- Ontario Exempt Market Report 2018
- Report on Fourth Staff Review of Disclosure regarding Women on Boards and in Executive Officer Positions
- Status Report on Consultation on Embedded Commissions and Next Steps
- Annual Summary Report for Dealers, Advisers and Investment Fund Managers
- Amendments to NI 45-106 Prospectus Exemptions and changes to Companion Policy
- Securities Law Implications for Offerings of Tokens
- Guidance for Preparing and Filing Reports of Exempt Distribution under NI 45-106 Prospectus Exemptions
- Investment Funds Investing in Bail-in Debt
- Amendments to NI 51-102 Continuous Disclosure Obligations
- CSA report on climate change-related disclosure project
- Updated Commission’s Book of Authorities
- Getting Started: Human-Centred Solutions to Engage Ontario Millennials in Investing
- Encouraging Retirement Planning through Behavioural Insights
- Statement of Priorities 2018-2019
- CSA align to publish harmonized response to concerns with the client-registrant relationship
Instruments, Rules & Policies
- NI 45-106 - Prospectus Exemptions
- OSC Rule 13-502 - Fees
- NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations
- NI 51-102 - Continuous Disclosure Obligations
- NI 81-102 81-102CP - Investment Funds
- MI 45-108 - Crowdfunding
- Take-Over Bids and Special Transactions
- NI 58-101 - Disclosure of Corporate Governance Practices
- NI 41-101 - General Prospectus Requirements
- NI 43-101 - Standards of Disclosure for Mineral Projects
- OSC Rule 45-501 - Ontario Prospectus and Registration Exemptions
- OSC Rule 91-507 - Trade Repositories and Derivatives Data Reporting
Forms
- Form 13-502F1: Class 1 and Class 3B Reporting Issuers – Participation Fee
- Form 13-502F4: Capital Markets Participation Fee Calculation
- Form 45-106F1: Report of Exempt Distribution
- Form 31-103F1: Calculation of Excess Working Capital
- Form 33-109F4: Registration of Individuals and Review of Permitted Individuals
Other Related Information
Reports and Publications
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