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Comments Received CSA Notice and Request for Comment Relating to Designated Rating Organizations (comment period closed October 4, 2017)
Date Comment Letters
October 4, 2017 Hilary Parkes (Moody's Canada Inc.)
October 4, 2017 Frank Staudohar (S&P Global Ratings Canada)
October 4, 2017 The Canadian Advocacy Council for Canadian CFA Institute Societies
October 4, 2017 Douglas E. Turnball (DBRS Limited)
Comments Received (comment period closed January 14, 2010)
Date Comment Letters
January 15, 2010 John Cawthorne (Deloitte & Touche LLP)
January 14, 2010 Douglas Cameron and Gary Chin (Ernst & Young LLP)
January 14, 2010 Robert F. Morgan, Ross E. Hallett (Canadian Advocacy Committee of the CFA Institute Societies of Canada)
January 14, 2010 Mike Merth, Rob Duguid (PFM Venture Capital Operations Inc.)
January 14, 2010 James S. Saloman (PricewaterhouseCoopers LLP)
January 14, 2010 James Loewen and Laura Moschitto (KPMG LLP)
January 14, 2010 Ian Pember (Alternative Investment Management Association)
January 14, 2010 Joanne De Laurentiis (The Investment Funds Institute of Canada)
January 14, 2010 Clint Matthews (Growth Works Capital Ltd.)
January 12, 2010 Yves Morency (Desjardins Fédération des caisses du Québec)
December 29, 2009 Daniel Charbonneau (Fonds FMOQ)
Comments Received (comment period closed August 31, 2007)
Date Comment Letters
September 5, 2007 Investment Management Practice Group (Borden Ladner Gervais LLP)
August 31, 2007 Joanne De Laurentiis (The Investment Funds Institute of Canada)
August 30, 2007 Jeffrey C. Shaul (Robson Capital Management Inc.)
August 29, 2007 Jeffrey C. Shaul (Robson Capital Management Inc.)
August 28, 2007 Charles R. Sims (IGM Financial)
August 27, 2007 Robert C. White (Tradex Management Inc.)
August 27, 2007 Yves Morency (Desjardins Group)
August 24, 2007 Phil Schmitt (AIMA Canada)
August 23, 2007 Peter S. Bowen (Fidelity Investments Canada Limited)
July 12, 2007 John A. Adams (PFSL Investments Canada Ltd.)
Comments Received (comment period closed August 26, 2004)
Date Comment Letters
September 20, 2004 Gerry Rocchi (Barclays Global Investors Canada Limited)
August 6, 2004 Paul Dempsey (Gowlings)
August 4, 2004 John W. Murray (IFIC)
July 30, 2004 Michael Beswick (ACPM)
July 28, 2004 Borden, Ladner, Gervais
July 27, 2004 Alan G. Van Weelden (KPMG)
July 27, 2004 Connie Stefankiewicz (BMO Nesbitt Burns)
July 27, 2004 Dale Patterson (ALSIF)
July 27, 2004 David Jarvis (AIMA)
July 27, 2004 Don S. Panchuk (Phillips, Hager & North)
July 27, 2004 Garth J. Foster (Faken Martineau DuMoulin)
July 27, 2004 Gil Yaron (Sphere)
July 27, 2004 Irwin, White & Jennings
July 27, 2004 Judy Goldring (AGF)
July 27, 2004 Louis Chartrain (Desjardins)
July 27, 2004 Peter S. Bowen (Fidelity Investments)
July 27, 2004 R. Ian Niven (BMO Harris Private Banking)
July 27, 2004 Ray Riley (RESP Dealers Association of Canada)
July 27, 2004 Robert Walker (The Ethical Funds Company)
July 27, 2004 Ross R. Pearman (Ernst & Young)
July 27, 2004 Sian B. Brown (MacKenzie Mutual Funds)
July 27, 2004 Stan I. Buell (SIPA)
July 27, 2004 Steve Geist (TD Asset Management)
July 27, 2004 Steven P. Rostowsky (GGOF)
July 27, 2004 Trevor Giles (Westcap Mgt. Ltd.)
July 27, 2004 W.T. Wright (Investors Group)
July 26, 2004 Edgar Legzdins (BMO Mutual Funds)
July 26, 2004 Eugene Ellmen (SIO)
July 26, 2004 Joe Yassi (PFSL Invesments Canada Ltd.)
