Securities Law & Instruments

IN THE MATTER OF

EARL MAREK

 

Timothy Moseley, Chair of the Panel

 

August 30, 2017

 

ORDER

 

                WHEREAS on August 29, 2017, the Ontario Securities Commission held a hearing at the offices of the Commission, located at 20 Queen Street West, 17th Floor, Toronto, Ontario, with respect to case management of an application for a hearing and review of decisions of the Investment Industry Regulatory Organization of Canada, which application was brought by Earl Marek (the Applicant) pursuant to sections 8 and 21.7 of the Securities Act, RSO 1990, c S.5; and

 

                ON HEARING the submissions of counsel representing the Applicant, Staff of the Investment Industry Regulatory Organization of Canada (IIROC Staff) and Enforcement Staff of the Commission (Commission Staff);

 

                IT IS ORDERED THAT:

 

1.             if the Applicant intends to introduce new evidence in this application, the Applicant shall file and serve copies of such evidence by no later than October 5, 2017;

 

2.             if necessary, a pre-hearing conference shall be held on October 6, 2017 at 10:00 a.m., and the parties shall contact the Registrar to advise whether that attendance is necessary by no later than October 5, 2017;

 

3.             by no later than October 13, 2017, the Applicant shall file and serve his memorandum of fact and law;

 

4.             by no later than October 25, 2017, each of IIROC Staff and Commission Staff shall file and serve its responding memorandum of fact and law;

 

5.             by no later than October 31, 2017, the Applicant shall file and serve his reply memorandum of fact and law, if any;

 

6.             the hearing of this application shall commence on November 8, 2017, at 10:30 a.m. and, if necessary, shall continue on November 9, 2017, commencing at 10:00 a.m.

 

“Timothy Moseley”