Securities Law & Instruments

PDF Version

PDF Version


OSC STAFF NOTICE 11-739 (REVISED)

POLICY REFORMULATION TABLE OF CONCORDANCE AND LIST OF NEW INSTRUMENTS



The following revisions have been made to the Table of Concordance and List of New Instruments. A full version of the Table of Concordance and List of New Instruments as of September 30, 2018 has been posted to the OSC Website at www.osc.gov.on.ca.

Table of Concordance

- - - - - - - - - - - - - - - - - - - -

Item Key

The third digit of each instrument represents the following: 1-National/Multilateral Instrument; 2-National/Multilateral Policy; 3-CSA Notice; 4-CSA Concept Release; 5-Local Rule; 6-Local Policy; 7-Local Notice; 8-Implementing Instrument; 9-Miscellaneous

- - - - - - - - - - - - - - - - - - - -

Reformulation

Instrument

Title

Status

 

11-781

Notice of Statement of Priorities for Financial Year to End March 31, 2019

Published July 5, 2018

 

11-782

Getting Started: Human-Centred Solutions to Engage Ontario Millenials in Investing

Published July 12, 2018

 

45-106

Prospectus Exemptions -- Amendments

Commission approval published July 19, 2018

 

45-308

Guidance for Preparing and Filing Reports of Exemption Distribution under NI 45-106 Prospectus Exemptions -- Revised

Published July 19, 2018

 

51-355

Continuous Disclosure Review Program Activities for the fiscal years ended March 31, 2018 and March 31, 2017

Published July 19, 2018

 

45-323

Update on Use of the Rights Offering Exemption in NI 45-106 Prospectus Exemptions

Published July 26, 2018

 

45-308

Guidance for Preparing and Filing Reports of Exemption Distribution under Ni 45-106 Prospectus Exemptions -- Revised -- Notice of Correction

Published July 26, 2018

 

52-330

Update on CSA Consultation Paper 52-404 Approach to Director and Audit Committee Member Independence

Published July 26, 2018

 

11-783

Encouraging Retirement Planning through Behavioural Insights

Published August 2, 2018

 

11-739

Policy Reformulation Table of Concordance and List of New Instruments

Published August 9, 2018

 

33-749

Compliance and Registrant Regulation -- Annual Summary Report for Dealers, Advisers and Investment Fund Managers

Published August 23, 2018

 

46-309

Bail-in-Debt

Published August 23, 2018

 

81-331

Investment Funds Investing in Bail-in-Debt

Published August 23, 2018

 

52-112

Non-GAAP and other Financial Measures Disclosure

Published for comment September 6, 2018

 

81-105

Mutual Fund Sales Practices

Published for comment September 13, 2018

 

58-310

Report on Fourth Staff Review of Disclosure regarding Women on Boards and in Executive Officer Positions

Published September 27, 2018

For further information, contact:

Darlene Watson
Project Specialist
Ontario Securities Commission
416-593-8148

October 18, 2018