July 26, 2004 Reena S. Lalji, Frank Lippa (RBC Asset Management)
July 26, 2004 Rory O'Brien (Kairos)
July 23, 2004 Cecilia Wong (Leith Wheeler)
July 23, 2004 Sue Britton (ADP Investor Communications)
July 21, 2004 Jennifer I. McDougall (AIC Group of Funds)
July 15, 2004 Robert White (Tradex Management Inc.)
June 28, 2004 Simon Romano (Stikeman Elliot)
Comments Received (comment period closed December 19, 2002)
Date Comment Letters
April 30, 2003 Priscilla Healy (ACPM)
April 1, 2003 Jennifer Northcote (Stikeman Elliot)
March 13, 2003 Jill W. McFarlane (Irwin, White & Jennings)
March 2, 2003 Ronald L. Robins
February 28, 2003 Cathy Mullen
February 27, 2003 Lisa Hayles
February 25, 2003 Alastair Farrugia
February 24, 2003 Christie Stephenson
February 24, 2003 David Simpson (Interpraxis)
February 21, 2003 Ethical Investors Group
February 5, 2003 Allan Gregory
February 4, 2003 Sian Brown, Dinaz Dadyburjor, Ann Savege (Mackenzie Financial Corporation)
January 21, 2003 Jeffrey M. Larsen (Canadian Imperial Bank of Commerce)
January 16, 2003 Daniel Iggers (CBA)
January 13, 2003 Ken Kivenko (SIPA)
January 3, 2003 Don S. Panchuk (Phillips, Hager & North Investment Management Ltd.)
December 24, 2002 Michael Burns (McMillan Binch for AIMA)
December 23, 2002 Alan G. Weelden (KPMG)
December 23, 2002 Thomas A. Hockin (IFIC)
December 19, 2002 Connie Stefankiewicz (BMO Nesbitt Burns)
December 19, 2002 David L. Yu & Georgene B. Palacky (AIMR)
December 19, 2002 Douglas Crocker (Highstreet Asset Management Inc.)
December 19, 2002 Edgar Legzdins (BMO Investment Inc.)
December 19, 2002 Edward J. Waitzer (Stikeman Elliot)
December 19, 2002 F. R. Hewett (MD Funds Management Inc.)
December 19, 2002 Gil Yaron (SHARE)
December 19, 2002 Grant Patterson (McLean Budden Ltd.)
December 19, 2002 Guy Dallaire (Federation des caisses Desjardins du Quebec)
December 19, 2002 Jacqueline Gardner (Altamira Investment Services Inc.)
December 19, 2002 Jay Heller & Dale Patterson (Association of Labour Sponsored Investment Funds)
December 19, 2002 Joe Yassi (PFSL Investments Canada Ltd.)
December 19, 2002 Kathleen Ward (Stikeman Elliot)
December 19, 2002 Louis Chartrain (Fiducie Desjardins)
December 19, 2002 Mark George & Don Barkley (Scholoarship Consultants of North America Ltd.)
December 19, 2002 Paul Sabourin (Polar Securities Inc.)
December 19, 2002 Peter S. Bowen (Fidelity Investments Canada Limited)
December 19, 2002 Robert F. MacLellan (TD Wealth Management/TD Asset Management/TD Waterhouse Canada)
December 19, 2002 Robert Weppler (Elliot & Page Limited)
December 18, 2002 Eugene Ellmen (Social Investment Organization)
December 18, 2002 J. C. Massar
December 18, 2002 Jow Lee (Rosseau Asset Management Ltd.)
December 17, 2002 Jeff Ekstein (Government Affairs)
December 17, 2002 R. Ian Niven (BMO Harris Private Banking)
December 17, 2002 Sheldon Meyers (Canadian Life and Health Insurance Association Inc.)
December 16, 2002 Gavin Foo (Clarington Funds Inc.)
December 16, 2002 Warren V. Collier (Barclays Global Investors Canada Limited)
December 15, 2002 Moira Hutchinson
December 15, 2002 Sylvie Boustie
December 13, 2002 Steve Rostowsky (Guardian Group of Funds Ltd.)
November 21, 2002 Robert Tattersall (Howson Tattersall Investment Counsel)
November 1, 2002 Evan Cambray (PESDA)
October 15, 2002 Ed Waitzer (on behalf of ADP)