Securities Law & Instruments

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Comments Received (comment period due March 4, 2014)
Date Comment Letters
March 10, 2014 Brian Koscak (Private Capital Markets Association of Canada (formerly the Exempt Market Dealers Association of Canada)
March 10, 2014 Murray J. Taylor (IGM Financial Inc.)
March 5, 2014 Eric Adelson (Invesco Canada Ltd.)
March 5, 2014 Greg Pollock & Harley Lockhart (Advocis)
March 5, 2014 Ralf Hensel (The Investment Funds Institute of Canada)
March 5, 2014 Susan Han (Miller Thompson LLP)
March 5, 2014 Karen L. Barr (Investment Advisor Association)
March 5, 2014 Donald J. Burwell (Edward Jones)
March 5, 2014 W. Sian Burgess (Fidelity Investments Canada ULC)
March 5, 2014 Rebecca Cowdery, Marsha Gerhart & Erin Seed (Borden Ladner Gervais LLP)
March 5, 2014 Ian Pember (Alternative Investment Management Association)
March 5, 2014 Cardinale N., Pollock S., Brelser K., David A., Neilsen L., and Rafuse M. (RBC Dominion Securities Inc.; RBC Direct Investing Inc.; RBC Global Asset Management Inc.; Royal Mutual Funds Inc.; RBC Philips, Hager & North Investment Counsel Inc.)
March 5, 2014 Katie A. Walmsley & Scott Mahaffy (Portfolio Management Association of Canada)
March 5, 2014 Alix d’Anglejan-Chatillon, Ramandeep K. Grewal, Philip J. Henderson, Kenneth G. Ottenbreit, Darin R. Renton, Simon A. Romano (Stikeman Elliott LLP)
March 5, 2014 Lindsay Speed (Canadian Foundation for Advancement of Investor Rights)
March 5, 2014 Mark Tiffin (Capital International Asset Management (Canada), Inc.)
March 5, 2014 Robert Toomey (The Securities Industry and Financial Markets Association)
March 4, 2014 Erez Blumberger (AUM Law Professional Corporation)
March 4, 2014 Susan Copland (Investment Industry Association of Canada)
March 4, 2014 Dino Macri
March 4, 2014 Darris Cameron (Financial Value Inc.)
March 3, 2014 Stan Haug (Haug Financial Services Ltd. & TriView Capital Ltd.)
March 3, 2014 Yvan-Pierre Grimard (Mouvement de Caisses Desjardins)
March 1, 2014 Glenda Buelow (PRIVEST Wealth Management & G2 Financial Solutions)
February 27, 2014 Paul Lauzon (Lauzon Financial Advisors Inc.)
February 26, 2014 Hal D. Gillrie (Gillrie Financial Strategies & Raintree Financial Solutions)
February 26, 2014 Glenn Devereaux (Devereaux Financial (1985) Inc. & Raintree Financial Solutions)
February 26, 2014 Marvin Nickle (TriView Capital Ltd.)
February 25, 2014 Gaetan Blouin (Blouin Financial Group)
February 25, 2014 Timothy Duquette (Sentry Group)
February 25, 2014 Yar Kolomijchuk (Vega Estate Planning Corp. & Raintree Financial Solutions)
February 25, 2014 Eric Petersen (Prosperity Engine Inc.)
February 25, 2014 Ron Lepine
February 25, 2014 Don Watt
February 25, 2014 Renae Marshall (Financial Future)
February 24, 2014 Jack Comeau (Comeau Financial Inc.)
February 21, 2014 Yvonne Martin-Morrisson (Purpose Inspired Solutions & Raintree Financial Solutions)
February 20, 2014 Craig Skauge & Cora Pettipas (National Exempt Market Association)
February 18, 2014 Rob Anderson (RNL Financial Ltd.)
February 14, 2014 Stephen O'Reilly (TriView Capital Ltd.)
February 12, 2014 Letters received from individuals at Privest Wealth Management
February 11, 2014 Weston Fader (Atlas Wealth Financial)
February 10, 2014 Mark Samborski
February 7, 2014 Kent Wiebe
February 6, 2014 Letters received from individuals at Sloane Capital Corp.
February 6, 2014 Letters received from individuals at Raintree Financial Solutions
February 6, 2014 Letters received from individuals at WealthTerra Capital Management Inc.
February 6, 2014 Letters received from individuals at Pinnacle Wealth Brokers
February 6, 2014 Tyler Stanford (Solid Financial Options Ltd.)
February 6, 2014 Miriam Andrews (StoneTower Financial Solutions Inc.)
February 3, 2014 Zeljko Toic (Toic Wealth Management Corp.)
January 23, 2014 Robert Gardias (Oliver Publishing)
Comments Received (comment period closed March 31, 2003)
Date Comment Letters
March 31, 2003 D'Arcy Chadwick (RBC Financial Group)
March 27, 2003 Catherine Darmody (Open Access Limited)
March 12, 2003 David L. Yu and Georgene B. Palacky (AIMR)
March 12, 2003 Steven Rostowsky (ICAC)
February 10, 2003 John Mountain (IFIC)