Securities Law & Instruments


Orders, Rulings & Decisions


This section contains orders, rulings and decisions issued by the Commission relating to discretionary relief, cease trade orders, take-over bidsenforcement proceedings and other matters. The documents are listed according to the date they were published in the OSC Bulletin, the official record of the OSC’s activities.

If a document you are looking for is not listed here, refer to the OSC Bulletin or contact us for assistance.

You can also find orders, decisions and other documents relating to enforcement proceedings under All Proceedings.

December 6, 2018Minto Apartment Real Estate Investment Trust
December 6, 2018Prometic Life Sciences Inc. – s. 5.1 of OSC Rule 48-501 Trading During Distributions, Formal Bids and Share Exchange Transactions
December 6, 2018Local Authority Services et al.
December 6, 2018Prometic Life Sciences Inc. and Canaccord Genuity Corp.
December 6, 2018RBC Dominion Securities Inc.
December 6, 2018Fortis Inc. et al.
December 6, 2018Muchoki Fungai Simba (also previously known as Henderson MacDonald Alexander Butcher)
December 6, 2018Dalradian Resources Inc. – s. 1(6) of the OBCA
December 6, 2018Amarillo Gold Corporation – s. 1(11)(b)
December 6, 2018RBC Dominion Securities Inc. – s. 38(1) of the CFA