Securities Law & Instruments


Orders, Rulings & Decisions


This section contains orders, rulings and decisions issued by the Commission relating to discretionary relief, cease trade orders, take-over bidsenforcement proceedings and other matters. The documents are listed according to the date they were published in the OSC Bulletin, the official record of the OSC’s activities.

If a document you are looking for is not listed here, refer to the OSC Bulletin or contact us for assistance.

You can also find orders, decisions and other documents relating to enforcement proceedings under All Proceedings.

June 14, 2018BMO Investments Inc.
June 14, 2018PIMCO Canada Corp. and RBC Dominion Securities Inc.
June 14, 2018Veolia Environnement S.A.
June 14, 2018TD Waterhouse Private Investment Counsel Inc.
June 14, 2018BMO Investments Inc.
June 14, 2018The Stars Group Inc.
June 14, 2018Jarislowsky, Fraser Limited
June 14, 2018GoldPoint Partners Select Manager Canada Fund IV, LP and Newbury Equity Partners IV L.P.
June 14, 2018Canoe Financial LP and the Canoe Mutual Funds listed in Schedule A
June 14, 2018CWB Wealth Management Ltd.