News & Events

News Releases


This section of the website contains notices from the OSC’s Office of the Secretary, OSC news releases and news releases from the Canadian Securities Administrators.
20131223060000December 23, 2013OSC News Release: OSC Panel Issues Sanctions Against Kolt Curry, Laura Mateyak, American Heritage Stock Transfer Inc., and American Heritage Stock Transfer, Inc.
20131219060000December 19, 2013CSA News Release: Canadian securities regulators mandate OBSI’s dispute resolution service for registered dealers and advisers
20131218190000December 19, 2013CSA News Release: Canadian Securities Regulators Seek Comment on Derivatives Rule Relating to Mandatory Central Counterparty Clearing
20131218050000December 18, 2013OSC News Release: OSC Proposes Adopting Global Standards for Ontario Clearing Agencies
20131217190000December 18, 2013IAP Notice: OSC’s Investor Advisory Panel Releases Annual Report
20131217060000December 17, 2013CSA News Release: Canadian Regulators Release Status Reports on Mutual Fund Fees and Best Interest Duty
20131212060000December 12, 2013CSA News Release: Canadian Securities Regulators Seek Comments on Mutual Fund Risk Classification Methodology
20131212050000December 12, 2013OSC News Release: OSC Releases Results of Electronic Trading Risk Analysis
20131211060000December 11, 2013OSC News Release: OSC Releases Results of Non-GAAP Financial Measures and Additional GAAP Measures Disclosure Review
20131211050000December 11, 2013OSC News Release: OSC offers additional educational seminars for registrants
20131211043000December 11, 2013OSC News Release: David Borg Charged Quasi Criminally with Unregistered Trading
20131209093000December 9, 2013OSC News Release: Naida Allarde-Giangrosso and Bernardo Giangrosso Charged Quasi Criminally with Unregistered Trading and Breaching OSC Cease Trade Order
20131209060000December 9, 2013OSC News Release: OSC Announces Details for Seminar On Derivatives Trade Repositories and Data Reporting Rule
20131205060000December 5, 2013CSA News Release: Canadian Securities Regulators Seek Comment on Proposed Changes to Registration Rules for Dealers, Advisers and Investment Fund Managers
20131204101500December 4, 2013OSC Investor Alert: Glendale Growth & Trust and Leonard (Lennie) Goldman
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