter of ATI Technologies Inc. et al.
	November 26, 2004	Decision in Motion Brought by Betty Ho: In the Matter of ATI Technologies Inc. et al.
	November 26, 2004	Decision in Motion Brought by Kwon Yuen Ho: In the Matter of ATI Technologies Inc. et al.
	July 30, 2004	Reasons: In the Matter of ATI Technologies Inc. et al.
	January 20, 2004	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al.
	January 16, 2004	Order: In the Matter of ATI Technologies Inc. et al.
	February 12, 2003	Order: In the Matter of ATI Technologies Inc. et al.
	January 16, 2003	Notice of Hearing: In the Matter of ATI Technologies Inc. et al.
	January 16, 2003	Statement of Allegations: In the Matter of ATI Technologies Inc. et al.

De Melo, Danny De Melo, Danny
	July 18, 2011	Notice from the Office of the Secretary: In the Matter of Hillcorp International Services et al.
	July 15, 2011	Order: In the Matter of Hillcorp International Services et al.
	June 24, 2011	Notice from the Office of the Secretary: In the Matter of Hillcorp International Services et al.
	June 21, 2011	Notice of Hearing: In the Matter of Hillcorp International Services et al.
	June 21, 2011	Statement of Allegations: In the Matter of Hillcorp International Services et al.
	April 19, 2011	OSC News Release: Danny De Melo and Steven Hill Each Sentenced to 90 Days in Jail for Breaching Ontario Securities Commission Cease Trade Order
	February 25, 2011	Notice from the Office of the Secretary: In the Matter of Hillcorp International Services et al.
	February 25, 2011	Order: In the Matter of Hillcorp International Services et al.
	July 12, 2010	Notice from the Office of the Secretary: In the Matter of Hillcorp International Services et al.
	July 9, 2010	Order: In the Matter of Hillcorp International Services et al.
	April 27, 2010	Notice from the Office of the Secretary: In the Matter of Hillcorp International Services et al.
	April 27, 2010	Order: In the Matter of Hillcorp International Services et al.
	April 26, 2010	Settlement Agreement: In the Matter of Hillcorp International Services et al. - Daryl Renneberg
	April 20, 2010	Notice from the Office of the Secretary: In the Matter of Hillcorp International Services et al.
	April 20, 2010	Notice of Hearing: In the Matter of Hillcorp International Services et al.
	March 30, 2010	Notice from the Office of the Secretary: In the Matter of Hillcorp International Services et al.
	March 30, 2010	Order: In the Matter of Hillcorp International Services et al.
	February 5, 2010	Notice from the Office of the Secretary: In the Matter of Hillcorp International Services et al.
	February 5, 2010	Order: In the Matter of Hillcorp International Services et al.
	August 6, 2009	Notice from the Office of the Secretary: In the Matter of Hillcorp International Services et al.
	August 5, 2009	Order: In the Matter of Hillcorp International Services et al.
	July 30, 2009	Notice from the Office of the Secretary: In the Matter of Hillcorp International Services et al.
	July 24, 2009	Amended Temporary Order: In the Matter of Hillcorp International Services et al.
	July 24, 2009	Amended Notice of Hearing: In the Matter of Hillcorp International Services et al.
	July 21, 2009	Temporary Order: In the Matter of Hillcorp International Services et al.
	July 21, 2009	Notice of Hearing: In the Matter of Hillcorp International Services et al.
	July 23, 2009	Notice from the Office of the Secretary: In the Matter of Hillcorp International Services et al.

De Vries, Andrew De Vries, Andrew
	June 30, 2011	Notice from the Office of the Secretary: In the Matter of Sulja Bros. et al.
	June 29, 2011	Order: In the Matter of Sulja Bros. et al.
	June 29, 2011	Reasons and Decision on Sanctions and Costs: In the Matter of Sulja Bros. et al.
	May 26, 2011	Notice from the Office of the Secretary: In the Matter of Sulja Bros. et al.
	May 25, 2011	Reasons and Decision: In the Matter of Sulja Bros. et al.
	October 29, 2010	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	October 29, 2010	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	October 28, 2010	Reasons and Decision: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	October 28, 2010	Reasons and Decision: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	August 3, 2010	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	July 30, 2010	Order: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	July 6, 2010	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	May 10, 2010	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	May 7, 2010	Order: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	March 8, 2010	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	March 4, 2010	Order: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	January 11, 2010	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	January 8, 2010	Order: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	December 4, 2009	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	December 4, 2009	Order: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	October 29, 2009	Order: In the Matter of Sulja Bros. et al.
	November 2, 2009	Notice from the Office of the Secretary: In the Matter of Sulja Bros. et al.
	September 12, 2008	Notice from the Office of the Secretary: In the Matter of Sulja Bros. et al.
	September 11, 2008	Order: In the Matter of Sulja Bros. et al.
	June 27, 2008	Notice from the Office of the Secretary: In the Matter of Sulja Bros. et al.
	June 25, 2008	Order: In the Matter of Sulja Bros. et al.
	June 19, 2008	Notice from the Office of the Secretary: In the Matter of Sulja Bros. et al.
	June 16, 2008	Notice of Hearing: In the Matter of Sulja Bros. et al.
	June 16, 2008	Amended Statement of Allegations: In the Matter of Sulja Bros. et al.
	May 23, 2008	Notice from the Office of the Secretary: In The Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	May 23, 2008	Order: In The Matter Of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	March 28, 2008	Notice from the Office of the Secretary: In The Matter Of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	March 28, 2008	Order: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	February 26, 2008	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	February 26, 2008	Order: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	January 22, 2008	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	January 22, 2008	Order: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	October 31, 2007	Notice from the Office of the Secretary: In the matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	October 31, 2007	Order: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	September 10, 2007	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	September 7, 2007	Order: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	July 31, 2007	Notice from the Office of the Secretary: Sulja Bros. Buliding Supplies, Ltd. (Nevada) et al.
	July 30, 2007	Order: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	July 16, 2007	Notice from the Office of the Secretary: In The Matter Of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	July 3, 2007	Order: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	March 23, 2007	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	March 23, 2007	Temporary Order: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	February 8, 2007	Notice from the Office of the Secretary: Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	February 6, 2007	Order: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	January 8, 2007	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	January 8, 2007	Temporary Order: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	December 29, 2006	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	December 27, 2006	Notice of Hearing: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	December 27, 2006	Statement of Allegations: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	December 22, 2006	Temporary Order: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.

Deacon, Gregory Deacon, Gregory
	July 31, 2017	Notice from the Office of the Secretary: In the Matter of Gregory Deacon
	July 25, 2017	Oral Ruling and Reasons: In the Matter of Gregory Deacon
	July 25, 2017	Notice from the Office of the Secretary: In the Matter of Gregory Deacon
	July 25, 2017	Order: In the Matter of Gregory Deacon
	July 7, 2017	Settlement Agreement: In the Matter of Gregory Deacon
	July 14, 2017	Notice from the Office of the Secretary: In the Matter of Gregory Deacon
	July 13, 2017	Statement of Allegations: In the Matter of Gregory Deacon
	July 13, 2017	Notice of Hearing: In the Matter of Gregory Deacon

Dear, Dan Dear, Dan
	June 21, 2000	Order: In the Matter of Ian Macdonald et al.
	June 7, 2000	Notice of Hearing: In the Matter of Ian Macdonald et al.
	June 7, 2000	Statement of Allegations: In the Matter of Ian Macdonald et al.

DeBartolo, Sam DeBartolo, Sam
	June 9, 2000	Notice of Hearing: In the Matter of Chris Cook et al.
	June 9, 2000	Statement of Allegations: In The Matter of Chris Cook et al.

DeBoer, Douglas DeBoer, Douglas
	November 19, 2015	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	November 18, 2015	Order: In the Matter of Ground Wealth Inc. et al.
	November 18, 2015	Reasons and Decision: In the Matter of Ground Wealth Inc. et al.
	August 25, 2015	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	August 24, 2015	Order: In the Matter of Ground Wealth Inc. et al.
	August 24, 2015	Reasons and Decision: In the Matter of Ground Wealth Inc. et al.
	January 23, 2015	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	January 23, 2015	Order: In the Matter of Ground Wealth Inc. et al.
	January 22, 2015	Settlement Agreement: In the Matter of Ground Wealth Inc. et al.
	January 22, 2015	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	January 22, 2015	Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	January 9, 2015	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	January 6, 2015	Order: In the Matter of Ground Wealth Inc. et al.
	January 9, 2015	Settlement Agreement: In the Matter of Ground Wealth Inc. et al.
	January 5, 2015	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	January 5, 2015	Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	June 6, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	June 2, 2014	Order: In the Matter of Ground Wealth Inc. et al.
	May 2, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	April 30, 2014	Order: In the Matter of Ground Wealth Inc. et al.
	April 7, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	April 7, 2014	Order: In the Matter of Ground Wealth Inc. et al.
	April 1, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	March 28, 2014	Order: In the Matter of Ground Wealth Inc. et al.
	March 25, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	March 24, 2014	Order: In the Matter of Ground Wealth Inc. et al.
	March 25, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	March 24, 2014	Order: In the Matter of Ground Wealth Inc. et al.
	March 20, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	March 18, 2014	Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	February 26, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	January 23, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	January 21, 2014	Order: In the Matter of Ground Wealth Inc. et al.
	January 16, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	January 15, 2014	Order: In the Matter of Ground Wealth Inc. et al.
	November 6, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	November 5, 2013	Order: In the Matter of Ground Wealth Inc. et al.
	November 5, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	October 31, 2013	Amended Statement of Allegations: In the Matter of Ground Wealth Inc. et al.
	October 31, 2013	Amended Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	October 15, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	October 11, 2013	Order: In the Matter of Ground Wealth Inc. et al.
	September 30, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	September 30, 2013	Order: In the Matter of Ground Wealth Inc. et al.
	August 22, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	August 20, 2013	Order: In the Matter of Ground Wealth Inc. et al.
	June 10, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	June 6, 2013	Order: In the Matter of Ground Wealth Inc. et al.
	April 11, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	April 11, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	April 8, 2013	Order: In the Matter of Ground Wealth Inc. et al.
	April 8, 2013	Temporary Order: In the Matter of Ground Wealth Inc. et al.
	March 11, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	March 11, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	March 5, 2013	Temporary Order: In the Matter of Ground Wealth Inc. et al.
	March 5, 2013	Order: In the Matter of Ground Wealth Inc. et al.
	February 7, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	February 1, 2013	Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	February 1, 2013	Statement of Allegations: In the Matter of Ground Wealth Inc. et al.
	February 4, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	February 1, 2013	Temporary Order: In the Matter of Ground Wealth Inc. et al.
	January 28, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al
	August 2, 2012	Temporary Order: In the Matter of Ground Wealth Inc. et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al
	February 8, 2012	Temporary Order: In the Matter of Ground Wealth Inc. et al.
	July 25, 2012	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al
	July 24, 2012	Amended Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	January 16, 2012	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al
	January 13, 2012	Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	August 12, 2011	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al
	August 11, 2011	Endorsement and Temporary Order: In the Matter of Ground Wealth Inc. et al
	July 29, 2011	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	July 29, 2011	Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	July 27, 2011	Temporary Order: In the Matter of Ground Wealth Inc. et al.

Debus, Joseph Debus, Joseph
	May 22, 2020	Notice from the Office of the Secretary: Joseph Debus, File No. 2019-16
	May 21, 2020	Reasons for Decision: In the Matter of Joseph Debus
	May 8, 2020	Notice from the Office of the Secretary: Joseph Debus, File No. 2019-16
	May 8, 2020	Order: In the Matter of Joseph Debus
	March 20, 2020	Notice from the Office of the Secretary: Joseph Debus, File No. 2019-16
	February 24, 2020	Notice from the Office of the Secretary: Joseph Debus, File No. 2019-16
	February 24, 2020	Order: In the Matter of Joseph Debus
	February 11, 2020	Notice from the Office of the Secretary: Joseph Debus, File No. 2019-16
	February 11, 2020	Order: In the Matter of Joseph Debus
	January 28, 2020	Notice from the Office of the Secretary: Joseph Debus, File No. 2019-16
	January 28, 2020	Order: In the Matter of Joseph Debus
	June 26, 2019	Motion: In the Matter of Joseph Debus
	August 27, 2019	Application: In the Matter of Joseph Debus
	August 27, 2019	Notice from the Office of the Secretary: Joseph Debus, File No. 2019-16
	August 26, 2019	Order: In the Matter of Joseph Debus
	May 22, 2019	Notice from the Office of the Secretary: Joseph Debus, File No. 2019-16
	May 22, 2019	Order: In the Matter of Joseph Debus
	May 1, 2019	Notice from the Office of the Secretary: Joseph Debus, File No. 2019-16
	May 1, 2019	Notice of Hearing: In the Matter of Joseph Debus
	April 16, 2019	Application: In the Matter of Joseph Debus

Deercrest Construction Fund Inc. Deercrest Construction Fund Inc.
	October 18, 2016	Notice from the Office of the Secretary: In the Matter of The Falls Capital Corp. et al.
	October 17, 2016	Order: In the Matter of The Falls Capital Corp. et al.
	October 17, 2016	Reasons and Decision: In the Matter of The Falls Capital Corp. et al.
	August 30, 2016	Notice from the Office of the Secretary: In the Matter of The Falls Capital Corp. et al.
	August 29, 2016	Order: In the Matter of The Falls Capital Corp. et al.
	August 4, 2016	Notice from the Office of the Secretary: In the Matter of The Falls Capital Corp. et al.
	August 2, 2016	Statement of Allegations: In the Matter of The Falls Capital Corp. et al.
	August 2, 2016	Notice of Hearing: In the Matter of The Falls Capital Corp. et al.

