Securities Law & Instruments


Orders, Rulings & Decisions


This section contains orders, rulings and decisions issued by the Commission relating to discretionary relief, cease trade orders, take-over bidsenforcement proceedings and other matters. The documents are listed according to the date they were published in the OSC Bulletin, the official record of the OSC’s activities.

If a document you are looking for is not listed here, refer to the OSC Bulletin or contact us for assistance.

You can also find orders, decisions and other documents relating to enforcement proceedings under All Proceedings.

November 23, 2017HNZ Group Inc.
November 23, 2017Invesco Canada Ltd.
November 23, 2017Benedict Cheng et al.
November 23, 2017Omega Securities Inc.
November 23, 2017Omega Securities Inc.
November 23, 2017Land and Buildings Investment Management, LLC – ss. 8, 21.7
November 23, 2017Pro-Financial Asset Management Inc. et al. – s. 9(1)(b) of the SPPA
November 23, 2017Land and Buildings Investment Management, LLC
November 23, 2017Flaherty & Crumrine Incorporated and Brompton Funds Limited – ss. 78(1) and 80 of the CFA
November 23, 2017Timbercreek U.S. Multi-Residential Opportunity Fund #1