OSC | International Memoranda of Understanding

International Memoranda of Understanding

Memorandum of Understanding between the OSC and the European Securities and Markets Authority (ESMA) on the Cooperation of Competent Authorities for the Supervision of the CRAs

April 6, 2012	Notice of Ministerial Approval of Memorandum of Understanding on the Cooperation of Competent Authorities for the Supervision of Credit Rating Agencies
March 16, 2012	Notice of Memorandum of Understanding on the Cooperation of Competent Authorities for the Supervision of Credit Rating Agencies

Memorandum of Understanding between the OSC, the AMF, the ASC and the BCSC with the Australian Securities and Investments Commission (ASIC)

April 6, 2012	Notice of Ministerial Approval of Memorandum of Understanding with Australian Securities and Investments Commission
February 17, 2012	Notice of Memorandum of Understanding Concerning Consultation, Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Regulated Entities

Memorandum of Understanding between the OSC and FINRA

December 23, 2011	Notice of Ministerial Approval of Memorandum of Understanding between the OSC and FINRA
November 18, 2011	Notice of Memorandum of Understanding between the OSC and FINRA

Memorandum of Understanding with the United States Securities and Exchange Commission and Autorité des marches financiers du Québec related to the supervision of cross border regulated entities

August 20, 2010	Notice of Ministerial Approval of Memorandum of Understanding Concerning Consultation, Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Regulated Entities
June 18, 2010	Notice of Memorandum of Understanding with the United States Securities and Exchange Commission and Autorité des marches financiers du Québec (cross border regulated entities)
June 18, 2010	Memorandum of Understanding with the United States Securities and Exchange Commission and Autorité des marches financiers du Québec (cross border regulated entities)

Memorandum of Understanding with the China Securities Regulatory Commission and participating Canadian provincial securities commissions related to securities and futures markets

May 16, 2003	Notice of Minister of Finance Approval of Memorandum of Understanding with the China Securities Regulatory Commission (securities and futures markets)
April 4, 2003	Notice of Memorandum of Understanding with the China Securities Regulatory Commission (securities and futures markets)
April 4, 2003	Memorandum of Understanding with the China Securities Regulatory Commission (securities and futures markets)

International Organization of Securities Commissions (IOSCO) Multilateral Memorandum of Understanding related to consultation, cooperation and the exchange of information

December 20, 2002	Notice of Minister of Finance Approval of International Organization of Securities Commissions Multilateral Memorandum of Understanding
November 1, 2002	Notice of International Organization of Securities Commissions Multilateral Memorandum of Understanding
November 1, 2002	International Organization of Securities Commissions (IOSCO) Multilateral Memorandum of Understanding

International Organization of Securities Commissions Declaration (IOSCO) related to international futures markets and clearing organizations

March 10, 2000	Notice of Minister of Finance Approval of International Organization of Securities Commissions Declaration (international futures markets and clearing organizations)
January 7, 2000	Notice of International Organization of Securities Commissions Declaration (international futures markets and clearing organizations)
January 7, 2000	International Organization of Securities Commissions (IOSCO) Declaration (international futures markets and clearing organizations)

North American Securities Administrators Association (NASAA) Memorandum of Understanding related to investment advisers and investment adviser representatives

July 18, 1997	Notice of Minister of Finance Approval of North American Securities Administrators Association Memorandum of Understanding (investment advisers and investment adviser representatives)
May 30, 1997	Notice of North American Securities Administrators Association Memorandum of Understanding (investment advisers and investment adviser representatives)
May 30, 1997	North American Securities Administrators Association (NASAA) Memorandum of Understanding (investment advisers and investment adviser representatives)

Memorandum of Understanding with the Hong Kong Securities and Futures Commission related to financial markets and financial services sectors

May 2, 1997	Notice of Minister of Finance Approval of Memorandum of Understanding with the Hong Kong Securities and Futures Commission (financial markets and financial services sectors)
February 28, 1997	Notice of Memorandum of Understanding with the Hong Kong Securities and Futures Commission (financial markets and financial services sectors)
February 28, 1997	Memorandum of Understanding with the Hong Kong Securities and Futures Commission (financial markets and financial services sectors)

Memorandum of Understanding with the Australian Securities Commission related to the administration and enforcement of Ontario and Australian securities laws

September 15, 1995	Notice of Minister of Finance Approval of Memorandum of Understanding with the Australian Securities Commission
July 7, 1995	Notice of Memorandum of Understanding with the Australian Securities Commission
July 7, 1995	Memorandum of Understanding with the Australian Securities Commission

Memorandum of Understanding with the Commission Nazionale per le società e la borsa of Italy related to the administration and enforcement of Ontario and Italian securities laws

January 6, 1995	Memorandum of Understanding with the Commission Nazionale per le società e la borsa of Italy
October 28, 1994	Notice of Memorandum of Understanding with the Commission Nazionale per le società e la borsa of Italy

Memorandum of Understanding with the United States Commodity Futures Trading Commission related to commodity futures and commodity options and the commodity futures and commodity options markets

July 10, 1992	Notice of Memorandum of Understanding with the United States Commodity Futures Trading Commission (commodity futures and commodity options and commodity futures and commodity options markets)
July 10, 1992	Memorandum of Understanding with the United States Commodity Futures Trading Commission (commodity futures and commodity options and commodity futures and commodity options markets)

Memorandum of administrative arrangement on mutual assistance with the Commission des operation de bourse of France

March 13, 1992	Notice of Memorandum of Understanding with the Commission des operation de bourse of France
March 13, 1992	Memorandum of Understanding with the Commission des operation de bourse of France

Memorandum of Understanding with the United States Commodity Futures Trading Commission, United States National Futures Association, Commission des valeurs mobilieres du Québec, and certain Ontario and Québec regulatory authorities related to Ontario and Québec futures brokers

September 27, 1991	Notice of Memorandum of Understanding with the United States Commodity Futures Trading Commission and other U.S. and Québec regulatory authorities (futures brokers)
September 23, 1991	Memorandum of Understanding with the United States Commodity Futures Trading Commission and other U.S. and Québec regulatory authorities (futures brokers)

Memorandum of Understanding with the United States Securities and Exchange Commission related to securities market oversight and enforcement

January 15, 1988	Memorandum of Understanding with the United States Securities and Exchange Commission (securities market oversight and enforcement)
January 8, 1988	Notice of Memorandum of Understanding with the United States Securities and Exchange Commission (securities market oversight and enforcement)