DeFreitas, Stanton DeFreitas, Stanton
	February 7, 2014	Notice of Correction: In the Matter of Irwin Boock et al.
	January 16, 2014	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 14, 2014	Reasons and Decision: In the Matter of Irwin Boock et al.
	January 14, 2014	Order: In the Matter of Irwin Boock et al.
	September 17, 2013	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	September 13, 2013	Order: In the Matter of Irwin Boock et al.
	September 13, 2013	Reasons and Decision: In the Matter of Irwin Boock et al.
	August 22, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	August 13, 2012	Order: In the Matter of Irwin Boock et al.
	April 20, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	April 16, 2012	Order: In the Matter of Irwin Boock et al.
	March 6, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	March 5, 2012	Order: In the Matter of Irwin Boock et al.
	February 15, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 15, 2012	Order: In the Matter of Irwin Boock et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 10, 2012	Order: In the Matter of Irwin Boock et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 10, 2012	Order: In the Matter of Irwin Boock et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Irwin Boock
	February 10, 2012	Order: In the Matter of Irwin Boock et al. - Irwin Boock
	February 10, 2012	Settlement Agreement: In the Matter of Irwin Boock et al. - Irwin Boock
	February 8, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Irwin Boock
	February 8, 2012	Notice of Hearing: In the Matter of Irwin Boock et al. - Irwin Boock
	February 3, 2012	Order: In the Matter of Irwin Boock et al.
	January 31, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Jason Wong
	January 31, 2012	Order: In the Matter of Irwin Boock et al. - Jason Wong
	January 30, 2012	Settlement Agreement: In the Matter of Irwin Boock et al. - Jason Wong
	January 30, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Jason Wong
	January 30, 2012	Notice of Hearing: In the Matter of Irwin Boock et al. - Jason Wong
	January 20, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 20, 2012	Order: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 19, 2012	Settlement Agreement: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 18, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 18, 2012	Notice of Hearing: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 11, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 10, 2012	Notice of Withdrawal: In the Matter of Irwin Boock et al.
	January 5, 2012	Amended Notice of Hearing: In the Matter of Irwin Boock et al.
	January 4, 2012	Amended Statement of Allegations: In the Matter of Irwin Boock et al.
	October 17, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 5, 2011	Order: In the Matter of Irwin Boock et al.
	June 6, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	May 27, 2011	Order: In the Matter of Irwin Boock et al.
	April 27, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	April 19, 2011	Order: In the Matter of Irwin Boock et al.
	March 2, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	March 1, 2011	Order: In the Matter of Irwin Boock et al.
	February 3, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 27, 2010	Order: In the Matter of Irwin Boock et al.
	December 6, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	November 29, 2010	Order: In the Matter of Irwin Boock et al.
	July 22, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	July 15, 2010	Order: In the Matter of Irwin Boock et al.
	June 29, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	June 29, 2010	Order: In the Matter of Irwin Boock et al.
	June 18, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	June 18, 2010	Order: In the Matter of Irwin Boock et al.
	March 11, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 24, 2010	Order: In the Matter of Irwin Boock et al.
	February 17, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 9, 2010	Reasons and Decision on Disclosure: In the Matter of Irwin Boock et al.
	January 29, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 29, 2010	Order: In the Matter of Irwin Boock et al.
	December 11, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	December 10, 2009	Order: In the Matter of Irwin Boock et al.
	November 30, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	November 30, 2009	Order: In the Matter of Irwin Boock et al.
	October 22, 2009	Settlement Agreement: In the Matter of Irwin Boock et al.
	October 21, 2009	Order: In the Matter of Irwin Boock et al.
	October 22, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 19, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 19, 2009	Notice of Hearing: In the Matter of Irwin Boock et al.
	October 15, 2009	Order: In the Matter of Irwin Boock et al.
	October 16, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	July 14, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	July 9, 2009	Order: In the Matter of Irwin Boock et al.
	April 28, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	April 22, 2009	Order: In the Matter of Irwin Boock et al.
	February 6, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 20, 2009	Order: In the Matter of Irwin Boock et al.
	November 24, 2008	Order: In the Matter of Irwin Boock et al.
	October 17, 2008	Notice from the Office of the Secretary: In the Matter of Stanton de Freitas
	October 17, 2008	Temporary Order: In The Matter Of Stanton De Freitas
	October 17, 2008	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 16, 2008	Notice of Hearing: In the Matter of Irwin Boock et al.
	October 16, 2008	Statement of Allegations: In the Matter of Irwin Boock et al.
	September 9, 2008	Notice from the Office of the Secretary: In the Matter of Stanton de Freitas
	September 9, 2008	Temporary Order: In the Matter of Stanton De Freitas
	June 25, 2008	Notice from the Office of the Secretary: In the Matter of Stanton de Freitas
	June 24, 2008	Temporary Order: In the Matter of Stanton De Freitas
	January 10, 2008	Notice from the Office of the Secretary: In the Matter of David Waton et al. - Stanton De Freitas
	January 9, 2008	Reasons and Decision: In the Matter of David Watson et al. - Stanton De Freitas
	December 18, 2007	Notice from the Office of the Secretary: In the Matter of Stanton De Freitas
	December 5, 2007	Temporary Order: In the Matter of Stanton De Freitas
	December 4, 2007	Temporary Order: In the Matter of Stanton De Freitas
	December 3, 2007	Notice from the Office of the Secretary: In The Matter Of Stanton De Freitas
	December 3, 2007	Temporary Order: In the Matter of Stanton De Freitas
	September 28, 2007	Notice from the Office of the Secretary: In The Matter Of Stanton De Freitas
	September 28, 2007	Temporary Order: In the Matter of Stanton De Freitas
	June 26, 2007	Notice from the Office of the Secretary: In the matter of Stanton De Freitas
	June 25, 2007	Temporary Order: In the Matter of Stanton De Freitas
	June 14, 2007	Notice from the Office of the Secretary: In the Matter of Stanton De Freitas
	June 13, 2007	Temporary Order: In the Matter of Stanton De Freitas
	June 1, 2007	Notice from the Office of the Secretary: In the Matter of Stanton De Freitas
	June 1, 2007	Temporary Order: In the Matter of Stanton De Freitas
	June 1, 2007	Notice of Hearing: In the Matter of Stanton De Freitas

DeLaet, Victor George DeLaet, Victor George
	February 7, 2014	Notice from the Office of Secretary: In the Matter of Vincent George DeLaet et al.
	February 6, 2014	Order: In the Matter of Victor George DeLaet et al.
	February 6, 2014	Reasons and Decision: In the Matter of Victor George DeLaet et al.
	November 28, 2013	Notice from the Office of Secretary: In the Matter of Vincent George DeLaet et al.
	November 27, 2013	Order: In the Matter of Vincent George DeLaet et al.
	November 13, 2013	Notice from the Office of Secretary: In the Matter of Vincent George DeLaet et al.
	November 12, 2013	Notice of Hearing: In the Matter of Vincent George DeLaet et al.
	November 12, 2013	Statement of Allegations: In the Matter of Vincent George DeLaet et al.

Delage, Darren Delage, Darren
	January 29, 2009	Oral Ruling and Reasons: In the Matter of Darren Delage
	January 15, 2009	Notice from the Office of the Secretary: In the Matter of Darren Delage
	January 15, 2009	Order: In the Matter Darren Delage
	January 13, 2009	Notice from the Office of the Secretary: In the Matter of Darren Delage
	January 13, 2009	Notice of Hearing: In the Matter Darren Delage
	January 13, 2009	Settlement Agreement: In the Matter of Darren Delage
	July 10, 2008	Notice from the Office of the Secretary: In the Matter Darren Delage
	July 10, 2008	Order: In the Matter Darren Delage
	June 13, 2008	Notice from the Office of the Secretary: In the Matter Darren Delage
	June 12, 2008	Order: In the Matter Darren Delage
	May 1, 2008	Notice from the Office of the Secretary: In the Matter of Darren Delage
	April 30, 2008	Order: In the Matter Darren Delage
	April 1, 2008	Notice from the Office of the Secretary: In the Matter of Darren Delage
	March 31, 2008	Notice of Hearing: In the Matter of Darren Delage
	March 31, 2008	Statement of Allegations: In the Matter of Darren Delage

Delahaye, Sandra Delahaye, Sandra
	June 7, 2010	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	June 4, 2010	Reasons and Decision on Sanctions and Costs and the Order: In the Matter of Peter Sabourin et al.
	March 24, 2009	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	March 20, 2009	Reasons and Decision: In the Matter of Peter Sabourin et al.
	April 9, 2008	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	April 7, 2008	Order: In the Matter of Peter Sabourin et al.
	March 19, 2008	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	June 14, 2007	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	June 14, 2007	Order: In the Matter of Peter Sabourin et al.
	December 20, 2006	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	December 20, 2006	Order: In the Matter of Peter Sabourin et al.
	December 11, 2006	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	December 7, 2006	Temporary Order: In the Matter of Peter Sabourin et al.
	December 7, 2006	Notice of Hearing: In the Matter of Peter Sabourin et al.
	December 7, 2006	Statement of Allegations: In the Matter of Peter Sabourin et al.

Delellis, Dino P. Delellis, Dino P.
	January 13, 1998	Decision and Reasons: In the Matter of Dino P. Delellis et al.
	August 15, 1997	Order: In the Matter of Dino P. Delellis et al.
	August 14, 1997	Settlement Agreement: In the Matter of Dino P. Delellis et al. - The Height Of Excellence Financial Planning Group Inc.
	August 14, 1997	Statement of Allegations: In The Matter of Dino P. Delellis et al.
	July 25, 1997	Order: In the Matter of Dino P. Delellis et al.
	April 9, 1997	Notice of Hearing: In the Matter of Dino P. Delellis et al.

Della Rocca, Geno Della Rocca, Geno
	April 6, 2000	Order: In the Matter of A.C. MacPherson & Co. Inc. and Geno Della Rocca
	March 28, 2000	Settlement Agreement: In the Matter of A.C. MacPherson & Co. Inc. and Geno Della Rocca
	March 28, 2000	Statement of Allegations: In the Matter of A.C. MacPherson & Co. Inc. and Geno Della Rocca

Deluca, Frank Deluca, Frank
	August 2, 2016	Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
	July 26, 2016	Notice of Withdrawal: In the Matter of MM Café Franchise Inc et al.
	June 10, 2016	Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
	June 9, 2016	Order: In the Matter of MM Café Franchise Inc et al.
	May 3, 2016	Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
	April 24, 2016	Amended Statement of Allegations: In the Matter of MM Café Franchise Inc et al.
	April 21, 2016	Order: In the Matter of MM Café Franchise Inc et al.
	April 21, 2016	Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
	March 30, 2016	Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
	March 23, 2016	Notice of Hearing: In the Matter of MM Café Franchise Inc et al.
	March 23, 2016	Statement of Allegations: In the Matter of MM Café Franchise Inc et al.

DeLuca, Sesto DeLuca, Sesto
	May 29, 2007	Decision of the Hearing Panel Respecting Penalty: In the Matter of The Universal Market Integrity Rules et al.

Demchuk, Ryan Demchuk, Ryan
	April 1, 2014	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	March 31, 2014	Reasons and Decisions: In the Matter of York Rio Resources Inc. et al.
	March 31, 2014	Order: In the Matter of York Rio Resources Inc. et al.
	November 6, 2013	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	March 26, 2013	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	March 25, 2013	Order: In the Matter of York Rio Resources Inc. et al.
	March 25, 2013	Reasons and Decision: In the Matter of York Rio Resources Inc. et al.
	December 23, 2011	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	December 22, 2011	Reasons for Decision on Motions: In the Matter of York Rio Resources Inc. et al.
	November 9, 2011	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	November 8, 2011	Order on a Motion: In the Matter of York Rio Resources Inc. et al.
	June 8, 2011	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	June 6, 2011	Order: In the Matter of York Rio Resources Inc. et al.
	June 3, 2011	Settlement Agreement: In the Matter of York Rio Resources Inc. et al. - Adam Sherman
	June 3, 2011	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al
	June 3, 2011	Notice of Hearing: In the Matter of York Rio Resources Inc. et. al
	June 2, 2011	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	June 1, 2011	Reasons for Decision on Motions: In the Matter of York Rio Resources Inc. et al.
	May 11, 2011	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	May 10, 2011	Order: In the Matter of York Rio Resources Inc. et al.
	May 6, 2011	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	May 5, 2011	Order on a Motion: In the Matter of York Rio Resources Inc. et al.
	April 6, 2011	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	April 5, 2011	Order on a Motion: In the Matter of York Rio Resources Inc. et al.
	April 1, 2011	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al. - York Rio Resources Inc. et al.
	March 30, 2011	Endorsement: In the Matter of Uranium308 Resources Inc. et al. - York Rio Resources Inc. et al.
	March 22, 2011	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	March 21, 2011	Order: In the Matter of York Rio Resources Inc., et al.
	December 16, 2010	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al. - York Rio Resources Inc. et al.
	December 15, 2010	Endorsement: In the Matter of Uranium308 Resources Inc. et al. - York Rio Resources Inc. et al.
	November 26, 2010	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al. - York Rio Resources Inc. et al.
	November 26, 2010	Order: In the Matter of Uranium308 Resources Inc. et al. - York Rio Resources Inc. et al.
	November 5, 2010	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	November 3, 2010	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	November 3, 2010	Notice of Hearing: In the Matter of York Rio Resources Inc. et al.
	October 25, 2010	Settlement Agreement: In the Matter of York Rio Resources Inc. et al. - Peter Robinson
	October 15, 2010	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	October 14, 2010	Order: In the Matter of York Rio Resources Inc., et al.
	August 31, 2010	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	August 30, 2010	Order: In the Matter of York Rio Resources Inc., et al.
	July 22, 2010	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc., et al.
	July 21, 2010	Order: In the Matter of York Rio Resources Inc., et al.
	June 15, 2010	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	June 10, 2010	Order: In the Matter of York Rio Resources Inc. et al.
	April 13, 2010	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	April 13, 2010	Order: In the Matter of York Rio Resources Inc. et al.
	March 4, 2010	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	March 4, 2010	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	March 3, 2010	Order: In the Matter of York Rio Resources Inc. et al.
	March 2, 2010	Notice of Hearing: In the Matter of York Rio Resources Inc. et al.
	March 2, 2010	Statement of Allegations: In the Matter of York Rio Resources Inc. et al.

Deng, Joe Feng Deng, Joe Feng
	October 2, 2012	Notice from the Office of the Secretary: In the Matter of M P Global Financial Ltd., and Joe Feng Deng
	October 1, 2012	Order: In the Matter of M P Global Financial Ltd., and Joe Feng Deng
	October 1, 2012	Reasons and Decision on Sanctions and Costs: In the Matter of M P Global Financial Ltd., and Joe Feng Deng
	February 8, 2012	Notice from the Office of the Secretary: In the Matter of M P Global Financial Ltd., and Joe Feng Deng
	August 22, 2011	Notice from the Office of the Secretary: In the Matter of M P Global Financial Ltd., and Joe Feng Deng
	August 19, 2011	Reasons and Decision: In the Matter of M P Global Financial Ltd., and Joe Feng Deng
	September 10, 2009	Notice from the Office of the Secretary: In the Matter of M P Global Financial Ltd., and Joe Feng Deng
	September 10, 2009	Notice of Hearing: In the Matter of M P Global Financial Ltd., and Joe Feng Deng
	September 10, 2009	Statement of Allegations: In the Matter of M P Global Financial Ltd., and Joe Feng Deng
	July 2, 2009	Notice from the Office of the Secretary: In the Matter of M P Global Financial Ltd., and Joe Feng Deng
	June 29, 2009	Order: In the Matter of M P Global Financial Ltd., and Joe Feng Deng
	May 26, 2009	Notice from the Office of the Secretary: In the Matter of M P Global Financial Ltd., and Joe Feng Deng
	May 25, 2009	Order: In the Matter of M P Global Financial Ltd., and Joe Feng Deng
	April 29, 2009	Notice from the Office of the Secretary: In the Matter of M P Global Financial Ltd., and Joe Feng Deng
	April 27, 2009	Order: In the Matter of M P Global Financial Ltd., and Joe Feng Deng
	April 16, 2009	Notice from the Office of the Secretary: In the Matter of M P Global Financial Ltd., and Joe Feng Deng
	April 14, 2009	Notice of Hearing: In the Matter of M P Global Financial Ltd., and Joe Feng Deng
	April 13, 2009	Temporary Order: In the Matter of M P Global Financial Ltd., and Joe Feng Deng

Dennis, Mark Allen Dennis, Mark Allen
	May 4, 2016	Notice from the Office of the Secretary: In the Matter of Mark Allen Dennis
	May 3, 2016	Order: In the Matter of Mark Allen Dennis
	May 3, 2016	Reasons and Decision: In the Matter of Mark Allen Dennis
	November 2, 2015	Notice from the Office of the Secretary: In the Matter of Mark Allen Dennis
	November 27, 2015	Order: In the Matter of Mark Allen Dennis
	October 20, 2015	Notice from the Office of the Secretary: In the Matter of Mark Allen Dennis
	September 30, 2015	Notice of Hearing: In the Matter of Mark Allen Dennis
	September 28, 2015	Statement of Allegations: In the Matter of Mark Allen Dennis
	August 1, 2012	Notice from the Office of the Secretary: In the Matter of a Disciplinary Proceeding Between Staff of IIROC and Mark Allen Dennis
	July 31, 2012	Reasons for Decision: In the Matter of a Disciplinary Proceeding Between Staff of IIROC and Mark Allen Dennis
	July 31, 2012	Order: In the Matter of a Disciplinary Proceeding Between Staff of IIROC and Mark Allen Dennis
	September 13, 2011	Notice from the Office of the Secretary: In the Matter of a Disciplinary Proceeding Between Staff of IIROC and Mark Allen Dennis
	June 30, 2011	Application for a Hearing and Review: In the Matter of Mark Allen Dennis

Dent, Roger Arnold Dent, Roger Arnold
	May 7, 2002	Statement of Allegations: In the Matter of Yorkton Securities Inc. et al.
	January 18, 2002	Reasons for Decision: In the Matter of Yorkton Securities Inc. et al.
	December 19, 2001	Order: In the Matter of Roger Arnold Dent
	December 19, 2001	Settlement Agreement: In the Matter of Roger Arnold Dent
	December 17, 2001	Notice of Hearing: In the Matter of Yorkton Securities Inc. et al.
	December 17, 2001	Statement of Allegations: In the Matter of Yorkton Securities Inc. et al.

