Securities Law & Instruments

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OSC STAFF NOTICE 11-739 (REVISED)

POLICY REFORMULATION TABLE OF CONCORDANCE AND LIST OF NEW INSTRUMENTS



The following revisions have been made to the Table of Concordance and List of New Instruments. A full version of the Table of Concordance and List of New Instruments as of March 31, 2018 has been posted to the OSC Website at www.osc.gov.on.ca.

Table of Concordance

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Item Key

The third digit of each instrument represents the following: 1-National/Multilateral Instrument; 2-National/Multilateral Policy; 3-CSA Notice; 4-CSA Concept Release; 5-Local Rule; 6-Local Policy; 7-Local Notice; 8-Implementing Instrument; 9-Miscellaneous

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Reformulation

Instrument

Title

Status

 

 

Interpretation Note 1, Distribution of Securities Outside Ontario

Withdrawn effective March 31, 2018

New Instruments

Instrument

Title

Status

 

21-711

Multilateral Trading Facilities -- Exemption from Requirement to be Recognized as an Exchange

Published January 4, 2018

 

11-742

Securities Advisory Committee (Revised)

Published January 11, 2018

 

21-322

Applicability of Regulation to the Operation of MTFs or OTFs in Canada

Published January 11, 2018

 

11-739

Policy Reformulation Table of Concordance and List of New Instruments

Published January 18, 2018

 

15-601

Whistleblower Program -- Amendment

Published for comment January 18, 2018

 

23-321

Order Protection Rule: Market Share Threshold for the period April 1, 2018 to March 31, 2019

Published February 1, 2018

 

51-352

Issuers with U.S. Marijuana Related Activities -- Revised

Published February 15, 2018

 

31-352

Monthly Suppression of Terrorism and Canadian Sanctions Reporting

Published March 1, 2018

 

51-711

Refilings and Corrections of Errors -- Revised

Published March 8, 2018

 

45-106

Prospectus Exemptions -- Amendments (Related to Syndicated Mortgages)

Published for comment March 8, 2018

 

31-103

Registration Requirements, Exemptions and Ongoing Registrant Obligations -- Amendments (Related to Syndicated Mortgages)

Published for comment March 8, 2018

 

13-707

Fees under OSC Rule 13-502 Fees and OSC Rule 13-503 (Commodity Futures Act)

Published March 15, 2018

 

72-503

Distributions Outside Canada

Ministerial approval published March 22, 2018

 

11-501

Electronic Delivery of Documents to the Ontario Securities Commission -- Amendments

Ministerial approval published March 22, 2018

 

11-779

Seniors Strategy

Published March 22, 2018

 

23-322

Trading Fee Rebate Pilot Study

Published March 22, 2018

 

51-353

Update on CSA Consultation Paper 51-404 Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers

Published March 29, 2018

 

11-780

Statement of Priorities -- Request for Comments Regarding Statement of Priorities for Financial Year to End March 31, 2019

Published for comment March 29, 2018

 

31-353

OBSI Joint Regulators Committee Annual Report

Published March 29, 2018

 

45-102

Resale of Securities -- Amendments

Commission approval published March 29, 2018

 

31-103

Registration Requirements, Exemptions and Ongoing Registrant Obligations -- Amendments

Commission approval published March 29, 2018

 

11-206

Process for Cease to be a Reporting Issuer Applications -- Amendments

Commission approval published March 29, 2018

 

72-503

Distributions Outside Canada -- Amendments

Commission approval published March 29, 2018

 

72-503CP

Distributions Outside Canada -- Amendments

Commission approval published March 29, 2018

 

31-103

Registration Requirements, Exemptions and Ongoing Registrant Obligations -- Amendments (Related to Designated Rating Organizations)

Commission approval published March 29, 2018

 

33-109

Registration Information -- Amendments (Related to Designated Rating Organizations)

Commission approval published March 29, 2018

 

41-101

General Prospectus Requirements -- Amendments

Commission approval published March 29, 2018

 

44-101

Short Form Prospectus Distributions -- Amendments (Related to Designated Rating Organizations)

Commission approval published March 29, 2018

 

44-102

Shelf Distributions -- Amendments (Related to Designated Rating Organizations)

Commission approval published March 29, 2018

 

45-106

Prospectus Exemptions -- Amendments (Related to Designated Rating Organizations)

Commission approval published March 29, 2018

 

51-102

Continuous Disclosure Obligations -- Amendments (Related to Designated Rating Organizations)

Commission approval published March 29, 2018

 

81-102

Investment Funds -- Amendments (Related to Designated Rating Organizations)

Commission approval published March 29, 2018

 

81-106

Investment Fund Continuous Disclosure -- Amendments (Related to Designated Rating Organizations)

Commission approval published March 29, 2018

 

21-101CP

Marketplace Operation -- Amendments (Related to Designated Rating Organizations)

Commission approval published March 29, 2018

 

81-102CP

Investment Funds -- Amendments (Related to Designated Rating Organizations)

Commission approval published March 29, 2018

 

33-506

(Commodity Futures Act) Registration Information -- Amendments (Related to Designated Rating Organizations)

Commission approval published March 29, 2018

For further information, contact:

Darlene Watson
Project Specialist
Ontario Securities Commission
416-593-8148

April 12, 2018