Securities Law & Instruments

FILE NO.: 2018-16

 

IN THE MATTER OF

MARTIN BERNHOLTZ

 

Mark J. Sandler, Commissioner and Chair of the Panel

 

July 6, 2018

 

ORDER

Subsection 127(1) and

Section 127.1 of the

Securities Act, RSO 1990, c S.5

 

                WHEREAS on July 6, 2018, the Ontario Securities Commission held a hearing at the offices of the Commission, located at 20 Queen Street West, 17th Floor, Toronto, Ontario;

 

                ON HEARING the submissions of the representatives for Staff of the Commission and for Martin Bernholtz;

 

                IT IS ORDERED THAT:

 

1.             The Respondent shall file and serve a witness list, and serve a summary of each witness’s anticipated evidence on Staff, and indicate any intention to call an expert witness by no later than August 13, 2018;

 

2.             Each party shall file a completed copy of the E-hearing Checklist for the Hearing on the Merits by no later than August 31, 2018; and

 

3.             The Third Attendance in this matter is scheduled for September 11, 2018 at 9:30 a.m., or on such other date and time as may be agreed by the parties and set by the Office of the Secretary.

 

“Mark J. Sandler”