Denver Gardner Inc. Denver Gardner Inc.
	October 29, 2012	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	October 29, 2012	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	March 27, 2012	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	March 23, 2012	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	February 17, 2012	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	February 16, 2012	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	January 26, 2012	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	January 26, 2012	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	January 3, 2012	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	December 21, 2011	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	November 24, 2011	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	November 23, 2011	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	September 9, 2011	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	September 8, 2011	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	April 28, 2011	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	April 27, 2011	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	April 15, 2011	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	April 14, 2011	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	April 7, 2011	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	April 4, 2011	Notice of Hearing: In the Matter of American Heritage Stock Transfer Inc. et al.
	April 1, 2011	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.

Deoarine, Lenore Deoarine, Lenore
	July 26, 2002	Reasons: In the Matter of Lenore Deoarine

Derivative Services Inc. Derivative Services Inc.
	December 6, 2002	Reasons: In the Matter of Derivative Services Inc.
	July 27, 2001	Reasons: In the Matter of Derivative Services Inc.
	October 5, 1999	Reasons for Decision: In the Matter of Derivative Services Inc. and Malcolm Robert Kyle

Derosa, Americo Derosa, Americo
	June 11, 2015	Notice of Correction - In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	June 4, 2015	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	June 4, 2015	Amended Order: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	June 4, 2015	Notice of Correction: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	June 5, 2014	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	June 4, 2014	Order: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	June 4, 2014	Reasons and Decision on Sanctions and Costs: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	December 6, 2013	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	December 5, 2013	Order: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	November 7, 2013	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	November 7, 2013	Order: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	October 18, 2013	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	October 17, 2013	Order: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	September 25, 2013	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	September 24, 2013	Order: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	December 6, 2011	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	December 6, 2011	Reasons and Decision on a Motion: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	February 3, 2011	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	February 2, 2011	Reasons and Decision: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	April 16, 2009	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	April 14, 2009	Amended Notice of Hearing: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	April 14, 2009	Amended Amended Statement of Allegations: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	January 28, 2009	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	December 4, 2008	Order: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	October 2, 2008	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	October 1, 2008	Order: In the Matter of MRS Sciences Inc. et al.
	April 2, 2008	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	March 25, 2008	Order: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	March 25, 2008	Amended Statement of Allegations: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	February 26, 2008	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	February 26, 2008	Order: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	January 30, 2008	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	January 30, 2008	Order: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	January 2, 2008	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	December 28, 2007	Order: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	December 12, 2007	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	November 30, 2007	Notice of Hearing: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	November 29, 2007	Statement of Allegations: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.

Deschamps, Eric Deschamps, Eric
	April 1, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	March 28, 2013	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	March 28, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - HEIR Home Equity Investment Rewards Inc. et al.
	March 28, 2013	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - HEIR Home Equity Investment Rewards Inc. et al.
	March 28, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Canyon Acquisitions, LLC et al.
	March 28, 2013	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Canyon Acquisitions, LLC et al.
	March 26, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - HEIR Home Equity Investment Rewards Inc. et al.
	March 26, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Canyon Acquisitions, LLC et al.
	March 25, 2013	Notice of Hearing: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - HEIR Home Equity Investment Rewards Inc. et al.
	March 25, 2013	Notice of Hearing: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Canyon Acquisitions, LLC et al.
	March 22, 2013	Settlement Agreement: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - HEIR Home Equity Investment Rewards Inc. et al.
	March 22, 2013	Settlement Agreement: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Canyon Acquisitions, LLC et al.
	February 28, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	February 27, 2013	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	February 25, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Eric Deschamps
	February 25, 2013	Order: In the Matter of Heir Home Equity Investment Rewards Inc. et al. - Eric Deschamps
	February 20, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Eric Deschamps
	February 19, 2013	Notice of Hearing: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Eric Deschamps
	February 14, 2013	Settlement Agreement: In the Matter of Heir Home Equity Investment Rewards Inc. - Eric Deschamps
	October 29, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	October 24, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	October 11, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	October 5, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	September 19, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	September 14, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	July 4, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	July 3, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	April 23, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	April 20, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	March 19, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	March 14, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	March 2, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	March 1, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	February 15, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	February 14, 2012	Amended Statement of Allegations: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	February 6, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	February 1, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	January 9, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	December 20, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	October 17, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	October 11, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	August 24, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	August 22, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	July 26, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	July 19, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	June 29, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	June 28, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc.
	May 19, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	May 17, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	April 20, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	April 20, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	March 31, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	March 29, 2011	Notice of Hearing: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	March 29, 2011	Statement of Allegations: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.

Desroches, Pierre Desroches, Pierre
	May 20, 2004	Temporary Order: In the Matter of Brad Alles et al.
	May 20, 2004	Notice of Hearing: In the Matter of Brad Alles et al.
	May 20, 2004	Statement of Allegations: In the Matter of Brad Alles et al.

DesRosiers, Rejean DesRosiers, Rejean
	March 28, 2013	Notice from the Office of the Secretary: In the Matter of Rejean DesRosiers
	March 28, 2013	Order: In the Matter of Rejean DesRosiers
	March 27, 2013	Notice from the Office of the Secretary: In the Matter of Rejean DesRosiers
	March 27, 2013	Notice of Hearing: In the Matter of Rejean DesRosiers
	March 27, 2013	Statement of Allegations: In the Matter of Rejean DesRosiers
	March 26, 2013	Settlement Agreement: In the Matter of Rejean DesRosiers

Desson, Graham Desson, Graham
	August 3, 2006	Settlement Agreement: In the Matter of Graham Desson

Deutsche Bank Securities Limited Deutsche Bank Securities Limited
	September 30, 2011	Notice from the Office of the Secretary: In the Matter of Deutsche Bank Securities Limited
	September 30, 2011	Reasons and Decision: In the Matter of Deutsche Bank Securities Limited
	January 13, 2011	Notice from the Office of the Secretary: In the Matter of Deutsche Bank Securities Limited
	January 10, 2011	Order: In the Matter of Deutsche Bank Securities Limited
	December 24, 2010	Notice from the Office of the Secretary: In the Matter of Deutsche Bank Securities Limited
	December 23, 2010	Notice of Hearing: In the Matter of Deutsche Bank Securities Limited
	November 2, 2010	Notice of Request for Hearing and Review: In the Matter of Deutsche Bank Securities Limited

Devcich, Frank Andrew Devcich, Frank Andrew
	May 25, 2012	Notice from the Office of the Secretary: In the Matter of Frank Andrew Devcich and Gobinder Kular Singh
	May 25, 2012	Order: In the Matter of Frank Andrew Devcich and Gobinder Kular Singh
	May 16, 2012	Notice from the Office of the Secretary: In the Matter of Frank Andrew Devcich and Gobinder Kular Singh
	May 15, 2012	Order: In the Matter of Frank Andrew Devcich and Gobinder Kular Singh
	May 11, 2012	Notice from the Office of the Secretary: In the Matter of Frank Andrew Devcich and Gobinder Kular Singh
	May 8, 2012	Amended Notice of Hearing: In the Matter of Frank Andrew Devcich and Gobinder Kular Singh
	April 23, 2012	Notice from the Office of the Secretary: In the Matter of Frank Andrew Devcich and Gobinder Kular Singh
	April 20, 2012	Order: In the Matter of Frank Andrew Devcich and Gobinder Kular Singh
	April 3, 2012	Notice from the Office of the Secretary: In the Matter of Frank Andrew Devcich and Gobinder Kular Singh
	March 22, 2012	Notice of Hearing: In the Matter of Frank Andrew Devcich and Gobinder Kular Singh
	March 22, 2012	Statement of Allegations: In the Matter of Frank Andrew Devcich and Gobinder Kular Singh

Dewling, Jennifer Dewling, Jennifer
	November 30, 1999	Reasons for Decision: In the Matter of Jennifer Dewling
	November 18, 1999	Order: In the Matter of Jennifer Dewling
	November 11, 1999	Statement of Allegations: In The Matter of Jennifer Lee Dewling

Dhala, Hussain Dhala, Hussain
	February 3, 2016	Notice from the Office of the Secretary: In the Matter of Hussain Dhala
	February 2, 2016	Order: In the Matter of Hussain Dhala
	February 2, 2016	Reasons and Decision: In the Matter of Hussain Dhala
	December 16, 2015	Notice from the Office of the Secretary: In the Matter of Hussain Dhala
	December 16, 2015	Order: In the Matter of Hussain Dhala
	November 26, 2015	Notice from the Office of the Secretary: In the Matter of Hussain Dhala
	November 17, 2015	Notice of Hearing: In the Matter of Hussain Dhala
	November 16, 2015	Statement of Allegations: In the Matter of Hussain Dhala

Dhanani, Ayaz (Also known as Azim Virani, Michael Lee, Alex Nebris, Paul Dhanani, Samuel Ramos, and Rahim Jiwa) Dhanani, Ayaz (Also known as Azim Virani, Michael Lee, Alex Nebris, Paul Dhanani, Samuel Ramos, and Rahim Jiwa)
	May 15, 2017	Notice from the Office of the Secretary: In the Matter of Dhanani, Ayaz (Also known as Azim Virani, Michael Lee, Alex Nebris, Paul Dhanani, Samuel Ramos, and Rahim Jiwa)
	May 15, 2017	Order: In the Matter of Dhanani, Ayaz (Also known as Azim Virani, Michael Lee, Alex Nebris, Paul Dhanani, Samuel Ramos, and Rahim Jiwa)
	May 12, 2017	Decision and Reasons: In the Matter of Dhanani, Ayaz (Also known as Azim Virani, Michael Lee, Alex Nebris, Paul Dhanani, Samuel Ramos, and Rahim Jiwa)
	March 14, 2017	Notice from the Office of the Secretary: In the Matter of Dhanani, Ayaz (Also known as Azim Virani, Michael Lee, Alex Nebris, Paul Dhanani, Samuel Ramos, and Rahim Jiwa)
	March 13, 2017	Order: In the Matter of Dhanani, Ayaz (Also known as Azim Virani, Michael Lee, Alex Nebris, Paul Dhanani, Samuel Ramos, and Rahim Jiwa)
	March 3, 2017	Notice from the Office of the Secretary: In the Matter of Dhanani, Ayaz (Also known as Azim Virani, Michael Lee, Alex Nebris, Paul Dhanani, Samuel Ramos, and Rahim Jiwa)
	February 28, 2017	Notice of Hearing: In the Matter of Dhanani, Ayaz (Also known as Azim Virani, Michael Lee, Alex Nebris, Paul Dhanani, Samuel Ramos, and Rahim Jiwa)
	February 28, 2017	Statement of Allegations: In the Matter of Dhanani, Ayaz (Also known as Azim Virani, Michael Lee, Alex Nebris, Paul Dhanani, Samuel Ramos, and Rahim Jiwa)

Dhillon, Sital Singh Dhillon, Sital Singh
	April 4, 2018	Notice from the Office of the Secretary: Sital Singh Dhillon
	April 3, 2018	Reasons and Decision: In the Matter of Sital Singh Dhillon
	November 7, 2017	Notice from the Office of the Secretary: In the Matter of Sital Singh Dhillon
	November 1, 2017	Order: In the Matter of Sital Singh Dhillon
	September 29, 2017	Notice from the Office of the Secretary: In the Matter of Sital Singh Dhillon
	September 29, 2017	Order: In the Matter of Sital Singh Dhillon
	September 22, 2017	Notice from the Office of the Secretary: In the Matter of Sital Singh Dhillon
	September 22, 2017	Notice of Hearing: In the Matter of Sital Singh Dhillon

Diadamo, Marco Diadamo, Marco
	April 30, 2012	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	April 26, 2012	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	March 28, 2012	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	March 27, 2012	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	December 19, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	December 15, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	December 9, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al. - Marco Diadamo
	December 9, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al. - Marco Diadamo
	December 2, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al. - Marco Diadamo
	December 2, 2011	Notice of Hearing: In the Matter of Shallow Oil & Gas Inc. - Marco Diadamo
	November 25, 2011	Settlement Agreement: In the Matter of Shallow Oil & Gas Inc. et al. - Marco Diadamo
	November 7, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	November 4, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	August 24, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	August 16, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	August 2, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	July 26, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	June 6, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	May 27, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	February 17, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	February 11, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	December 20, 2010	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al. - Gurdip Singh Gahunia also known as Michael Gahunia
	December 16, 2010	Order: In the Matter of Shallow Oil & Gas Inc. et al. - Gurdip Singh Gahunia also known as Michael Gahunia
	December 13, 2010	Settlement Agreement: In the Matter of Shallow Oil & Gas Inc. et al. - Gurdip Singh Gahunia also known as Michael Gahunia
	December 14, 2010	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	December 14, 2010	Notice of Hearing: In the Matter of Shallow Oil & Gas Inc. et al.
	June 28, 2010	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	June 28, 2010	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	January 18, 2010	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	January 12, 2010	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	September 10, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	September 10, 2009	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	July 27, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al. - William Mankofsky
	July 20, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	July 17, 2009	Settlement Agreement: In the Matter of Shallow Oil & Gas Inc. et al. - William Mankofsky
	July 16, 2009	Notice of Hearing: In the Matter of Shallow Oil & Gas Inc. et al.
	June 10, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	June 4, 2009	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	May 19, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al. - Gord Mcquarrie
	May 19, 2009	Reasons and Decision on Settlement: In the Matter of Shallow Oil & Gas Inc. - Gord McQuarrie
	May 14, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al. - Gord Mcquarrie
	May 10, 2009	Settlement Agreement: In the Matter of Shallow Oil & Gas Inc. et al. - Gord Mcquarrie
	May 6, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	April 21, 2009	Notice of Hearing: In the Matter of Shallow Oil & Gas Inc. et al.
	November 26, 2008	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	November 25, 2008	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	June 19, 2008	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	June 19, 2008	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	June 17, 2008	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	June 11, 2008	Notice of Hearing: In the Matter of Shallow Oil & Gas Inc. et al.
	June 10, 2008	Statement of Allegations: In the Matter of Shallow Oil & Gas Inc. et al.

Diamond + Diamond Diamond + Diamond
	September 21, 2009	Notice from the Office of the Secretary: In the Matter of Prosporex Investments Inc. et al.
	September 21, 2009	Temporary Order: In the Matter of Prosporex Investments Inc. et al.
	August 19, 2009	Notice from the Office of the Secretary: In the Matter of Prosporex Investments Inc. et al.
	August 18, 2009	Temporary Order: In the Matter of Prosporex Investments Inc. et al.
	July 28, 2009	Notice from the Office of the Secretary: In the Matter of Prosporex Investments Inc. et al.
	July 28, 2009	Temporary Order: In the Matter of Prosporex Investments Inc. et al.
	July 24, 2009	Notice from the Office of the Secretary: In the Matter of Prosporex Investments Inc. et al.
	July 23, 2009	Notice of Hearing: In the Matter of Prosporex Investments Inc. et al.
	July 13, 2009	Temporary Order: In the Matter of Prosporex Investments Inc. et al.

Diamond + Diamond Merchant Banking Bank Diamond + Diamond Merchant Banking Bank
	September 21, 2009	Notice from the Office of the Secretary: In the Matter of Prosporex Investments Inc. et al.
	September 21, 2009	Temporary Order: In the Matter of Prosporex Investments Inc. et al.
	August 19, 2009	Notice from the Office of the Secretary: In the Matter of Prosporex Investments Inc. et al.
	August 18, 2009	Temporary Order: In the Matter of Prosporex Investments Inc. et al.
	July 28, 2009	Notice from the Office of the Secretary: In the Matter of Prosporex Investments Inc. et al.
	July 28, 2009	Temporary Order: In the Matter of Prosporex Investments Inc. et al.
	July 24, 2009	Notice from the Office of the Secretary: In the Matter of Prosporex Investments Inc. et al.
	July 23, 2009	Notice of Hearing: In the Matter of Prosporex Investments Inc. et al.
	July 13, 2009	Temporary Order: In the Matter of Prosporex Investments Inc. et al.

