Securities Law & Instruments

Chapter 12 Registrations

This chapter is available for access on the OSC web site in PDF format only.

Information about firms and individuals registered in Ontario under the Securites Act is available elsewhere on the OSC website:

    The OSC provides a comprehensive listing of Registrants (Firms Only), which is updated on a weekly basis.

    The OSC also provides a listing of Registrants (Firms and Individuals) including Terms and Conditions and categories of Registration, which is updated twice monthly.