Securities Law & Instruments

FILE NO.: 2018-36





Robert P. Hutchison, Commissioner and Chair of the Panel


July 5, 2018



(Subsections 127(1) and (2) and

Section 127.1 of the

Securities Act, RSO 1990, c S.5)


                WHEREAS on July 3, 2018, the Ontario Securities Commission (Commission) held a hearing at the offices of the Commission, located at 20 Queen Street West, 17th Floor, Toronto, Ontario;


                ON HEARING the submissions of the represen-tatives for Staff of the Commission (Staff) and for Caldwell Investment Management Ltd. (Caldwell), including that on July 3, 2018 Staff disclosed to Caldwell non-privileged, relevant documents and things in the possession or control of Staff (Staff’s Disclosure);


                IT IS ORDERED THAT:


1.             Caldwell shall serve and file a motion, if any, regarding Staff’s Disclosure or seeking disclosure of additional documents by no later than October 5, 2018;


2.             Staff shall file and serve a witness list, and serve a summary of each witnesses’ anticipated evidence on Caldwell, and indicate any intention to call any expert witnesses by no later than October 11, 2018; and


3.             The Second Attendance in this matter is scheduled for October 18, 2018 at 10:00 a.m., or on such other date and time as may be agreed by the parties and set by the Office of the Secretary.


“Robert P. Hutchison”