Securities Law & Instruments

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ONTARIO SECURITIES COMMISSION NOTICE 11-727

ASSIGNMENT OF NOTICE NUMBERS

As part of the Policy Reformulation Project, staff has determined that the following notices are to be reclassified according to the numbering system adopted by the Canadian Securities Administrators. An explanation of that numbering system can be found at 19 OSCB 4258. In some instances, staff has determined that minor changes to the notices are needed so that the notices conform to existing statutory references. The assignment of these new numbers is effective immediately.

Pre-Reformulation

New Number

OSCN - Pre-Market Activities in the Context of Bought Deals (16 OSCB 4812)

47-704

OSCN - Residency Requirements for Advisers and their Partners and Officers (17 OSCB 4206)

35-701

OSCN - Revocation of Cease Trade Orders (18 OSCB 5)

57-701

OSCN - Labour Sponsored Investment Funds Course (18 OSCB 36)

31-707

OSCN - Recommendations of the Committee on Staff Communications (18 OSCB 3617)

11-722

OSCN - Residency Requirements for Certain Non-resident Salespersons and Supervisors (18 OSCB 3905)

35-702

OSCN - Residency Requirements for Certain Canadian Resident Dealers (18 OSCB 3908)

35-703

OSCN - Policy Reformulation Project (19 OSCB 2310)

11-723

OSCN - Numbering System for Policy Reformulation Project (19 OSCB 4258)

11-724

OSCN - Multi-jurisdictional Disclosure System (22 OSCB 5701)

71-701

OSCN - CICA Assurance Standards Board Exposure (22 OSCB 6560)

52-715

SAC No. 1- Financial Statements to be Filed According to GAAP (12 OSCB 2458)

52-702

SAC No. 1.1- No Requirement to Provide Management Report Under CICA (16 OSCB 1080)

52-706

SAC No. 5 - Filing Extensions for Continuous Disclosure Financial Statements (15 OSCB 1913)

52-710

SAC No. 6 - Income Statement Presentation (15 OSCB 3217)

52-711

SAC No. 8 - Accounting Basis in an Initial Public Offering (IPO) (17 OSCB 2084)

52-712

SAC No. 10 - Restructuring and Similar Changes (17 OSCB 6075)

52-714

Registration Note No. 3 - Telemarketing Activities of Certain Employees or Independent Agents of Registered Dealers (15 OSCB 4775)

31-706

Questions regarding this notice may be directed to:

Tula Alexopoulos
Manager, Project Office
Ontario Securities Commission
Phone: 416-593-8084
talexopoulos@osc.gov.on.ca 

Alicia Ferdinand
Project Coordinator, Project Office
Ontario Securities Commission
Phone: 416-593-8307
aferdinand@osc.gov.on.ca

March 21, 2003.