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International Memoranda of Understanding


Notice of Multilateral Arrangement for Regulatory, Supervisory and Oversight Cooperation on LCH.Clearnet Ltd.





Notice of Multilateral Arrangement for Regulatory, Supervisory and Oversight Cooperation on LCH.Clearnet Ltd.




Notice of Co-Operation Agreement concerning Innovative Fintech Businesses with the Australia Securities & Investment Commission




Notice of Memorandum of Understanding Concerning Monitoring of the Ongoing Compliance with Recognition Conditions by CCPs Established in Canada



Memorandum of Understanding with the United States Commodity Futures Trading Commission



Memorandum of Exchange of Letters Concerning Cooperation between Members of the Canadian Securities Administrators and the Superintendencia de Valores y Seguros of Chile



Memorandum of Understanding Concerning Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Covered Entities



Memoranda of Understanding with the UK Financial Conduct Authority and the Bank of England Concerning Consultation, Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Regulated Entities



Memoranda of Understanding with the EU and EEA Member State Financial Regulators under the EU Alternative Investment Fund Managers Directive



Memorandum of Understanding Concerning the Oversight of the Mutual Fund Dealers Association of Canada (MFDA)



Memorandums of Understanding Concerning Consultation, Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Alternative Investment Fund Managers



Memorandum of Understanding between the OSC and the European Securities and Markets Authority (ESMA) on the Cooperation of Competent Authorities for the Supervision of the CRAs



Memorandum of Understanding between the OSC, the AMF, the ASC and the BCSC with the Australian Securities and Investments Commission (ASIC)



Memorandum of Understanding between the OSC and FINRA



Memorandum of Understanding with the United States Securities and Exchange Commission and Autorité des marches financiers du Québec related to the supervision of cross border regulated entities



Memorandum of Understanding with the China Securities Regulatory Commission and participating Canadian provincial securities commissions related to securities and futures markets



International Organization of Securities Commissions (IOSCO) Multilateral Memorandum of Understanding related to consultation, cooperation and the exchange of information



International Organization of Securities Commissions Declaration (IOSCO) related to international futures markets and clearing organizations



North American Securities Administrators Association (NASAA) Memorandum of Understanding related to investment advisers and investment adviser representatives



Memorandum of Understanding with the Hong Kong Securities and Futures Commission related to financial markets and financial services sectors



Memorandum of Understanding with the Australian Securities Commission related to the administration and enforcement of Ontario and Australian securities laws



Memorandum of Understanding with the Commission Nazionale per le società e la borsa of Italy related to the administration and enforcement of Ontario and Italian securities laws



Memorandum of Understanding with the United States Commodity Futures Trading Commission related to commodity futures and commodity options and the commodity futures and commodity options markets



Memorandum of administrative arrangement on mutual assistance with the Commission des operation de bourse of France



Memorandum of Understanding with the United States Commodity Futures Trading Commission, United States National Futures Association, Commission des valeurs mobilieres du Québec, and certain Ontario and Québec regulatory authorities related to Ontario and Québec futures brokers



Memorandum of Understanding with the United States Securities and Exchange Commission related to securities market oversight and enforcement