Diamond, Anthony Diamond, Anthony
	September 21, 2009	Notice from the Office of the Secretary: In the Matter of Prosporex Investments Inc. et al.
	September 21, 2009	Temporary Order: In the Matter of Prosporex Investments Inc. et al.
	August 19, 2009	Notice from the Office of the Secretary: In the Matter of Prosporex Investments Inc. et al.
	August 18, 2009	Temporary Order: In the Matter of Prosporex Investments Inc. et al.
	July 28, 2009	Notice from the Office of the Secretary: In the Matter of Prosporex Investments Inc. et al.
	July 28, 2009	Temporary Order: In the Matter of Prosporex Investments Inc. et al.
	July 24, 2009	Notice from the Office of the Secretary: In the Matter of Prosporex Investments Inc. et al.
	July 23, 2009	Notice of Hearing: In the Matter of Prosporex Investments Inc. et al.
	July 13, 2009	Temporary Order: In the Matter of Prosporex Investments Inc. et al.

Diamond, Stephen Diamond, Stephen
	October 24, 2008	Appendix “A” to the Information of Lori Toledano
	December 7, 2005	Appendix 'A' (To the Information Respecting Charges Against Barry Landen and Stephen Diamond)

DiamondWorks Ltd. DiamondWorks Ltd.
	February 12, 1999	Temporary Order: In The Matter Of Diamondworks Ltd.

Dickerson, Michelle Dickerson, Michelle
	May 2, 2011	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 29, 2011	Order: In the Matter of Borealis International Inc. et al.
	April 29, 2011	Reasons and Decision on Sanctions and Costs: In the Matter of Borealis International Inc. et al.
	January 26, 2011	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	January 14, 2011	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	January 13, 2011	Reasons for Decision: In the Matter of Borealis International Inc. et al.
	March 1, 2010	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al
	February 26, 2010	Order: In the Matter of Borealis International Inc. et al.
	January 7, 2010	Order: In the Matter of Borealis International Inc. et al.
	September 30, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	September 29, 2009	Order: In the Matter of Borealis International Inc. et al.
	May 19, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 8, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 8, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 8, 2009	Order: In the Matter of Borealis International Inc. et al.
	March 27, 2009	Order: In the Matter of Borealis International Inc. et al.
	June 17, 2008	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	June 17, 2008	Order: In the Matter of Borealis International Inc. et al.
	May 27, 2008	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	May 27, 2008	Order: In the Matter of Borealis International Inc. et al.
	May 26, 2008	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	May 22, 2008	Amended Notice of Hearing: In the Matter of Borealis International Inc. et al.

DiCostanzo, Neil DiCostanzo, Neil
	August 31, 2001	Reasons: In the Matter of Neil DiCostanzo

Digital Cybernet Corporation Digital Cybernet Corporation
	July 18, 2000	Order: In the Matter of Otis-Winston Ltd. et al.
	June 1, 2000	Notice of Hearing: In the Matter of Otis-Winston Ltd. et al.
	June 1, 2000	Statement of Allegations: In The Matter of Otis-Winston Ltd. et al.

Digrappa, Frank S. Digrappa, Frank S.
	June 23, 2000	Order: In the Matter of H. Howard Cooper et al.
	June 9, 2000	Temporary Order: In the Matter of H. Howard Cooper et al.
	June 9, 2000	Notice of Hearing: In the Matter of H. Howard Cooper et al.
	June 9, 2000	Statement of Allegations: In the Matter of H. Howard Cooper et al.

Digrappa, Thomas L. Digrappa, Thomas L.
	June 23, 2000	Order: In the Matter of H. Howard Cooper et al.
	June 9, 2000	Temporary Order: In the Matter of H. Howard Cooper et al.
	June 9, 2000	Notice of Hearing: In the Matter of H. Howard Cooper et al.
	June 9, 2000	Statement of Allegations: In the Matter of H. Howard Cooper et al.

Dimethaid Research Inc. Dimethaid Research Inc.
	October 17, 2003	Reasons: In the Matter of Dimethaid Research Inc.

Dinardo, Paul Camillo Dinardo, Paul Camillo
	January 26, 2016	Notice from the Office of the Secretary: In the Matter of Paul Camillo Dinardo
	January 25, 2016	Order: In the Matter of Paul Camillo Dinardo
	January 25, 2016	Reasons and Decision: In the Matter of Paul Camillo Dinardo
	September 11, 2015	Notice from the Office of the Secretary: In the Matter of Paul Camillo Dinardo
	September 11, 2015	Order: In the Matter of Paul Camillo Dinardo
	August 24, 2015	Notice from the Office of the Secretary: In the Matter of Paul Camillo Dinardo
	August 20, 2015	Notice of Hearing: In the Matter of Paul Camillo Dinardo
	August 17, 2015	Statement of Allegations: In the Matter of Paul Camillo Dinardo

Dionysus Investments Ltd. Dionysus Investments Ltd.
	October 13, 2005	Notice from the Office of the Secretary: In the Matter of Affinity Financial Group Inc. et al.
	October 12, 2005	Order: In the Matter of Affinity Financial Group Inc. et al. - David John Lewis
	October 12, 2005	Settlement Agreement: In the Matter of Affinity Financial Group Inc. et al. - David John Lewis
	September 22, 2005	Notice from the Office of the Secretary: In the Matter of Affinity Financial Group Inc. et al.
	September 21, 2005	Order: In the Matter of Affinity Financial Group Inc. et al.
	September 21, 2005	Order: In the Matter of Affinity Financial Group Inc. et al. - Louis Sapi
	September 21, 2005	Order: In the Matter of Affinity Financial Group Inc. et al. - Brian Keith McWilliams
	September 20, 2005	Notice from the Office of the Secretary: In the Matter of Affinity Financial Group Inc. et al.
	September 19, 2005	Notice of Hearing: In the Matter of Affinity Financial Group Inc. et al.
	September 19, 2005	Statement of Allegations: In the Matter of Affinity Financial Group Inc. et al.
	September 19, 2005	Settlement Agreement: In the Matter of Affinity Financial Group Inc. et al. - Affinity Financial Group Inc., International Structured Products Inc., Affinity Restricted Securities Inc., Dionysus Investments Ltd.
	September 19, 2005	Settlement Agreement: In the Matter of Affinity Financial Group Inc. et al. - Louis Sapi
	September 19, 2005	Settlement Agreement: In the Matter of Affinity Financial Group Inc. et al. - Brian Keith McWilliams

Dipaolo, David R. Dipaolo, David R.
	October 15, 1997	Order: In the Matter of Canadian 88 Energy Corp. et al.
	October 9, 1997	Settlement Agreement: In the Matter of Canadian 88 Energy Corp. et al.
	September 26, 1997	Notice of Hearing: In the Matter of Canadian 88 Energy Corp. et al.
	September 26, 1997	Statement of Allegations: In the Matter of Canadian 88 Energy Corp. et al.

Discovery Biotech Inc. Discovery Biotech Inc.
	July 16, 2003	Order: Discovery Biotech Inc. and Graycliff Resources Inc.
	June 10, 2003	Notice of Hearing: In the Matter of Discovery Biotech inc. and Graycliff Resources Inc.
	June 10, 2003	Statement of Allegations: In The Matter of Discovery Biotech Inc. and Graycliff Resources Inc.
	June 4, 2003	Temporary Order: In the Matter of Discovery Biotech Inc. and Graycliff Resources Inc.

Dixon, William Dixon, William
	June 22, 2000	Order: In the Matter of Derek Tennant et al.
	June 8, 2000	Temporary Order: In the Matter of Derek Tennant et al.
	June 8, 2000	Notice of Hearing: In the Matter of Derek Tennant et al.
	June 8, 2000	Statement of Allegations: In The Matter of Derek Tennant et al.

DJL Capital Corp. DJL Capital Corp.
	April 30, 2003	Amended Notice of Hearing: In the Matter of Dual Capital Management Limited et al.
	April 30, 2003	Amended Statement of Allegations: In the Matter of Dual Capital Management Limited et al.
	March 20, 2003	Reasons for Decision: In the Matter of DJL Capital Corp. and Dennis John Little
	March 20, 2003	Order: In the Matter of DJL Capital Corp. and Dennis John Little
	March 11, 2003	Settlement Agreement: In the Matter of DJL Capital Corp. and Dennis John Little
	January 21, 2000	Order: In the Matter of DJL Capital Corp. and Dennis John Little
	January 12, 2000	Notice of Hearing: In the Matter of DJL Capital Corp. and Dennis John Little
	November 10, 1999	Order: In the Matter of Dual Capital Management Limited et al.
	October 13, 1999	Statement of Allegations: In the Matter of Dual Capital Management Limited et al.

Djordjevic, Ivan Djordjevic, Ivan
	April 19, 2007	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	April 18, 2007	Order: In the Matter of Robert Patrick Zuk et al.
	April 17, 2007	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	April 17, 2007	Notice of Hearing: In the Matter of Robert Patrick Zuk et al.
	April 17, 2007	Settlement Agreement: In the Matter of Robert Patrick Zuk et al. - Walton, Dane Alan
	April 3, 2007	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	April 3, 2007	Order: In the Matter of Robert Patrick Zuk et al.
	April 2, 2007	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	March 30, 2007	Notice of Hearing: In the Matter of Robert Patrick Zuk et al.
	March 30, 2007	Settlement Agreement: In the Matter of Robert Patrick Zuk et al.
	March 28, 2007	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	March 28, 2007	Order: In the Matter of Robert Patrick Zuk et al.
	March 27, 2007	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	March 27, 2007	Notice of Hearing: In the Matter of Robert Patrick Zuk et al.
	March 27, 2007	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	March 26, 2007	Amended Amended Amended Statement of Allegations: In the Matter of Robert Patrick Zuk et al.
	March 22, 2007	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	March 21, 2007	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	March 21, 2007	Order: In the Matter of Robert Patrick Zuk et al.
	March 20, 2007	Notice of Hearing: In the Matter of Robert Patrick Zuk et al.
	March 20, 2007	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	March 20, 2007	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	March 16, 2007	Notice of Hearing: In the Matter of Robert Patrick Zuk et al.
	March 15, 2007	Settlement Agreement: In the Matter of Robert Patrick Zuk et al.
	March 15, 2007	Notice from the Office of the Secretary: In the Matter of Frank Dunn et al.
	March 7, 2007	Amended Amended Statement of Allegations: In the Matter of Robert Patrick Zuk et al.
	March 1, 2007	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	March 1, 2007	Order: In the Matter of Robert Patrick Zuk et al.
	February 27, 2007	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	February 26, 2007	Settlement Agreement: In the Matter of Robert Patrick Zuk et al.
	February 26, 2007	Notice of Hearing: In the Matter of Robert Patrick Zuk et al.
	November 3, 2006	Notice From the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	November 3, 2006	Order: In The Matter of Robert Patrick Zuk et al.
	November 1, 2006	Notice From the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	October 3, 2006	Notice From the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	October 3, 2006	Notice of Withdrawal: In The Matter of Robert Patrick Zuk et al.
	September 27, 2006	Notice From the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	September 25, 2006	Amended Statement of Allegations: In The Matter of Robert Patrick Zuk et al.
	December 16, 2005	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	December 14, 2005	Order: In the Matter of Robert Patrick Zuk et al.
	June 3, 2005	Order: In the Matter of Robert Patrick Zuk et al.
	June 2, 2005	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	April 15, 2005	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	April 15, 2005	Order: In the Matter of Robert Patrick Zuk et al.
	March 15, 2005	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	March 11, 2005	Notice of Hearing: In the Matter of Robert Patrick Zuk et al.
	March 11, 2005	Statement of Allegations: In The Matter of Robert Patrick Zuk et al.

Dodds, Steve Dodds, Steve
	June 21, 2000	Order: In the Matter of Rick Vansant et al.
	June 7, 2000	Notice of Hearing: In the Matter of Rick Vansant et al.
	June 7, 2000	Statement of Allegations: In the Matter of Rick Vansant et al.

Dodsley, Terry G. Dodsley, Terry G.
	February 18, 2003	Order: In the Matter of Terry G. Dodsley
	February 18, 2003	Decision: In the Matter of Terry G. Dodsley
	August 2, 2002	Amended Notice of Hearing: In the Matter of Terry G. Dodsley
	December 12, 2000	Notice of Hearing: In the Matter of Terry G. Dodsley
	December 12, 2000	Statement of Allegations: In the Matter of Terry G. Dodsley

Dolan, Richard Jason Dolan, Richard Jason
	July 9, 2008	Notice from the Office of the Secretary: In the Matter of Land Banc of Canada Inc. et al.
	July 9, 2008	Order: In the Matter of Land Banc of Canada Inc. et al.
	April 2, 2008	Notice from the Office of the Secretary: In the Matter of Land Banc of Canada Inc. et al.
	April 1, 2008	Order: In the Matter of Land Banc of Canada Inc. et al.
	February 15, 2008	Notice from the Office of the Secretary: In the Matter of Land Banc of Canada Inc. et al.
	February 15, 2008	Order: In the Matter of Land Banc of Canada Inc. et al.
	December 5, 2007	Notice from the Office of the Secretary: In The Matter Of Land Banc Of Canada Inc. et al.
	December 5, 2007	Order: In the Matter of Land Banc of Canada Inc. et al.
	December 3, 2007	Notice from the Office of the Secretary: In The Matter Of Land Banc Of Canada Inc. et al.
	December 3, 2007	Order: In the Matter of Land Banc of Canada Inc. et al.
	October 24, 2007	Notice from the Office of the Secretary: In the Matter of Land Banc of Canada Inc. et al.
	October 24, 2007	Order: In the Matter of Land Banc of Canada Inc. et al.
	September 18, 2007	Notice from the Office of the Secretary: In the Matter of Land Banc of Canada Inc. et al.
	September 18, 2007	Order: In the Matter of Land Banc of Canada Inc. et al.
	August 7, 2007	Notice from the Office of the Secretary: In The Matter Of Land Banc Of Canada Inc.
	August 7, 2007	Order: In the Matter of Land Banc of Canada Inc. et al.
	June 29, 2007	Notice from the Office of the Secretary: In the matter of Land Banc of Canada Inc. et al.
	June 29, 2007	Order: In the Matter of Land Banc of Canada Inc. et al.
	May 17, 2007	Notice from the Office of the Secretary: In the Matter of Land Banc of Canada Inc. et al.
	May 17, 2007	Order: In the Matter of Land Banc of Canada Inc. et al.
	May 10, 2007	Notice from the Office of the Secretary: In the Matter of Land Banc of Canada Inc. et al.
	May 10, 2007	Order: In the Matter of Land Banc of Canada Inc. et al.
	May 8, 2007	Notice from the Office of the Secretary: In the Matter of Land Banc of Canada Inc. et al.
	May 8, 2007	Order: In the Matter of Land Banc of Canada Inc. et al.
	May 8, 2007	Notice from the Office of the Secretary: In the Matter of Land Banc of Canada Inc. et al.
	May 8, 2007	Order: In the Matter of Land Banc of Canada Inc. et al.
	May 2, 2007	Notice from the Office of the Secretary: Land Banc of Canada Inc. et al.
	May 1, 2007	Notice of Hearing: In the Matter of Land Banc of Canada Inc. et al.
	May 1, 2007	Statement of Allegations: In the Matter of Land Banc of Canada Inc. et al.

Dolgonos, Alexander Dolgonos, Alexander
	March 11, 2002	Notice of Hearing: In the Matter of Alexander Dolgonos et al.
	March 11, 2002	Statement of Allegations: In the Matter of Alexander Dolgonos et al.

Dolgonos, Ayzik Dolgonos, Ayzik
	March 11, 2002	Notice of Hearing: In the Matter of Alexander Dolgonos et al.
	March 11, 2002	Statement of Allegations: In the Matter of Alexander Dolgonos et al.

Dolgonos, Kalina Dolgonos, Kalina
	March 11, 2002	Notice of Hearing: In the Matter of Alexander Dolgonos et al.
	March 11, 2002	Statement of Allegations: In the Matter of Alexander Dolgonos et al.

