Securities Law & Instruments

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OSC STAFF NOTICE 11-739 (REVISED)

POLICY REFORMULATION TABLE OF CONCORDANCE AND LIST OF NEW INSTRUMENTS



Table of Concordance

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Item Key

The third digit of each instrument represents the following: 1-National/Multilateral Instrument; 2-National/Multilateral Policy; 3-CSA Notice; 4-CSA Concept Release; 5-Local Rule; 6-Local Policy; 7-Local Notice; 8-Implementing Instrument; 9-Miscellaneous

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Reformulation

Instrument

Title

Status

 

__________

None

_______________

New Instruments

Instrument

Title

Status

 

23-318

Withdrawal of Proposed Amendments Regarding Best Execution Disclosure under National Instrument 23-101 Trading Rules

Published July 6, 2017

 

94-101

National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives -- Amendments

Commission approval published July 6, 2017

 

25-101

Designated Rating Organizations -- Amendments

Published for comment July 6, 2017

 

21-101

Marketplace Operation -- Amendments

Published for comment July 6, 2017

 

31-103

Registration Requirements -- Amendments

Published for comment July 6, 2017

 

33-109

Registration Information -- Amendments

Published for comment July 6, 2017

 

41-101

General Prospectus Requirements -- Amendments

Published for comment July 6, 2017

 

44-101

Short Form Prospectus Distributions -- Amendments

Published for comment July 6, 2017

 

44-102

Shelf Distributions -- Amendments

Published for comment July 6, 2017

 

45-106

Prospectus Exemptions -- Amendments

Published for comment July 6, 2017

 

51-102

Continuous Disclosure Obligations -- Amendments

Published for comment July 6, 2017

 

81-102

Investment Funds -- Amendments

Published for comment July 6, 2017

 

81-106

Investment Fund Continuous Disclosure -- Amendments

Published for comment July 6, 2017

 

33-506

(Commodity Futures Act) Registration Information -- Amendments

Published for comment July 6, 2017

 

24-101

Institutional Trade Matching and Settlement -- Amendments

Ministerial approval published July 13, 2017

 

33-748

Compliance and Registrant Regulation -- Annual Summary Report for Dealers, Advisers and Investment Fund Managers

Published July 13, 2017

 

31-349

Change to Standard Form Reports for Close Supervision and Strict Supervision Terms and Conditions

Published July 13, 2017

 

33-320

The Requirement for True and Complete Applications for Registration

Published July 13, 2017

 

11-739

Policy Reformulation Table of Concordance and List of New Instruments (Revised)

Published July 13, 2017

 

31-103

Registration Requirements, Exemptions and Ongoing Registrant Obligations -- Amendments

Commission approval published July 27, 2017

 

33-109

Registration Information -- Amendments

Commission approval published July 27, 2017

 

33-506

(Commodity Futures Act) Registration Information -- Amendments

Commission approval published July 27, 2017

 

61-302

Staff Review and Commentary on Multilateral Instrument 61-101 Protection of Minority Security Holders in Special Transactions

Published July 27, 2017

 

51-351

Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2017

Published July 27, 2017

 

46-307

Cryptocurrency Offerings

Published August 24, 2017

 

81-102

Investment Funds -- Amendments

Commission approval published August 31, 2017

 

51-728

Corporate Finance Branch 2016-2017 Annual Report

Published September 21, 2017

 

91-102

Prohibition of Binary Options

Commission approval published October 6, 2017

For further information, contact:

Darlene Watson
Project Specialist
Ontario Securities Commission
416-593-8148

October 12, 2017