Securities Law & Instruments

FILE NO.: 2018-16





Mark J. Sandler, Commissioner and Chair of the Panel


July 6, 2018



Subsection 127(1) and

Section 127.1 of the

Securities Act, RSO 1990, c S.5


                WHEREAS on July 6, 2018, the Ontario Securities Commission held a hearing at the offices of the Commission, located at 20 Queen Street West, 17th Floor, Toronto, Ontario;


                ON HEARING the submissions of the representatives for Staff of the Commission and for Martin Bernholtz;


                IT IS ORDERED THAT:


1.             The Respondent shall file and serve a witness list, and serve a summary of each witness’s anticipated evidence on Staff, and indicate any intention to call an expert witness by no later than August 13, 2018;


2.             Each party shall file a completed copy of the E-hearing Checklist for the Hearing on the Merits by no later than August 31, 2018; and


3.             The Third Attendance in this matter is scheduled for September 11, 2018 at 9:30 a.m., or on such other date and time as may be agreed by the parties and set by the Office of the Secretary.


“Mark J. Sandler”