Dolly Varden Silver Corporation Dolly Varden Silver Corporation
	October 24, 2016	Notice from the Office of the Secretary: In the Matter of Hecla Mining Company and Dolly Varden Silver Corporation
	October 24, 2016	Reasons for Decision: In the Matter of Hecla Mining Company and Dolly Varden Silver Corporation
	August 17, 2016	Notice from the Office of the Secretary: In the Matter of Hecla Mining Company and Dolly Varden Silver Corporation
	August 17, 2016	Order: In the Matter of Hecla Mining Company and Dolly Varden Silver Corporation
	July 25, 2016	Notice from the Office of the Secretary: In the Matter of Hecla Mining Company and Dolly Varden Silver Corporation
	July 22, 2016	Order: In the Matter of Hecla Mining Company and Dolly Varden Silver Corporation
	July 22, 2016	Notice from the Office of the Secretary: In the Matter of Dolly Varden Silver Corporation
	July 20, 2016	Order: In the Matter of Dolly Varden Silver Corporation
	July 18, 2016	Notice from the Office of the Secretary: In the Matter of Dolly Varden Silver Corporation
	July 18, 2016	Notice of Hearing: In the Matter of Dolly Varden Silver Corporation

Domenicucci, Carmine Domenicucci, Carmine
	March 30, 2012	Notice from the Office of the Secretary: In the Matter of Carmine Domenicucci
	March 29, 2012	Order: In the Matter of Carmine Domenicucci
	March 28, 2012	Notice from the Office of the Secretary: In the Matter of Carmine Domenicucci
	March 26, 2012	Notice of Hearing: In the Matter of Carmine Domenicucci
	March 26, 2012	Notice from the Office of the Secretary: In the Matter of Carmine Domenicucci
	March 24, 2012	Settlement Agreement: In the Matter of Carmine Domenicucci
	March 23, 2012	Notice of Hearing: In the Matter of Carmine Domenicucci
	March 23, 2012	Statement of Allegations: In the Matter of Carmine Domenicucci

Dominion International Resource Management Inc. Dominion International Resource Management Inc.
	September 27, 2012	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	September 27, 2012	Order: In the Matter of Marlon Gary Hibbert et al.
	September 27, 2012	Reasons for Decision on Sanctions and Costs: In the Matter of Marlon Gary Hibbert et al.
	August 1, 2012	Order: In the Matter of Marlon Gary Hibbert et al.
	July 18, 2012	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	July 18, 2012	Order: In the Matter of Marlon Gary Hibbert et al.
	April 12, 2012	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	April 5, 2012	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	April 4, 2012	Reasons and Decision: In the Matter of Marlon Gary Hibbert et al.
	December 9, 2011	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	July 28, 2011	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	July 26, 2011	Order: In the Matter of Marlon Gary Hibbert et al.
	April 29, 2011	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	April 27, 2011	Order: In the Matter of Marlon Gary Hibbert et al.
	March 30, 2011	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	March 29, 2011	Notice of Hearing: In the Matter of Marlon Gary Hibbert et al.
	March 29, 2011	Statement of Allegations: In the Matter of Marlon Gary Hibbert et al.
	February 16, 2011	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	February 11, 2011	Order: In the Matter of Marlon Gary Hibbert et al.
	January 31, 2011	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	January 28, 2011	Temporary Order: In the Matter of Marlon Gary Hibbert et al.
	January 28, 2011	Notice of Hearing: In the Matter of Marlon Gary Hibbert et al.

Dominion Investments Club Inc. Dominion Investments Club Inc.
	September 20, 2010	Notice from the Office of the Secretary: In the Matter of Albert Leslie James et al.
	September 20, 2010	Order: In the Matter of Albert Leslie James et al.
	September 17, 2010	Settlement Agreement: In the Matter of Albert Leslie James et al.
	September 17, 2010	Notice from the Office of the Secretary: In the Matter of Albert Leslie James et al.
	September 17, 2010	Notice of Hearing: In the Matter of Albert Leslie James et al.
	August 19, 2010	Notice from the Office of the Secretary: In the Matter of Albert Leslie James et al.
	August 16, 2010	Temporary Order: In the Matter of Albert Leslie James et al.
	July 14, 2010	Notice from the Office of the Secretary: In the Matter of Albert Leslie James et al.
	July 13, 2010	Temporary Order: In the Matter of Albert Leslie James et al.
	July 9, 2010	Notice from the Office of the Secretary: In the Matter of Albert Leslie James et al.
	June 16, 2010	Temporary Order: In the Matter of Albert Leslie James et al.
	May 25, 2010	Notice from the Office of the Secretary: In the Matter of Albert Leslie James et al.
	May 13, 2010	Temporary Order: In the Matter of Albert Leslie James et al.
	March 26, 2010	Notice from the Office of the Secretary: In the Matter of Albert Leslie James et al.
	March 26, 2010	Temporary Order: In the Matter of Albert Leslie James et al.
	March 15, 2010	Notice from the Office of the Secretary: In the Matter of Albert Leslie James et al.
	March 12, 2010	Notice of Hearing: In the Matter of Albert Leslie James et al.
	March 12, 2010	Statement of Allegations: In the Matter of Albert Leslie James et al.
	January 18, 2010	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	January 15, 2010	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	November 25, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	November 24, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	October 19, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	October 19, 2009	Endorsement: In the Matter of W.J.N. Holdings Inc. et al.
	September 1, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	August 25, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	August 13, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	August 12, 2009	Order: In the Matter of W.J.N. Holdings Inc. et al.
	July 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	July 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	July 23, 2009	Order: In the Matter of W.J.N. Holdings Inc. et al.
	July 23, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	March 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	March 24, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	March 13, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	March 11, 2009	Notice of Hearing: In the Matter of W.J.N. Holdings Inc. et al.
	March 11, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.

Dominion Royal Credit Union Dominion Royal Credit Union
	January 18, 2010	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	January 15, 2010	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	November 25, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	November 24, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	October 19, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	October 19, 2009	Endorsement: In the Matter of W.J.N. Holdings Inc. et al.
	September 1, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	August 25, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	August 13, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	August 12, 2009	Order: In the Matter of W.J.N. Holdings Inc. et al.
	July 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	July 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	July 23, 2009	Order: In the Matter of W.J.N. Holdings Inc. et al.
	July 23, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	March 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	March 24, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	March 13, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	March 11, 2009	Notice of Hearing: In the Matter of W.J.N. Holdings Inc. et al.
	March 11, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.

Dominion Royal Financial Inc. Dominion Royal Financial Inc.
	January 18, 2010	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	January 15, 2010	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	November 25, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	November 24, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	October 19, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	October 19, 2009	Endorsement: In the Matter of W.J.N. Holdings Inc. et al.
	September 1, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	August 25, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	August 13, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	August 12, 2009	Order: In the Matter of W.J.N. Holdings Inc. et al.
	July 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	July 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	July 23, 2009	Order: In the Matter of W.J.N. Holdings Inc. et al.
	July 23, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	March 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	March 24, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	March 13, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	March 11, 2009	Notice of Hearing: In the Matter of W.J.N. Holdings Inc. et al.
	March 11, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.

Donald, Paul Donald, Paul
	January 31, 2013	Notice from the Office of the Secretary: In the Matter of Paul Donald
	January 30, 2013	Order: In the Matter of Paul Donald
	January 30, 2013	Reasons and Decision on Sanctions and Costs: In the Matter of Paul Donald
	August 2, 2012	Notice from the Office of the Secretary: In the Matter of Paul Donald
	August 1, 2012	Order: In the Matter of Paul Donald
	August 1, 2012	Reasons and Decision: In the Matter of Paul Donald
	February 24, 2011	Notice from the Office of the Secretary: In the Matter of Paul Donald
	February 24, 2011	Order: In the Matter of Paul Donald
	January 26, 2011	Notice from the Office of the Secretary: In the Matter of Paul Donald
	January 25, 2011	Order: In the Matter of Paul Donald
	July 30, 2010	Notice from the Office of the Secretary: In the Matter of Paul Donald
	July 29, 2010	Order: In the Matter of Paul Donald
	June 7, 2010	Notice from the Office of the Secretary: In the Matter of Paul Donald
	June 7, 2010	Order: In the Matter of Paul Donald
	May 20, 2010	Notice from the Office of the Secretary: In the Matter of Paul Donald
	May 20, 2010	Notice of Hearing: In the Matter of Paul Donald
	May 20, 2010	Statement of Allegations: In the Matter of Paul Donald

Dong, Yin Hui Dong, Yin Hui
	June 24, 2016	Notice from the Office of the Secretary: In the Matter of 7997698 Canada Inc. (carrying on business as International Legal and Accounting Services Inc.), et al.
	June 23, 2016	Reasons and Decision: In the Matter of 7997698 Canada Inc. (carrying on business as International Legal and Accounting Services Inc.), et al.

Donnini, Piergiorgio Donnini, Piergiorgio
	June 1, 2005	Settlement Agreement: In the Matter of Piergiorgio Donnini
	January 28, 2005	Order: In the Matter of Piergiorgio Donnini
	September 15, 2003	Reasons for Judgement: In the Matter of Piergiorgio Donnini
	September 12, 2002	Reasons: In the Matter of Piergiorgio Donnini
	July 17, 2002	Decision: In the Matter of Piergiorgio Donnini
	May 7, 2002	Amended Notice of Hearing: In the Matter of Piergiorgio Donnini
	May 7, 2002	Statement of Allegations: In the Matter of Yorkton Securities Inc. et al.
	January 18, 2002	Reasons for Decision: In the Matter of Yorkton Securities Inc. et al.
	December 19, 2001	Settlement Agreement: In the Matter of Yorkton Securities Inc.
	December 17, 2001	Notice of Hearing: In the Matter of Yorkton Securities Inc. et al.
	December 17, 2001	Statement of Allegations: In the Matter of Yorkton Securities Inc. et al.

Donszelmann, Rebekah Donszelmann, Rebekah
	March 28, 2013	Notice from the Office of the Secretary: In the Matter of Steven Vincent Weeres and Rebekah Donszelmann
	March 27, 2013	Order: In the Matter of Steven Vincent Weeres and Rebekah Donszelmann
	March 27, 2013	Reasons and Decision on Sanctions: In the Matter of Steven Vincent Weeres and Rebekah Donszelmann
	February 20, 2013	Notice from the Office of the Secretary: In the Matter of Steven Vincent Weeres and Rebekah Donszelmann
	February 19, 2013	Order: In the Matter of Steven Vincent Weeres and Rebekah Donszelmann
	February 7, 2013	Notice from the Office of the Secretary: In the Matter of Steven Vincent Weeres and Rebekah Donszelmann
	February 7, 2013	Notice of Hearing: In the Matter of Steven Vincent Weeres and Rebekah Donszelmann
	January 31, 2013	Statement of Allegations: In the Matter of Steven Vincent Weeres and Rebekah Donszelmann

Dookhie, Ramadhar Dookhie, Ramadhar
	March 9, 2015	Notice from the Office of the Secretary: In the Matter of 2196768 Ontario Ltd carrying on business as RARE Investments et al.
	March 6, 2015	Order: In the Matter of 2196768 Ontario Ltd carrying on business as RARE Investments et al.
	March 6, 2015	Reasons and Decision: In the Matter of 2196768 Ontario Ltd carrying on business as RARE Investments et al.
	October 1, 2014	Notice from the Office of the Secretary: In the Matter of 2196768 Ontario Ltd carrying on business as RARE Investments et al.
	June 30, 2014	Notice from the Office of the Secretary: In the Matter of 2196768 Ontario Ltd carrying on business as RARE Investments et al.
	June 27, 2014	Order: In the Matter of 2196768 Ontario Ltd carrying on business as RARE Investments et al.
	June 27, 2014	Reasons and Decision: In the Matter of 2196768 Ontario Ltd carrying on business as RARE Investments et al.
	August 14, 2013	Notice from the Office of the Secretary: In the Matter of 2196768 Ontario Ltd carrying on business as RARE Investments et al.
	August 12, 2013	Order: In the Matter of 2196768 Ontario Ltd carrying on business as RARE Investments et al.
	May 29, 2013	Notice from the Office of the Secretary: In the Matter of 2196768 Ontario Ltd carrying on business as RARE Investments et al.
	May 27, 2013	Order: In the Matter of 2196768 Ontario Ltd carrying on business as RARE Investments et al.
	March 15, 2013	Notice from the Office of the Secretary: In the Matter of 2196768 Ontario Ltd carrying on business as RARE Investments et al. - Adil Sunderji
	March 15, 2013	Order: In the Matter of 2196768 Ontario Ltd. carrying on business as RARE Investments et al. - Adil Sunderji
	March 14, 2013	Notice from the Office of the Secretary: In the Matter of 2196768 Ontario Ltd carrying on business as RARE Investments et al.
	March 13, 2013	Order: In the Matter of 2196768 Ontario Ltd carrying on business as RARE Investments et al.
	March 13, 2013	Settlement Agreement: In the Matter of 2196768 Ontario Ltd. carrying on business as RARE Investments et al. - Adil Sunderji
	March 13, 2013	Notice from the Office of the Secretary: In the Matter of 2196768 Ontario Ltd carrying on business as RARE Investments et al. - Adil Sunderji
	March 13, 2013	Notice of Hearing: In the Matter of 2196768 Ontario Ltd. carrying on business as RARE Investments et al. - Adil Sunderji
	September 21, 2012	Notice from the Office of the Secretary: In the Matter of 2196768 Ontario Ltd carrying on business as RARE Investments et al.
	September 14, 2012	Order: In the Matter of 2196768 Ontario Ltd carrying on business as RARE Investments et al.
	July 27, 2012	Notice from the Office of the Secretary: In the Matter of 2196768 Ontario Ltd carrying on business as RARE Investments et al.
	July 19, 2012	Order: In the Matter of 2196768 Ontario Ltd carrying on business as RARE Investments et al.
	May 4, 2012	Notice from the Office of the Secretary: In the Matter of 2196768 Ontario Ltd carrying on business as RARE Investments et al.
	May 2, 2012	Order: In the Matter of 2196768 Ontario Ltd carrying on business as RARE Investments et al.
	March 2, 2012	Notice from the Office of the Secretary: In the Matter of 2196768 Ontario Ltd carrying on business as RARE Investments et al.
	March 1, 2012	Order: In the Matter of 2196768 Ontario Ltd carrying on business as RARE Investments et al.
	December 14, 2011	Notice from the Office of the Secretary: In the Matter of 2196768 Ontario Ltd carrying on business as RARE Investments et al.
	December 5, 2011	Order: In the Matter of 2196768 Ontario Ltd carrying on business as RARE Investments et al.
	November 23, 2011	Notice from the Office of the Secretary: In the Matter of 2196768 Ontario Ltd carrying on business as RARE Investments et al.
	November 22, 2011	Notice of Hearing: In the Matter of 2196768 Ontario Ltd carrying on business as RARE Investments et al.
	November 22, 2011	Statement of Allegations: In the Matter of 2196768 Ontario Ltd carrying on business as RARE Investments et al.

