- Register - OSC Dialogue, October 12
- OSC Publishes 2017-2018 Statement of Priorities
- OSC Publishes Summary Report for Dealers, Advisers and Investment Fund Managers
- 2017 Ontario Exempt Market Report
- Status Report - Proposed Best Interest Standard and Targeted Reforms
- Behavioural Insights in Financial Policy-Making and Regulation
- Transcript: Roundtable on Proposed Business Conduct Rules for Derivatives Dealers and Advisers
- Request for Comment: Proposed Amendments to NI 45-106 Prospectus Exemptions relating to Reports of Exempt Distribution
- Request for Comment: Proposed NI 93-101 Derivatives: Business Conduct
- Request for Comment: Adoption of a T+2 Settlement Cycle for Conventional Mutual Funds
- Amendments to OSC Rule 13-502 Fees and OSC Rule 13-503 (Commodity Futures Act) Fees
- Amendments to NI 24-101 Institutional Trade Matching and Settlement and changes to Companion Policy 24-101CP
- Staff’s Review of Social Media Used by Reporting Issuers (CSA Staff Notice 51-348)
- Summary of CSA Roundtable on Response to Cyber Security Incidents (CSA Staff Notice 11-336)
- Guidance on Small Firms Compliance and Regulatory Obligations (CSA Staff Notice 31-350)
- Update on Use of the Rights Offering Exemption in NI 45-106 Prospectus Exemptions
- Report on the review of investment entities and guide for disclosure improvements
- 23-317 Order Protection Rule: Market Share Threshold
Instruments, Rules & Policies
- NI 45-106 - Prospectus Exemptions
- OSC Rule 13-502 - Fees
- NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations
- NI 51-102 - Continuous Disclosure Obligations
- NI 81-102 81-102CP - Investment Funds
- MI 45-108 - Crowdfunding
- Take-Over Bids and Special Transactions
- NI 58-101 - Disclosure of Corporate Governance Practices
- NI 41-101 - General Prospectus Requirements
- NI 43-101 - Standards of Disclosure for Mineral Projects
- OSC Rule 45-501 - Ontario Prospectus and Registration Exemptions
- OSC Rule 91-507 - Trade Repositories and Derivatives Data Reporting
Forms
- Form 13-502F1: Class 1 and Class 3B Reporting Issuers – Participation Fee
- Form 13-502F4: Capital Markets Participation Fee Calculation
- Form 45-106F1: Report of Exempt Distribution
- Form 31-103F1: Calculation of Excess Working Capital
- Form 33-109F4: Registration of Individuals and Review of Permitted Individuals
Other Related Information
Reports and Publications
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