Securities Law & Instruments

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OSC STAFF NOTICE 11-739 (REVISED)

POLICY REFORMULATION TABLE OF CONCORDANCE AND LIST OF NEW INSTRUMENTS



The following revisions have been made to the Table of Concordance and List of New Instruments. A full version of the Table of Concordance and List of New Instruments as of December 31, 2017 has been posted to the OSC Website at www.osc.gov.on.ca.

Table of Concordance

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Item Key

The third digit of each instrument represents the following: 1-National/Multilateral Instrument; 2-National/Multilateral Policy;

3-CSA Notice; 4-CSA Concept Release; 5-Local Rule; 6-Local Policy; 7-Local Notice; 8-Implementing Instrument;

9-Miscellaneous

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Reformulation

Instrument

Title

Status

 

 

None

 

New Instruments

Instrument

Title

Status

 

58-309

Staff Review of Women on Boards and in Executive Officer Positions -- Compliance with NI 58-101 Disclosure of Corporate Governance Practices

Published October 5, 2017

 

11-739

Reformulation Table of Concordance and List of New Instruments

Published October 12, 2017

 

94-101

Mandatory Central Counterparty Clearing of Derivatives -- Amendments

Published for comment October 12, 2017

 

33-321

Cyber Security and Social Media

Published October 19, 2017

 

51-352

Issuers with U.S. Marijuana Related Activities

Published October 19, 2017

 

52-404

Approach to Director and Audit Committee Member Independence

Published for comment October 26, 2017

 

11-737

Securities Advisory Committee -- Vacancies

Published November 2, 2017

 

81-102

Investment Funds -- Amendments

Ministerial approval published November 9, 2017

 

81-104

Commodity Pools -- Amendments

Ministerial approval published November 9, 2017

 

31-103

Registration Requirements, Exemtions and Ongoing Registrant Obligations -- Amendments

Ministerial approval published November 30, 2017

 

33-109

Registration Information -- Amendments

Ministerial approval published November 30, 2017

 

33-506

(Commodity Futures Act) Registration Information -- Amendments

Ministerial approval published November 30, 2017

 

11-337

Notice of Local Amendments and Changes in Alberta, Manitoba, and New Brunswick

Published December 7, 2017

 

23-319

Joint CSA/IIROC Staff Notice 23-319 Internalization in the Canadian Market

Published December 7, 2017

 

31-351

Joint CSA Staff Notice, IIROC Notice 17-0229, MFDA Bulletin #0736-M -- Complying with requirements regarding the Ombudsman for Banking Services and Investments

Published December 7, 2017

 

91-102

Prohibition of Binary Options

Ministerial approval published December 7, 2017

 

13-315

Securities Regulatory Authority Closed Dates 2018

Published December 14, 2017

 

23-320

Consideration of the Markets in Financial Instruments Directive (MiFID II) Unbundling Requirements on the Regulatory Requirements in Canada

Published December 14, 2017

 

21-320

Update: National Instrument 21-101 Marketplace Operation and Related Companion Policy -- Dealing with Government Transparency

Published December 14, 2017

 

72-503

Distributions Outside Canada

Commission approval published December 21, 2017

For further information, contact:

Darlene Watson
Project Specialist
Ontario Securities Commission
416-593-8148

January 18, 2018