Dornford, Linden Dornford, Linden
	November 24, 1998	Decision and Reasons: In the Matter of Linden Dornford
	February 6, 1998	Notice of Hearing: In the Matter of Linden Dornford
	February 6, 1998	Statement of Allegations: In The Matter of Linden Dornford

Dorsey, Allan Joseph Dorsey, Allan Joseph
	October 10, 2002	Decision: In the Matter of Allan Joseph Dorsey
	October 10, 2002	Settlement Agreement: In the Matter of Robert Thomislav Adzija et al. - Allan Joseph Dorsey
	October 9, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - John Douglas Kirby
	October 9, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Allan Joseph Dorsey
	September 30, 2002	Reasons: In the Matter of Robert Thomislav Adzija et al.
	September 26, 2002	Notice of Hearing: In the Matter Of Robert Thomislav Adzija et al.
	August 9, 2002	Settlement Agreement: In the Matter of Robert Thomislav Adzija et al.
	August 8, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Frank Alan Latam
	August 8, 2002	Order and Settlement Agreement: In the Matter of Robert Thomislav Adzija et al. - Robert Thomislav Adzija
	August 8, 2002	Order and Settlement Agreement: In the Matter of Robert Thomislav Adzija et al. - Todd Michael Johnson
	August 8, 2002	Order and Settlement Agreement: In the Matter of Robert Thomislav Adzija et al. - Randall Novak
	August 7, 2002	Notice of Hearing: In the Matter of Robert Thomislav Adzija et al.
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Larry Allen Ayres
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Ernest Kiss
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Arthur Krick
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Ron Masschaele
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Michael Vaughan
	March 4, 2002	Oral Reasons and Decision: In the Matter of Robert Thomislav Adzija et al. - Larry Allen Ayres
	March 4, 2002	Settlement Agreement: In the Matter of Robert Thomislav Adzija et al. - Larry Allen Ayres
	February 4, 1999	Order: In the Matter of Robert Thomislav Adzija et al.
	October 9, 1998	Reasons for Decision: In the Matter of Robert Thomislav Adzija et al.
	October 9, 1998	Order: In the Matter of Robert Thomislav Adzija et al.
	September 24, 1998	Notice of Hearing: In the Matter of Robert Thomislav Adzija et al.
	September 24, 1998	Statement of Allegations: In the Matter of Robert Thomislav Adzija et al.

Doulis, Alexander Christ (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) Doulis, Alexander Christ (aka Alexander Christos Doulis, aka Alexandros Christodoulidis)
	December 22, 2014	Notice from the Office of the Secretary: In the Matter of Alexander Christ Doulis (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) and Liberty Consulting Ltd.
	December 22, 2014	Order: In the Matter of Alexander Christ Doulis (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) and Liberty Consulting Ltd.
	December 22, 2014	Reasons and Decision: In the Matter of Alexander Christ Doulis (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) and Liberty Consulting Ltd.
	September 19, 2014	Notice from the Office of the Secretary: In the Matter of Alexander Christ Doulis (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) and Liberty Consulting Ltd.
	September 18, 2014	Reasons and Decision: In the Matter of Alexander Christ Doulis (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) and Liberty Consulting Ltd.
	September 18, 2014	Order: In the Matter of Alexander Christ Doulis (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) and Liberty Consulting Ltd.
	September 18, 2014	Notice of Hearing: In the Matter of Alexander Christ Doulis (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) and Liberty Consulting Ltd.
	July 12, 2013	Notice from the Office of the Secretary: In the Matter of Alexander Christ Doulis (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) and Liberty Consulting Ltd.
	July 11, 2013	Order: In the Matter of Alexander Christ Doulis (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) and Liberty Consulting Ltd.
	September 14, 2012	Notice from the Office of the Secretary: In the Matter of Alexander Christ Doulis (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) and Liberty Consulting Ltd.
	September 14, 2012	Order: In the Matter of Alexander Christ Doulis (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) and Liberty Consulting Ltd.
	August 20, 2012	Notice from the Office of the Secretary: In the Matter of Alexander Christ Doulis (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) and Liberty Consulting Ltd.
	August 17, 2012	Order: In the Matter of Alexander Christ Doulis (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) and Liberty Consulting Ltd.
	June 28, 2012	Notice from the Office of the Secretary: In the Matter of Alexander Christ Doulis (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) and Liberty Consulting Ltd.
	June 28, 2012	Order: In the Matter of Alexander Christ Doulis (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) and Liberty Consulting Ltd.
	June 12, 2012	Notice from the Office of the Secretary: In the Matter of Alexander Christ Doulis (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) and Liberty Consulting Ltd.
	June 12, 2012	Order: In the Matter of Alexander Christ Doulis (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) and Liberty Consulting Ltd.
	June 6, 2012	Notice from the Office of the Secretary: In the Matter of Alexander Christ Doulis (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) and Liberty Consulting Ltd.
	May 29, 2012	Order: In the Matter of Alexander Christ Doulis (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) and Liberty Consulting Ltd.
	April 16, 2012	Notice from the Office of the Secretary: In the Matter of Alexander Christ Doulis (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) and Liberty Consulting Ltd.
	April 12, 2012	Order: In the Matter of Alexander Christ Doulis (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) and Liberty Consulting Ltd.
	March 26, 2012	Notice from the Office of the Secretary: In the Matter of Alexander Christ Doulis (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) and Liberty Consulting Ltd.
	September 19, 2011	Notice of Correction: Order - In the Matter of Alexander Christ Doulis (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) and Liberty Consulting Ltd.
	September 12, 2011	Notice from the Office of the Secretary: In the Matter of Alexander Christ Doulis (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) and Liberty Consulting Ltd.
	September 9, 2011	Order: In the Matter of Alexander Christ Doulis (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) and Liberty Consulting Ltd.
	September 9, 2011	Reasons and Decision: In the Matter of Alexander Christ Doulis (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) and Liberty Consulting Ltd.
	January 14, 2011	Notice from the Office of the Secretary: In the Matter of Alexander Christ Doulis (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) and Liberty Consulting Ltd.
	January 14, 2011	Notice of Hearing: In the Matter of Alexander Christ Doulis (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) and Liberty Consulting Ltd.
	January 14, 2011	Statement of Allegations: In the Matter of Alexander Christ Doulis (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) and Liberty Consulting Ltd.

Douse, Ezra Douse, Ezra
	September 20, 2010	Notice from the Office of the Secretary: In the Matter of Albert Leslie James et al.
	September 20, 2010	Order: In the Matter of Albert Leslie James et al.
	September 17, 2010	Settlement Agreement: In the Matter of Albert Leslie James et al.
	September 17, 2010	Notice from the Office of the Secretary: In the Matter of Albert Leslie James et al.
	September 17, 2010	Notice of Hearing: In the Matter of Albert Leslie James et al.
	August 19, 2010	Notice from the Office of the Secretary: In the Matter of Albert Leslie James et al.
	August 16, 2010	Temporary Order: In the Matter of Albert Leslie James et al.
	July 14, 2010	Notice from the Office of the Secretary: In the Matter of Albert Leslie James et al.
	July 13, 2010	Temporary Order: In the Matter of Albert Leslie James et al.
	July 9, 2010	Notice from the Office of the Secretary: In the Matter of Albert Leslie James et al.
	June 16, 2010	Temporary Order: In the Matter of Albert Leslie James et al.
	May 25, 2010	Notice from the Office of the Secretary: In the Matter of Albert Leslie James et al.
	May 13, 2010	Temporary Order: In the Matter of Albert Leslie James et al.
	March 26, 2010	Notice from the Office of the Secretary: In the Matter of Albert Leslie James et al.
	March 26, 2010	Temporary Order: In the Matter of Albert Leslie James et al.
	January 18, 2010	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	January 15, 2010	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	November 25, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	November 24, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	October 19, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	October 19, 2009	Endorsement: In the Matter of W.J.N. Holdings Inc. et al.
	September 1, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	August 25, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	August 13, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	August 12, 2009	Order: In the Matter of W.J.N. Holdings Inc. et al.
	July 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	July 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	July 23, 2009	Order: In the Matter of W.J.N. Holdings Inc. et al.
	July 23, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	March 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	March 24, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	March 13, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	March 11, 2009	Notice of Hearing: In the Matter of W.J.N. Holdings Inc. et al.
	March 11, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.

Dove, Lloyd E. Dove, Lloyd E.
	June 22, 2000	Order: In the Matter of Gary A. Fitchett et al.
	June 8, 2000	Temporary Order: In the Matter of Gary A. Fitchett et al.
	June 8, 2000	Statement of Allegations: In The Matter of Gary A. Fitchett et al.

Dowlati, Noshad Dowlati, Noshad
	May 27, 2016	Notice from the Office of the Secretary: In the Matter of Noshad Dowlati
	May 26, 2016	Order: In the Matter of Noshad Dowlati
	May 26, 2016	Reasons and Decision: In the Matter of Noshad Dowlati
	January 21, 2016	Notice from the Office of the Secretary: In the Matter of Noshad Dowlati
	January 19, 2016	Order: In the Matter of Noshad Dowlati
	December 16, 2015	Notice from the Office of the Secretary: In the Matter of Noshad Dowlati
	December 16, 2015	Notice of Hearing: In the Matter of Noshad Dowlati
	December 14, 2015	Statement of Allegations: In the Matter of Noshad Dowlati

Downing, Sharon Downing, Sharon
	February 18, 2016	Notice from the Office of the Secretary: In the Matter of Sharon Downing
	February 17, 2016	Order: In the Matter of Sharon Downing
	November 2, 2015	Notice from the Office of the Secretary: In the Matter of Sharon Downing
	October 27, 2015	Order: In the Matter of Sharon Downing
	September 30, 2015	Notice from the Office of the Secretary: In the Matter of Sharon Downing
	September 28, 2015	Notice of Hearing: In the Matter of Sharon Downing
	September 28, 2015	Statement of Allegations: In the Matter of Sharon Downing

Dowswell Investments Dowswell Investments
	November 15, 1999	Order: In the Matter of Dowswell Investments et al.
	November 5, 1999	Statement of Allegations: In The Matter of Dowswell Investments et al.

Dowswell, Ross Dowswell, Ross
	November 15, 1999	Order: In the Matter of Dowswell Investments et al.
	November 5, 1999	Statement of Allegations: In The Matter of Dowswell Investments et al.

Dowswell, Timothy Dowswell, Timothy
	November 15, 1999	Order: In the Matter of Dowswell Investments et al.
	November 5, 1999	Statement of Allegations: In The Matter of Dowswell Investments et al.

Drabinsky, Garth H. Drabinsky, Garth H.
	June 16, 2017	Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
	June 15, 2017	Order: In the Matter of Garth H. Drabinsky et al.
	June 15, 2017	Reasons and Decision: In the Matter of Garth H. Drabinsky et al.
	April 5, 2017	Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
	April 4, 2017	Order: In the Matter of Garth H. Drabinsky et al.
	March 3, 2017	Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
	March 3, 2017	Order: In the Matter of Garth H. Drabinsky et al.
	February 27, 2017	Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
	February 27, 2017	Order: In the Matter of Garth H. Drabinsky et al.
	November 24, 2016	Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
	November 24, 2016	Order: In the Matter of Garth H. Drabinsky et al.
	June 28, 2016	Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
	June 27, 2016	Order: In the Matter of Garth H. Drabinsky et al.
	June 15, 2016	Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
	June 15, 2016	Order: In the Matter of Garth H. Drabinsky et al.
	February 25, 2016	Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
	February 25, 2016	Order: In the Matter of Garth H. Drabinsky et al.
	September 29, 2015	Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
	September 29, 2015	Order: In the Matter of Garth H. Drabinsky et al.
	May 26, 2015	Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
	May 25, 2015	Order: In the Matter of Garth H. Drabinsky et al.
	May 22, 2015	Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
	May 22, 2015	Order: In the Matter of Garth H. Drabinsky et al.
	April 20, 2015	Settlement Agreement: In the Matter of Garth H. Drabinsky et al.
	May 19, 2015	Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
	May 19, 2015	Notice of Hearing: In the Matter of Garth H. Drabinsky et al.
	September 9, 2014	Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
	September 9, 2014	Order: In the Matter of Garth H. Drabinsky et al.
	August 22, 2014	Settlement Agreement: In the Matter of Garth H. Drabinsky et al.
	September 9, 2014	Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
	September 9, 2014	Order: In the Matter of Garth H. Drabinsky et al.
	September 5, 2014	Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
	September 5, 2014	Notice of Hearing: In the Matter of Garth H. Drabinsky et al.
	July 3, 2013	Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
	July 3, 2013	Order: In the Matter of Garth H. Drabinsky et al.
	June 6, 2013	Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
	June 6, 2013	Order: In the Matter of Garth H. Drabinsky et al.
	March 20, 2013	Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
	March 19, 2013	Order: In the Matter of Garth H. Drabinsky et al.
	February 21, 2013	Notice from the Office of the Secretary: In the Matter of Livent Inc. et al.
	February 21, 2013	Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
	February 20, 2013	Notice of Withdrawal: In the Matter of Livent Inc. et al. - Livent Inc. and Robert Topol
	February 20, 2013	Notice of Hearing: In the Matter of Garth H. Drabinsky et al.
	February 20, 2013	Statement of Allegations: In the Matter of Garth H. Drabinsky et al.
	November 15, 2002	Order: In the Matter of Livent Inc. et al.
	October 2, 2002	Order: In the Matter of Livent Inc. et al.
	July 3, 2001	Statement of Allegations: In the Matter of Livent Inc. et al.

Drago Gold Corp. Drago Gold Corp.
	January 7, 2011	Notice from the Office of the Secretary: In the Matter of Al-Tar Energy Corp. et al.
	January 6, 2011	Order: In the Matter of Al-tar Energy Corp. et al.
	January 6, 2011	Reasons and Decision on Sanctions and Costs: In the Matter of Al-Tar Energy Corp. et al.
	August 18, 2010	Notice from the Office of the Secretary: In the Matter of Al-Tar Energy Corp. et al.
	June 14, 2010	Notice from the Office of the Secretary: In the Matter of Al-Tar Energy Corp. et al.
	June 11, 2010	Reasons and Decision: In the Matter of Al-Tar Energy Corp. et al.
	October 1, 2008	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	September 30, 2008	Order: In the Matter of Al-tar Energy Corp. et al.
	March 19, 2008	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	March 19, 2008	Order: In the Matter of Al-tar Energy Corp. et al.
	February 22, 2008	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	February 14, 2008	Notice of Hearing: In the Matter of Al-tar Energy Corp. et al.
	February 14, 2008	Statement of Allegations: In the Matter of Al-tar Energy Corp. et al.

Dressing, William A. Dressing, William A.
	October 28, 1997	Order: In the Matter of Nucap Investments Inc. and William A. Dressing
	October 28, 1997	Settlement Agreement: In the Matter of Nucap Investments Inc. and William A. Dressing
	August 15, 1997	Order: In the Matter of Nucap Investments Inc. and William A. Dressing
	July 24, 1997	Notice of Hearing: In the Matter of Nucap Investments Inc. and William A. Dressing
	July 24, 1997	Statement of Allegations: In The Matter of Nucap Investments Inc. and William A. Dressing

Drever, Lorne Drever, Lorne
	December 21, 2010	Notice from the Office of the Secretary: In the Matter of Locate Technologies Inc. et al.
	December 21, 2010	Order: In the Matter of Locate Technologies Inc. et al.
	September 16, 2010	Notice from the Office of the Secretary: In the Matter of Locate Technologies Inc. et al.
	September 14, 2010	Order: In the Matter of Locate Technologies Inc. et al.
	August 23, 2010	Notice from the Office of the Secretary: In the Matter of Locate Technologies Inc. et al.
	August 16, 2010	Notice of Hearing: In the Matter of Locate Technologies Inc. et al.
	August 16, 2010	Statement of Allegations: In the Matter of Locate Technologies Inc. et al.

