Securities Law & Instruments


Orders, Rulings & Decisions


This section contains orders, rulings and decisions issued by the Commission relating to discretionary relief, cease trade orders, take-over bidsenforcement proceedings and other matters. The documents are listed according to the date they were published in the OSC Bulletin, the official record of the OSC’s activities.

If a document you are looking for is not listed here, refer to the OSC Bulletin or contact us for assistance.

You can also find orders, decisions and other documents relating to enforcement proceedings under All Proceedings.

April 20, 2017Northwest & Ethical Investments L.P., Nei Northwest Macro Canadian Asset Allocation Fund and Nei Northwest Macro Canadian Asset Allocation Corporate Class
April 20, 2017Banwell Financial Inc. and Investia Financial Services Inc.
April 20, 2017Eurex Clearing AG - s. 144
April 20, 2017Black Panther Trading Corporation and Charles Robert Goddard – ss. 127, 127.1
April 20, 2017Crystal Wealth Management System Limited – ss. 127(1), (5)
April 20, 2017Crystal Wealth Management System Limited – ss. 127(1), (5)
April 20, 2017Crystal Wealth Management System Limited, Clayton Smith, CLJ Everest Ltd and 1150752 Ontario Limited – ss. 127(7), (8)
April 13, 2017Enstar Group Limited
April 13, 2017Brookfield Investment Management (Canada)
April 13, 2017Desjardins Global Asset Management Inc. et al.Desjardins Global Asset Management Inc. et al.