Driscoll, Ryan J. Driscoll, Ryan J.
	June 9, 2015	Notice of Correction: In the Matter of International Strategic Investments et al.
	June 9, 2015	Notice from the Office of the Secretary: In the Matter of International Strategic Investments et al.
	June 8, 2015	Order: In the Matter of International Strategic Investments et al.
	June 8, 2015	Reasons and Decision: In the Matter of International Strategic Investments et al.
	April 22, 2015	Notice from the Office of the Secretary: In the Matter of International Strategic Investments et al.
	April 22, 2015	Order: In the Matter of International Strategic Investments et al.
	March 9, 2015	Notice from the Office of the Secretary: In the Matter of International Strategic Investments et al.
	March 6, 2015	Order: In the Matter of International Strategic Investments et al.
	March 6, 2015	Reasons and Descision: In the Matter of International Strategic Investments et al.
	November 14, 2014	Notice from the Office of the Secretary: In the Matter of International Strategic Investments et al.
	October 31, 2014	Order: In the Matter of International Strategic Investments et al.
	October 22, 2014	Notice from the Office of the Secretary: In the Matter of International Strategic Investments et al.
	October 21, 2014	Order: In the Matter of International Strategic Investments et al.
	December 18, 2013	Notice from the Office of the Secretary: In the Matter of International Strategic Investments et al.
	December 12, 2013	Order: In the Matter of International Strategic Investments et al.
	December 10, 2013	Notice from the Office of the Secretary: In the Matter of International Strategic Investments et al.
	December 5, 2013	Order: In the Matter of International Strategic Investments et al.
	December 2, 2013	Notice from the Office of the Secretary: In the Matter of International Strategic Investments et al.
	November 27, 2013	Order: In the Matter of International Strategic Investments et al.
	November 26, 2013	Notice from the Office of the Secretary: In the Matter of International Strategic Investments et al.
	November 25, 2013	Order: In the Matter of International Strategic Investments et al.
	March 6, 2013	Notice from the Office of the Secretary: In the Matter of International Strategic Investments et al.
	March 5, 2013	Order: In the Matter of International Strategic Investments et al.
	January 17, 2013	Notice from the Office of the Secretary: In the Matter of International Strategic Investments et al.
	January 16, 2013	Order: In the Matter of International Strategic Investments et al.
	December 10, 2012	Notice from the Office of the Secretary: In the Matter of International Strategic Investments et al.
	December 3, 2012	Order: In the Matter of International Strategic Investments et al.
	November 21, 2012	Notice from the Office of the Secretary: In the Matter of International Strategic Investments et al.
	November 20, 2012	Order: In the Matter of International Strategic Investments et al.
	October 10, 2012	Notice from the Office of the Secretary: In the Matter of International Strategic Investments et al.
	October 9, 2012	Order: In the Matter of International Strategic Investments et al.
	August 21, 2012	Notice from the Office of the Secretary: In the Matter of International Strategic Investments et al.
	August 20, 2012	Order: In the Matter of International Strategic Investments et al.
	June 12, 2012	Notice from the Office of the Secretary: In the Matter of International Strategic Investments et al.
	June 6, 2012	Order: In the Matter of International Strategic Investments et al.
	May 2, 2012	Notice from the Office of the Secretary: In the Matter of International Strategic Investments et al.
	April 30, 2012	Order: In the Matter of International Strategic Investments et al.
	April 16, 2012	Notice from the Office of the Secretary: In the Matter of International Strategic Investments et al.
	April 13, 2012	Order: In the Matter of International Strategic Investments et al.
	April 5, 2012	Notice from the Office of the Secretary: In the Matter of International Strategic Investments et al.
	April 3, 2012	Order: In the Matter of International Strategic Investments et al.
	March 6, 2012	Notice from the Office of the Secretary: In the Matter of International Strategic Investments et al.
	March 6, 2012	Notice of Hearing: In the Matter of International Strategic Investments et al.
	March 5, 2012	Statement of Allegations: In the Matter of International Strategic Investments et al.

Driscoll, Sean Driscoll, Sean
	September 23, 2019	Notice from the Office of the Secretary: Sentry Investments Inc. and Sean Driscoll, File No. 2019-33
	September 20, 2019	Order: In the Matter of Sentry Investments Inc. and Sean Driscoll
	August 28, 2019	Notice from the Office of the Secretary: Sentry Investments Inc. and Sean Driscoll, File No.2019-33
	August 28, 2019	Notice of Hearing: In the Matter of Sentry Investments Inc. and Sean Driscoll
	August 23, 2019	Application: In the Matter of Investments Inc. and Sean Driscoll
	April 5, 2017	Notice from the Office of the Secretary: Sentry Investments Inc. and Sean Driscoll
	April 5, 2017	Order: In the Matter of Sentry Investments Inc. and Sean Driscoll
	April 5, 2017	Reasons for Approval: In the Matter of Sentry Investments Inc. and Sean Driscoll
	March 31, 2017	Settlement Agreement: In the Matter of Sentry Investments Inc. and Sean Driscoll
	March 31, 2017	Notice from the Office of the Secretary: In the Matter of Sentry Investments Inc. and Sean Driscoll
	March 31, 2017	Notice of Hearing: In the Matter of Sentry Investments Inc. and Sean Driscoll
	March 31, 2017	Statement of Allegations: In the Matter of Sentry Investments Inc. and Sean Driscoll

Driver, Gordon Alan Driver, Gordon Alan
	March 13, 2013	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	March 12, 2013	Order: In the Matter of Axcess Automation LLC et al.
	March 12, 2013	Reasons and Decision on Sanctions and Costs: In the Matter of Axcess Automation LLC et al.
	September 28, 2012	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	September 27, 2012	Order: In the Matter of Axcess Automation LLC et al.
	September 27, 2012	Reasons and Decision: In the Matter of Axcess Automation LLC et al.
	October 27, 2010	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	October 25, 2010	Order: In the Matter of Axcess Automation LLC et al.
	August 16, 2010	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	August 13, 2010	Order: In the Matter of Axcess Automation LLC et al.
	August 12, 2010	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	August 12, 2010	Notice of Hearing: In the Matter of Axcess Automation LLC et al.
	August 12, 2010	Statement of Allegations: In the Matter of Axcess Automation LLC et al.
	August 10, 2010	Settlement Agreement: In the Matter of Axcess Automation LLC et al. - David Rutledge et al.
	August 4, 2010	Settlement Agreement: In the Matter of Axcess Automation LLC et al. - Ronald Mainse
	April 15, 2010	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	April 13, 2010	Order: In the Matter of Axcess Automation LLC et al.
	October 15, 2009	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	October 14, 2009	Order: In the Matter of Axcess Automation LLC et al.
	October 6, 2009	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	October 2, 2009	Temporary Order: In the Matter of Axcess Automation LLC et al.
	April 30, 2009	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	April 29, 2009	Order: In the Matter of Axcess Automation LLC et al.
	April 16, 2009	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	April 16, 2009	Notice of Hearing: In the Matter of Axcess Automation LLC et al.
	April 15, 2009	Temporary Order: In the Matter of Axcess Automation LLC et al.

Drury, Robert Drury, Robert
	May 29, 2009	Notice from the Office of the Secretary: In the Matter of Sunwide Finance Inc. et al.
	May 28, 2009	Order: In the Matter of Sunwide Finance Inc. et al.
	May 28, 2009	Reasons and Decision: In the Matter of Sunwide Finance Inc. et al.
	September 4, 2008	Notice from the Office of the Secretary: In the Matter of Sunwide Financial Inc. et al.
	September 4, 2008	Order: In the Matter of Sunwide Financial Inc. et al.
	August 22, 2008	Notice from the Office of the Secretary: In the Matter of Sunwide Financial Inc. et al.
	August 21, 2008	Notice of Hearing: In the Matter of Sunwide Finance Inc. et al.
	August 21, 2008	Statement of Allegations: In the Matter of Sunwide Finance Inc. et al.

Dual Capital Management Limited Dual Capital Management Limited
	June 24, 2003	Order: In the Matter of Dual Capital Management Limited et al.
	June 19, 2003	Settlement Agreement: In the Matter of Dual Capital Management Limited et al.
	April 30, 2003	Amended Notice of Hearing: In the Matter of Dual Capital Management Limited et al.
	April 30, 2003	Amended Statement of Allegations: In the Matter of Dual Capital Management Limited et al.
	October 30, 2001	Reasons: In the Matter of Dual Capital Management Limited et al.
	February 2, 2001	Reasons: In the Matter of Dual Capital Management Limited et al.
	November 10, 1999	Order: In the Matter of Dual Capital Management Limited et al.
	October 13, 1999	Statement of Allegations: In the Matter of Dual Capital Management Limited et al.

Dubinsky, Alena Dubinsky, Alena
	February 7, 2014	Notice of Correction: In the Matter of Irwin Boock et al.
	January 16, 2014	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 14, 2014	Reasons and Decision: In the Matter of Irwin Boock et al.
	January 14, 2014	Order: In the Matter of Irwin Boock et al.
	September 17, 2013	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	September 13, 2013	Order: In the Matter of Irwin Boock et al.
	September 13, 2013	Reasons and Decision: In the Matter of Irwin Boock et al.
	August 22, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	August 13, 2012	Order: In the Matter of Irwin Boock et al.
	April 20, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	April 16, 2012	Order: In the Matter of Irwin Boock et al.
	March 6, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	March 5, 2012	Order: In the Matter of Irwin Boock et al.
	February 15, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 15, 2012	Order: In the Matter of Irwin Boock et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 10, 2012	Order: In the Matter of Irwin Boock et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 10, 2012	Order: In the Matter of Irwin Boock et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Irwin Boock
	February 10, 2012	Order: In the Matter of Irwin Boock et al. - Irwin Boock
	February 10, 2012	Settlement Agreement: In the Matter of Irwin Boock et al. - Irwin Boock
	February 8, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Irwin Boock
	February 8, 2012	Notice of Hearing: In the Matter of Irwin Boock et al. - Irwin Boock
	February 3, 2012	Order: In the Matter of Irwin Boock et al.
	January 31, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Jason Wong
	January 31, 2012	Order: In the Matter of Irwin Boock et al. - Jason Wong
	January 30, 2012	Settlement Agreement: In the Matter of Irwin Boock et al. - Jason Wong
	January 30, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Jason Wong
	January 30, 2012	Notice of Hearing: In the Matter of Irwin Boock et al. - Jason Wong
	January 20, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 20, 2012	Order: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 19, 2012	Settlement Agreement: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 18, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 18, 2012	Notice of Hearing: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 11, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 10, 2012	Notice of Withdrawal: In the Matter of Irwin Boock et al.
	January 5, 2012	Amended Notice of Hearing: In the Matter of Irwin Boock et al.
	January 4, 2012	Amended Statement of Allegations: In the Matter of Irwin Boock et al.
	October 17, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 5, 2011	Order: In the Matter of Irwin Boock et al.
	June 6, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	May 27, 2011	Order: In the Matter of Irwin Boock et al.
	April 27, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	April 19, 2011	Order: In the Matter of Irwin Boock et al.
	March 2, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	March 1, 2011	Order: In the Matter of Irwin Boock et al.
	February 3, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 27, 2010	Order: In the Matter of Irwin Boock et al.
	December 6, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	November 29, 2010	Order: In the Matter of Irwin Boock et al.
	July 22, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	July 15, 2010	Order: In the Matter of Irwin Boock et al.
	June 29, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	June 29, 2010	Order: In the Matter of Irwin Boock et al.
	June 18, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	June 18, 2010	Order: In the Matter of Irwin Boock et al.
	March 11, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 24, 2010	Order: In the Matter of Irwin Boock et al.
	February 17, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 9, 2010	Reasons and Decision on Disclosure: In the Matter of Irwin Boock et al.
	January 29, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 29, 2010	Order: In the Matter of Irwin Boock et al.
	December 11, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	December 10, 2009	Order: In the Matter of Irwin Boock et al.
	November 30, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	November 30, 2009	Order: In the Matter of Irwin Boock et al.
	October 22, 2009	Settlement Agreement: In the Matter of Irwin Boock et al.
	October 21, 2009	Order: In the Matter of Irwin Boock et al.
	October 22, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 19, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 19, 2009	Notice of Hearing: In the Matter of Irwin Boock et al.
	October 15, 2009	Order: In the Matter of Irwin Boock et al.
	October 16, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	July 14, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	July 9, 2009	Order: In the Matter of Irwin Boock et al.
	April 28, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	April 22, 2009	Order: In the Matter of Irwin Boock et al.
	February 6, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 20, 2009	Order: In the Matter of Irwin Boock et al.
	November 24, 2008	Order: In the Matter of Irwin Boock et al.
	October 17, 2008	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 16, 2008	Notice of Hearing: In the Matter of Irwin Boock et al.
	October 16, 2008	Statement of Allegations: In the Matter of Irwin Boock et al.

Dublin, Julia Dublin, Julia
	June 2, 2015	Notice from the Office of the Secretary: In the Matter of Davide Amato et al.
	May 29, 2015	Reasons and Decisions: In the Matter of Davide Amato et al.

Duic, Daniel Duic, Daniel
	September 30, 2008	Notice from the Office of the Secretary: In the Matter of Daniel Duic
	September 29, 2008	Reasons for Decision on Sanctions and Costs: In the Matter of Daniel Duic
	September 3, 2008	Notice from the Office of the Secretary: In the Matter of Daniel Duic
	September 3, 2008	Order: In the Matter of Daniel Duic
	August 14, 2008	Notice from the Office of the Secretary: In the Matter of Daniel Duic
	August 14, 2008	Notice of Hearing: In the Matter of Daniel Duic
	August 14, 2008	Statement of Allegations: In the Matter of Daniel Duic
	March 9, 2004	Reasons for Decision: In the Matter of Daniel Duic
	March 3, 2004	Notice from the Office of the Secretary: In the Matter of Daniel Duic
	March 3, 2004	Order: In the Matter of Daniel Duic
	March 3, 2004	Settlement Agreement: In the Matter of Daniel Duic
	February 4, 2004	Notice from the Office of the Secretary: In the Matter of Daniel Duic
	February 4, 2004	Notice of Hearing: In the Matter of Daniel Duic
	February 4, 2004	Statement of Allegations: In The Matter of Daniel Duic

Duke, Bill E. Duke, Bill E.
	June 21, 2000	Order: In the Matter of Ian Macdonald et al.
	June 7, 2000	Notice of Hearing: In the Matter of Ian Macdonald et al.
	June 7, 2000	Statement of Allegations: In the Matter of Ian Macdonald et al.

Duke, Robert H. Duke, Robert H.
	June 29, 2015	Notice from the Office of the Secretary: In the Matter of IAC - Independent Academies Canada Inc. et al.
	June 26, 2015	Order: In the Matter of IAC - Independent Academies Canada Inc. et al.
	June 26, 2015	Reasons and Decision: In the Matter of IAC - Independent Academies Canada Inc. et al.
	December 3, 2014	Notice from the Office of the Secretary: In the Matter of IAC - Independent Academies Canada Inc. et al.
	December 1, 2014	Order: In the Matter of IAC - Independent Academies Canada Inc. et al.
	November 27, 2014	Notice from the Office of the Secretary: In the Matter of IAC - Independent Academies Canada Inc. et al.
	November 4, 2014	Notice from the Office of the Secretary: In the Matter of IAC - Independent Academies Canada Inc. et al.
	October 27, 2014	Statement of Allegations: In the Matter of IAC - Independent Academies Canada Inc. et al.
	October 27, 2014	Notice of Hearing: In the Matter of IAC - Independent Academies Canada Inc. et al.

Dumoulin-White, Roger Dumoulin-White, Roger
	February 21, 2018	Statement of Allegations: In the Matter of Theralase Technologies Inc. and Roger Dumoulin-White
	February 22, 2018	Notice of Hearing: In the Matter of Theralase Technologies Inc. and Roger Dumoulin-White
	February 26, 2018	Oral Reasons for Approval of Settlement: In the Matter of Theralase Technologies Inc. and Roger Dumoulin-White
	February 16, 2018	Settlement Agreement: In the Matter of Theralase Technologies Inc. and Roger Dumoulin-White
	February 26, 2018	Order: In the Matter of Theralase Technologies Inc. and Roger Dumoulin-White
	February 26, 2018	Notice from the Office of the Secretary: Theralase Technologies Inc. and Roger Dumoulin-White, File No. 2018-3

Dunbar, Glenn Francis Dunbar, Glenn Francis
	March 8, 2016	Notice from the Office of the Secretary: In the Matter of Glenn Francis Dunbar
	March 7, 2016	Order: In the Matter of Glenn Francis Dunbar
	February 23, 2016	Notice from the Office of the Secretary: In the Matter of Glenn Francis Dunbar
	February 22, 2016	Order: In the Matter of Glenn Francis Dunbar
	January 28, 2016	Notice from the Office of the Secretary: In the Matter of Glenn Francis Dunbar
	January 25, 2016	Notice of Hearing: In the Matter of Glenn Francis Dunbar
	January 25, 2016	Statement of Allegations: In the Matter of Glenn Francis Dunbar

Dundas & Wellington Investment Corporation Dundas & Wellington Investment Corporation
	March 28, 2013	Notice from the Office of the Secretary: In the Matter of Aurelio Baglione et al.
	March 28, 2013	Order: In the Matter of Aurelio Baglione et al.
	March 27, 2013	Notice from the Office of the Secretary: In the Matter of Aurelio Baglione et al.
	March 27, 2013	Notice of Hearing: In the Matter of Aurelio Baglione et al.
	March 27, 2013	Statement of Allegations: In the Matter of Aurelio Baglione et al.
	March 26, 2013	Settlement Agreement: In the Matter of Aurelio Baglione et al.

Dundee Securities Corporation Dundee Securities Corporation
	May 17, 2005	Notice from the Office of the Secretary: In the Matter of Buckingham Securities Corporation et al.
	May 16, 2005	Order: In the Matter of Buckingham Securities Corporation et al.
	August 8, 2003	Settlement Agreement: In the Matter of Dundee Securities Corporation
	July 6, 2001	Notice of Hearing: In the Matter of Buckingham Securities Corporation et al.

Dunk, Michelle Dunk, Michelle
	January 25, 2019	Notice from the Office of the Secretary: Michelle Dunk, File No. 2018-74
	January 24, 2019	Order: In the Matter of Michelle Dunk
	January 24, 2019	Reasons and Decision: In the Matter of Michelle Dunk
	December 5, 2018	Notice from the Office of the Secretary: Michelle Dunk, File No. 2018-74
	December 4, 2018	Notice of Hearing: In the Matter of Michelle Dunk
	December 4, 2018	Statement of Allegations: In the Matter of Michelle Dunk
	November 19, 2015	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	November 18, 2015	Reasons and Decision: In the Matter of Ground Wealth Inc. et al.
	November 18, 2015	Order: In the Matter of Ground Wealth Inc. et al.
	August 25, 2015	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	August 24, 2015	Order: In the Matter of Ground Wealth Inc. et al.
	August 24, 2015	Reasons and Decision: In the Matter of Ground Wealth Inc. et al.
	January 23, 2015	Order: In the Matter of Ground Wealth Inc. et al.
	January 23, 2015	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	January 22, 2015	Settlement Agreement: In the Matter of Ground Wealth Inc. et al.
	January 22, 2015	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	January 22, 2015	Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	January 12, 2015	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	January 7, 2015	Order: In the Matter of Ground Wealth Inc. et al.
	January 9, 2015	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	January 6, 2015	Order: In the Matter of Ground Wealth Inc. et al.
	January 9, 2015	Settlement Agreement: In the Matter of Ground Wealth Inc. et al.
	January 5, 2015	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	January 5, 2015	Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	August 11, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	August 8, 2014	Order: In the Matter of Ground Wealth Inc. et al.
	July 8, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	July 8, 2014	Order: In the Matter of Ground Wealth Inc. et al.
	June 6, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	June 2, 2014	Order: In the Matter of Ground Wealth Inc. et al.
	May 2, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	April 30, 2014	Order: In the Matter of Ground Wealth Inc. et al.
	April 7, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	April 7, 2014	Order: In the Matter of Ground Wealth Inc. et al.
	April 1, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	March 28, 2014	Order: In the Matter of Ground Wealth Inc. et al.
	March 25, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	March 24, 2014	Order: In the Matter of Ground Wealth Inc. et al.
	March 25, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	March 24, 2014	Order: In the Matter of Ground Wealth Inc. et al.
	March 20, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	March 18, 2014	Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	February 26, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	January 23, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	January 21, 2014	Order: In the Matter of Ground Wealth Inc. et al.
	January 16, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	January 15, 2014	Order: In the Matter of Ground Wealth Inc. et al.
	November 6, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	November 5, 2013	Order: In the Matter of Ground Wealth Inc. et al.
	November 5, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	October 31, 2013	Amended Statement of Allegations: In the Matter of Ground Wealth Inc. et al.
	October 31, 2013	Amended Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	October 15, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	October 11, 2013	Order: In the Matter of Ground Wealth Inc. et al.
	September 30, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	September 30, 2013	Order: In the Matter of Ground Wealth Inc. et al.
	August 22, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	August 20, 2013	Order: In the Matter of Ground Wealth Inc. et al.
	June 10, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	June 6, 2013	Order: In the Matter of Ground Wealth Inc. et al.
	April 11, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	April 11, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	April 8, 2013	Order: In the Matter of Ground Wealth Inc. et al.
	April 8, 2013	Temporary Order: In the Matter of Ground Wealth Inc. et al.
	March 11, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	March 11, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	March 5, 2013	Temporary Order: In the Matter of Ground Wealth Inc. et al.
	March 5, 2013	Order: In the Matter of Ground Wealth Inc. et al.
	February 7, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	February 1, 2013	Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	February 1, 2013	Statement of Allegations: In the Matter of Ground Wealth Inc. et al.
	February 4, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	February 1, 2013	Temporary Order: In the Matter of Ground Wealth Inc. et al.
	January 28, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al
	August 2, 2012	Temporary Order: In the Matter of Ground Wealth Inc. et al.
	July 25, 2012	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al
	July 24, 2012	Amended Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al
	February 8, 2012	Temporary Order: In the Matter of Ground Wealth Inc. et al.
	January 16, 2012	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al
	January 13, 2012	Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	August 12, 2011	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al
	August 11, 2011	Endorsement and Temporary Order: In the Matter of Ground Wealth Inc. et al
	July 29, 2011	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	July 29, 2011	Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	July 27, 2011	Temporary Order: In the Matter of Ground Wealth Inc. et al.

Dunn, Frank Dunn, Frank
	December 19, 2014	Notice from the Office of the Secretary: In the Matter of Frank Dunn et al.
	December 19, 2014	Notice of Withdrawal: In the Matter of Frank Dunn et al.
	January 10, 2012	Notice from the Office of the Secretary: In the Matter of Frank Dunn et al.
	January 6, 2012	Order: In the Matter of Frank Dunn et al.
	March 12, 2007	Notice from the Office of the Secretary: In the Matter of Frank Dunn et al.
	March 12, 2007	Notice of Hearing: In the Matter of Frank Dunn et al.
	March 12, 2007	Statement of Allegations: In the Matter of Frank Dunn et al.

Dunn, John Craig Dunn, John Craig
	June 16, 2004	Notice from the Office of the Secretary: In the Matter of John Craig Dunn
	June 15, 2004	Reasons: In the Matter of Patrick Fraser Kenyon Pierrepont Lett et al.
	June 9, 2004	Notice of the Office of the Secretary: In the Matter of Patrick Fraser Kenyon Pierrepont Lett et al.
	June 8, 2004	Reasons: In the Matter of Patrick Fraser Kenyon Pierrepont Lett et al.
	March 22, 2004	Reasons: In the Matter of Patrick Fraser Kenyon Pierrepont Lett et al.
	March 22, 2004	Notice of the Office of the Secretary: Patrick Fraser Kenyon Pierrepont Lett et al.
	January 20, 2004	Notice from the Office of the Secretary: In the Matter of John Craig Dunn
	October 29, 2003	Reasons: In the Matter of Patrick Fraser Kenyon Pierrepont Lett et al.
	April 15, 2003	Amended Statement of Allegations: In the Matter of Patrick Fraser Kenyon Pierrepont Lett et al.
	September 18, 2002	Notice of Hearing: In the Matter of Patrick Fraser Kenyon Pierrepont Lett et al.
	September 18, 2002	Statement of Allegations: In The Matter of Patrick Fraser Kenyon Pierrepont Lett et al.

Dupont, Derek Dupont, Derek
	May 2, 2011	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 29, 2011	Order: In the Matter of Borealis International Inc. et al.
	April 29, 2011	Reasons and Decision on Sanctions and Costs: In the Matter of Borealis International Inc. et al.
	January 26, 2011	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	January 14, 2011	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	January 13, 2011	Reasons for Decision: In the Matter of Borealis International Inc. et al.
	March 1, 2010	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al
	February 26, 2010	Order: In the Matter of Borealis International Inc. et al.
	January 7, 2010	Order: In the Matter of Borealis International Inc. et al.
	September 30, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	September 29, 2009	Order: In the Matter of Borealis International Inc. et al.
	May 19, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 8, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 8, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 8, 2009	Order: In the Matter of Borealis International Inc. et al.
	March 27, 2009	Order: In the Matter of Borealis International Inc. et al.
	June 17, 2008	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	June 17, 2008	Order: In the Matter of Borealis International Inc. et al.
	May 27, 2008	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	May 27, 2008	Order: In the Matter of Borealis International Inc. et al.
	May 26, 2008	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	May 22, 2008	Amended Notice of Hearing: In the Matter of Borealis International Inc. et al.
	May 22, 2008	Amended Statement of Allegations: In the Matter of Borealis International Inc. et al.

Duthie, Stephen Duthie, Stephen
	May 27, 2003	Reasons for Decision: In the Matter of Stephen Duthie
	April 9, 2003	Order: In the Matter of Phoenix Research and Trading Corporation et al.
	April 9, 2003	Amended Statement of Allegations: In The Matter of Stephen Duthie
	April 8, 2003	Settlement Agreement: In the Matter of Phoenix Research and Trading Corporation et al.
	March 13, 2003	Order: In the Matter of Phoenix Research and Trading Corporation et al.
	March 12, 2003	Settlement Agreement: In the Matter of Phoenix Research and Trading Corporation et al.
	March 11, 2003	Amended Notice of Hearing: In the Matter of Phoenix Research and Trading Corporation et al.
	March 11, 2003	Notice of Hearing: In the Matter of Phoenix Research and Trading Corporation et al.
	July 16, 2002	Amended Notice of Hearing: In the Matter of Phoenix Research and Trading Corporation et al.
	June 11, 2002	Notice of Hearing: In the Matter of Phoenix Research and Trading Corporation et al.
	June 11, 2002	Statement of Allegations: In the Matter of Phoenix Research and Trading Corporation et al.

Dwek, Joe Dwek, Joe
	February 27, 2014	Notice from the Office of the Secretary: In the Matter of Joe Dwek
	February 27, 2014	Order: In the Matter of Joe Dwek
	February 26, 2014	Notice from the Office of the Secretary: In the Matter of Joe Dwek
	February 26, 2014	Notice of Hearing: In the Matter of Joe Dwek
	February 26, 2014	Statement of Allegations: In the Matter of Joe Dwek
	February 25, 2014	Settlement Agreement: In the Matter of Joe Dwek

DXStorm.com Inc. DXStorm.com Inc.
	May 10, 2005	Notice from the Office of the Secretary: In the Matter of Zoran Popovic and DXStorm.com Inc.
	May 10, 2005	Order: In the Matter of Zoran Popovic and DXStorm.com Inc.
	May 10, 2005	Schedule "A" - Order: In the Matter of Zoran Popovic and DXStorm.com Inc.
	May 5, 2005	Settlement Agreement: In the Matter of Zoran Popovic and DXStorm.com Inc.
	April 26, 2005	Notice from the Office of the Secretary: In the Matter of Zoran Popovic and DXStorm.com Inc.
	April 26, 2005	Order: In the Matter of Zoran Popovic and DXStorm.com Inc.
	April 4, 2005	Notice from the Office of the Secretary: In the Matter of Zoran Popovic and DXStorm.com Inc.
	March 31, 2005	Notice of Hearing: In the Matter of Zoran Popovic and DXStorm.com Inc.
	March 31, 2005	Statement of Allegations: In The Matter of Zoran Popovic and DXStorm.com Inc.

Dyck, James Irvine Dyck, James Irvine
	November 27, 2002	Order: In the Matter of Michael Goselin et al.
	November 21, 2002	Order: In the Matter of Michael Goselin et al.
	November 21, 2002	Notice of Hearing: In the Matter of Michael Goselin et al.
	November 19, 2002	Order: In the Matter of Michael Goselin et al.
	November 19, 2002	Settlement Agreement: In the Matter of Michael Goselin et al. - Irvine Dyck
	November 19, 2002	Settlement Agreement: In the Matter of Michael Goselin et al. - Michael Goselin
	November 18, 2002	Order: In the Matter of Michael Goselin et al. - Irvine James Dyck
	November 18, 2002	Order: In the Matter of Michael Goselin et al.
	November 18, 2002	Notice of Hearing: In the Matter of Michael Goselin et al. - James Irvine Dyck
	November 15, 2002	Order: In the Matter of Michael Goselin et al.
	November 15, 2002	Order: In the Matter of Michael Goselin et al.
	November 15, 2002	Notice of Hearing: In the Matter of Michael Goselin et al.
	November 13, 2002	Notice of Hearing: In the Matter of Michael Goselin et al.
	November 9, 2001	Notice of Hearing: In the Matter of Michael Goselin et al.
	November 9, 2001	Statement of Allegations: In the Matter of Michael Goselin et al.
	November 10, 1999	Order: In the Matter of Irvine James Dyck
	October 13, 1999	Statement of Allegations: In The Matter of Irvine James Dyck

Dye, Bill Dye, Bill
	June 21, 2000	Order: In the Matter of Ian Macdonald et al.
	June 7, 2000	Notice of Hearing: In the Matter of Ian Macdonald et al.
	June 7, 2000	Statement of Allegations: In the Matter of Ian Macdonald et al.

Dylan, Carl Dylan, Carl
	January 16, 2009	Notice from the Office of the Secretary: In the Matter of Global Petroleum Strategies, LLC et al.
	January 15, 2009	Order: In the Matter of Global Petroleum Strategies, LLC et al.
	January 7, 2009	Notice from the Office of the Secretary: In the Matter of Global Petroleum Strategies, LLC et al.
	January 6, 2009	Notice of Hearing: In the Matter of Global Petroleum Strategies, LLC et al.
	January 6, 2009	Temporary Order: In the Matter of Global Petroleum Strategies, LLC et al.
	January 5, 2009	Statement of Allegations: In the Matter of Global Petroleum Strategies, LLC et al.

Dzambazov, John Dzambazov, John
	April 14, 2000	Order: In the Matter of John Dzambazov
	April 12, 2000	Settlement Agreement: In the Matter of John Dzambazov
	April 20, 1999	Reasons for Decision: In the Matter of William Norman Maxwell et al.

Dziadecki, Leszek Dziadecki, Leszek
	April 11, 2006	Notice from the Office of the Secretary: In the Matter of Fulcrum Financial Group Inc. et al.
	April 11, 2006	Order: In the Matter of Fulcrum Financial Group Inc. et al.
	March 9, 2006	Oral Ruling and Reasons: In the Matter of Fulcrum Financial Group Inc. et al.
	March 9, 2006	Oral Ruling and Reasons: In the Matter of Fulcrum Financial Group Inc. et al.
	March 7, 2006	Notice from the Office of the Secretary: In the Matter of Fulcrum Financial Group Inc. et al.
	March 7, 2006	Notice from the Office of the Secretary: In the Matter of Fulcrum Financial Group Inc. et al.
	March 6, 2006	Order: In the Matter of Fulcrum Financial Group Inc. et al.
	March 6, 2006	Order: In the Matter of Fulcrum Financial Group Inc. et al.
	March 2, 2006	Notice from the Office of the Secretary: In the Matter of Fulcrum Financial Group Inc. et al.
	March 2, 2006	Notice from the Office of the Secretary: In the Matter of Fulcrum Financial Group Inc. et al.
	March 1, 2006	Settlement Agreement: In the Matter of Fulcrum Financial Group Inc. et al.
	March 1, 2006	Settlement Agreement: In the Matter of Fulcrum Financial Group Inc. et al.
	March 1, 2006	Notice of Hearing: In the Matter of Fulcrum Financial Group Inc. et al.
	March 1, 2006	Notice of Hearing: In the Matter of Fulcrum Financial Group Inc. et al.
	February 17, 2006	Notice from the Office of the Secretary: In the Matter of Fulcrum Financial Group Inc. et al.
	February 16, 2006	Amended Notice of Hearing: In the Matter of Fulcrum Financial Group Inc. et al.
	February 16, 2006	Amended Statement of Allegations: In the Matter of Fulcrum Financial Group Inc. et al.